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DOE OSTI2023

Mesoscale convective clustering enhances tropical precipitation

In the tropics, extreme precipitation events are often caused by mesoscale systems of organized, spatially clustered deep cumulonimbi, posing a substantial risk to life and property. While the clustering of convective clouds has been thought to strengthen precipitation rate, no quantitative estimates of this hypothesized enhancement exist. In this study, after isolating the effects of mesoscale convective clustering on precipitation, we find that strongly clustered oceanic convection precipitates more intensely than weakly clustered convection. We further show that this enhancement is primarily attributable to an increase in convective precipitation rate when the environment is less than 70% saturated, with increases in the size of the rainy stratiform region being of equal or greater importance when the environment is closer to saturation. Our results suggest that a correct representation of mesoscale organized convective systems in numerical weather and climate models is needed for accurate predictions of extreme precipitation events.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

Improving GCM Representation of Convective Cloud Microphysics by Using ARM Raman Lidar and Cloud Radar Observations

The overall objective of this Department of Energy (DOE) Atmospheric System Research (ASR) funded project is to improve the representation of convective cloud microphysics in global climate models (GCMs) and check it by comparing the model simulations with observations. We have derived the cloud ice water content by synthesizing ARM Raman lidar (RL) and cloud radar observations at the Atmospheric Radiation Measurement (ARM) sites. Noting that the simulated anvil clouds in terms of their macro- and micro-physical properties are sensitive to the parameterization of convective microphysical processes, observed ice water content in anvil clouds provides a useful constraint on these parameterizations. We have improved the convective microphysics parameterization scheme by (1) considering sedimentation for cloud ice crystals that do not fall in the original scheme, (2) applying a new terminal velocity parameterization that depends on the environmental conditions for convective snow, (3) adding a new hydrometeor category, “rimed ice,” to the original four-class (cloud liquid, cloud ice, rain, and snow) scheme, and (4) allowing convective clouds to detrain snow particles into stratiform clouds. We have examined the impact of improved convective cloud microphysics parameterization on the simulated global climate from GCM simulations.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2022

Convective Parameters Derived from Radiosonde Data (SONDEPARAM) Value-Added Product Report

Radiosondes provide fundamental observations of the vertical profile of atmospheric state (pressure, temperature, humidity, and winds), with important implications for subsequent studies on environmental controls on cloud conditions. Within convective cloud environments, there is an increasing demand for additional value-added products (VAPs) to facilitate the use of U.S. Department of Energy Atmospheric Radiation Measurement (ARM) user facility radiosonde data sets. Such VAPs should provide quick and reliable estimates for several standard radiosonde parameters or quantities of interest using common assumptions, as well as open, flexible code for visualization and user interaction. The Convective Parameters Derived from Radiosonde Data (SONDEPARAM) VAP will apply several robust algorithms used in Wang et al. (2020) for the calculation of useful radiosonde convective cloud parameters, including the convective available potential energy (CAPE), convective inhibition (CIN), and other convective parameters, for several different assumptions regarding the initial parcel characteristics (i.e., surface-based, most unstable, mixed layer). These ARM VAP codes are developed in open, flexible Python formats, with the intention that these parameters/calculations will be incorporated into traditional ARM quick-look radiosonde plotting, yet associated with user-available codes for ease in user reproduction and assumption modification.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2023

CSAPR2 Optimized Convective Cell Tracking Data during TRACER

One of the challenges in analyzing convective cell properties is to observe the quick evolution of individual convective cells. While the operational radar data provide a volumetric data set to analyze radar observables of convective precipitation clouds, previous studies also suggested the quick evolution of cell life cycle that might not be captured by conventional radar volume scan strategies that take ~5-7 minutes. Aiming at enhancing our understanding of the links between convective cloud kinematic and microphysical processes as well as life cycles, the Tracking Aerosol Convection Interactions ExpeRiment (TRACER; Jensen et al. 2019) was conducted at Houston, Texas, in 2022. The TRACER campaign deployed the 2nd generation C-band Scanning ARM Precipitation Radar (CSAPR2), which performed frequent updates of range height indicator (RHI) and sector plan position indicator (PPI) scans to track individual convective cells every < 2 minutes, guided by a new cell tracking framework, Multisensor Agile Adaptive Sampling (MAAS; Kollias et al. 2020). This allows for capturing fast-evolving radar observables. We provide the processed CSAPR2 cell tracking data in CfRadial format collected during the TRACER field campaign from June to September 2022. The data files include processed radar variables: noise-masked reflectivity and differential reflectivity corrected for rain attenuation and systematic biases, noise-masked dealiased radial velocity, specific differential phase, locations of target cells (latitude, longitude, radar range), and radar-echo classification. Figure 1 provides an example of a 3D image of CSAPR2 reflectivity from the lowest PPI scan and an RHI scan after data processing.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2024

