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All sourcesNASA NTRSDOE OSTI
NASA NTRS2021

Validation of SMAP L2 passive-only soil moisture products using upscaled in situ measurements collected in Twente, the Netherlands

The Twente region in the east of the Netherlands has a network with twenty soil monitoring stations that has been utilized for validation of the Soil Moisture Active/Passive (SMAP) passive-only soil moisture products. Over the period from April 2015 until December 2018, seven stations covered by the SMAP reference pixels 15 have fairly complete data records. Spatially distributed soil moisture simulations with the Dutch national hydrological model have been utilized for the development of upscaling functions to translate the spatial mean of point measurements to the domain of the SMAP reference pixels. The native and upscaled spatial soil moisture means computed using the in-situ measurements have been adopted as references to assess the performance of the SMAP i) Single Channel Algorithm at Horizontal Polarization (SCA-H), ii) Single Channel Algorithm at Vertical Polarization (SCA-V), and iii) Dual Channel Algorithm (DCA) soil moisture estimates. In the case of the Twente network it was found that the SCA-V soil moisture retrieved SMAP observations collected in the afternoon had the best agreement with the native spatial mean leading to an unbiased Root Mean Squared Error (uRMSE) of 0.059 m3 m-3, whereas for the upscaled in-situ references primarily larger biases were found. These error levels are larger than the mission’s target accuracy of 0.04 m3 m-3, which can be attributed to large over- and underestimation errors (>0.08 m3 m-3) in particular at the end of dry spells and during freezing, respectively. The strong vertical dielectric gradients associated with rapid soil freezing and wetting causes the disparity in soil depth characterized by SMAP and in situ that leads to the large mismatches. Once filtered for frozen conditions and antecedent rainfall the uRMSE improves to 0.043 m3 m-3.

Rogier van der Velde↗
NASA NTRS2022

Development of SMAP Retrievals for Forested Regions: SMAPVEX19-22 and SMAPVEX22-Boreal

The retrieval of soil moisture (SM) under forest canopy has long been an important goal for low frequency remote sensing. The NASA Soil Moisture Active Passive (SMAP) mission is engaged at three separate experiment sites to improve its SM retrieval algorithm in forested areas. Two of the sites are located in the deciduous forest region in Massachusetts and New York, US and one is located in southern boreal forest zone in Saskatchewan, Canada. Each site has a SM measurement network of about 20 stations spread out over an area of about 30 km, which covers the SMAP radiometer footprint. In 2022, intensive observations will be carried out at each site which involve deployments of an airborne instrument, which is similar to the SMAP instrument, and intensive manual measurements of SM, surface and vegetation. The measurements also include tower-based radiometer observations with ground truth measurements within the instrument footprint. Here we show some early results using the networks and SMAP measurements to analyze the sensitivity of the SMAP L-band measurements to SM changes in forested area and the impact of the vegetation to the signal. The results suggest an upper limit for vegetation attenuation accounting for surface roughness effect and relate that to the values used in the current SMAP SM products.

Yueh, Simon H.↗
NASA NTRS2015

An Overview of Production and Validation of the SMAP Passive Soil Moisture Product

The Soil Moisture Active Passive (SMAP) mission is an L-band mission scheduled for launch in Jan. 2015. The SMAP instruments consist of a radar and a radiometer to obtain complementary information from space for soil moisture and freeze/thaw state research and applications. By utilizing novel designs in antenna construction, retrieval algorithms, and acquisition hardware, SMAP provides a capability for global mapping of soil moisture and freeze/thaw state with unprecedented accuracy, resolution, and coverage. This improvement in hydrosphere state measurement is expected to advance our understanding of the processes that link the terrestrial water, energy and carbon cycles, improve our capability in flood prediction and drought monitoring, and enhance our skills in weather and climate forecast. For swath-based soil moisture measurement, SMAP generates three operational geophysical data products: (1) the radiometer-only soil moisture product (L2_SM_P) posted at 36-kilometer resolution, (2) the radar-only soil moisture product (L2_SM_A) posted at 3-kilometers resolution, and (3) the radar-radiometer combined soil moisture product (L2_SM_AP) posted at 9-kilometers resolution. Each product draws on the strengths of the underlying sensor(s) and plays a unique role in hydroclimatological and hydrometeorological applications. A full suite of SMAP data products is given in Table 1.

