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DOE OSTI2015

Resolution‐dependent behavior of subgrid‐scale vertical transport in the Z hang‐ M c F arlane convection parameterization

Abstract To better understand the behavior of quasi‐equilibrium‐based convection parameterizations at higher resolution, we use a diagnostic framework to examine the resolution‐dependence of subgrid‐scale vertical transport of moist static energy as parameterized by the Zhang‐McFarlane convection parameterization (ZM). Grid‐scale input to ZM is supplied by coarsening output from cloud‐resolving model (CRM) simulations onto subdomains ranging in size from 8 × 8 to 256 × 256 km 2 . Then the ZM‐based parameterization of vertical transport of moist static energy for scales smaller than the subdomain size ( ) are compared to those directly calculated from the CRM simulations ( ) for different subdomain sizes. The ensemble mean decreases by more than half as the subdomain size decreases from 128 to 8 km across while decreases with subdomain size only for strong convection cases and increases for weaker cases. The resolution dependence of is determined by the positive‐definite grid‐scale tendency of convective available potential energy (CAPE) in the convective quasi‐equilibrium (QE) closure. Further analysis shows the actual grid‐scale tendency of CAPE (before taking the positive definite value) and behave very similarly as the subdomain size changes because they are both tied to grid‐scale advective tendencies. We can improve the resolution dependence of significantly by averaging the grid‐scale tendency of CAPE over an appropriately large area surrounding each subdomain before taking its positive definite value. Even though the ensemble mean decreases with increasing resolution, its variability increases dramatically. cannot capture such increase in the variability, suggesting the need for stochastic treatment of convection at relatively high spatial resolution (8 or 16 km).

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2015

Mechanisms for convection triggering by cold pools

Abstract Cold pools are fundamental ingredients of deep convection. They contribute to organizing the subcloud layer and are considered key elements in triggering convective cells. It was long known that this could happen mechanically , through lifting by the cold pools' fronts. More recently, it has been suggested that convection could also be triggered thermodynamically , by accumulation of moisture around the edges of cold pools. A method based on Lagrangian tracking is here proposed to disentangle the signatures of both forcings and quantify their importance in a given environment. Results from a simulation of radiative‐convective equilibrium over the ocean show that parcels reach their level of free convection through a combination of both forcings, each being dominant at different stages of the ascent. Mechanical forcing is an important player in lifting parcels from the surface, whereas thermodynamic forcing reduces the inhibition encountered by parcels before they reach their level of free convection.

Torri, Giuseppe↗

DOE OSTI2017

Sensitivity of U.S. summer precipitation to model resolution and convective parameterizations across gray zone resolutions: Sensitivity Across Gray Zone Resolutions

Simulating summer precipitation is a significant challenge for climate models that rely on cumulus parameterizations to represent moist convection processes. Motivated by recent advances in computing that support very high-resolution modeling, this study aims to systematically evaluate the effects of model resolution and convective parameterizations across the gray zone resolutions. Simulations usingthe Weather Research and Forecasting model were conducted at grid spacings of 36 km, 12 km, and 4 km fortwo summers over the conterminous U.S. The convection-permitting simulations at 4 km grid spacing are most skillful in reproducing the observed precipitation spatial distributions and diurnal variability. Notable differences are found between simulations with the traditional Kain-Fritsch (KF) and the scale-aware Grell-Freitas (GF) convection schemes, with the latter more skillful in capturing the nocturnal timing in the Great Plains and North American monsoon regions. The GF scheme also simulates a smoother transition from convective to large-scale precipitation as resolution increases, resulting in reduced sensitivity to model resolution compared to the KF scheme. Nonhydrostatic dynamics has a positive impact on precipitation over complex terrain even at 12 km and 36 km grid spacings. With nudging of the winds toward observations, we show that the conspicuous warm biases in the Southern Great Plains are related to precipitation biases induced by large-scale circulation biases, which are insensitive to model resolution. Overall, notable improvements in simulating summer rainfall and its diurnal variability through convection-permitting modeling and scale-aware parameterizations suggest promising venues for improving climate simulations of water cycle processes.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2017

