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DOE OSTI2024

Fluctuations in the entropy of Hawking radiation

We use the gravitational path integral (GPI) to compute the fluctuations of the Hawking radiation entropy around the Page curve in a two-dimensional model introduced by Penington Before the Page time, we find that δ S = e − S / 2 , where S is the black hole entropy. This result agrees with the Haar-averaged entropy fluctuations in a bipartite system. After the Page time, we find that δ S ∼ e − S , up to a prefactor that depends logarithmically on the width of the microcanonical energy window. This is not symmetric under exchange of subsystem sizes and so does not agree with the Haar average for a subsystem of fixed Hilbert space dimension. The discrepancy can be attributed to the fact that the black hole Hilbert space dimension is not fixed by the state preparation: even in a microcanonical ensemble with a top-hat smearing function, the GPI yields an additive fluctuation in the number of black hole states. This result, and the fact that the Page curve computed by the GPI is smooth, all point towards an ensemble interpretation of the GPI. Published by the American Physical Society 2024

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2016

What is the entropy in entropic gravity?

We explore theories in which gravity arises as a consequence of entropy. We distinguish between two approaches to this idea: holographic gravity, in which Einstein’s equation arises from keeping entropy stationary in equilibrium under variations of the geometry and quantum state of a small region, and thermodynamic gravity, in which Einstein’s equation emerges as a local equation of state from constraints on the area of a dynamical light sheet in a fixed spacetime background. Examining holographic gravity, we argue that its underlying assumptions can be justified in part using recent results on the form of the modular energy in quantum field theory. For thermodynamic gravity, on the other hand, we find that it is difficult to formulate a self-consistent definition of the entropy, which represents an obstacle for this approach. Our investigation points the way forward in understanding the connections between gravity and entanglement.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Entropy production fluctuations encode collective behavior in active matter

We derive a general lower bound on distributions of entropy production in interacting active matter systems. The bound is tight in the limit that interparticle correlations are small and short-ranged, which we explore in four canonical active matter models. In all models studied, the bound is weak where collective fluctuations result in long-ranged correlations, which subsequently links the locations of phase transitions to enhanced entropy production fluctuations. We develop a theory for the onset of enhanced fluctuations and relate it to specific phase transitions in active Brownian particles. Furthermore, we also derive optimal control forces that realize the dynamics necessary to tune dissipation and manipulate the system between phases. In so doing, we uncover a general relationship between entropy production and pattern formation in active matter, as well as ways of controlling it.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2021

Role of Static Displacements in Stabilizing Body Centered Cubic High Entropy Alloys

The configurational entropy of high entropy alloys (HEAs) plays little role in the stabilization of one particular crystal structure over another. We show that disorder-induced atomic displacements help stabilize body centered cubic (bcc) structure HEAs with average valences <4.7. These disorder-induced atomic displacements mimic the temperature-induced vibrations that stabilize the bcc structure of group IV elemental metals at high temperatures. The static displacements are significantly larger than for face centered cubic HEAs, approaching values associated with the Lindemann criterion for melting. Chemical disorder in high entropy alloys have a previously unidentified, nonentropic energy contribution that stabilizes a particular crystalline ground state.

74 ATOMIC AND MOLECULAR PHYSICS↗

DOE OSTI2019

Tuning phase stability and short-range order through Al doping in ( CoCrFeMn ) 100 - x A l x high-entropy alloys

For ( CoCrFeMn ) 100 - x A l x high-entropy alloys, we report on the phase evolution with increasing Al content ( 0 ≤ x ≤ 20 at.%). From first-principles theory, aluminum doping drives the alloy structurally from fcc to bcc separated by a narrow two-phase region (fcc+bcc), which is well supported by our experiments. Using KKR-CPA electronic-structure calculations, we highlight the effect of Al doping on the formation enthalpy (alloy stability) and electronic dispersion of ( CoCrFeMn ) 100 - x A l x alloys. As chemical short-range order indicates the nascent local order, and entropy changes, as well as expected low-temperature ordering behavior, we use KKR-CPA-based thermodynamic linear response to predict the chemical ordering behavior of arbitrary complex solid-solution alloys—an ideal approach for predictive design of high-entropy alloys. The predictions confirm our present experimental findings and other reported ones.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2024

