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DOE OSTI2020

Constraining the scatter in the galaxy–halo connection at Milky Way masses

In this work, we develop and implement two new methods for constraining the scatter in the relationship between galaxies and dark matter haloes. These new techniques are sensitive to the scatter at low halo masses, making them complementary to previous constraints that are dependent on clustering amplitudes or rich galaxy groups, both of which are only sensitive to more massive haloes. In both of our methods, we use a galaxy group finder to locate central galaxies in the Sloan Digital Sky Survey main galaxy sample. Our first technique uses the small-scale cross-correlation of central galaxies with all lower mass galaxies. This quantity is sensitive to the satellite fraction of low-mass galaxies, which is in turn driven by the scatter between haloes and galaxies. The second technique uses the kurtosis of the distribution of line-of-sight velocities between central galaxies and neighbouring galaxies. This quantity is sensitive to the distribution of halo masses that contain the central galaxies at fixed stellar mass. Theoretical models are constructed using peak halo circular velocity, Vpeak, as our property to connect galaxies to haloes, and all comparisons between theory and observation are made after first passing the model through the group-finding algorithm. We parametrize scatter as a lognormal distribution in M* at fixed Vpeak, σ[M*|Vpeak]. The cross-correlation technique yields a constraint of σ[M*|Vpeak] = 0.27 ± 0.05 dex at a mean Vpeak of 168 km s-1, corresponding to a scatter in log M* at fixed Mh of σ[M*|Mh] = 0.38 ± 0.06 dex at $M_\text{h}=10^{11.8}\, \text{M}_\odot$. The kurtosis technique yields σ[M*|Vpeak] = 0.30 ± 0.03 at Vpeak = 209 km s-1, corresponding to σ[M*|Mh] = 0.34 ± 0.04 at $M_\text{h}=10^{12.2}\, \text{M}_\odot$. The values of σ[M*|Mh] are significantly larger than the constraints at higher masses, in agreement with the results of hydrodynamic simulations. This increase is only partly due to the scatter between Vpeak and Mh, and it represents an increase of nearly a factor of 2 relative to the values inferred from clustering and group studies at high masses.

59 BASIC BIOLOGICAL SCIENCES↗

DOE OSTI2021

Quantitative comparison of opacities calculated using the R -matrix and distorted-wave methods: Fe xvii

ABSTRACT We present here a detailed calculation of opacities for Fe xvii at the physical conditions corresponding to the base of the Solar convection zone. Many ingredients are involved in the calculation of opacities. We review the impact of each ingredient on the final monochromatic and mean opacities (Rosseland and Planck). The necessary atomic data were calculated with the R-matrix and the distorted-wave (DW) methods. We study the effect of broadening, of resolution, of the extent of configuration sets and of configuration interaction to understand the differences between several theoretical predictions as well as the existing large disagreement with measurements. New Dirac R-matrix calculations including all configurations up to the n = 4, 5, and 6 complexes have been performed as well as corresponding Breit–Pauli DW calculations. The DW calculations have been extended to include autoionizing initial levels. A quantitative contrast is made between comparable DW and R-matrix models. We have reached self-convergence with n = 6 R-matrix and DW calculations. Populations in autoionizing initial levels contribute significantly to the opacities and should not be neglected. The R-matrix and DW results are consistent under the similar treatment of resonance broadening. The comparison with the experiment shows a persistent difference in the continuum while the filling of the windows shows some improvement. This study defines our path to the next generation of opacities and opacity tables for stellar modelling.

Delahaye, F.↗

DOE OSTI2021

The first spectroscopically confirmed brown dwarfs in NGC 2264

ABSTRACT We present spectroscopic follow-up observations of 68 red, faint candidates from our multi-epoch, multiwavelength, previously published survey of NGC 2264. Using near-infrared spectra from VLT/KMOS, we measure spectral types and extinction for 32 young low-mass sources. We confirm 13 as brown dwarfs in NGC 2264, with spectral types between M6 and M8, corresponding to masses between 0.02 and 0.08 M⊙. These are the first spectroscopically confirmed brown dwarfs in this benchmark cluster. 19 more objects are found to be young M-type stars of NGC 2264 with masses of 0.08–0.3 M⊙. 7 of the confirmed brown dwarfs as well as 15 of the M-stars have IR excess caused by a disc. Comparing with isochrones, the typical age of the confirmed brown dwarfs is <0.5–5 Myr. More than half of the newly identified brown dwarfs and very low-mass stars have ages <0.5 Myr, significantly younger than the bulk of the known cluster population. Based on the success rate of our spectroscopic follow-up, we estimate that NGC 2264 hosts 200–600 brown dwarfs in total (in the given mass range). This would correspond to a star-to-brown dwarf ratio between 2.5:1 and 7.5:1. We determine the slope of the substellar mass function as $\alpha = 0.43^{+0.41}_{-0.56}$; these values are consistent with those measured for other young clusters. This points to a uniform substellar mass function across all star-forming environments.

