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DOE OSTI2022

Lepton-Nucleus Scattering Measurements for Neutrino Interactions and Oscillations

Currently running and forthcoming precision neutrino oscillation experiments aim to unambiguously determine the neutrino mass ordering, the charge-parity violating phase in the lepton sector and the possible existence of physics Beyond the Standard Model. To have an understanding of all the effects necessary for the success of these experiments, lepton-nucleus interactions must be modeled in unprecedented detail. With this thesis, expertise in both neutrino and electron cross-section modeling and analysis was leveraged in order to make fundamental and critical improvements to our understanding of these interactions. The outlined work takes a significant step towards this high-precision measurement era with three complementary approaches. Cross sections are reported using neutrino data sets from the MicroBooNE liquid argon time projection chamber detector at Fermi National Laboratory, as well as electron scattering data from the CLAS detector at Thomas Jefferson National Laboratory. Furthermore, the modeling development of the commonly used GENIE event generator is presented.

Papadopoulou, Afroditi↗

DOE OSTI2023

Towards a more complete description of nucleon distortion in lepton-induced single-pion production at low-$Q^2$

Theoretical predictions for lepton-induced single-pion production (SPP) on $^{12}$C are revisited in order to assess the effect of different treatments of the current operator. On one hand we have the asymptotic approximation, which consists in replacing the particle four-vectors that enter in the operator by their asymptotic values, i.e., their values out of the nucleus. On the other hand we have the full calculation, which is a more accurate approach to the problem. We also compare with results in which the final nucleon is described by a relativistic plane wave, to rate the effect of the nucleon distortion. The study is performed for several lepton kinematics, reproducing inclusive and semi-inclusive cross sections belonging to the low-$Q^2$ region (between 0.05 and 1 GeV$^2$), which is of special interest in charged-current (CC) neutrino-nucleus 1$\pi$ production. Inclusive electron results are compared with experimental data. We find non-trivial corrections comparable in size with the effect of the nucleon distortion, namely, corrections up to 6%, either increasing or diminishing the asymptotic prediction, and a shift of the distributions towards higher energy transfer. For the semi-inclusive cross sections, we observe the correction to be prominent mainly at low values of the outgoing nucleon kinetic energy. Finally, for CC neutrino-induced 1$\pi^+$ production, we find a reduction at low-$Q^2$ with respect to both the plane-wave approach and the asymptotic case.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

One and Two-Body Current Contributions to Lepton-Nucleus Scattering

Modeling lepton-nucleus scattering with the accuracy required to extract neutrino-oscillation parameters from long- and short-baseline experiments necessitates retaining most quantum-mechanical effects. One such effect is the interference between one- and two-body current operators in the transition currents, which has been known to enhance the cross-sections, especially in transverse kinematics. In this work, we incorporate such interference in the spectral function formalism, which combines relativistic currents and kinematics with an accurate description of the initial target state. Our analysis of lepton-scattering off $^{12}$C demonstrates that interference effects appreciably enhance the transverse electromagnetic response functions and the flux-folded neutrino-nucleus cross section, in both cases, improving the agreement with experimental data. We discuss the impact on the neutrino-oscillation program and the determination of nucleon axial form factors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Search for Heavy Neutral Leptons at the MINER$\nu$A detector