passive microwave↗
NASA NTRS2015

Technical Report Series on Global Modeling and Data Assimilation: Soil Moisture Active Passive (SMAP) Project Calibration and Validation for the L4_C Beta-Release Data Product - Volume 42

During the post-launch Cal/Val Phase of SMAP there are two objectives for each science product team: 1) calibrate, verify, and improve the performance of the science algorithms, and 2) validate accuracies of the science data products as specified in the L1 science requirements according to the Cal/Val timeline. This report provides analysis and assessment of the SMAP Level 4 Carbon (L4_C) product specifically for the beta release. The beta-release version of the SMAP L4_C algorithms utilizes a terrestrial carbon flux model informed by SMAP soil moisture inputs along with optical remote sensing (e.g. MODIS) vegetation indices and other ancillary biophysical data to estimate global daily NEE and component carbon fluxes, particularly vegetation gross primary production (GPP) and ecosystem respiration (Reco). Other L4_C product elements include surface (<10 cm depth) soil organic carbon (SOC) stocks and associated environmental constraints to these processes, including soil moisture and landscape FT controls on GPP and Reco (Kimball et al. 2012). The L4_C product encapsulates SMAP carbon cycle science objectives by: 1) providing a direct link between terrestrial carbon fluxes and underlying freeze/thaw and soil moisture constraints to these processes, 2) documenting primary connections between terrestrial water, energy and carbon cycles, and 3) improving understanding of terrestrial carbon sink activity in northern ecosystems.

Cal/Val↗
NASA NTRS2017

Recalibration and Validation of the SMAP L-Band Radiometer

SMAP mission was launched on 31st January 2015 in a 6 AM 6 PM sun-synchronous orbit at 685 km altitude to measure soil moisture and freethaw globally. The passive instrument of SMAP is a fully polarimetric L-band radiometer (1.4GHz) operating with a bandwidth of 24MHz. The radiometer L1B data product version 3 has been released for public science activities. Post-launch calibration and validation activities are described in [4,5]. Validation results show that SMAP antenna temperature (TA) is 2.6 K warmer over galactic Cold Sky (CS), and land TB is 2.6 K colder comparing to SMOS land TB (compared at the top of the atmosphere) after the update of the reflectors thermal model. Due to the biases, the SMAP radiometer is under re-calibration for next data release in 2018.We present the updated calibration approaches for the SMAP radiometer product. We will discuss the various radiometer calibration parameters and part of the validation process and result.

SMAP↗
NASA NTRS2018

SMAP Mission: Changes in the RFI Environment

The Soil Moisture Active/Passive satellite microwave radiometer has been providing measurements of L-band thermal emission from Earth for more than 2 years. SMAP retrieves surface soil moisture from its brightness temperature measurements, and continues to provide science products to the user community. Even though the SMAP radiometer operates in a protected band, its measurements are still corrupted by Radio Frequency Interference (RFI) caused by illegal in-band transmissions or out-of-band emissions. The SMAP radiometer was designed to include special hardware to enable RFI detection and filtering using multiple detection algorithms. Given the good overall performance of SMAP algorithms to detect RFI sources, an automatic tool to report source properties automatically was developed and is now operational. This paper provides a preliminary analysis of the outputs of this reporting tool with a particular focus on the evolution of the RFI environment observed by SMAP during its period of operations.

L-band↗
NASA NTRS2018

Integration of SMAP and SMOS Observations

Soil Moisture Active Passive (SMAP) mission and the Soil Moisture and Ocean Salinity (SMOS) missions provide brightness temperature and soil moisture estimates every 2-3 days. SMAP brightness temperature observations were compared with SMOS observations at 40o incidence angle. The brightness temperatures from the two missions are not consistent. SMAP observations show a warmer TB bias (about 1.27 K: V pol and 0.62 K: H pol) as compared to SMOS. SMAP and SMOS missions use different retrieval algorithms and ancillary datasets which result in further inconsistencies between their soil moisture products. The reprocessed constant-angle SMOS brightness temperatures were used in the SMAP soil moisture retrieval algorithm to develop a consistent multi-satellite product. The integrated product has an increased global revisit frequency (1 day) and period of record that is unattainable by either one of the satellites alone. Results from the development and validation of the integrated soil moisture product will be presented.