Characterizing convective cold pools

Abstract Cold pools produced by convective storms play an important role in Earth's climate system. However, a common framework does not exist for objectively identifying convective cold pools in observations and models. The present study investigates convective cold pools within a simulation of tropical continental convection that uses a cloud‐resolving model with a coupled land‐surface model. Multiple variables are assessed for their potential in identifying convective cold pool boundaries, and a novel technique is developed and tested for identifying and tracking cold pools in numerical model simulations. This algorithm is based on surface rainfall rates and radial gradients in the density potential temperature field. The algorithm successfully identifies near‐surface cold pool boundaries and is able to distinguish between connected cold pools. Once cold pools have been identified and tracked, composites of cold pool evolution are then constructed, and average cold pool properties are investigated. Wet patches are found to develop within the centers of cold pools where the ground has been soaked with rainwater. These wet patches help to maintain cool surface temperatures and reduce cold pool dissipation, which has implications for the development of subsequent convection.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2019

Comparing Convective Self‐Aggregation in Idealized Models to Observed Moist Static Energy Variability Near the Equator

Abstract Idealized convection‐permitting simulations of radiative‐convective equilibrium have become a popular tool for understanding the physical processes leading to horizontal variability of tropical water vapor and rainfall. However, the applicability of idealized simulations to nature is still unclear given that important processes are typically neglected, such as lateral water vapor advection by extratropical intrusions, or interactive ocean coupling. Here, we exploit spectral analysis to compactly summarize the multiscale processes supporting convective aggregation. By applying this framework to high‐resolution reanalysis data and satellite observations in addition to idealized simulations, we compare convective‐aggregation processes across horizontal scales and data sets. The results affirm the validity of the radiative‐convective equilibrium simulations as an analogy to the real world. Column moist static energy tendencies share similar signs and scale selectivity in convection‐permitting models and observations: Radiation increases variance at wavelengths above 1,000 km, while advection damps variance across wavelengths, and surface fluxes mostly reduce variance between 1,000 and 10,000 km.

Beucler, Tom↗

DOE OSTI2021

Using Radiative Convective Equilibrium to Explore Clouds and Climate in the Community Atmosphere Model

Abstract Characteristics of, and fundamental differences between, the radiative‐convective equilibrium (RCE) climate states following the Radiative‐Convective Equilibrium Model Intercomparison Project (RCEMIP) protocols in the Community Atmosphere Model version 5 (CAM5) and version 6 (CAM6) are presented. This paper explores the characteristics of clouds, moisture, precipitation and circulation in the RCE state, as well as the tropical response to surface warming, in CAM5 and CAM6 with different parameterizations. Overall, CAM5 simulates higher precipitation rates that result in larger global average precipitation, despite lower outgoing longwave radiation compared to CAM6. Differences in the structure of clouds, particularly the amount and vertical location of cloud liquid, exist between the CAM versions and can, in part, be related to distinct representations of shallow convection and boundary layer processes. Both CAM5 and CAM6 simulate similar peaks in cloud fraction, relative humidity, and cloud ice, linked to the usage of a similar deep convection parameterization. These anvil clouds rise and decrease in extent in response to surface warming. More generally, extreme precipitation, aggregation of convection, and climate sensitivity increase with warming in both CAM5 and CAM6. This analysis provides a benchmark for future studies that explore clouds, convection, and climate in CAM with the RCEMIP protocols now available in the Community Earth System Model. These results are discussed within the context of realistic climate simulations using CAM5 and CAM6, highlighting the usefulness of a hierarchical modeling approach to understanding model and parameterization sensitivities to inform model development efforts.