High-dimensional maximum-entropy phase space tomography using normalizing flows

Particle accelerators generate charged-particle beams with tailored distributions in six-dimensional position-momentum space (phase space). Knowledge of the phase space distribution enables model-based beam optimization and control. In the absence of direct measurements, the distribution must be tomographically reconstructed from its projections. In this paper, we highlight that such problems can be severely underdetermined and that entropy maximization is the most conservative solution strategy. We leverage —invertible generative models—to extend maximum-entropy tomography to six-dimensional phase space and perform numerical experiments to validate the model's performance. Our numerical experiments demonstrate consistency with exact two-dimensional maximum-entropy solutions and the ability to fit complicated six-dimensional distributions to large measurement sets in reasonable time. Published by the American Physical Society 2024

43 PARTICLE ACCELERATORS↗

DOE OSTI2025

Average Rényi entanglement entropy in Gaussian boson sampling

Recently, many experiments have been conducted with the goal of demonstrating a quantum advantage over classical computation. One popular framework for these experiments is Gaussian boson sampling, where quadratic photonic input states are interfered via a linear optical unitary and subsequently measured in the Fock basis. In this paper, we study the modal entanglement of the output states in this framework just before the measurement stage. Specifically, we compute Page curves as measured by various Rényi- α entropies, where the Page curve describes the entanglement between two partitioned groups of output modes averaged over all linear optical unitaries. We derive these formulas for α = 1 (i.e., the von Neumann entropy) and, more generally, for all positive integer α , in the asymptotic limit of infinite number of modes and for input states that are composed of single-mode-squeezed-vacuum state with equal squeezing strength. We then analyze the limiting behaviors when the squeezing is small and large. Having determined the averages, we then explicitly calculate the Rényi- α variance for integers α > 1 and are able to show that these entropies are weakly typical. Published by the American Physical Society 2025

Youm, Jason (ORCID:0009000057597782)↗

DOE OSTI2025

Lower bounds on entanglement entropy without twin copy

We discuss the possibility of estimating experimentally the von Neumann entanglement entropy S A v N of a symmetric bipartite quantum system A B by using the basic measurement counts (bitstrings) for a single copy of a prepared state. Using exact diagonalization and analog simulations performed with the publicly available QuEra facilities for chains and ladders of Rydberg atoms, we calculate the Shannon entropy S A B X associated with the bitstrings of adiabatically prepared ground states and the reduced entropies S A X and S B X obtained from the marginal probabilities in A and B . We then calculate the classical mutual information I A B X = S A X + S B X − S A B X , which is a lower bound on S A v N . We show that for a broad range of lattice spacing and detuning, I A B X is typically 20% below S A v N in regions where S A v N is large and a less close bound in regions where S A v N is low. We argue that this use of the easily available bitstrings provides a robust and efficient way to explore empirically the phase diagram of qubit-based quantum simulators and identify critical regions. Published by the American Physical Society 2025

Meurice, Yannick (ORCID:0000000209959694)↗

DOE OSTI2026

Entropy-mode-driven gas optics

We propose a class of gaseous diffractive optical elements created by imprinting an entropy mode in a gas. Previous approaches to gaseous diffractive optics have relied on the simultaneous excitation of a standing acoustic wave and an entropy mode to produce one-dimensional periodic structures. However, the presence of acoustic oscillations in the gas imposes stringent constraints on some of the operational parameters of these optical elements, such as their lifetime and diffraction angle. Here, in this work, we introduce an approach that eliminates the acoustic mode, relying solely on the entropy mode. This enables control of the lifetime and temporal profile of gaseous optical elements, and also allows the creation of arbitrary structures with greater contrast, including nonperiodic patterns such as chirped gratings or lenses. This approach should allow operation over a wider parameter space, including larger diffraction angles and compatibility with laser pulse durations ranging from femtoseconds to microseconds.

