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DOE OSTI2022

Searching for axionlike time-dependent cosmic birefringence with data from SPT-3G

Ultralight axionlike particles (ALPs) are compelling dark matter candidates because of their potential to resolve small-scale discrepancies between Λ CDM predictions and cosmological observations. Axion-photon coupling induces a polarization rotation in linearly polarized photons traveling through an ALP field; thus, as the local ALP dark matter field oscillates in time, distant static polarized sources will appear to oscillate with a frequency proportional to the ALP mass. We use observations of the cosmic microwave background from SPT-3G, the current receiver on the South Pole Telescope, to set upper limits on the value of the axion-photon coupling constant g φ γ over the approximate mass range 10 - 22 – 10 - 19 eV , corresponding to oscillation periods from 12 hours to 100 days. For periods between 1 and 100 days ( 4.7 × 10 - 22 eV ≤ m φ ≤ 4.7 × 10 - 20 eV ), where the limit is approximately constant, we set a median 95% C.L. upper limit on the amplitude of on-sky polarization rotation of 0.071 deg. Assuming that dark matter comprises a single ALP species with a local dark matter density of 0.3 GeV / cm 3 , this corresponds to g φ γ < 1.18 × 10 - 12 GeV - 1 × ( m φ 1.0 × 10 - 21 eV ) . These new limits represent an improvement over the previous strongest limits set using the same effect by a factor of ~ 3.8 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Joint explanation of the B → π K puzzle and the B → K ν ν ¯ excess

In light of the recent branching fraction measurement of the B + → K + ν ν ¯ decay by Belle II and its poor agreement with the Standard Model expectation, we analyze the effects of an axionlike particle (ALP) in B meson decays. We assume a long-lived ALP with a mass of the order of the pion mass that decays to two photons. We focus on a scenario where the ALP decay length is of the order of meters such that the ALP has a non-negligible probability to decay outside the detector volume of Belle II, mimicking the B + → K + ν ν ¯ signal. Remarkably, such an arrangement is also relevant for the long-standing B → π K puzzle by noting that the measured B 0 → π 0 K 0 and B + → π 0 K + decays could have a B 0 → a K 0 and B + → a K + component, respectively. We also argue based on our results that the required ALP-photon effective coupling belongs to a region of parameter space that can be extensively probed in future beam dump experiments like SHiP. Published by the American Physical Society 2025

Altmannshofer, W. (ORCID:0000000316212561)↗

DOE OSTI2021

Axions: From magnetars and neutron star mergers to beam dumps and BECs

We review topics in searches for axion-like-particles (ALPs), covering material that is complementary to other recent reviews. The first half of our review covers ALPs in the extreme environments of neutron star cores, the magnetospheres of highly magnetized neutron stars (magnetars), and in neutron star mergers. The focus is on possible signals of ALPs in the photon spectrum of neutron stars and gravitational wave/electromagnetic signals from neutron star mergers. We then review recent developments in laboratory-produced ALP searches, focusing mainly on accelerator-based facilities including beam-dump type experiments and collider experiments. We provide a general-purpose discussion of the ALP search pipeline from production to detection, in steps, and our discussion is straightforwardly applicable to most beam-dump type and reactor experiments. We end with a selective look at the rapidly developing field of ultralight dark matter, specifically the formation of Bose–Einstein Condensates (BECs). We review the properties of BECs of ultralight dark matter and bridge these properties with developments in numerical simulations, and ultimately with their impact on experimental searches.