The Role of Deep Convection and Large-scale Circulation in Driving Model Spread in Low Cloud Feedback and Equilibrium Climate Sensitivity

This project aims to advance the understanding of the processes that drive the large uncertainties in climate change projections, use observations to constrain model physics and reduce the inter-model spread in equilibrium climate sensitivity (ECS). There are three major goals: 1) Characterize the representation of the physical pathways that link deep convection, large-scale circulation and low cloud feedback in CMIP6 model simulations and determine the relative contribution of each pathway to the CMIP6 model spread in low cloud feedback and ECS; 2) Use process-oriented diagnostics and multiple observations to evaluate CMIP6 model performance in capturing the observed cloud-circulation relation and deep convection characteristics including convective transition statistics and the bulk properties of mesoscale convective systems (MCSs). Error decomposition in CMIP6 models will be performed. 3) Conduct E3SM short-range hindcasts following the DOE Cloud-Associated Parameterizations Testbed (CAPT) protocol to pinpoint specific model parameters/processes that are crucial to the representation of deep convection, circulation, clouds and the pathways that connect them. We will modify convective parameters in E3SM and analyze the perturbed physics experiments (PPEs) to isolate model parameters that are critical to the uncertainty of ECS.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2016

CONVECTIVE PROPERTIES OF ROTATING TWO-DIMENSIONAL CORE-COLLAPSE SUPERNOVA PROGENITORS

We explore the effects of rotation on convective carbon, oxygen, and silicon shell burning during the late stages of evolution in a 20 M {sub ⊙} star. Using the Modules for Experiments in Stellar Astrophysics we construct one-dimensional (1D) stellar models both with no rotation and with an initial rigid rotation of 50% of critical. At different points during the evolution, we map the 1D models into 2D and follow the multidimensional evolution using the FLASH compressible hydrodynamics code for many convective turnover times until a quasi-steady state is reached. We characterize the strength and scale of convective motions via decomposition of the momentum density into vector spherical harmonics. We find that rotation influences the total power in solenoidal modes, with a slightly larger impact for carbon and oxygen shell burning than for silicon shell burning. Including rotation in 1D stellar evolution models alters the structure of the star in a manner that has a significant impact on the character of multidimensional convection. Adding modest amounts of rotation to a stellar model that ignores rotation during the evolutionary stage, however, has little impact on the character of the resulting convection. Since the spatial scale and strength of convection present at the point of core collapse directly influence the supernova mechanism, our results suggest that rotation could play an important role in setting the stage for massive stellar explosions.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2018

Investigating the impacts of Saharan dust on tropical deep convection using spectral bin microphysics

Abstract. To better understand the impacts of dust aerosols on deep convective cloud (DCC) systems reported by previous observational studies, a case study in the tropical eastern Atlantic was investigated using the Weather Research and Forecasting (WRF) model coupled with a spectral bin microphysics (SBM) model. A detailed set of ice nucleation parameterizations linking ice formation with aerosol particles has been implemented in the SBM. Increasing ice nuclei (IN) concentration in the dust cases results in the formation of more numerous small ice particles in the heterogeneous nucleation regime (between −5 and −38 °C) compared to the background ( Clean ) case. Convective updrafts are invigorated by increased latent heat release due to depositional growth and riming of these more numerous particles, which results in increased overshooting and higher convective core top heights. Competition between the more numerous particles for available water vapor during diffusional growth and available smaller crystals and/or drops during collection reduces particle growth rates and shifts precipitation formation to higher altitudes in the heterogeneous nucleation regime. A greater number of large snow particles form in the dust cases, which are transported from the core into the stratiform regime and sediment out quickly. Together with reduced homogeneous ice formation, the stratiform and/or anvil cloud occurrence shifts frequency to warmer temperatures and reduces anvil cloud extents. Total surface precipitation accumulation is reduced proportionally as IN concentration is increased; though the stratiform precipitation accumulation is increased due to greater snow formation and growth, it does not counteract the reduced convective accumulation due to less efficient graupel formation. Radar reflectivity values are increased in the dust cases at temperatures below 0 °C in both the convective and stratiform regimes due to more large snow particles, and reduced in the convective core near the surface due to melt of small ice or graupel particles, consistent with case study observations.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2020