Optics and optical instruments↗

DOE OSTI2024

An Entropy-Based Test and Development Framework for Uncertainty Modeling in Level-Set Visualizations

We present a simple comparative framework for testing and developing uncertainty modeling in uncertain marching cubes implementations. The selection of a model to represent the probability distribution of uncertain values directly influences the memory use, run time, and accuracy of an uncertainty visualization algorithm. We use an entropy calculation directly on ensemble data to establish an expected result and then compare the entropy from various probability models, including uniform, Gaussian, histogram, and quantile models. Our results verify that models matching the distribution of the ensemble indeed match the entropy. We further show that fewer bins in nonparametric histogram models are more effective whereas large numbers of bins in quantile models approach data accuracy.

Sisneros, Robert↗

DOE OSTI2018

Auto-adaptive Harris corner detection algorithm based on entropy-improved block processing

Extracting well distributed control points (CPs) is a very challenging task for remote sensing image registration, particularly for large high-resolution images over heterogeneous landscape. Based on image analysis such as edge detection, corner detection, and information theory, a new CP detection approach is proposed to select high- quality, evenly distributed CPs. The Entropy-Block-Based variant of the Harris Corner Detector (EBB-HCD) is achieved by dividing the image into blocks and by allocating the number of CP's based upon the entropy of each block. While the block-based strategy improves the CP balance problem, a factor calculated from entropy avoids overdetection. We conducted a comparison study utilizing the well-known Harris Corner Detector (HCD) and an implementation of the Block-Based Harris Corner Detector (BB-HCD). Experimental results indicate that using EBB-HCD to find the CPs improves the overall alignment accuracy during registration compared with HCD or BB-HCD.

Sun, Yihang↗

DOE OSTI2020

Black hole entropy from soft hair

We start by looking at why we believe that black holes have entropy. According to Boltzmann, the entropy is a measure of the number of microstates of a system. We suggest here that the entropy arises from a holographic conformal field theory on the black hole horizon. Finally, we discuss some of the implications for the information paradox.

Astronomy & Astrophysics↗

DOE OSTI2019

Reply to “What Is the Maximum Entropy Principle? Comments on ‘Statistical Theory on the Functional Form of Cloud Particle Size Distributions’”

We welcome the opportunity to correct the misunderstandings and misinterpretations contained in Yano’s comment that led him to incorrectly state that Wu and McFarquhar misunderstood the maximum entropy (MaxEnt) principle. As correctly stated by Yano, the principle itself does not suffer from the problem of a lack of invariance. But, as restated in this reply and in Wu and McFarquhar, the commonly used Shannon–Gibbs entropy does suffer from a lack of invariance for coordinate transform when applied in continuous cases, and this problem is resolved by the use of the relative entropy. Further, it is restated that the Wu and McFarquhar derivation of the PSD form using MaxEnt is more general than the formulation by Yano and allows more constraints with any functional relations to be applied. The derivation of Yano is nothing new but the representation of PSDs in other variables.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2018

Modern infinitesimals and the entropy jump across an inviscid shock wave

Here, this article applies nonstandard analysis to study the generalized solutions of entropy and energy across one-dimensional shock waves in a compressible, inviscid, perfect gas. Nonstandard analysis is an area of modern mathematics that studies number systems that contain both infinitely large and infinitely small numbers. For an inviscid shock wave, it is assumed that the shock thickness occurs on an infinitesimal interval and that the jump functions for the field variables are smoothly defined on this interval. A weak converse to the existence of the entropy peak is derived and discussed. Generalized solutions of the Euler equations for entropy and energy are then derived for both theoretical and realistic normalized velocity profiles.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2012