Astronomy & Astrophysics↗

DOE OSTI2023

Axion dark matter from frictional misalignment

We study the impact of sphaleron-induced thermal friction on the axion dark-matter abundance due to the interaction of an axion-like particle (ALP) with a dark non-abelian gauge sector in a secluded thermal bath. Thermal friction can either enhance the axion relic density by delaying the onset of oscillations or suppress it by damping them. We derive an analytical formula for the frictional adiabatic invariant, which remains constant along the axion evolution and which allows us to compute the axion relic density in a general set-up. Even in the most minimal scenario, in which a single gauge group is responsible for both the generation of the ALP mass and the friction force, we find that the resulting dark-matter abundance from the misalignment mechanism deviates from the standard scenario for axion masses m a ≳ 100 eV. We also generalize our analysis to the case where the gauge field that induces friction and the gauge sector responsible for the ALP mass are distinct and their couplings to the axion have a large hierarchy as can be justified by means of alignment or clockwork scenarios. We find that it is easy to open up the ALP parameter space where the resulting axion abundance matches the observed dark-matter relic density both in the traditionally over- and underabundant regimes. This conclusion also holds for the QCD axion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Search for heavy resonances decaying to ZZ or ZW and axion-like particles mediating nonresonant ZZ or ZH production at $\sqrt{s}$ = 13 TeV

A search has been performed for heavy resonances decaying to ZZ or ZW and for axion-like particles (ALPs) mediating nonresonant ZZ or ZH production, in final states with two charged leptons (ℓ = e, μ) produced by the decay of a Z boson, and two quarks produced by the decay of a Z, W, or Higgs boson H. The analysis is sensitive to resonances with masses in the range 450 to 2000 GeV. Two categories are defined corresponding to the merged or resolved reconstruction of the hadronically decaying boson. The search is based on data collected during 2016–2018 by the CMS experiment at the LHC in proton-proton collisions at a center-of-mass energy of 13 TeV, corresponding to an integrated luminosity of 138 fb -1 . No significant excess is observed in the data above the standard model background expectation. Upper limits on the production cross section of heavy, narrow spin-2 and spin-1 resonances are derived as functions of the resonance mass, and exclusion limits on the production of bulk graviton particles and W' bosons are calculated in the framework of the warped extra dimensions and heavy vector triplet models, respectively. In addition, upper limits on the ALP-mediated diboson production cross section and ALP couplings to standard model particles are obtained in the framework of linear and chiral effective field theories. These are the first limits on nonresonant ALP-mediated ZZ and ZH production obtained by the LHC experiments.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for an axion-like particle in radiative $J/ψ$ decays

We search for an axion-like particle (ALP) a through the process $\psi$(3686) → π + π – J/$\psi$, J/$\psi$ → γa, a → γγ in a data sample of (2.71 ± 0.01) x 10 9 $\psi$(3686) events collected by the BESIII detector. No significant ALP signal is observed over the expected background, and the upper limits on the branching fraction of the decay J/$\psi$ → γa and the ALP-photon coupling constant g aγγ are set at 95% confidence level in the mass range of 0.165 ≤ m a ≤ 2.84 GeV/c 2 . The limits on $\mathscr{B}$(J/$\psi$ → γa) range from 8.3 x 10 –8 to 1.8 x 10 –6 over the search region, and the constraints on the ALP-photon coupling are the most stringent to date for 0.165 ≤ m a ≤ 1.468 GeV/c 2 .

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Search for axion-like particles through nuclear Primakoff production using the GlueX detector

We report on the results of the first search for the production of axion-like particles (ALPs) via Primakoff production on nuclear targets, γA → aA, in the “SRC-CT” experiment using the GlueX detector at Jefferson Lab. This search uses an integrated luminosity of 100 pb -1 nucleon on a 12 C target with a real photon beam of energies 6 < E γ < 10.8 GeV, and explores the mass region of 200 < m a < 450 MeV via the decay a → γγ. This mass range is between the π 0 and η meson masses, which enables the use of the measured η meson production rate to obtain absolute bounds on the ALP production with reduced sensitivity to experimental luminosity and detection efficiency. We find no evidence for an ALP, consistent with previous searches in the quoted mass range, and present limits on the effective photon coupling scale of $\mathscr{O}$(1 TeV -1 ). We further find that the ALP production limit we obtain is hindered by the peaking structure of the non-target-related dominant background the in GlueX spectrometer, which we treat by using data on 4 He to estimate and subtract it. We comment on how this search can be improved in a future higher-statistics dedicated measurement.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2024

Enhanced early galaxy formation in JWST from axion dark matter?