Pearson, Samuel↗

DOE OSTI2021

Fractal dimension of optical cirrus in Stripe82

ABSTRACT The geometric characteristics of dust clouds provide important information on the physical processes that structure such clouds. One of such characteristics is the 2D fractal dimension D of a cloud projected on to the sky plane. In previous studies, which were mostly based on infrared (IR) data, the fractal dimension of individual clouds was found to be in a range from 1.1 to 1.7 with a preferred value of 1.2–1.4. In this work, we use data from Stripe82 of the Sloan Digital Sky Survey to measure the fractal dimension of the cirrus clouds. This is done here for the first time for optical data with significantly better resolution as compared to IR data. To determine the fractal dimension, the perimeter-area method is employed. We also consider IR (IRAS and Herschel) counterparts of the corresponding optical fields to compare the results between the optical and IR. We find that the averaged fractal dimension across all clouds in the optical is $\langle D \rangle =1.69^{+0.05}_{-0.05}$ which is significantly larger than the fractal dimension of its IR counterparts $\langle D\rangle =1.38^{+0.07}_{-0.06}$. We examine several reasons for this discrepancy (choice of masking and minimal contour level, image and angular resolution, etc.) and find that for approximately half of our fields the different angular resolution (point spread function) of the optical and IR data can explain the difference between the corresponding fractal dimensions. For the other half of the fields, the fractal dimensions of the IR and visual data remain inconsistent, which can be associated with physical properties of the clouds, but further physical simulations are required to prove it.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Cosmological Constraints from Gas Mass Fractions of Massive, Relaxed Galaxy Clusters

We present updated cosmological constraints from measurements of the gas mass fractions (f(gas)) of massive, dynamically relaxed galaxy clusters. Our new data set has greater leverage on models of dark energy, thanks to the addition of the Perseus cluster at low redshifts, two new clusters at redshifts z greater than or similar to 1, and significantly longer observations of four clusters at 0.6 < z < 0.9. Our low-redshift (z < 0.16) f(gas) data, combined with the cosmic baryon fraction measured from the cosmic microwave background (CMB), imply a Hubble constant of h = 0.722 +/- 0.067. Combining the full f(gas) data set with priors on the cosmic baryon density and the Hubble constant, we constrain the dark energy density to be Omega(Lambda) = 0.865 +/- 0.119 in non-flat Lambda cold dark matter (cosmological constant) models, and its equation of state to be in flat, constant-w models, respectively 41percent and 29percent tighter than our previous work, and comparable to the best constraints available from other probes. Combining f(gas), CMB, supernova, and baryon acoustic oscillation data, we also constrain models with global curvature and evolving dark energy. For the massive, relaxed clusters employed here, we find the scaling of f(gas) with mass to be consistent with a constant, with an intrinsic scatter that corresponds to just similar to 3percent in distance.

clusters: general – X-rays:↗

DOE OSTI2022

Kicks and induced spins of neutron stars at birth

ABSTRACT Using simulations of non-rotating supernova progenitors, we explore the kicks imparted to and the spins induced in the compact objects birthed in core collapse. We find that the recoil due to neutrino emissions can be a factor affecting core recoil, comparable to and at times larger than the corresponding kick due to matter recoil. This result would necessitate a revision of the general model of the origin of pulsar proper motions. In addition, we find that the sign of the net neutrino momentum can be opposite to the sign of the corresponding matter recoil. As a result, at times the pulsar recoil and ejecta can be in the same direction. Moreover, our results suggest that the duration of the dipole in the neutrino emissions can be shorter than the duration of the radiation of the neutron-star binding energy. This allows a larger dipole asymmetry to arise, but for a shorter time, resulting in kicks in the observed pulsar range. Furthermore, we find that the spin induced by the aspherical accretion of matter can leave the residues of collapse with spin periods comparable to those inferred for radio pulsars and that there seems to be a slight anticorrelation between the direction of the induced spin and the net kick direction. This could explain such a correlation among observed radio pulsars. Finally, we find that the kicks imparted to black holes are due to the neutrino recoil alone, resulting in birth kicks ≤100 km s−1 most of the time.

