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DOE OSTI2021

The anomaly that was not meant IIB

Type IIB supergravity enjoys a discrete non-Abelian duality group, which has potential quantum anomalies. In this paper we explicitly compute these, and present the bordism group that controls them, modulo some physically motivated assumptions. Quite surprisingly, we find that they do not vanish, which naively would signal an inconsistency of F-theory. Remarkably, a subtle modification of the standard 10d Chern-Simons term cancels these anomalies, a fact which relies on the specific field content of type IIB supergravity. We also discover other ways to cancel this anomaly, via a topological analog of the Green-Schwarz mechanism. These alternative type IIB theories have the same low energy supergravity limit as ordinary type IIB, but a different spectrum of extended objects. They could either be part of the Swampland, or connect to the standard theory via domain walls.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Microstrata

Abstract Microstrata are the non-extremal analogues of superstrata: they are smooth, non-extremal (non-BPS) solitonic solutions to IIB supergravity whose deep-throat limits approximate black holes. Using perturbation theory and numerical methods, we construct families of solutions using a consistent truncation to three-dimensional supergravity. The most general families presented here involve two continuous parameters, or amplitudes, and four quantized parameters that set the angular momenta and energy levels. Our solutions are asymptotic to the vacuum of the D1-D5 system: AdS 3 ×S 3 × 𝕋 4 . Using holography, we show that the they are dual to multi-particle states in the D1-D5 CFT involving a large number of mutually non-BPS supergravitons and we determine the anomalous dimensions of these states from the binding energies in supergravity. These binding energies are uniformly negative and depend non-linearly on the amplitudes of the states. In one family of solutions, smoothness restricts some of the fields to lie on a special locus of the parameter space. Using precision holography we show that this special locus can be identified with the multi-particle states constructed via the standard OPE of the single-particle constituents. Our numerical analysis shows that microstrata are robust at large amplitudes and the solutions can be obtained to very high precision.

Physics↗
DOE OSTI2024

Amplitudes, supersymmetric black hole scattering at $\mathcal{O}\left({G}^5\right)$, and loop integration

We compute the potential-graviton contribution to the scattering amplitude, the radial action, and the scattering angle of two extremal black holes in $\mathcal{N}$ = 8 supergravity at the fifth post-Minkowskian order and to next-to-leading order in a large mass expansion (first self-force order). Properties of classical unitarity cuts allow us to focus on the integration-by-parts reduction of planar integrals, while nonplanar integrals at this order are obtained from the planar ones by straightforward manipulations. We present the solution to the differential equations for all master integrals necessary to evaluate the classical scattering amplitudes of massive scalar particles at this order in all gravitational theories, in particular in $\mathcal{N}$ = 8 supergravity, and in general relativity. Despite the appearance of higher-weight generalized polylogarithms and elliptic functions in the solution to the differential equation for master integrals, the final supergravity answer is remarkably simple and contains only (harmonic) polylogarithmic functions up to weight 2. The systematic analysis of elliptic integrals discussed here, as well as the particular organization of boundary integrals in $\mathcal{N}$ = 8 observables are independent of supersymmetry and may have wider applications, including to aspects of collider physics.

Black Holes↗
DOE OSTI2022

Addendum: A note on spin two fields in curved backgrounds (2007 Class. Quantum Grav. 24 1683)

Abstract Some time ago, we showed that a weak (linear) massless spin two wave could only propagate on a Ricci-flat or Ricci-constant background: it must necessarily be a perturbation of general relativity. This was just the continuation of the higher spin chain: massless s = 3/2 also required Ricci-flatness (which is the basis of supergravity) while s > 2 needs Riemann flatness. This note, entitled ‘higher spin m ≠ 0 excitations on curved backgrounds and cosmological supergravity’, re-analyzes the problem in a perhaps more physical way: by considering massless and—only apparently—massive small excitations and showing how their parameters relate to the cosmological constant. We will thus prove, in a simple physical way, the necessity, as well as the sufficiency, of the known supergravity results.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Rounding out the story of higher derivative consistent truncations

At the two-derivative order, the group manifold reduction of heterotic supergravity on S 3 results in a half-maximal 7D gauged supergravity coupled to three vector multiplets, and a further truncation can be taken to remove the vector multiplets. We demonstrate that this truncation remains consistent at the four-derivative level; we do so both by analysis of the equations of motion and the supersymmetry variations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Holographic Weyl anomalies for 4d defects in 6d SCFTs