Reed, Kevin A.↗

DOE OSTI2022

Idealized Simulations of the Tropical Climate and Variability in the Single Column Atmosphere Model (SCAM): Radiative-Convective Equilibrium

To explore the interactions among column processes in the Community Atmosphere Model (CAM), the single-column version of CAM (SCAM) is integrated for 1000 days in radiative-convective equilibrium (RCE) with tropical values of boundary conditions, spanning a parameter or configuration space of model physics versions (v5 vs. v6), vertical resolution (standard and 60 levels), sea surface temperature (SST), and some interpretation-driven experiments. The simulated time-mean climate is reasonable, near observations and RCE of a cyclic cloud-resolving model. Updraft detrainment in the deep convection scheme produces distinctive grid-scale structures in humidity and cloud, which also interact with radiative transfer processes. These grid artifacts average out in multi-column RCE results reported elsewhere, illustrating the nuts-and-bolts interpretability that SCAM adds to the hierarchy of model configurations. Multi-day oscillations of precipitation arise from descent of warm convection-capping layers starting near the tropopause, eventually reset by a burst of convective deepening. Experiments reveal how these oscillations depend critically on an internal parameter that controls the number of neutral buoyancy levels allowed for determining cloud top and computing dilute convective available potential energy in the deep convection scheme, and merely modified a little by disabling cloud-base radiation (heating of cloud base). This strong dependence of transient behavior in 1D on this parameter will be tested in the second part of this work, in which SCAM is coupled to a parameterized dynamics of two-dimensional, linearized gravity wave, and in the 3D simulations in future study.

Meteorology & Atmospheric Sciences↗

DOE OSTI2022

Precipitation–Moisture Coupling Over Tropical Oceans: Sequential Roles of Shallow, Deep, and Mesoscale Convective Systems

We report Precipitation over tropical oceans rapidly increases when the environmental column saturation fraction (CSF) increases past a critical value of ~0.7. Past studies suggested that increased stratiform rainfall greatly contributes to the rapid rainfall enhancement. In this study, the sequential roles of non-deep convection, deep convection, and mesoscale convective system (MCS) in precipitation-moisture interactions are examined using 19 years of satellite observations. When CSF is below ~0.5, non-deep convection dominates total rainfall, and predominantly contributes to moistening of the environment. Between the CSF range of 0.5–0.7, transition to deep convective rainfall begins. Meanwhile, MCS contribution to total rain rapidly increases, and the environment is further moistened. MCS becomes the major rainfall type above the critical CSF value (~0.7), with the rapid increase of total rain mostly explained by the rapid increase in MCS rain area. Rainfall reduction at high CSF values is jointly contributed by MCS and non-deep convection.

58 GEOSCIENCES↗

DOE OSTI2023

Evaluating Mesoscale Convective Systems Over the US in Conventional and Multiscale Modeling Framework Configurations of E3SMv1

Organized mesoscale convective systems (MCSs) contribute a significant amount of precipitation in the Central and Eastern US during spring and summer, which impacts the availability of freshwater and flooding events. However, current global Earth system models cannot capture MCSs well and misrepresent the statistics of precipitation in the region. In this study, we investigate the representation of MCSs in three configurations of the Energy Exascale Earth System Model (E3SMv1) by tracking individual storms based on outgoing longwave radiation using a new application of TempestExtremes. Our results indicate that conventional parameterizations of convection, implemented in both low (LR; ~150 km) and high (HR; ~25 km) resolution configurations, fail to capture almost all MCS-like events, in-part because they underestimate high-level cloud ice associated with deep convection. On the other hand, the multiscale modeling framework (MMF; cloud-resolving models embedded in each grid-column of ~150 km resolution E3SMv1) configuration represents MCSs and their annual cycle better. Nevertheless, relative to observations, the E3SMv1-MMF spatial distribution of MCSs and associated precipitation is shifted eastward, and the diurnal timing is lagged. A comparison between the large-scale environment in E3SMv1-MMF and ERA5 reanalysis suggests that the biases during the summer in E3SMv1-MMF are associated with biases in low-level humidity and meridional moisture transport within the low-level jet. The fact that conventional parameterizations of convection, even with high-resolution, cannot capture MCSs over the US suggests that methods with explicit representation of kilometer-scale convective organization, such as the MMF, may be necessary for improving the simulation of these convective systems.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2025

