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All sourcesNASA NTRSDOE OSTI
DOE OSTI2025

Entanglement, trace anomaly, and confinement in QCD

We formulate confinement in quantum chromodynamics (QCD) as an entropic surface phenomenon. Quark and gluon quantum information is localized on a transverse, entangling two-sphere of radius 𝑅 𝐸⁢𝐸 ; at this radius the QCD vacuum—partitioned by a hadron into interior and exterior regions—reaches its maximal entanglement entropy. Lattice-QCD determinations of the scalar (trace) gravitational form factors fix both 𝑅 𝐸⁢𝐸 and the transverse trace-anomaly density 𝜌 ℎ ⁡(𝑅 𝐸⁢𝐸 ), yielding a parameter-free slope 𝑐 ℎ = 8⁢𝜋 2 ⁢𝑅𝑆$^2_{𝐸⁢𝐸}$𝜌 ℎ ⁡(𝑅 𝐸⁢𝐸 ) and a mechanical entropy 𝑆 𝐸⁢𝐸 ⁡(𝑦) = 𝑐 ℎ ⁢𝑦 that grows linearly with rapidity 𝑦. The entropy gradient ∂ 𝑅 𝑆 𝐸⁢𝐸 changes sign at 𝑅 𝐸⁢𝐸 : it pushes colored degrees of freedom outward for 𝑟 <𝑅 𝐸⁢𝐸 and pulls them inward for 𝑟 >𝑅 𝐸⁢𝐸 , thereby localizing them on the codimension-2 entangling two-sphere Σ ⊥ = 𝑆$^2_{𝑅_{𝐸⁢𝐸}}$ (which, in the infinite-momentum frame (IMF), projects onto the transverse plane)—the “information wall.” This provides a high-energy (large-𝑦) entropic confinement diagnostic that complements—rather than replaces—Wilson’s area-law criterion, which probes long-distance dynamics near the rest frame (𝑦 → 0). Imposing unitarity on an entropic ansatz for the amplitude yields 𝜎⁡(𝑠) ∝ 𝑦 𝛿 . World data favor 𝛿 = 2 for elastic 𝑝⁡𝑝⁡($𝑝\bar{⁡𝑝}$) scattering and heavy-quark photoproduction, whereas 𝜙 photoproduction favors a softer 𝛿 = 0.387. All extracted cross sections remain well below the Froissart-Martin bound. These results provide a confinement criterion quantified directly from nonperturbative QCD inputs, unifying the trace anomaly, entanglement entropy, and high-energy scattering within a single quantitative framework.

Color confinement↗
DOE OSTI2023

Transverse structure of the pion beyond leading twist with basis light-front quantization

We investigate the twist-3transverse-momentum-dependent parton distribution functions (TMDs) of the pion with basis light-front quantization. The twist-3 TMDs are not independent and can be decomposed into twist-2and genuine twist-3 terms from the equations of motion (EOM). We compute the TMDs from the resulting light-front wave functions obtained by diagonalizing the light-front QCD Hamiltonian, determined for pion’s constituent quark-antiquark and quark-antiquark-gluon Fock sectors, with three-dimensional confinement. We also obtain the twist-3 parton distribution functions (PDFs) and show that they preserve the sum rule, which affirms the robustness of our approach. This is the first time that theoretical predictions are made for subleading twist structures of the pion containing interference terms between two light-front Fock sectors.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2022

Topological confinement in Skyrme holography

Abstract We study phase transitions in five-dimensional Einstein gravity with a negative cosmological constant, coupled to a Skyrme matter field. These transitions are topological generalizations of the Hawking–Page transition between thermal anti de Sitter (AdS) spacetime and an AdS black hole. Phases are characterized by a topological number associated with the Skyrme field configuration. Depending on that topological number and on the Skyrme coupling strength, there occur transitions between those phases at two, one, or no value(s) of the temperature. Through the holographic (AdS/CFT) correspondence, these solutions are dual to topologically non-trivial states in a conformal field theory with an SU (2)-symmetry, which support either confined or deconfined (quasi-)particles at strong coupling. We compare to similar known phase transitions, and discuss potential applications to confinement in topological phases of condensed matter and the quark–gluon plasma.