In this note, we study 1/4- and 1/2-BPS co-dimension two superconformal defects in the 6d N = (2, 0) A N–1 SCFT at large N using their holographic descriptions as solutions of 11d supergravity. In this regime, we are able to compute the defect contribution to the sphere entanglement entropy and the change in the stress-energy tensor one-point function due to the presence of the defect using holography. From these quantities, we are then able to unambiguously compute the values for two of the twenty-nine total Weyl anomaly coefficients that characterize 4d conformal defects in six and higher dimensions. We are able to demonstrate the consistency of the supergravity description of the defect theories with the average null energy condition on the field theory side. For each class of defects that we consider, we also show that the A-type Weyl anomaly coefficient is non-negative. Lastly, we uncover and resolve a discrepancy between the on-shell action of the 7d 1/4-BPS domain wall solutions and that of their 11d uplift.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Elliptical and purely $\mathrm{NS}$ superstrata

We analyze the BPS equations in the “superstratum sector” of three-dimensional gauged supergravity. We obtain multi-parameter supersymmetric solutions that include elliptical deformations of the supertubes that underlie standard superstrata. We uplift the three-dimensional solutions to obtain the corresponding six-dimensional geometries. This yields new families of elliptically-deformed, ambi-bolar hyper-Kahler geometries in four dimensions with a non-tri-holomorphic U(1) isometry. We also find a new family of scaling superstrata whose S-dual lives entirely within the NS-sector of supergravity, and will thus be more amenable to exact analysis using string probes. In all these new superstrata, including the scaling ones, if the momentum charge is non-zero we find that the ellipse stays away from the degeneration locus in which the ellipse becomes flat.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Towards an “$\mathrm{AdS}_1$/$\mathrm{CFT}_0$” correspondence from the $\mathrm{D}$(-1)/$\mathrm{D}$7 system?

We argue that a type IIB Euclidean supergravity solution of the form $\mathbb{R}$ x S 1 x $\mathbb{T}$ 8 with imaginary self-dual F 1 flux through $\mathbb{R}$ x S 1 belongs to the chain of AdS d x S d x $\mathbb{T}$ 10-2d vacua with (imaginary) self-dual Fd flux, where d ≤ 5. Such vacua come from the near-horizon of D(d - 2)/D(8 - d) branes and are supersymmetric for odd values of d. For d = 1 we speculate that the hallmark of conformal symmetry for the matrix model dual is a vanishing free energy. The matrix dual was recently constructed by [1] by adding matrix interactions coming from strings stretching between the D(-1) and D7 branes to the IKKT matrix model. We find that the corresponding supergravity solution indeed has vanishing on-shell action. Specific F 5 fluxes need to be switched on as a consequence of (a T-dual version of) the Hanany-Witten effect.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Precision test of gauge/gravity duality in D0-brane matrix model at low temperature

We test the gauge/gravity duality between the matrix model and type IIA string theory at low temperatures with unprecedented accuracy. To this end, we perform lattice Monte Carlo simulations of the Berenstein-Maldacena-Nastase (BMN) matrix model, which is the one-parameter deformation of the Banks-Fischler-Shenker-Susskind (BFSS) matrix model, taking both the large N and continuum limits. We leverage the fact that sufficiently small flux parameters in the BMN matrix model have a negligible impact on the energy of the system while stabilizing the flat directions so that simulations at smaller N than in the BFSS matrix model are possible. Hence, we can perform a precision measurement of the large N continuum energy at the lowest temperatures to date. The energy is in perfect agreement with supergravity predictions including estimations of α'-corrections from previous simulations. At the lowest temperature where we can simulate efficiently (T = 0.25λ 1/3 , where λ is the ’t Hooft coupling), the difference in energy to the pure supergravity prediction is less than 10%. Furthermore, we can extract the coefficient of the 1/N 4 corrections at a fixed temperature with good accuracy, which was previously unknown.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Higher-group symmetries and weak gravity conjecture mixing