Evaluating Sea Breezes and Associated Convective Cloud Evolution in the Model Gray Zone

We characterize convective clouds associated with sea‐breeze circulations (SBC) using multi‐agency observations and multi‐case ensemble model simulations. The focus is on assessing convective cloud lifecycle properties and their merging behavior, as well as the environmental conditions they are embedded in, particularly SBC features. In total, 46 SBC days over the Houston‐Galveston region are selected and simulated using the Weather Research and Forecasting (WRF) model at a gray zone scale with a forecast‐like parameterization setup. Advanced techniques, including change‐point detection, a Lagrangian cloud tracking method, and a newly developed cell merging and splitting detection algorithm, are applied and/or developed for this study. Our findings indicate that the WRF model at 1 km grid spacing well represents the thermodynamic conditions over the region, as well as SBC timing and intensity. However, for the associated convective cells, WRF overestimates the 30‐dBZ echo top height, cell area, and maximum radar reflectivity compared to radar observations. This overestimation is potentially due to under‐resolved entrainment processes, an overestimated merging frequency, and the overestimation of updraft intensity. Furthermore, the model exhibits a deficiency in simulating congestus clouds, showing a more rapid transition from shallow to deep convection compared to observed behavior. Moreover, observations indicate stronger, deeper, and wider clouds when merging happens. Conversely, in simulations, the merging process does not necessarily lead to higher or longer‐lived cells, as many cases experience rapid and frequent merging and splitting which may result in more variance in convective updraft velocity during the convection lifetime.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2025

Reduction of Pacific Double‐ITCZ Bias by Convection Parameterization in NCAR CESM2.2

Abstract The impact of convective closure on the double‐ITCZ bias in the NCAR CESM2.2 is investigated in this study. The standard CESM2.2 simulates a remarkable double‐ITCZ bias in the central and eastern Pacific, especially in boreal winter and spring. Modifications to the closure in convection parameterization scheme greatly reduce the double‐ITCZ bias in all seasons, demonstrating that convection parameterization can substantially influence the double‐ITCZ bias in CESM2.2. Further analyses suggest that convection parameterization can modulate the tropical atmosphere‐ocean feedback processes, through which it influences the SST in the southern ITCZ region and hence the double‐ITCZ bias. The changes in the upper ocean temperature advection induced by modified convective closure plays important roles in reducing the warm SST bias and double‐ITCZ precipitation bias in the southern ITCZ region. The modified convective closure improves the low‐level cloud and shortwave cloud radiative forcing in the southeastern Pacific. However, surface heat flux plays only a limited role in reducing warm SST bias and double ITCZ bias because the impacts of shortwave radiation changes are largely canceled by changes in longwave radiation and latent heat flux.

Song, Xiaoliang [Scripps Institution of Oceanograp↗

DOE OSTI2025

Impact of Penetrating Kelvin Waves on MJO Rainfall Propagation Through Deep Convection Modulation

The Madden‐Julian Oscillation (MJO) is a dominant intraseasonal oscillation in the tropics. As MJOs propagate over the Indian Ocean, some of them can be penetrated by fast‐moving equatorial Kelvin waves originating to the west of the MJOs. Through a series of sensitivity experiments, we demonstrate that these penetrating Kelvin waves can modulate the eastward propagation speed of MJO rainfall. Deep convection in the western MJO rainfall envelope initiates more frequently and produces greater lifetime rainfall when a convectively active Kelvin phase is present, while the opposite occurs during a convectively suppressed Kelvin phase. This alteration in deep convection activity can lead to notable changes in the propagation of the large‐scale MJO rainfall envelope. The modulation of deep convection lifetime rainfall by penetrating Kelvin waves primarily occurs through their impact on deep convection rainfall area, which is closely related to the variations in lower‐tropospheric moisture induced by the Kelvin waves.