passive microwave↗
NASA NTRS2020

Assimilation of SMAP and ASCAT Soil Moisture Retrievals into the JULES Land Surface Model Using the Local Ensemble Transform Kalman Filter

A land data assimilation system is developed to merge satellite soil moisture retrievals into the Joint U.K. Land Environment Simulator (JULES) land surface model (LSM) using the Local Ensemble Transform Kalman Filter (LETKF). The system assimilates microwave soil moisture retrievals from the Soil Moisture Active Passive (SMAP) radiometer and the Advanced Scatterometer (ASCAT) after bias correction based on cumulative distribution function fitting. The soil moisture assimilation estimates are evaluated with ground-based soil moisture measurements over the continental U.S. for five consecutive warm seasons (May–September of 2015–2019). The result shows that both SMAP and ASCAT retrievals improve the accuracy of soil moisture estimates. Especially, the SMAP single-sensor assimilation experiment shows the best performance with the increase of temporal anomaly correlation by ΔR ~ 0.05 for surface soil moisture and ΔR ~ 0.03 for root-zone soil moisture compared with the LSM simulation without satellite data assimilation. SMAP assimilation is more skillful than ASCAT assimilation primarily because of the greater skill of the assimilated SMAP retrievals compared to the ASCAT retrievals. The skill improvement also depends significantly on the region; the higher skill improvement in the western U.S. compared to the eastern U.S. is explained by the Kalman gain in the two experiments. Additionally, the regional skill differences in the single-sensor assimilation experiments are attributed to the number of assimilated observations. Finally, the soil moisture assimilation estimates provide more realistic land surface information than model-only simulations for the 2015 and the 2016 western U.S. droughts, suggesting the advantage of using satellite soil moisture retrievals in the current drought monitoring system.

SMAP↗
NASA NTRS2021

Assessing Disaggregated SMAP Soil Moisture Products in the United States

A soil moisture (SM) disaggregation algorithm based on thermal inertia (TI) theory was implemented to downscale the Soil Moisture Active Passive (SMAP) Enhanced product(SPL2SMPE) from 9 km to 1 km over the continental United States. The algorithm applies land surface temperature and normalized difference vegetation index from Moderate Resolution Imaging Spectroradiometer (MODIS) at higher spatial resolution to estimate relative soil wetness within a coarse SMAP grid -this MODIS-derived relative wetness is then used to produce the downscaled SMAP SM. Results from the algorithm were evaluated in terms of their spatiotemporal coverage and accuracy using in situ measurements from SMAP Core Validation Sites (CVS), the US Department of Agriculture Soil Climate Analysis Network (USDA-SCAN), and the National Oceanic and Atmospheric Administration Climate Reference Network(NOAA-CRN). Results were also compared with the baselineSPL2SMPE and the SMAP/Sentinel-1 (SPL2SMAPS) 1kmproduct. Overall, the unbiased root mean square error (ubRMSE)of the disaggregated SM at the CVS using the TI approach is approximately 0.04 m3=m3, which is the SMAP mission requirement for the baseline products. The TI approach out performs the SMAP/Sentinel SL2SMAPS 1km product by approximately0.02 m3=m3. Over the agriculture/crop areas from SCAN and CRN sparse network stations, the TI approach exhibits better ubRMSE compared to SPL2SMPE andSPL2SMAPS byabout0.01 and 0.02 m3=m3, indicating its advantage in these areas. However, a drawback of this approach is that there are data gaps due to cloud cover as optical sensors cannot have a clear view of the land surface.