We demonstrate that enhanced early galaxy formation can generically arise in axion-like particle (ALP) dark matter (DM) models with a delayed onset of axion field oscillation. In these models, the formation of localized massive objects enhances structure formation, potentially addressing the excess recently observed by the James Webb Space Telescope (JWST), while remaining consistent with existing constraints. We identify viable parameter space with the ALP mass in the range of 10 −22 eV m a < 10 –19 eV. In addition, we show that the ALP parameter regions of interest can lead to intriguing complementary signatures in the small scale structure of DM halos and existing experimental searches for ALPs.

Bird, Simeon↗

DOE OSTI2020

Early structure formation constraints on the ultralight axion in the postinflation scenario

Many works have concentrated on the observable signatures of the dark matter being an ultralight axion-like particle (ALP). We concentrate on a particularly dramatic signature in the late-time cosmological matter power spectrum that occurs if the symmetry breaking that establishes the ALP happens after inflation -- white-noise density fluctuations that dominate at small scales over the adiabatic fluctuations from inflation. Here, these fluctuations alter the early history of nonlinear structure formation. We find that for symmetry breaking scales of f A ~ 10 13 – 10 15 GeV, which requires a high effective maximum temperature after inflation, ALP dark matter with particle mass of m A ~ 10 –13 – 10 –20 eV could significantly change the number of high-redshift dwarf galaxies, the reionization history, and the Lyα forest. We consider all three observables. We find that the Lyα forest is the most constraining of current observables, excluding f A ≳ 10 15 GeV (m A ≲ 10 –17 eV) in the simplest model for the ALP and considerably lower values in models coupled to a hidden strongly interacting sector (f A ≳ 10 13 GeV and m A ≲ 10 –13 eV). Observations that constrain the extremely high-redshift tail of reionization may disfavor similar levels of isocurvature fluctuations as the forest. Future z ~ 20–30 21cm observations have the potential to improve these constraints further using that the supersonic motions of the isocurvature-enhanced abundance of ~10 4 M ⊙ halos would shock heat the baryons, sourcing large BAO features.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

First Constraints on the Photon Coupling of Axionlike Particles from Multimessenger Studies of the Neutron Star Merger GW170817

We use multimessenger observations of the neutron star merger event GW170817 to derive new constraints on axionlike particles (ALPs) coupling to photons. ALPs are produced via Primakoff and photon coalescence processes in the merger, escape the remnant, and decay back into two photons, giving rise to a photon signal approximately along the line of sight to the merger. We analyze the spectral and temporal information of the ALP-induced photon signal and use the Fermi Large Area Telescope (Fermi-LAT) observations of GW170817 to derive our new ALP constraints. We also show the improved prospects with future MeV 𝛾-ray missions, taking the spectral and temporal coverage of Fermi-LAT as an example.

Physics↗

DOE OSTI2021

Structure Formation Limits on Axion-Like Dark Matter

We derive structure formation limits on dark matter (DM) composed of keV-scale axion-like particles (ALPs), produced via freeze-in through the interactions with photons and Standard Model (SM) fermions. We employ Lyman-alpha (Ly-α) forest data sets as well as the observed number of Milky Way (MW) subhalos. We compare results obtained using Maxwell-Boltzmann and quantum statistics for describing the SM bath. It should be emphasized that the presence of logarithmic divergences complicates the calculation of the production rate, which can not be parameterized with a simple power law behaviour. The obtained results, in combination with X-ray bounds, exclude the possibility for a photophilic “frozen-in” ALP DM with mass below ~ 19. For the photophobic ALP scenario, in which DM couples primarily to SM fermions, the ALP DM distribution function is peaked at somewhat lower momentum and hence for such realization we find weaker limits on DM mass. Future facilities, such as the upcoming Vera C. Rubin observatory, will provide measurements with which the current bounds can be significantly improved to ~ 80.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Probing Heavy Axion-like Particles from Massive Stars with X-rays and Gamma Rays