Urbanization-induced land and aerosol impacts on sea-breeze circulation and convective precipitation

Abstract. Changes in land cover and aerosols resulting from urbanization may impact convective clouds and precipitation. Here we investigate how Houston urbanization can modify sea-breeze-induced convective cloud and precipitation through the urban land effect and anthropogenic aerosol effect. The simulations are carried out with the Chemistry version of the Weather Research and Forecasting model (WRF-Chem), which is coupled with spectral-bin microphysics (SBM) and the multilayer urban model with a building energy model (BEM-BEP). We find that Houston urbanization (the joint effect of both urban land and anthropogenic aerosols) notably enhances storm intensity (by ∼ 75 % in maximum vertical velocity) and precipitation intensity (up to 45 %), with the anthropogenic aerosol effect more significant than the urban land effect. Urban land effect modifies convective evolution: speed up the transition from the warm cloud to mixed-phase cloud, thus initiating surface rain earlier but slowing down the convective cell dissipation, all of which result from urban heating-induced stronger sea-breeze circulation. The anthropogenic aerosol effect becomes evident after the cloud evolves into the mixed-phase cloud, accelerating the development of storm from the mixed-phase cloud to deep cloud by ∼ 40 min. Through aerosol–cloud interaction (ACI), aerosols boost convective intensity and precipitation mainly by activating numerous ultrafine particles at the mixed-phase and deep cloud stages. This work shows the importance of considering both the urban land and anthropogenic aerosol effects for understanding urbanization effects on convective clouds and precipitation.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

Impacts of long-range-transported mineral dust on summertime convective cloud and precipitation: a case study over the Taiwan region

As one of the most abundant atmospheric aerosols and effective ice nuclei, mineral dust affects clouds and precipitation in the Earth system. Here numerical experiments are carried out to investigate the impacts of dust aerosols on summertime convective clouds and precipitation over the mountainous region of Taiwan by acting as ice-nucleating particles. We run the Weather Research and Forecasting model (WRF) with the Morrison two-moment and spectral-bin microphysics (SBM) schemes at 3 km resolution, using dust number concentrations from a global chemical transport model (GEOS-Chem-APM). The case study indicates that the long-range-transported mineral dust, with relatively low number concentrations, can notably affect the properties of convective clouds (ice and liquid water contents, cloud top height, and cloud coverage) and precipitation (spatial pattern and intensity). The effects of dust are evident during strong convective periods, with significantly increased ice water contents in the mixed-phase regime via the enhanced heterogeneous freezing. With both the Morrison and SBM schemes, we see the invigoration effects of dust aerosols on the convective intensity through enhanced condensation and deposition latent heating. The low-altitude dust particles are uplifted to the freezing level by updrafts, which, in turn, enhance the convective cloud development through immersion freezing and convective invigoration. Compared to the Morrison scheme, the SBM scheme predicts more realistic precipitation and different invigoration effects of dust. The differences are partially attributed to the saturation adjustment approach utilized in the bulk scheme, which leads to a stronger enhancement of condensation at midlatitudes to low altitudes and a weaker deposition increase at the upper level.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2022

Updraft dynamics and microphysics: on the added value of the cumulus thermal reference frame in simulations of aerosol–deep convection interactions