Heavy Neutral Leptons (HNL) are particles hypothesised to provide a mass generation mechanism for the active (observed) neutrino species, which are known to have nonzero mass from the definitive observation of neutrino oscillations. HNL are eigenstates of mass of the order $\mathcal{O}(0.1 − 1\,\,\mathrm{GeV}/c^{2})$, which mix into the active flavour eigenstates through the extended leptonic mixing matrix. Apart from neutrino mass, they could provide a natural dark matter candidate and a mechanism for matter-antimatter asymmetry in the early Universe, giving rise to today’s matter-dominated cosmos. Searches for HNL typically attempt to either confirm the existence of HNL through an excess in data that is most compatible with an HNL hypothesis, or by setting limits on the HNL parameter space $\left(M_{N4}, \left|U_{\alpha 4}\right|^{2}\right)$ in the case of statistically insignificant excess. Such searches are intensifying as part of a global research programme at both colliders and accelerator / atmospheric neutrino experiments. One such setting is the MINER$\nu$A experiment, located in the NuMI beamline at Fermilab. MINER$\nu$A has collected a large amount of data over seven years of operation to measure the cross-sections of neutrino-nucleus interactions necessary to drive systematic uncertainties down, in order for neutrino oscillation experiments to achieve sensitivity to CP violation in the neutrino sector. With the high-energy, high-intensity NuMI beam, and with good timing, position, and angular resolution leading to sensitivity to HNL decays, MINER$\nu$A is fertile ground for an HNL search, which is performed in this thesis. Specifically, a novel, experiment-agnostic and general simulation of HNL production and decay is presented and deployed; this simulation has been incorporated in the ubiquitous GENIE neutrino event generator for use with neutrino experiments in the future. The event selection and background characterisation is discussed in detail, including the primary background coming from charged-current coherent and diffractive pion production from neutrino-nucleus interactions, and constraints on the background using control regions from MINER$\nu$A data are derived. Finally, by means of a fake-data study given a background of $\mathcal{O}(500)$ events, the discovery potential and limit-setting capacity of MINER$\nu$A is demonstrated, and ways to improve this capacity are expounded upon.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Charged Lepton Flavour Violations searches with muons: present and future

Charged-lepton flavor violation (cLFV) is one of the most powerful probes for New Physics (NP). Since lepton flavor conservation is an accidental symmetry in the Standard Model (SM), it is naturally violated in many NP models, with contributions at the level of the current experimental sensitivities. Moreover, the negligible SM contributions would make the observation of cLFV unambiguous evidence of NP. It makes these searches extremely sensitive and, at the same time, extremely pure. Thanks to the intense muon beams currently available, their intriguing upgrade programs, and the progress in the detection techniques, cLFV muon processes are the golden channels in this field. Experimental programs to search for $\mu^+ \to e^+ \gamma$, $\mu^+ \to e^+ e^+ e^-$ and the $\mu \to e$ conversion in the nuclear field are currently ongoing. We review the current status and the strategic plans for future searches. This document is an update of the prior cLFV submission to the 2018 European Strategy for Particle Physics (ESPP); the earlier submission should be consulted for more experimental details.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2025

A search for Heavy Neutral Leptons with masses up to 150 MeV and studies on scintillation light detection in SBND

Introduction Neutrino physics is one of today’s most promising fields in particle physics. The discovery of neutrino oscillations is an evidence of their mass not being null. However, the Standard Model of elementary particles (SM) does not contain a mechanism that generates them, so we have to search beyond the SM to find answers. Other unknowns remain open, such as the amount of CP symmetry violated in the lepton sector that could help explain the differences between matter and antimatter that formed the present universe. Nor is it understood why these particles are so light, more than six orders of magnitude below the next fermion, the electron. A possible explanation is the existence of heavier neutrino mass states usually referred as heavy neutral leptons (HNLs). One of the most advanced technologies for detecting neutrino interactions is the liquid argon time projection chamber (LArTPC). LArTPC detectors form a 3D image of the ionized electrons in the interaction, producing a detailed description of each neutrino event. Argon is also a prolific scintillator (40k photons/MeV) with light signals indicating the interaction time. The Short-Baseline Near Detector (SBND), a 112-active mass LArTPC at Fermilab, will measure millions of neutrino interactions from the Booster Neutrino Beam (BNB). As the near (L=110 m) detector of the Short-Baseline neutrino program, SBND will search for a fourth light neutrino (∼ eV) in the coming years. This hypothesis could explain the anomalous data observed in the LSND and MiniBooNE experiments.

Álvarez Garrote, Rodrigo [Madrid U.] (ORCID:000000↗

DOE OSTI2026

New physics in multi-lepton tau decays

Dark particles with lepton-flavor-violating couplings to the tau lepton can induce rare neutrinoless $τ$ decays with large final state multiplicities. We study models where transitions of the type $τ^\pm\to \ell^\pm\,ϕ$, with $ϕ$ a light new particle, initiate a chain of decays in the dark sector that terminate with decays into electrons, muons, or pions. These decay cascades appear as rare five or even seven-body $τ$ decays with multiple reconstructable resonances. We survey several representative models: kinetically mixed dark photon, gauged $L_i-L_j$ models, and other more exotic charge assignments such as chiral $U(1)'$ extensions of the Standard Model. The main new ingredient is the possibility of flavor violation at very high scales. In these models, a number of channels that have not yet been searched for experimentally, such as $τ\to 5μ$, $τ\to 3μ\,2e$, $τ\to μ\,4e$, and hadronic channels like $τ\to μ\,4π$, typically dominate over the previously-considered signatures such as $τ\to 3μ$. While some of the models, such as the gauged $L_i-L_j$ ones, also contain more challenging channels with missing energy due to decays to neutrinos, they can still be searched for via fully visible channels.