Astronomy & Astrophysics↗

DOE OSTI2022

The completed SDSS-IV extended Baryon Oscillation Spectroscopic Survey: cosmological implications from multitracer BAO analysis with galaxies and voids

We construct cosmic void catalogues with the dive void finder upon SDSS BOSS DR12 and eBOSS DR16 galaxy samples with BAO reconstruction, and perform a joint BAO analysis using different types of galaxies and the corresponding voids. The BAO peak is evident for the galaxy–galaxy, galaxy–void, and void–void correlation functions of all data sets, including the ones cross-correlating LRG and ELG samples. Two multitracer BAO fitting schemes are tested, one combining the galaxy and void correlation functions with a weight applied to voids, and the other using a single BAO dilation parameter for all clustering measurements. Both methods produce consistent results with mock catalogues, and on average ~10 per cent improvements of the BAO statistical uncertainties are observed for all samples, compared to the results from galaxies alone. By combining the clustering of galaxies and voids, the uncertainties of BAO measurements from the SDSS data are reduced by 5–15 per cent, yielding 0.9 per cent, 0.8 per cent, 1.1 per cent, 2.3 per cent, and 2.9 per cent constraints on the distance $D_{_{\rm V}}(z)$, at effective redshifts 0.38, 0.51, 0.70, 0.77, and 0.85, respectively. When combined with BAO measurements from SDSS MGS, QSO, and Lyα samples, as well as the BBN results, we obtain $H_0 = 67.58 \pm 0.91\, {\rm km}\, {\rm s}^{-1}\, {\rm Mpc}^{-1}$, Ω m = 0.290 ± 0.015, and $\Omega _\Lambda h^2 = 0.3241 \pm 0.0079$ in the flat-ΛCDM framework, where the 1σ uncertainties are around 6 per cent, 6 per cent, and 17 per cent smaller respectively, compared to constraints from the corresponding anisotropic BAO measurements without voids and LRG–ELG cross-correlations.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2026

Identifying Anomalous DESI Galaxy Spectra with a Variational Autoencoder

The tens of millions of spectra being captured by the Dark Energy Spectroscopic Instrument (DESI) provide tremendous discovery potential. In this work we show how Machine Learning, in particular Variational Autoencoders (VAE), can detect anomalies in a sample of approximately 200,000 DESI spectra comprising galaxies, quasars and stars. We demonstrate that the VAE can compress the dimensionality of a spectrum by a factor of 100, while still retaining enough information to accurately reconstruct spectral features. We then detect anomalous spectra as those with high reconstruction error and those which are isolated in the VAE latent representation. The anomalies identified fall into two categories: spectra with artefacts and spectra with unique physical features. Awareness of the former can help to improve the DESI spectroscopic pipeline; whilst the latter can lead to the identification of new and unusual objects. To further curate the list of outliers, we use the Astronomaly package which employs Active Learning to provide personalised outlier recommendations for visual inspection. In this work we also explore the VAE latent space, finding that different object classes and subclasses are separated despite being unlabelled. We demonstrate the interpretability of this latent space by identifying tracks within it that correspond to various spectral characteristics. For example, we find tracks that correspond to increasing star formation and increase in broad emission lines along the Balmer series. In upcoming work we hope to apply the methods presented here to search for both systematics and astrophysically interesting objects in much larger datasets of DESI spectra.

Nicolaou, C. [University Coll. London] (ORCID:0000↗

DOE OSTI2025

Cryo-EM structures of DNA-free and DNA-bound BsaXI: architecture of a Type IIB restriction–modification enzyme

Abstract We have determined multiple cryogenic electron microscopy (cryo-EM) structures of the Type IIB restriction–modification enzyme BsaXI. Such enzymes cleave DNA on both sides of their recognition sequence and share features of Types I, II, and III restriction systems. BsaXI forms a heterotrimeric (RM)2S assemblage in the presence and absence of bound DNA. Two unique structural motifs—a multi-helical “knob” and a long antiparallel double-helical “paddle”—are involved in DNA binding and cleavage. Binding of the DNA target triggers a large conformational change from an ‘open’ to ‘closed’ configuration, resulting in a mixture of two different conformations with respect to the positioning of the S subunit and its target recognition domains on the enzyme’s bipartite DNA target site. Structure-guided mutagenesis studies implicated two clusters of residues in the RM subunit as being critical for DNA cleavage, both are located proximal to a DNA cleavage site. One corresponds to a canonical PD-(D/E)xK endonuclease site in the N-terminal endonuclease domain, while the other corresponds to residues clustered within the paddle motif (near to the C-terminal end of the RM subunit). This analysis facilitates a comparison of three potential mechanisms by which such enzymes cleave DNA on each side of the bound target.