A Maximum-Entropy approach for accurate document annotation in the biomedical domain

The increasing number of scientific literature on the Web and the absence of efficient tools used for classifying and searching the documents are the two most important factors that influence the speed of the search and the quality of the results. Previous studies have shown that the usage of ontologies makes it possible to process document and query information at the semantic level, which greatly improves the search for the relevant information and makes one step further towards the Semantic Web. A fundamental step in these approaches is the annotation of documents with ontology concepts, which can also be seen as a classification task. In this paper we address this issue for the biomedical domain and present a new automated and robust method, based on a Maximum Entropy approach, for annotating biomedical literature documents with terms from the Medical Subject Headings (MeSH). The experimental evaluation shows that the suggested Maximum Entropy approach for annotating biomedical documents with MeSH terms is highly accurate, robust to the ambiguity of terms, and can provide very good performance even when a very small number of training documents is used. More precisely, we show that the proposed algorithm obtained an average F-measure of 92.4% (precision 99.41%, recall 86.77%) for the full range of the explored terms (4,078 MeSH terms), and that the algorithm’s performance is resilient to terms’ ambiguity, achieving an average F-measure of 92.42% (precision 99.32%, recall 86.87%) in the explored MeSH terms which were found to be ambiguous according to the Unified Medical Language System (UMLS) thesaurus. Finally, we compared the results of the suggested methodology with a Naive Bayes and a Decision Trees classification approach, and we show that the Maximum Entropy based approach performed with higher F-Measure in both ambiguous and monosemous MeSH terms.

59 BASIC BIOLOGICAL SCIENCES↗

DOE OSTI2015

Discrimination of Mild Cognitive Impairment and Alzheimer′s Disease Using Transfer Entropy Measures of Scalp EEG

Mild cognitive impairment (MCI) is a neurological condition related to early stages of dementia including Alzheimer′s disease (AD). This study investigates the potential of measures of transfer entropy in scalp EEG for effectively discriminating between normal aging, MCI, and AD participants. Resting EEG records from 48 age‐matched participants (mean age 75.7 years)—15 normal controls, 16 MCI, and 17 early AD—are examined. The mean temporal delays corresponding to peaks in inter‐regional transfer entropy are computed and used as features to discriminate between the three groups of participants. Three‐way classification schemes based on binary support vector machine models demonstrate overall discrimination accuracies of 91.7— 93.8%, depending on the protocol condition. These results demonstrate the potential for EEG transfer entropy measures as biomarkers in identifying early MCI and AD. Moreover, the analyses based on short data segments (two minutes) render the method practical for a primary care setting.

McBride, Joseph↗

DOE OSTI2024

MENT-Flow: maximum-entropy phase space tomography using normalizing flows

Generative models can be trained to reproduce low-dimensional projections of high-dimensional phase space distributions. Normalizing flows are generative models that parameterize invertible transformations, allowing exact probability density evaluation and sampling. Consequently, flows are unbiased entropy estimators and could be used to solve the high-dimensional maximum-entropy tomography (MENT) problem. In this work, we evaluate a flow-based MENT solver (MENT-Flow) against exact maximum-entropy solutions and Minerbo's iterative MENT algorithm in two dimensions.

Hoover, Austin↗

DOE OSTI2022

Entropy and its Relationship with Statistics

The purpose of our report is to discuss the notion of entropy and its relationship with statistics. Our goal is to provide a manner in which you can think about entropy, its central role within information theory and relationship with statistics. We review various relationships between information theory and statistics—nearly all are well-known but unfortunately are often not recognized. Entropy quantities the "average amount of surprise" in a random variable and lies at the heart of information theory, which studies the transmission, processing, extraction, and utilization of information. For us, data is information. What is the distinction between information theory and statistics? Information theorists work with probability distributions. Instead, statisticians work with samples. In so many words, information theory using samples is the practice of statistics.

97 MATHEMATICS AND COMPUTING↗