Chen, Xingchao [Pennsylvania State Univ., Universi↗

DOE OSTI2025

Evaluation of Monin‐Obukhov Similarity Theory Wind Profiles in Convective Storm Environments and Cold Pools at the ARM Southern Great Plains Atmospheric Observatory

Monin-Obukhov similarity theory (MOST) is widely used in numerical weather prediction to model surface fluxes of momentum, heat, and water vapor. However, MOST is based on assumptions of steady state and horizontally homogeneous turbulence that can lead to prediction errors in and around convective storms. To understand the nature of these errors, we used wind and eddy covariance flux measurements from the Atmospheric Radiation Measurement Southern Great Plains Atmospheric Observatory to evaluate MOST wind profiles in fair-weather and convective storm environments, specifically those of mesoscale convective systems and ordinary thunderstorms. MOST wind profiles agreed well with observations in fair-weather cases, while in convective storm cases the theory systematically overestimated shear in cold pools after gust front passage. Surface layer stability was found to be important in assessing MOST within convective storm environments. The overestimation of wind shear in cold pools suggests the role of non-local fluxes in transferring momentum downward. We discuss reasons for differences and agreement with past studies, and conclude with recommendations to improve prediction of surface winds and fluxes in convective storm simulations.

58 GEOSCIENCES↗

DOE OSTI2026

Urban Land Surface Effects on Summertime Clouds and Moist Convection in Houston Under Different Synoptic Conditions

Urban landscapes modify cloud formation and convection through complex thermodynamic and aerodynamic processes; however, their influence under different synoptic regimes remains poorly understood. This study investigates the impact of the Houston metropolitan area on summertime cloud cover and convective cell characteristics using a combination of satellite observations, radar data, and high-resolution process-based modeling. We isolate urban effects by comparing model simulations with realistic urban land cover against hypothetical scenarios where all urban areas are replaced by rural vegetation. Results reveal that Houston's land cover consistently enhances cloud fraction and convective activity relative to surrounding rural areas, altered by large-scale meteorological forcing. Under weakly forced conditions, enhanced surface heat flux primarily contributes to driving low-level convergence and vertical ascent, leading to over 8% cloud fraction increase between 2 and 6 km over the city. Under strongly forced conditions, urban influences manifest differently depending on cloud type. For non-convective clouds, the city acts as a barrier that decelerates and lifts moist southerly inflow, increasing low cloud cover over the urban core, while decreasing it downwind the city. For convective clouds, both synoptic ascent and urbanization modulate moisture redistribution and cloud structure, producing modest cloud enhancement over the city and slight suppression over the downwind area. Urbanization exerts small changes in the intensity of the convective cells; however, it significantly decreases their duration and traveling distance. This work highlights the importance of accounting for land surface heterogeneity in modeling clouds and precipitation and demonstrates that urban impacts on clouds are highly regime-dependent.

Liu, Ye [Pacific Northwest National Laboratory (PN↗

DOE OSTI2021

Capturing convection essential for projections of climate change in African dust emission

The summertime Sahara and Sahel are the world’s largest source of airborne mineral dust. Cold-pool outflows from moist convection (‘haboobs’) are a dominant source of summertime uplift but are essentially missing in global models, raising major questions on the reliability of climate projections of dust and dust impacts. Here we use convection-permitting simulations of pan-African climate change, which explicitly capture haboobs, to investigate whether this key limitation of global models affects projections. We show that explicit convection is key to capturing the observed summertime maximum of dust-generating winds, which is missed with parameterised convection. Despite this, future climate changes in dust-generating winds are more sensitive to the effects of explicit convection on the wider meteorology than they are to the haboobs themselves, with model differences in the change in dust-generating winds reaching 60% of current values. The results therefore show the importance of improving convection in climate models for dust projections.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2012