Shen, Betty W.↗

DOE OSTI2022

Applying ALARA Principles in the Design of New Radiological Facilities

The application of ALARA (As Low As Reasonably Achievable) principles to the design of new radiological facilities at Argonne National Laboratory provides a consistent radiation safety basis for future facility operations. The Department of Energy Rule 10 CFR 835 specifies design objectives to be adopted during the design of new facilities for controlling personal radiation exposure. One is to keep exposure levels below 20% of the applicable standards in 10 CFR 835.202. For a radiation worker 20% of the standard corresponds to 5 µSv hr -1 for a 2,000 hour work year. For a member of the public the DOE design objective corresponds to 0.2 mSv in a calendar year. For a new facility worst case radionuclides and their source strengths are chosen. Local shielding is specified to reduce exposure rates to less than 50 µSv hr -1 at 30 cm from the shielding. The current version MCNP6 of the Los Alamos radiation shielding computer program MCNP is then used to calculate the exposure rates elsewhere. Design modifications are made to meet the criteria. The calculations and resulting facility design modifications are discussed for two new radiological facilities.

61 RADIATION PROTECTION AND DOSIMETRY↗

DOE OSTI2024

Genomics and physiology of Catenibacillus, human gut bacteria capable of polyphenol C-deglycosylation and flavonoid degradation

The genusCatenibacillus(familyLachnospiraceae, phylumBacillota) includes only one cultivated species so far,Catenibacillus scindens,isolated from human faeces and capable of deglycosylating dietary polyphenols and degrading flavonoid aglycones. Another human intestinalCatenibacillusstrain not taxonomically resolved at that time was recently genome-sequenced. We analysed the genome of this novel isolate, designatedCatenibacillus decagia, and showed its ability to deglycosylateC-coupled flavone and xanthone glucosides andO-coupled flavonoid glycosides. Most of the resulting aglycones were further degraded to the corresponding phenolic acids. Including the recently sequenced genome ofC. scindensand ten faecal metagenome-assembled genomes assigned to the genusCatenibacillus, we performed a comparative genome analysis and searched for genes encoding potentialC-glycosidases and other polyphenol-converting enzymes. According to genome data and physiological characterization, the core metabolism ofCatenibacillusstrains is based on a fermentative lifestyle with butyrate production and hydrogen evolution. BothC. scindensandC. decagiaencode a flavonoidO-glycosidase, a flavone reductase, a flavanone/flavanonol-cleaving reductase and a phloretin hydrolase. Several gene clusters encode enzymes similar to those of the flavonoidC-deglycosylation system ofDoreastrain PUE (DgpBC), while separately located genes encode putative polyphenol-glucoside oxidases (DgpA) required forC-deglycosylation. The diversity ofdgpAanddgpBCgene clusters might explain the broadC-glycoside substrate spectrum ofC. scindensandC. decagia. The otherCatenibacillusgenomes encode only a few potential flavonoid-converting enzymes. Our results indicate that severalCatenibacillusspecies are well-equipped to deglycosylate and degrade dietary plant polyphenols and might inhabit a corresponding, specific niche in the gut.

Genetics & Heredity↗

DOE OSTI2026

Search for dark matter produced in association with a Higgs boson decaying to bottom quarks in proton-proton collisions at $\sqrt{s}=13$ TeV

A search for dark matter particles produced in association with a Higgs boson decaying to a bottom quark-antiquark pair in proton-proton collisions at $\sqrt{s}=13$ TeV is presented. The data, collected with the CMS detector at the LHC, correspond to an integrated luminosity of 101 fb −1 . The analysis is performed in exclusive categories targeting both Lorentz-boosted (merged) and resolved 𝑏 jet pair topologies, covering a wide range of Higgs boson transverse momentum. A statistical combination is made with a previous search using data collected in 2016 and corresponding to an integrated luminosity of 35.9 fb −1 . The observed data agree with the standard model background predictions. Constraints are placed on models predicting new particles or interactions, such as those in the simplified frameworks of baryonic-𝑍′ and 2⁢HDM + 𝑎, where the latter is a type-II two-Higgs-doublet model featuring a heavy pseudoscalar with an additional light pseudoscalar. Upper limits at 95% confidence level are set on the production cross section for these models. For the baryonic-𝑍′ model, 𝑍′ boson masses below 2.25 TeV are excluded for a dark matter particle candidate mass of 1 GeV. In the 2⁢HDM + 𝑎 model, heavy pseudoscalar masses between 850 and 1300 GeV are excluded for a light pseudoscalar mass of 350 GeV.