One fundamental question about atmospheric moist convection processes that remains debated is whether, or under which conditions, a relevant variability in background aerosol concentrations may have a significant dynamical impact on convective clouds and their associated precipitation. Furthermore, current climate models must parameterize both the microphysical and the cumulus convection processes, but this is usually implemented separately, whereas in nature there is a strong coupling between them. As a first step to improve our understanding of these two problems, we investigate how aerosol concentrations modify key properties of updrafts in eight large-eddy-permitting regional simulations of a case study of scattered convection over Houston, Texas, in which convection is explicitly simulated and microphysical processes are parameterized. Dynamical and liquid-phase microphysical responses are investigated using the following two different reference frames: static cloudy updraft grid cells versus tracked cumulus thermals. In both frameworks, we observe the expected microphysical responses to higher aerosol concentrations, such as higher cloud number concentrations and lower rain number concentrations. In terms of the dynamical responses, both frameworks indicate weak impacts of varying aerosol concentrations relative to the noise between simulations over the observationally derived range of aerosol variability for this case study. On the other hand, results suggest that thermals are more selective than cloudy updraft grid cells in terms of sampling the most active convective air masses. For instance, vertical velocity from thermals is significantly higher at upper levels than when sampled from cloudy updraft grid points, and several microphysical variables have higher average values in the cumulus thermal framework than in the cloudy updraft framework. In addition, the thermal analysis is seen to add rich quantitative information about the rates and covariability of microphysical processes spatially and throughout tracked thermal lifecycles, which can serve as a stronger foundation for improving subgrid-scale parameterizations.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRS1973

Development and characteristics of free convection in the clear air as seen by radar and aircraft

Observations of the development of a convective field in clear air were made simultaneously using radar and an instrumented aircraft. The growth of the field as seen by the radar was compared with the characteristics of the temperature and humidity measurements made by aircraft at various times and locations within the convective depth. Probability distributions of the temperature and mixing ratio fluctuations exhibit distinct, identifiable characteristics for different regions within the field. The altitude of the aircraft measurement, referenced to the maximum altitude of the convective field at the time of the measurement, was found to be a usable parameter in the comparison of aircraft data and in the characterization of convective field growth. Using the relative height parameter, it was found that the area covered by convective cells (modified air) varies linearly with height in the upper reaches of the convective field. The characteristics of individual cells as seen by the radar and as deduced from the aircraft measurements are also discussed.

Konrad, T. G.↗

NASA NTRS1977

Vorticity imbalance and stability in relation to convection

A complete synoptic-scale vorticity budget was related to convection storm development in the eastern two-thirds of the United States. The 3-h sounding interval permitted a study of time changes of the vorticity budget in areas of convective storms. Results of analyses revealed significant changes in values of terms in the vorticity equation at different stages of squall line development. Average budgets for all areas of convection indicate systematic imbalance in the terms in the vorticity equation. This imbalance resulted primarily from sub-grid scale processes. Potential instability in the lower troposphere was analyzed in relation to the development of convective activity. Instability was related to areas of convection; however, instability alone was inadequate for forecast purposes. Combinations of stability and terms in the vorticity equation in the form of indices succeeded in depicting areas of convection better than any one item separately.

Read, W. L.↗

NASA NTRS1978

The convection electric field model for the magnetosphere based on Explorer 45 observations

Large-scale electric fields in the magnetosphere, represented by the scalar potentials of corotation and convection fields, are examined in order to interpret both plasmapause positions at different local times and energetic particle penetrations inside the plasmapause observed by the Explorer 45 (S3-A) dc E field measurements and particle detectors. The Volland-Stern type convection electric field is assumed. A uniform dawn-dusk convection electric field which corresponds to an exponent (gamma) of unity is not consistent with the observational data, but the Volland-Stern model with gamma = 2 more likely represents the convection electric field during the hours of electric field increases during magnetic activity. In the time-independent case, the shape of the plasmapause does not depend on the intensity of the convection electric field, so that by using two plasmapause distances at different local times along the S3 outbound and inbound orbits the shape factor gamma of the convection field could be determined. The average value of gamma for 42 cases was found to be 2.4.

Ejiri, M.↗

NASA NTRS1979

Time dependent convection electric fields and plasma injection

A model of large-scale electric fields associated with storms or substorms consisting of realistic initial conditions and time dependent convection to explain a typical substorm-associated electron injection event is presented. These fields are responsible for inward convection and energization of plasma sheet electrons, and calculations based on steady state convection theory show that the response to such electric fields qualitatively accounts for many features of the injected particle distribution, but agreement with the theory has not been obtained. An adiabatic convection model which assumes that plasma sheet electrons are present outside of the initial electron boundaries which have an energy dependence appropriate for a small convection field representative of a steady, quiet magnetosphere is described. The position of the inner edge in which plasma sheet electrons of given W and alpha can be found for the assumed initial conditions and enhanced field is calculated providing convecting demarcation boundaries.