PROPAGATION OF GRAVITY WAVES IN A CONVECTIVE LAYER

We perform numerical simulations of gravity mode propagation in a convective layer to investigate the observed association between small spatial scales and low frequencies in the photospheric velocity fields. According to the linear theory, when the fluid layer is convectively unstable, gravity modes are evanescent waves. However, in simple two-dimensional numerical settings, we find that when the equilibrium structure is modified by coherent large-scale convective motions, the waves injected at the bottom of the layer are no longer evanescent. In this situation, gravity waves can be detected at the surface of the layer. In our simplified model the injected wave's frequency remains unchanged, but its amplitude has a spatial modulation determined by the convective structure. This result may explain some analyses done with the proper orthogonal decomposition method of the solar surface velocity field even though solar convection is far more complex than the convection model considered here.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2013

Magnetic inhibition of convection and the fundamental properties of low-mass stars. I. Stars with a radiative core

Magnetic fields are hypothesized to inflate the radii of low-mass stars—defined as less massive than 0.8 M {sub ☉}—in detached eclipsing binaries (DEBs). We investigate this hypothesis using the recently introduced magnetic Dartmouth stellar evolution code. In particular, we focus on stars thought to have a radiative core and convective outer envelope by studying in detail three individual DEBs: UV Psc, YY Gem, and CU Cnc. Our results suggest that the stabilization of thermal convection by a magnetic field is a plausible explanation for the observed model-radius discrepancies. However, surface magnetic field strengths required by the models are significantly stronger than those estimated from observed coronal X-ray emission. Agreement between model predicted surface magnetic field strengths and those inferred from X-ray observations can be found by assuming that the magnetic field sources its energy from convection. This approach makes the transport of heat by convection less efficient and is akin to reduced convective mixing length methods used in other studies. Predictions for the metallicity and magnetic field strengths of the aforementioned systems are reported. We also develop an expression relating a reduction in the convective mixing length to a magnetic field strength in units of the equipartition value. Our results are compared with those from previous investigations to incorporate magnetic fields to explain the low-mass DEB radius inflation. Finally, we explore how the effects of magnetic fields might affect mass determinations using asteroseismic data and the implication of magnetic fields on exoplanet studies.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2018

Convective boundary mixing in a post-He core burning massive star model

Convective boundary mixing (CBM) in the advanced evolutionary stages of massive stars is not well understood. Structural changes caused by convection have an impact on the evolution as well as the subsequent supernova, or lack thereof. The effects of convectively driven mixing across convective boundaries during the post He core burn- ing evolution of 25M ⊙ , solar-metallicity, non-rotating stellar models is studied using the MESA stellar evolution code. CBM is modelled using the exponentially decaying dif- fusion coeffcient equation, the free parameter of which, fCBM, is varied systematically throughout the course of the stellar model's evolution with values of (0.002, 0.012, 0.022, 0.032). The effect of varying this parameter produces mass ranges at collapse in the ONe, Si, Fe cores of (1.82M ⊙ , 4.36M ⊙ ), (1.67M ⊙ , 1.99M ⊙ ) and (1.46M ⊙ , 1.70M ⊙ ) respectively, with percent differences from the model with minimal CBM as large as 86.3%. At the presupernova stage, the compactness of the stellar cores from O'Connor & Ott (2011), ξ M , exhibit a range of (0.120, 0.354), suggesting that the extent of CBM in the advanced burning stages of massive stars is an important consideration for the explodability and type of compact remnant. The nucleosynthetic yields from the models, most notably C, O, Ne, Mg and Si are also signi cantly affected by the CBM assumptions, showing non-linear trends with increased mixing. The simulations show that interactions between convective C, Ne and O shells produce signi cant non- linear changes in the evolution, whereas from the end of Si burning, the structural changes attributed to the CBM are dominated by the growth of the convective C shell.

79 ASTRONOMY AND ASTROPHYSICS↗