The hot interiors of massive stars in the later stages of their evolution provide an ideal place for the production of heavy axion-like particles (ALPs) with mass up to O(100 keV) range. We show that a fraction of these ALPs could stream out of the stellar photosphere and subsequently decay into two photons that can be potentially detected on or near the Earth. In particular, we estimate the photon flux originating from the spontaneous decay of heavy ALPs produced inside Horizontal Branch and Wolf-Rayet stars, and assess its detectability by current and future $X$-ray and gamma-ray telescopes. Our results indicate that current and future telescopes can probe axion-photon couplings down to $g_{a\gamma} \sim 4\times 10^{-11}$ GeV${}^{-1}$ for $m_a\sim 10-100$ keV, which covers new ground in the ALP parameter space.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Final state rescattering effects in axio-hadronic η and η′ decays

It has been long-understood that final state rescattering effects provide (1) corrections to hadronic meson decays rates, such as η → πππ and η' → ηππ. Hence, one would expect that such effects would be just as important in axio-hadronic η and η' decays, such as η(') → ππa, where a is an axion or axion-like particle (ALP). And indeed they are, as we show in this paper by using the treatment of dispersion relations to include the effects of strong final state interactions in several axio-hadronic processes, namely, η(') → π 0 π 0 a, η(') → π+π-a, and η' → ηπ 0 a. We also compute the perturbative, leading order decay rates for multiple ALP emission, such as in η(') → π 0 aa, η' → ηaa and η(') → aaa, and briefly discuss the expected corrections from strong interactions and the processes that must be considered for an accurate rate estimation of these multi-ALP decay channels.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

A theory of dark pions

We present a complete model of a dark QCD sector with light dark pions, broadly motivated by hidden naturalness arguments. The dark quarks couple to the Standard Model via irrelevant Z- and Higgs-portal operators, which encode the low-energy effects of TeV-scale fermions interacting through Yukawa couplings with the Higgs field. The dark pions, depending on their CP properties, behave as either composite axion-like particles (ALPs) mixing with the Z or scalars mixing with the Higgs. The dark pion lifetimes fall naturally in the most interesting region for present and proposed searches for long-lived particles, at the LHC and beyond. This is demonstrated by studying in detail three benchmark scenarios for the symmetries and structure of the theory. Within a coherent framework, we analyze and compare the GeV-scale signatures of flavor-changing meson decays to dark pions, the weak-scale decays of Z and Higgs bosons to hidden hadrons, and the TeV-scale signals of the ultraviolet theory. New constraints are derived from B decays at CMS and from Z-initiated dark showers at LHCb, focusing on the displaced dimuon signature. We also emphasize the strong potential sensitivity of ATLAS and CMS to dark shower signals with large multiplicities and long lifetimes of the dark pions. As a key part of our phenomenological study, we perform a new data-driven calculation of the decays of a light ALP to exclusive hadronic Standard Model final states. The results are provided in a general form, applicable to any model with arbitrary flavor-diagonal couplings of the ALP to fermions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2024

Probing axion-like particles at the Electron-Ion Collider

Abstract The Electron-Ion Collider (EIC), a forthcoming powerful high-luminosity facility, represents an exciting opportunity to explore new physics. In this article, we study the potential of the EIC to probe the coupling between axion-like particles (ALPs) and photons in coherent scattering. The ALPs can be produced via photon fusion and decay back to two photons inside the EIC detector. In a prompt-decay search, we find that the EIC can set the most stringent bound form a ≲ 20 GeV and probe the effective scales Λ ≲ 10 5 GeV. In a displaced-vertex search, which requires adopting an EM calorimeter technology that provides directionality, the EIC could probe ALPs withm a ≲ 1 GeV at effective scales Λ ≲ 10 7 GeV. Combining the two search strategies, the EIC can probe a significant portion of unexplored parameter space in the 0.2 a< 20 GeV mass range.