Hayrapetyan, A. [Yerevan Physics Institute]↗

DOE OSTI2026

Elastic and resonance structures of the nucleon from the hadronic tensor in lattice QCD: Implications for neutrino-nucleon scattering and hadron physics

We compute the Euclidean hadronic tensor from charge density operators and extract elastic and resonance structures by employing exponential fits to the four-point function correlator, as well as a Bayesian reconstruction inverse algorithm to obtain the corresponding spectral density for qualitative comparison. We present the determination of the nucleon’s Sachs electric form factor using the hadronic tensor formalism and verify that it is consistent with that from the conventional three-point function calculation. Beyond the elastic peak, we observe a structure located approximately 0.5–0.7 GeV above the nucleon mass in the Bayesian reconstruction. This structure is interpreted as a mixture of the Roper resonance [𝑁⁡(1440)], and states with both positive and negative parities in this mass region, as well as multihadron states. Assuming the observed structure is dominated by 𝐽 𝑃 = 1/2 ± states, we extract the transition electric form factor 𝐺$^*_𝐸$⁡(𝑄 2 ) and the corresponding longitudinal helicity amplitude 𝑆 1/2 ⁡(𝑄 2 ), and compare them with those determined from the CLAS experimental data of nucleon-to-Roper transition. Although fitting to the four-point correlation function or using the inverse algorithm does not resolve individual resonances, it nevertheless enables the determination of total inclusive lepton–nucleon scattering cross sections in appropriate energy bins. This lattice QCD calculation presents the first major step toward studying the inclusive 𝑁 → 𝑋 contributions within the hadronic tensor formalism.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Measurement of the parity-violating asymmetry in the 𝑁 → Δ transition at low 𝑄 2

Here, we report the measurement of the parity-violating asymmetry in the 𝑁 → Δ transition via the 𝑒 − + 𝑝 → 𝑒 − + Δ + reaction at two different kinematic points with low four-momentum transfer 𝑄 2 . Measurements were made with incident electron beam energies of 0.877 and 1.16 GeV, corresponding to 𝑄 2 values of 0.0111 and 0.0208 (GeV/c) 2 , respectively. These measurements put constraints on a low-energy constant in the weak Lagrangian, 𝑑 Δ , corresponding to a parity-violating electric-dipole transition matrix element. This matrix element has been shown to be large in the strangeness-changing channel, via weak hyperon decays such as Σ + → 𝑝⁢𝛾. The measurements reported here constrain 𝑑 Δ in the strangeness-conserving channel. The final asymmetries were −0.65±1.00⁢(stat.)±1.02⁢(syst.) ppm (parts per million) for 0.877 GeV and −3.59±0.82⁢(stat.)±1.33⁢(syst.) ppm for 1.16 GeV. With these results we deduce a small value for 𝑑 Δ , consistent with zero, in the strangeness-conserving channel, in contrast to the large value for 𝑑 Δ previously reported in the strangeness-changing channel.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2025

Off forward non- s -channel helicity conserving contributions to exclusive vector quarkonium production from the spin dependent BFKL Pomeron

A novel contribution to off forward, exclusive vector quarkonium production, γ(*)+p → V+p, at high energy is derived which corresponds to a t-channel exchange of a Balitsky-Fadin-Kuraev-Lipatov (BFKL) hard Pomeron, with a helicity flip of the proton. This “spin-dependent BFKL Pomeron” is required in a consistent expansion in powers of the momentum transfer t ≈−Δ$^{2}_{⊥}$ beyond first order. The spin-dependent Pomeron violates s-channel helicity conservation at O(Δ$^{2}_{⊥}$), and beyond. Expanding to leading twist only, it corresponds to generalized parton distributions E g (x,t) for vanishing skewness. We derive explicit expressions for the eikonal BFKL amplitudes, to all orders in dipole size times momentum transfer, for all helicity configurations of the particles in the initial and final states. We also provide numerical estimates of the helicity flip two gluon exchange amplitude at moderate x from a light cone quark model of the proton. The spin dependent BFKL Pomeron could, in principle, be discovered via double spin asymmetries in e+p → e+p+J/ψ with a transversely polarized proton and longitudinally polarized electron in the initial state.