Ema, Yohei [Florida U.]↗

DOE OSTI2023

Search for the Lepton Flavor Violating Decays B + → K + τ ± ℓ ∓ ( ℓ = e , μ ) at Belle

We present a search for the lepton flavor violating decays B + → K + ⁢$\tau$ ±⁢ ℓ ∓ , with ℓ = (e,μ), using the full data sample of 772×10 6 B$\overline{B}$ pairs recorded by the Belle detector at the KEKB asymmetric-energy e + ⁢e - collider. We use events in which one B meson is fully reconstructed in a hadronic decay mode. We find no evidence for B ± → K ±⁢ $\tau$⁢ℓ decays and set upper limits on their branching fractions at the 90% confidence level in the (1 - 3) × 10 -5 range. The obtained limits are the world’s best results.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2017

Measurement of polarization angular coefficients in Z boson leptonic decays with ATLAS at the LHC

This paper presents the complete set of polarization angular coefficients A {sub 0−7} describing lepton angular distributions in Z boson decay, which were measured at the ATLAS experiment in proton–proton collisions with the energy √s = 8 TeV. Theoretical values for the difference A {sub 0} − A {sub 2} calculated in the fixed-order QCD perturbation theory O(α{sup 2}{sub s }), demonstrate significant deviation from the measured data, which indicates the necessity of taking into account higher order corrections. The evidence of nonzero coefficients A {sub 5,6,7} was obtained for the first time, in accordance with theoretical calculations in O(α{sup 2}{sub s }) approximation. Measurement of the polarization angular coefficients A {sub i }is important for subsequent precision measurement of parameters of the electroweak model at the LHC, such as the sine of Weinberg electroweak mixing angle sin{sup 2} θ{sub W }and the W boson mass.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Complementary signals of lepton flavor violation at a high-energy muon collider

A muon collider would be a powerful probe of flavor violation in new physics. There is a strong complementary case for collider measurements and precision low-energy probes of lepton flavor violation (as well as CP violation). We illustrate this by studying the collider reach in a supersymmetric scenario with flavor-violating slepton mixing. We find that the collider could discover sleptons and measure the slepton and neutralino masses with high precision, enabling event reconstruction that could cleanly separate flavor-violating new physics signals from Standard Model backgrounds. The discovery reach of a high-energy muon collider would cover a comparably large, and overlapping, range of parameter space to future μ → e conversion and electron EDM experiments, and unlike precision experiments could immediately shed light on the nature of new physics responsible for flavor violation. This complementarity strengthens the case that a muon collider could be an ideal energy-frontier laboratory in the search for physics beyond the Standard Model.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2023

Probing lepton flavor violation at Circular Electron-Positron Colliders

Lepton flavor violation is one of the cleanest probes of physics beyond the standard model. In this work, we explore the sensitivity of the process e + e – → τμ to new physics above the TeV scale at the proposed circular electron-positron colliders FCC-ee and CEPC. We compute the e + e – → τμ cross-section in the Standard Model Effective Field Theory and assess the relevant backgrounds. We compare our sensitivity projections to existing and expected constraints from tau decays and Z decays and find that the future electron-positron colliders provide competitive probes of new physics. We highlight the complementarity of searches for resonant e + e – → Z → τμ production on the Z pole and searches for non-resonant e + e – → τμ at higher center-of-mass energies.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Search for the semi-leptonic decays Λ c + → Λ π + π - e + ν e and Λ c + → p K S 0 π - e + ν e

We search for the semi-leptonic decays $Λ^+_c$ → Λπ + π - e + ν e and $Λ^+_c$ → p$K^0_S$π - e + ν e in a sample of 4.5 fb -1 of e + e - annihilation data collected in the center-of-mass energy region between 4.600 GeV and 4.699 GeV by the BESIII detector at the BEPCII. No significant signals are observed, and the upper limits on the decay branching fractions are set to be B($Λ^+_c$ → Λπ + π - e + ν e ) < 3.9 × 10 -4 and B($Λ^+_c$ → p$K^0_S$π - e + ν e ) < 3.3 × 10 -4 at the 90% confidence level, respectively