Astronomy & Astrophysics↗
DOE OSTI2024

Primordial Black Holes with QCD Color Charge

We describe a realistic mechanism whereby black holes with significant QCD color charge could have formed during the early Universe. Primordial black holes (PBHs) could make up a significant fraction of the dark matter if they formed well before the QCD confinement transition. Such PBHs would form by absorbing unconfined quarks and gluons and hence could acquire a net color charge. We estimate the number of PBHs per Hubble volume with near-extremal color charge for various scenarios and discuss possible phenomenological implications. Published by the American Physical Society 2024

Physics↗
DOE OSTI2022

Chiral spin symmetry and the QCD phase diagram

Lattice QCD simulations with chirally symmetric quarks have recently established approximate SU(2) CS and SU(2N F ) symmetries of the quantum effective action in a temperature range above the chiral crossover T ch , in which color-electric interactions between quarks dominate the dynamics. We show that such an intermediate temperature range between the chirally broken and plasma regimes is fully consistent with published screening mass spectra, which demonstrate the breakdown of thermal perturbation theory at the crossover between the partonic and the chiral spin symmetric regime at T s ~(2–3)T ch . From the known behavior of screening masses with baryon chemical potential, we deduce qualitatively how this chiral spin symmetric band extends into the QCD phase diagram. In the cold and dense region, we propose parity doubled baryons as possible candidates for chiral spin symmetric matter. This represents a special case of quarkyonic matter with confinement and restored chiral symmetry, and can smoothly transform to quark matter at sufficiently high densities. Finally, we discuss the potential of dilepton spectra to identify such matter forms.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Jet substructure from dark sector showers

We examine the robustness of collider phenomenology predictions for a dark sector scenario with QCD-like properties. Pair production of dark quarks at the LHC can result in a wide variety of signatures, depending on the details of the new physics model. A particularly challenging signal results when prompt production induces a parton shower that yields a high multiplicity of collimated dark hadrons with subsequent decays to Standard Model hadrons. The final states contain jets whose substructure encodes their non-QCD origin. This is a relatively subtle signature of strongly coupled beyond the Standard Model dynamics, and thus it is crucial that analyses incorporate systematic errors to account for the approximations that are being made when modeling the signal. We estimate theoretical uncertainties for a canonical substructure observable designed to be sensitive to the gauge structure of the underlying object, the two-point energy correlator $ {e}_2^{\left(\beta \right)} $ , by computing envelopes between resummed analytic distributions and numerical results from Pythia. We explore the separability against the QCD background as the confinement scale, number of colors, number of flavors, and dark quark masses are varied. Additionally, we investigate the uncertainties inherent to modeling dark sector hadronization. Simple estimates are provided that quantify one’s ability to distinguish these dark sector jets from the overwhelming QCD background. Such a search would benefit from theory advances to improve the predictions, and the increase in statistics using the data to be collected at the high luminosity LHC.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Spin-dependent interactions and heavy-quark transport in the quark-gluon plasma

We extend a previously constructed T-matrix approach to the quark-gluon plasma (QGP) to include the effects of spin-dependent interactions between partons. Following earlier work within the relativistic quark model, the spin-dependent interactions figure as relativistic corrections to the Cornell potential. When applied to the vacuum spectroscopy of quarkonia, in particular their mass splittings in S- and P-wave states, the issue of the Lorentz structure of the confining potential arises. We confirm that a significant admixture of a vector interaction (to the previously assumed scalar interaction) improves the description of the experimental mass splittings. The temperature corrections to the in-medium potential are constrained by results from thermal lattice-QCD for the equation of state (EoS) and heavy-quark (HQ) free energy in a self-consistent set-up for heavy- and light-parton spectral functions in the QGP. We then deploy the refined in-medium heavy-light T-matrix to compute the charm-quark transport coefficients in the QGP. The vector component of the confining potential, through its relativistic corrections, enhances the friction coefficient for charm quarks in the QGP over previous calculations by tens of percent at low momenta and temperatures, and more at higher momenta. Our results are promising for improving the current phenomenology of open heavy-flavor observables at Relativistic Heavy Ion Collider (RHIC) and the Large Hadron Collider (LHC).

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

T -matrix analysis of static Wilson line correlators from lattice QCD at finite temperature

Here, we utilize a previously constructed thermodynamic T -matrix approach to the quark-gluon plasma (QGP) to derive constaints on its input by using results on Wilson line correlators (WLCs) of a static quark-antiquark pair from 2 + 1-flavor lattice-QCD (lQCD) computations with realistic pion mass. The self-consistent T -matrix results, which include previous constraints from the lQCD equation of state in the light-parton sector, can describe the lQCD data for WLCs fairly well once refinements of its driving kernel are applied. In particular, the input potential requires less screening than what has been inferred from previous T-matrix analyses. Pertinent predictions for the spectral and transport properties of the QGP are discussed, including the spatial diffusion coefficient for heavy quarks; the latter turns out to have a rather weak temperature dependence, in approximate agreement with recent unquenched lQCD results.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2025

EIC Physics from Lattice QCD: investigations beyond leading twist

This project proposes theoretical studies of Quantum Chromodynamics (QCD), the theory describing the strong nuclear force among the building blocks (quarks and gluons) of the visible matter. These appear only confined within hadrons, that make up more than 99% of the mass of the matter. Understanding QCD will significantly advance many aspects of science, from the sub-nuclear interactions to astrophysics, and a quantitative theoretical description is imperative. However, this is a challenging task because QCD is a highly nonlinear theory. We propose hadron structure calculations within lattice QCD (LQCD), an ideal ab initio approach based on space-time discretization, which allows the study of the properties of fundamental particles numerically. This is done by defining the continuous equations on a discrete four-dimensional lattice, which results in equations with hundreds of billions of degrees of freedom, and must be simulated in powerful computers.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Large $$N_c$$ QCD phase diagram at $$\mu _B=0$$