Deep inelastic scattering↗

DOE OSTI2026

Inclusive Search for Anomalous Single-Photon Production in MicroBooNE

We present an inclusive search for anomalous production of single-photon events from neutrino interactions in the MicroBooNE experiment. The search and its signal definition are motivated by the previous observation of a low-energy excess of electromagnetic shower events from the MiniBooNE experiment. We use the Wire-Cell reconstruction framework to select a sample of inclusive single-photon final-state interactions with a final efficiency and purity of 7.0% and 40.2%, respectively. We leverage simultaneous measurements of sidebands of charged current 𝜈 𝜇 interactions and neutral current interactions producing 𝜋 0 mesons to constrain signal and background predictions and reduce uncertainties. We perform a blind analysis using a dataset collected from February 2016 to July 2018, corresponding to an exposure of 6.34 × 10 20 protons on target from the Booster Neutrino Beam at Fermilab. In the full signal region, we observe agreement between the data and the prediction, with a goodness-of-fit 𝑝 value of 0.11. We then isolate a subsample of these events containing no visible protons, and observe 93 ± 22⁢(stat) ±35⁢(syst) data events above prediction, corresponding to just above 2⁢𝜎 local significance, concentrated at shower energies below 600 MeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Search for charged lepton flavor violating 𝑍 and 𝑍′ boson decays in proton-proton collisions at $\sqrt{s}$ = 13 TeV

A search for flavor violating decays of the 𝑍 boson to charged leptons is performed using data from proton-proton collisions at $\sqrt{s}$ =13 TeV collected with the CMS detector at the LHC, corresponding to an integrated luminosity of 138 fb −1 . Each of the decays 𝑍 → 𝑒⁢𝜇, 𝑍 → 𝑒⁢𝜏, and 𝑍 → 𝜇⁢𝜏 is considered. The data are consistent with the backgrounds expected from standard model processes. For the 𝑍 → 𝑒⁢𝜇 channel the observed (expected) 95% confidence level upper limit on the branching fraction is 1.9⁢(2.0) × 10 −7 , which is the most stringent direct limit to date on this process; the corresponding limits for the 𝑍 → 𝑒⁢𝜏 and 𝑍 → 𝜇⁢𝜏 channels are 13.8⁢(11.4) × 10 −6 and 12.0⁢(5.3) × 10 −6 , respectively. Additionally, the 𝑒⁢𝜇 final state is used to search for lepton flavor violating decays of 𝑍′ resonances in the mass range from 110 to 500 GeV. No significant excess is observed above the predicted background levels.

Hayrapetyan, A. [Yerevan Physics Institute]↗

DOE OSTI2026

Simultaneous Probe of the Charm and Bottom Quark Yukawa Couplings Using $t\bar{t}$𝐻 Events

A search for the standard model Higgs boson decaying to a charm quark-antiquark pair, 𝐻→$c\bar{c}$, produced in association with a top quark-antiquark pair ($t\bar{t}$𝐻) is presented. The search is performed with data from proton-proton collisions at √𝑠 =13 TeV, corresponding to an integrated luminosity of 138 fb−1. Advanced machine learning techniques are employed for jet flavor identification and event classification. The Higgs boson decay to a bottom quark-antiquark pair is measured simultaneously and the observed $t\bar{t}$𝐻(𝐻→$b\bar{b}$) event rate relative to the standard model expectation is 0.91$^{+0.26}_{−0.22}$. The observed (expected) upper limit on the product of production cross section and branching fraction 𝜎⁡($t\bar{t}$𝐻)⁢ℬ⁡(𝐻→$c\bar{c}$) is 0.11 (0.13) pb at 95% confidence level, corresponding to 7.8 (8.7) times the standard model prediction. When combined with the previous search for 𝐻 →$c\bar{c}$ via associated production with a 𝑊 or 𝑍 boson, the observed (expected) 95% confidence interval on the Higgs-charm Yukawa coupling modifier, 𝜅 𝑐 , is |𝜅 𝑐 | < 3.5 (2.7), the most stringent constraint to date.

Bottom quark↗