Soil moisture↗
NASA NTRS2022

Thermal Hydraulic Disaggregation of SMAP Soil Moisture Over the Continental United States

Thermal Hydraulic disaggregation of Soil Moisture (THySM) algorithm was implemented to downscale NASA’s Soil Moisture Active Passive (SMAP) Enhanced soil moisture (SM) product to 1 km over the continental United States (CONUS). This algorithm was developed by combining thermal inertia theory with a soil hydraulic-based approach that considers fine-scale SM spatial distribution driven by both heat fluxes and hydraulic conductivity in soils. Relative soil wetness values were estimated using land surface temperature and normalized difference vegetation index for the thermal inertia model and using soil properties for the hydraulic model. The relative soil wetness values at 1 km from both models were then combined by using weighting functions whereby the spatial distribution of SM was governed more by thermal fluxes during times of strong heat transport and infiltration during moisture abundant soil conditions. THySM values were evaluated using in situ SM measurements from SMAP Core Validation Sites (CVS), the USDA Soil Climate Analysis Network, and the NOAA Climate Reference Network over CONUS. THySM shows higher accuracy than the SMAP / Sentinel-1 (SPL2SMAP_S) 1 km SM product when compared to in situ measurements. The accuracy of THySM is 0.048 m3/m3 based on unbiased root mean square error (ubRMSE), outperforming SPL2SMAP_S by 0.01-0.02 m3/m3. The ubRMSE of THySM 1km SM over the SMAP grassland/rangeland-dominated CVS sites is better than 0.04 m3/m3, which meets the SMAP mission SM accuracy requirement applied at 9 and 36 km.

SMAP↗
NASA NTRS2022

Effect of Assimilating SMAP Soil Moisture on CO2 and CH4 Fluxes through Direct Insertion in a Land Surface Model

Soil moisture impacts the biosphere–atmosphere exchange of CO2 and CH4 and plays an important role in the terrestrial carbon cycle. A better representation of soil moisture would improve coupled carbon–water dynamics in terrestrial ecosystem models and could potentially improve model estimates of large-scale carbon fluxes and climate feedbacks. Here, we investigate using soil moisture observations from the Soil Moisture Active Passive (SMAP) satellite mission to inform simulated carbon fluxes in the global terrestrial ecosystem model LPJ-wsl. Results suggest that the direct insertion of SMAP reduces the bias in simulated soil moisture at in situ measurement sites by 40%, with a greater improvement at temperate sites. A wavelet analysis between the model and measurements from 26 FLUXNET sites suggests that the assimilated run modestly reduces the bias of simulated carbon fluxes for boreal and subtropical sites at 1–2-month time scales. At regional scales, SMAP soil moisture can improve the estimated responses of CO2 and CH4 fluxes to extreme events such as the 2018 European drought and the 2019 rainfall event in the Sudd (Southern Sudan) wetlands. The simulated improvements to land–surface carbon fluxes using the direct insertion of SMAP are shown across a variety of timescales, which suggests the potential of SMAP soil moisture in improving the model representation of carbon–water coupling.

SMAP↗
NASA NTRS2011

Evaluation of SMAP Level 2 Soil Moisture Algorithms Using SMOS Data

The objectives of the SMAP (Soil Moisture Active Passive) mission are global measurements of soil moisture and land freeze/thaw state at 10 km and 3 km resolution, respectively. SMAP will provide soil moisture with a spatial resolution of 10 km with a 3-day revisit time at an accuracy of 0.04 m3/m3 [1]. In this paper we contribute to the development of the Level 2 soil moisture algorithm that is based on passive microwave observations by exploiting Soil Moisture Ocean Salinity (SMOS) satellite observations and products. SMOS brightness temperatures provide a global real-world, rather than simulated, test input for the SMAP radiometer-only soil moisture algorithm. Output of the potential SMAP algorithms will be compared to both in situ measurements and SMOS soil moisture products. The investigation will result in enhanced SMAP pre-launch algorithms for soil moisture.