In four-dimensional axion electrodynamics, a Chern-Simons coupling of the form $θF$ Λ $F$ leads to a higher-group global symmetry between background gauge fields. At the same time, such a Chern-Simons coupling leads to a mixing between the Weak Gravity Conjectures for the axion and the gauge field, so that the charged excitations of a Weak Gravity Conjecture-satisfying axion string will also satisfy the Weak Gravity Conjecture for the gauge field. In this paper, we argue that these higher-group symmetries and this phenomenon of Weak Gravity Conjecture mixing are related to one another. We show that this relationship extends to supergravities in 5, 6, 7, 8, 9, and 10 dimensions, so higher-dimensional supergravity is endowed with precisely the structure needed to ensure consistency with emergent higher-group symmetries and with the Weak Gravity Conjecture. We further argue that a similar mixing of Weak Gravity Conjectures can occur in two-term Chern-Simons theories or in theories with kinetic mixing, though the connection with higher-group symmetries here is more tenuous, and accordingly the constraints on effective field theory are not as sharp.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Gravity duals for defect quivers in the Veneziano limit

We construct gravity duals to supersymmetric gauge theories in the presence of unquenched flavor hypermultiplets in the fundamental representation of the gauge group living on the (1+1)-dimensional defect. This configuration is given by the intersection of two sets of D3-branes. Working in the Veneziano limit with large number of colors and flavors we are able to find a closed set of equations describing the dual geometry. We briefly discuss the corresponding solutions for massless flavors as well as in the small flavor limit of massive hypermultiplets. Interestingly, the $\frac{1}{16}$-BPS supergravity solutions, preserving two Poincaré supercharges, are generically only asymptotically anti de-Sitter and the dilaton does not vary with the holographic radial coordinate. This implies that the classical Type IIB supergravity solutions remain trustworthy descriptions for the gauge theories from the deep IR to the far UV.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Wormholes and black hole microstates in AdS/CFT

It has long been known that the coarse-grained approximation to the black hole density of states can be computed using classical Euclidean gravity. In this work we argue for another entry in the dictionary between Euclidean gravity and black hole physics, namely that Euclidean wormholes describe a coarse-grained approximation to the energy level statistics of black hole microstates. To do so we use the method of constrained instantons to obtain an integral representation of wormhole amplitudes in Einstein gravity and in full-fledged AdS/CFT. These amplitudes are non-perturbative corrections to the two-boundary problem in AdS quantum gravity. The full amplitude is likely UV sensitive, dominated by small wormholes, but we show it admits an integral transformation with a macroscopic, weakly curved saddle-point approximation. The saddle is the “double cone” geometry of Saad, Shenker, and Stanford, with fixed moduli. In the boundary description this saddle appears to dominate a smeared version of the connected two-point function of the black hole density of states, and suggests level repulsion in the microstate spectrum. Using these methods we further study Euclidean wormholes in pure Einstein gravity and in IIB supergravity on Euclidean AdS 5 × S 5 . We address the perturbative stability of these backgrounds and study brane nucleation instabilities in 10d supergravity. In particular, brane nucleation instabilities of the Euclidean wormholes are lifted by the analytic continuation required to obtain the Lorentzian spectral form factor from gravity. Our results indicate a factorization paradox in AdS/CFT.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Sharpening the Distance Conjecture in diverse dimensions

The Distance Conjecture holds that any infinite-distance limit in the scalar field moduli space of a consistent theory of quantum gravity must be accompanied by a tower of light particles whose masses scale exponentially with proper field distance ||$\phi$|| as m ~ exp(–λ||$\phi$||), where λ is order-one in Planck units. While the evidence for this conjecture is formidable, there is at present no consensus on which values of λ are allowed. In this paper, we propose a sharp lower bound for the lightest tower in a given infinite-distance limit in d dimensions: λ ≥ $1/\sqrt{d-2}$. In support of this proposal, we show that (1) it is exactly preserved under dimensional reduction, (2) it is saturated in many examples of string/M-theory compactifications, including maximal supergravity in d = 4 – 10 dimensions, and (3) it is saturated in many examples of minimal supergravity in d = 4 – 10 dimensions, assuming appropriate versions of the Weak Gravity Conjecture. We argue that towers with λ < $1/\sqrt{d-2}$ discussed previously in the literature are always accompanied by even lighter towers with λ ≥ $1/\sqrt{d-2}$, thereby satisfying our proposed bound. We discuss connections with and implications for the Emergent String Conjecture, the Scalar Weak Gravity Conjecture, the Repulsive Force Conjecture, large-field inflation, and scalar field potentials in quantum gravity. In particular, we argue that if our proposed bound applies beyond massless moduli spaces to scalar fields with potentials, then accelerated cosmological expansion cannot occur in asymptotic regimes of scalar field space in quantum gravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