Kaye, S. M.↗

NASA NTRS1980

Material properties for mantle convection consistent with observed surface fields

An attempt is made to derive constraints on mantle convection from observed surface fields: plate velocities, gravity, topography and heat flow. The spherical harmonic spectra of the fields are expressed in terms of a spectral magnitude and slope, and requirements for the minimal representation of the equations for mantle convection are discussed. The effects of the boundary layer represented by the surface fields on convection at the mantle surface and at deeper levels are then examined, and a mean value of the effective mantle viscosity of approximately 10 to the 23rd g/cm per sec is obtained, together with values of 10 to the 8th and 10 to the 7th for the Rayleigh numbers of whole mantle and upper mantle convection, respectively. Consideration is then given to the compositional, thermal and rheological aspects of mantle convection, and it is pointed out that constraints on the depth and other properties of convection will require more detailed modeling using the relationships between the harmonic coefficients of the surface fields.

Kaula, W. M.↗

NASA NTRS1982

Toward a unified theory of atmospheric convective instability

A nonlinear three-dimensional truncated spectral model of shallow and moist Boussinesq convection indicates that parallel instability and thermal forcing are linked, in view of the fact that only one convective mode exists in which either or both mechanisms are operating to generate convection in the planetary boundary layer. It is also established that the wind field causes two-dimensional roll convection formation, an alignment of the convection with the wind in a preferred manner, and a propagation speed that is related to the wind component perpendicular to the roll axis. Latent heating is responsible for the decrease of the critical value of the environmental lapse rate in accordance with the slice method stability criterion. When only the upper part of the upward branch is moist and all of the downward branch is dry, latent heating also causes a finite-amplitude convective solution for Rayleigh number values lower than the critical value of linear analysis.

Shirer, H. N.↗

NASA NTRS1985

A new convective adjustment scheme

A marked divergence in philosophy is presented. The primary objective of the proposed parameterization scheme is to ensure that the local vertical temperature and moisture structures, which in nature are strongly constrained by convection, be realistic in the large scale model. The concept of a quasi-equilibrium between the cloud field and the large-scale forcing has been well established. This means that convective regions have characteristic temperature and moisture structures that can be documented observationally and used as the basis of a convective adjustment procedure. In the scheme proposed here, the temperature and moisture structures will be adjusted simultaneously toward observed quasi-equilibrium structures. This ensures that on the grid scale a global model always maintains a realistic vertical temperature and moisture structure in the presence of convection. The saturation point formulation of moist thermodynamics will be used to introduce the observational and theoretical basis of the proposed convective adjustment. The scheme is then applied to a series of data sets from GATE, BOMEX, ATEX and an Arctic air-mass transformation to show the sensitivity of the scheme to different parameters and develop a parameter set suitable for both shallow and deep convection in a global model.

Betts, A. K.↗

NASA NTRS1986

Convection beneath young oceanic lithosphere - Implications for thermal structure and gravity

Small-scale convection under the oceanic lithosphere which begins in the first 5 m.y. of cooling can produce a gravity signal with the amplitude and wavelength observed for large areas of the central Pacific and southern Indian oceans using Seasat altimeter data. The trend of the observed anomalies is parallel to the direction of plate motion as might be expected if they were produced by small-scale convection. Models predict that the wavelengths of gravity anomalies increase more rapidly with age than is observed. The persistence of short relatively uniform wavelength anomalies (less than 200 km) to crustal ages of 50 Ma may indicate that they were produced when the lithosphere was very young and thin and were 'frozen in' as cooling thickened the elastic lithosphere. Small-scale convection which begins under very young lithosphere does not violate other geophysical data such as the rate of seafloor subsidence and variations of geoid height with age. After convection has begun, the subsidence due to thermal contraction within the lithosphere varies linearly with age, in the absence of mantle heat sources, although the rate of change of these quantities is affected by convection. Much of the variation of the geoid height across fracture zones can be fit by a model which includes small-scale convection.

Buck, W. R.↗