Bindlish, Rajat↗
NASA NTRS2011

NASA Soil Moisture Active Passive (SMAP) Mission Formulation

The Soil Moisture Active Passive (SMAP) Mission is one of the first Earth observation satellites being formulated by NASA in response to the 2007 National Research Council s Earth Science Decadal Survey [1]. SMAP s measurement objectives are high-resolution global measurements of near-surface soil moisture and its freeze-thaw state. These measurements would allow significantly improved estimates of water, energy and carbon transfers between the land and atmosphere. The soil moisture control of these fluxes is a key factor in the performance of atmospheric models used for weather forecasts and climate projections. Soil moisture measurements are also of great importance in assessing flooding and monitoring drought. Knowledge gained from SMAP s planned observations can help mitigate these natural hazards, resulting in potentially great economic and societal benefits. SMAP measurements would also yield high resolution spatial and temporal mapping of the frozen or thawed condition of the surface soil and vegetation. Observations of soil moisture and freeze/thaw timing over the boreal latitudes will contribute to reducing a major uncertainty in quantifying the global carbon balance and help resolve an apparent missing carbon sink over land. The SMAP mission would utilize an L-band radar and radiometer sharing a rotating 6-meter mesh reflector antenna (see Figure 1) [2]. The radar and radiometer instruments would be carried onboard a 3-axis stabilized spacecraft in a 680 km polar orbit with an 8-day repeating ground track. The instruments are planned to provide high-resolution and high-accuracy global maps of soil moisture at 10 km resolution and freeze/thaw at 3 km resolution, every two to three days (see Table 1 for a list of science data products). The mission is adopting a number of approaches to identify and mitigate potential terrestrial radio frequency interference (RFI). These approaches are being incorporated into the radiometer and radar flight hardware and ground processing designs.

Entekhabi, Dara↗
NASA NTRS2011

In Situ Validation of the Soil Moisture Active Passive (SMAP) Satellite Mission

SMAP is a new NASA mission proposed for 2014 that would provide a number of soil moisture and freeze/thaw products. The soil moisture products span spatial resolutions from 3 to 40 km. In situ soil moisture observations will be one of the key elements of the validation program for SMAP. Data from the currently available set of soil moisture observing sites and networks need improvement if they are to be useful. Problems include a lack of standardization of instrumentation and installation and the disparity in spatial scale between the point-scale in situ data (a few centimeters) and the coarser satellite products. SMAP has initiated activities to resolve these issues for some of the existing resources. The other challenge to soil moisture validation is the need to expand the number of sites and their geographic distribution. SMAP is attempting to increase the number of sites and their value in validation through collaboration. The issues and solutions involving in situ validation being investigated will be described along with recent results from SMAP validation projects.

validation↗
NASA NTRS2011

The Soil Moisture Active Passive (SMAP) Applications Activity

The Soil Moisture Active Passive (SMAP) mission is one of the first-tier satellite missions recommended by the U.S. National Research Council Committee on Earth Science and Applications from Space. The SMAP mission 1 is under development by NASA and is scheduled for launch late in 2014. The SMAP measurements will allow global and high-resolution mapping of soil moisture and its freeze/thaw state at resolutions from 3-40 km. These measurements will have high value for a wide range of environmental applications that underpin many weather-related decisions including drought and flood guidance, agricultural productivity estimation, weather forecasting, climate predictions, and human health risk. In 2007, NASA was tasked by The National Academies to ensure that emerging scientific knowledge is actively applied to obtain societal benefits by broadening community participation and improving means for use of information. SMAP is one of the first missions to come out of this new charge, and its Applications Plan forms the basis for ensuring its commitment to its users. The purpose of this paper is to outline the methods and approaches of the SMAP applications activity, which is designed to increase and sustain the interaction between users and scientists involved in mission development.

Brown, Molly E.↗
NASA NTRS2012

Soil Moisture Active/Passive (SMAP) Forward Brightness Temperature Simulator

The SMAP is one of four first-tier missions recommended by the US National Research Council's Committee on Earth Science and Applications from Space (Earth Science and Applications from Space: National Imperatives for the Next Decade and Beyond, Space Studies Board, National Academies Press, 2007) [1]. It is to measure the global soil moisture and freeze/thaw from space. One of the spaceborne instruments is an L-band radiometer with a shared single feedhorn and parabolic mesh reflector. While the radiometer measures the emission over a footprint of interest, unwanted emissions are also received by the antenna through the antenna sidelobes from the cosmic background and other error sources such as the Sun, the Moon and the galaxy. Their effects need to be considered accurately, and the analysis of the overall performance of the radiometer requires end-to-end performance simulation from Earth emission to antenna brightness temperature, such as the global simulation of L-band brightness temperature simulation over land and sea [2]. To assist with the SMAP radiometer level 1B algorithm development, the SMAP forward brightness temperature simulator is developed by adapting the Aquarius simulator [2] with necessary modifications. This poster presents the current status of the SMAP forward brightness simulator s development including incorporating the land microwave emission model and its input datasets, and a simplified atmospheric radiative transfer model. The latest simulation results are also presented to demonstrate the ability of supporting the SMAP L1B algorithm development.