The statistical mechanics of near-BPS black holes

Due to the failure of thermodynamics for low temperature near-extremal black holes, it has long been conjectured that a 'thermodynamic mass gap' exists between an extremal black hole and the lightest near-extremal state. For non-supersymmetric near-extremal black holes in Einstein gravity with an AdS2 throat, no such gap was found. Rather, at that energy scale, the spectrum exhibits a continuum of states, up to non-perturbative corrections. In this paper, we compute the partition function of near-BPS black holes in supergravity where the emergent, broken, symmetry is PSU(1, 1|2). To reliably compute this partition function, we show that the gravitational path integral can be reduced to that of a $\mathcal{N}=4$ supersymmetric extension of the Schwarzian theory, which we define and exactly quantize. In contrast to the non-supersymmetric case, we find that black holes in supergravity have a mass gap and a large extremal black hole degeneracy consistent with the Bekenstein–Hawking area. Furthermore, our results verify a plethora of string theory conjectures, concerning the scale of the mass gap and the counting of extremal micro-states.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Supersymmetric Wilson loops on the lattice in the large N limit

We propose additional tests of holography by studying supersymmetric Wilson loops in p+1-dimensional maximally supersymmetric Yang?Mills (SYM) theories on the lattice in the large N limit. In the dual gravity description, this computation involves calculating the area of a fundamental string worldsheet in certain Type II supergravity backgrounds. Though thermodynamic observables have been computed on the lattice using Monte Carlo methods and agree with the supergravity results in various dimensions, not much has been done for the gauge-invariant operators such as the Wilson loop. We provide analytical predictions for these loops for various non-conformal Dp-brane background cases with ? ? 2 p?2 in the large N limit and comment on how these can be computed on non-orthogonal lattices in various models.

Jha, Raghav G. (ORCID:0000000329330102)↗
DOE OSTI2024

Twisted holography on AdS$_3 \times S^3 \times$ K3 & the planar chiral algebra

In this work, we revisit and elaborate on twisted holography for AdS _3 × S^3 × X 3 × S 3 × X with X= T^4 X = T 4 , K3, with a particular focus on K3. We describe the twist of supergravity, identify the corresponding (generalization of) BCOV theory, and enumerate twisted supergravity states. We use this knowledge, and the technique of Koszul duality, to obtain the N → ∞ N → ∞ , or planar, limit of the chiral algebra of the dual CFT. The resulting symmetries are strong enough to fix planar 2 and 3-point functions in the twisted theory or, equivalently, in a 1/4-BPS subsector of the original duality. This technique can in principle be used to compute corrections to the chiral algebra perturbatively in 1/N 1 / N .

Fernández, Víctor E.↗
DOE OSTI2023

Linearizing the BPS equations with vector and tensor multiplets

We analyse the BPS equations of N = (1, 0) supergravity theory in six dimensions coupled to a vector and tensor multiplet. We show how these BPS equations can be reduced to a set of linear differential equations. This system is triangular in that each layer of equations, while linear, is quadratically sourced by the solutions of the previous layers. We examine several explicit examples and discuss the construction of new families of microstate geometries. We expect that the result presented here will open up new branches of superstrata in which the momentum is encoded in a new class of charge carriers.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

The gravitational index of 5d black holes and black strings

The supersymmetric index of 5d black strings and spinning black holes in M-theory is related to that of 4d black holes in type IIA supergravity when both theories are compactified on the same Calabi-Yau threefold. We find the finite-temperature saddles for the 5d gravitational supersymmetric index by uplifting the recently found attractor saddles of the corresponding 4d index. We study uplifts for two types of geometries: 5d black holes and 5d black strings. For 5d black holes, the uplift guarantees that the index of 4d and 5d black holes match. For 5d black strings, the saddle reproduces the microscopic index at leading order in G N , even without the conventional decoupling limit taken in AdS/CFT. In particular, when the temperature is set to be finite in the 5d flat space region, the black string index is computed from an asymptotically flat solution where the AdS throat is absent. Further, as the temperature is lowered and eventually becomes infinitesimally small in the flat space region, the solution admits a novel decoupling limit in which the AdS 3 throat takes the form of a finite-temperature BTZ black hole that is known to compute the index in AdS 3 /CFT 2 . This represents the first step towards understanding holography for supersymmetric observables in flat space, away from the decoupling limit.

AdS-CFT correspondence↗