Physics↗

DOE OSTI2023

Searching for the axion-like particle at the EIC*

Abstract The axion-like particle (ALP) is a well motivated new particle candidate for beyond the standard model. In this study, we propose to probe the ALP via photon fusion scattering at the upcoming Electron-Ion Collider (EIC) with electron and proton energies of and , respectively. We can constrain the effective coupling strength between the ALP and photons to be at the confidence level with an integrated luminosity of for the mass range . Such bounds may be significantly improved if we consider the nucleus beam at the EIC. We also demonstrate that the limits from the EIC can be stronger than the off Z -pole measurement at the LEP and light-by-light scattering with pp collisions at the LHC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2026

Constraints on the polarization angle oscillations of the Crab Nebula with the Simons Array and its applications to the search for axionlike particles

Here, we present a search for polarization oscillation of the Crab Nebula, also known as Tau A, at millimeter wavelengths using observations with the Simons Array, the successor experiment to POLARBEAR. We follow up on previous work by POLARBEAR using 90 GHz band data of the 2023 observing season of the Simons Array to evaluate the variability of Tau A’s polarization angle. Tau A is widely used as a polarization angle calibration source in millimeter-wave astronomy, and thus it is necessary to validate the stability. Additionally, an interesting application of the time-resolved polarimetry of Tau A is to search for axionlike particles (ALPs). We do not detect a global signal across the frequencies considered in this analysis and place a median 95% upper bound of polarization oscillation amplitude A < 0.12° over oscillation frequencies from 3.39 yr -1 to 1.50 day -1 . This constrains the ALP-photon coupling at a median 95% upper bound of g aγγ < 3.84 × 10 -12 × (m a /10 -21 eV) in the mass range from 4.4 × 10 -22 to 7.2 × 10 -20 eV, assuming the ALP constitutes all of dark matter, its field is a stochastic Gaussian field, and it is the sole source of Tau A’s polarization angle oscillation. Additionally, we do not detect signal at the frequencies where 2.5σ hints were previously reported by POLARBEAR, but we do not exclude these signals at the 95% confidence level.

Adkins, Tylor [University of California, Berkeley]↗

DOE OSTI2026

Axionlike particles and sterile neutrinos solve the 𝐵 → 𝐾⁢$𝜈⁢\bar{𝜈}$ and 𝐵 → 𝜋⁢𝐾 puzzles

The recent measurement of the branching ratio of 𝐵 + → 𝐾 + +inv (where “inv” denotes invisible states) by the Belle II Collaboration is enhanced relative to the standard model expectation by 2.7⁢𝜎. An older puzzle persists in measurements of the branching ratios and 𝐶⁢𝑃 asymmetries of 𝐵 → 𝜋⁢𝐾 decays. We address these two anomalies in flavor-changing neutral current 𝐵 decays, with a short-lived axionlike particle (ALP) with mass close to that of the 𝜋 0 . In the model with the minimum number of new couplings, the ALP has couplings to the photon, top quark and a heavy sterile neutrino. The ALP contributes to the 𝐵 → 𝜋 0 ⁢𝐾 decays by mixing with the 𝜋 0 . It contributes to 𝐵 + → 𝐾 + + inv by its off-shell coupling to sterile neutrino pairs. The model can explain the excess in the total rate, but not the observed distribution of signal events. We make predictions for all 𝐵 → 𝐾 (*) + inv modes and for the rare kaon decays, 𝐾 + → 𝜋 + + inv and 𝐾 𝐿 → 𝜋 0 + inv. We find an appreciable contribution to the magnetic moment of the muon, and negligible contributions to the magnetic moment of the electron and 𝑏 → 𝑠⁢𝑒 + ⁢𝑒 − .

axion-like particles↗