Peng, Jinzheng↗
NASA NTRS2018

Improving the SMAP Level-4 Soil Moisture Product

The NASA Soil Moisture Active Passive (SMAP) mission generates, among other data sets, the Level 4 Soil Moisture (L4 SM) product. The L4 SM algorithm is based on the assimilation of SMAP radiometer brightness temperature observations into the NASA Catchment land surface model using a spatially distributed ensemble Kalman filter. The L4 SM data are published with a mean latency of approx. 2.5 days from the time of observation and provide global, three-hourly, 9 km resolution estimates of surface and root-zone soil moisture and related land surface states and fluxes. In 2018, the product was upgraded from Version 3 to Version 4. Underlying the new version is a revised modeling system that includes improved input parameter datasets for land cover, topography, and vegetation height that are based on recent, high quality space-borne remote sensing observations. Land cover inputs were updated to the GlobCover2009 product, which is based on satellite observations from the Medium Resolution Imaging Spectrometer. Topographic statistics now rely on observations from the Shuttle Radar Topography Mission. Finally, vegetation height inputs are derived from space-borne Lidar measurements. Additionally, SMAP Level-2 soil moisture retrievals and in situ soil moisture measurements were used to calibrate a particular Catchment model parameter that governs the recharge of soil moisture from the models root-zone excess reservoir into the surface excess reservoir. Specifically, the replenishment of soil moisture near the surface from below under non-equilibrium conditions was substantially reduced, which brings the models surface soil moisture more in line with the SMAP Level 2 and in situ soil moisture. Finally, the calibration of the assimilated SMAP brightness temperatures changed substantially from Version 3 to Version 4. Considerable effort went into the version upgrade, creating an expectation that the new version is improved over the old version. Indeed, some aspects of the new version are clearly better. However, other aspects are not, and on balance, the overall improvement is modest at best. In this presentation we summarize the skill of the new and old versions vs. independent in situ measurements and in terms of data assimilation diagnostics, including, for example, the statistics of the (soil moisture) analysis increments and the observation minus forecast (brightness temperatures) residuals. We share our experience with trying to improve to the L4 SM product and the lessons learned from the effort.

Reichle, Rolf↗
NASA NTRS2018

Recent Updates in the SMAP Level-4 Soil Moisture Algorithm

The NASA Soil Moisture Active Passive (SMAP) mission generates, among other data sets, the Level-4 Soil Moisture (L4_SM) product. The L4_SM data are published with a mean latency of ~2.5 days from the time of observation and provide global, three-hourly, 9-km resolution estimates of surface and root-zone soil moisture and related land surface states and fluxes. The L4_SM algorithm is based on the assimilation of SMAP radiometer brightness temperature observations into the NASA Catchment land surface model using a spatially distributed ensemble Kalman filter (EnKF). In 2018, the L4_SM algorithm was upgraded from Version 3 to Version 4. Underlying the new version is a revised modeling system that includes improved input parameter datasets for land cover, topography, and vegetation height that are based on recent, high-quality, space-borne remote sensing observations. Additionally, SMAP Level-2 soil moisture retrievals and in situ soil moisture measurements were used to calibrate a particular Catchment model parameter that governs the recharge of surface soil moisture from below under non-equilibrium conditions, which brings the model's surface soil moisture more in line with the SMAP Level-2 and in situ soil moisture. Moreover, the calibration of the assimilated SMAP brightness temperatures changed substantially from Version 3 to Version 4, and the "catchment deficit" model variable was removed from the EnKF state vector to avoid degrading the model's groundwater estimates.Considerable effort went into the version upgrade, creating an expectation that the new version is improved over the old version. Indeed, some aspects of the new version are clearly better. However, other aspects are not. In this presentation we summarize the skill of the new and old versions vs. independent in situ measurements and in terms of data assimilation diagnostics, including, for example, the statistics of the (soil moisture) analysis increments and the observation-minus-forecast (brightness temperatures) residuals. We share our experience with trying to improve to the L4_SM product and the lessons learned from the effort.

Reichle, Rolf H.↗