$Λ^+_c$↗

DOE OSTI2025

Revisiting the connection of baryon number, lepton number, and operator dimension

The effects of heavy new particles beyond the Standard Model can be conveniently captured through higher-dimensional effective operators. As noted long ago by Weinberg, the amount of baryon and lepton number an operator can carry is intricately connected to its mass dimension. We derive an improved inequality for this connection and compare it to explicit operator constructions up to mass dimension 25. For the effective field theory of Standard Model plus right-handed neutrinos, our relationship is even an equality up to high mass dimension.

Baryon number violation↗

DOE OSTI2012

Dark atoms of dark matter from new stable quarks and leptons

The nonbaryonic dark matter of the Universe can consist of new stable charged leptons and quarks, if they are hidden in elusive 'dark atoms' of composite dark matter. Such possibility can be compatible with the severe constraints on anomalous isotopes, if there exist stable particles with charge -2 and there are no stable particles with charges +1 and -1. These conditions cannot be realized in supersymmetric models, but can be satisfied in several recently developed alternative scenarios. The excessive -2 charged particles are bound with primordial helium in O-helium 'atoms', maintaining specific nuclear-interacting form of the Warmer than Cold Dark Matter. The puzzles of direct dark matter searches appear in this case as a reflection of nontrivial nuclear physics of O-helium.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2012

Dark matter and triality symmetry of leptons and quarks

The radiation in the universe has a mass equivalent of approximately 2% of the luminous matter. Presence of a large amount of non-luminous matter is a problem. In order to solve this puzzle, I use quaternion basis for the leptons, and make an octonion from a combination of two quaternions. With a principle that the electro-magnetic interaction selects one triality and photon couples with a gluon of one triality sector, color-flavor locking becomes natural, and the problem of dark matter may be solved.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2012

Neutrino properties deduced from the study of lepton number violating processes at low and high energies

There is nowadays a significant progress in understanding the neutrino properties. The results of the neutrino oscillation experiments have convincingly showed that neutrinos have mass and oscillate, in contradiction with the Standard Model (SM) assumptions, and these are the first evidences of beyond SM physics. However, fundamental properties of the neutrinos like their absolute mass, their character (are they Dirac or Majorana particles?), their mass hierarchy, the number of neutrino flavors, etc., still remain unknown. In this context there is an increased interest in the study of the lepton number violating (LNV) processes, since they could complete our understanding on the neutrino properties. Since recently, the neutrinoless double beta decay was considered the only process able to distinguish between Dirac or Majorana neutrinos and to give a hint on the absolute mass of the electron neutrino. At present, the increased luminosity of the LHC experiments makes feasible the search of LNV processes at high energy as well. In this lecture I will make a brief review on our present knowledge of the neutrino properties, on the present status of the double-beta decay studies and on the first attempts to search LNV processes at LHC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2016

Inclusive τ lepton hadronic decay in vector and axial-vector channels within dispersive approach to QCD

The dispersive approach to QCD, which properly embodies the intrinsically nonperturbative constraints originating in the kinematic restrictions on relevant physical processes and extends the applicability range of perturbation theory towards the infrared domain, is briefly overviewed. The study of OPAL (update 2012) and ALEPH (update 2014) experimental data on inclusive τ lepton hadronic decay in vector and axial-vector channels within dispersive approach is presented.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2016

Baryon and lepton number violating effective operators in a non-universal extension of the standard model

It is well known that non-abelian Yang-Mills theories present non-trivial minima of the action, the so-called instantons. In the context of electroweak theories these instanton solutions may induce violations of baryon and lepton number of the form ΔB = ΔL = n{sub f}, with n{sub f} being the number of families coupled to the gauge group. An interesting feature of these violations is that the flavor structure of the gauge couplings is inherited by the instanton transitions. This effect is generally neglected in the literature. We will show that the inclusion of flavor interactions in the instanton solutions may be interesting in certain theoretical frameworks and will provide an approach to include these effects. In particular we will perform this implementation in the non-universal SU (2){sub l} ⊗SU (2){sub h} ⊗U (1){sub Y} model that singularizes the third family. Within this framework, we will use the instanton transitions to set a bound on the SU (2){sub h} gauge coupling.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