Abstract Lattice studies suggest that at zero baryon chemical potential and increasing temperature there are three characteristic regimes in QCD that are connected by smooth analytical crossovers: a hadron gas regime at$$T < T_{ch}\sim 155$$ T < T ch ∼ 155 MeV, an intermediate regime, called stringy fluid, at$$T_{ch}< T < \sim 3 T_{ch}$$ T ch < T < ∼ 3 T ch , and a quark-gluon plasma regime at higher temperatures. These regimes have been interpreted to reflect different approximate symmetries and effective degrees of freedom. In the hadron gas the effective degrees of freedom are hadrons and the approximate chiral symmetry of QCD is spontaneously broken. The intermediate regime has been interpreted as lacking spontaneous chiral symmetry breaking along with the emergence of new approximate symmetry, chiral spin symmetry, that is not a symmetry of the Dirac Lagrangian, but is a symmetry of the confining part of the QCD Lagrangian. While the high temperature regime is the usual quark-gluon plasma which is often considered to reflect “deconfinement” in some way. This paper explores the behavior of these regimes of QCD as the number of colors in the theory,$$N_c$$ N c , gets large. In the large$$N_c$$ N c limit the theory is center-symmetric and notions of confinement and deconfinement are unambiguous. The energy density is$$\mathcal{O}(N_c^0)$$ O ( N c 0 ) in the meson gas,$${{\mathcal {O}}}(N_c^1)$$ O ( N c 1 ) in the intermediate regime and$${{\mathcal {O}}}(N_c^2)$$ O ( N c 2 ) in the quark-gluon plasma regime. In the large$$N_c$$ N c limit these regimes may become distinct phases separated by first order phase transitions. The intermediate phase has the peculiar feature that glueballs should exist and have properties that are unchanged from what is seen in the vacuum (up to$$1/N_c $$ 1 / N c corrections), while the ordinary dilute gas of mesons with broken chiral symmetry disappears and approximate chiral spin symmetry should emerge.

Physics↗
DOE OSTI2024

Modern nuclear and astrophysical constraints of dense matter in a redefined chiral approach

Here, we explore the quantum chromodynamics (QCD) phase diagram’s complexities, including quark deconfinement transitions, liquid-gas phase changes, and critical points by using the chiral mean-field (CMF) model that is able to capture all these features. We introduce a vector meson field redefinition within the CMF framework, enabling precise adjustments of meson masses and coupling strengths related to vector meson interactions. Performing a new fit to the deconfinement potential, we are able to replicate recent lattice QCD results, low-energy nuclear physics properties, neutron star observational data, and key phase diagram features as per modern constraints. This approach enhances our understanding of vector mesons’ roles in mediating nuclear interactions and their impact on the equation of state, contributing to a more comprehensive understanding of the QCD phase diagram and its implications for nuclear and astrophysical phenomena.

QCD phase transitions↗
DOE OSTI2026

Confinement transition to gravitational waves in the one-flavor $SU(4)$ Hyper Stealth Dark Matter theory

The thermodynamics of the $SU(4)$ gauge theory with a single flavor of fundamental quarks is analyzed on the lattice with dynamical fermion simulations, which is the low-energy sector of a realistic, strongly-interacting dark matter model -- the Hyper Stealth Dark Matter. The gravitational wave spectrum from the first-order confinement transition in the early universe is further calculated, where the effect of the dark sea quarks, which decrease the interface tension in the effective potential of the Polyakov loop, is shown numerically to lower the gravitational wave amplitude.

Ayyar, V. [Boston U.]↗
DOE OSTI2024

Bootstrapping gauge theories

We consider asymptotically free gauge theories with gauge group S U ( N c ) and N f quarks with mass m q ≪ Λ QCD that undergo chiral symmetry breaking and confinement. We propose a bootstrap method to compute the S matrix of the pseudo-Goldstone bosons (pions) that dominate the low-energy physics. For the important case of N c = 3 , N f = 2 , a numerical implementation of the method gives the phase shifts of the S 0 , P 1 and S 2 waves in good agreement with experimental results. The method incorporates gauge theory information ( N c , N f , m q , Λ QCD ) by using the form-factor bootstrap recently proposed by Karateev, Kuhn and Penedones together with a finite energy version of the Shifman-Vainshtein-Zakharov (SVZ) sum rules. At low energy we impose constraints from chiral symmetry breaking. The only low-energy numerical inputs are the pion mass m π and the quark and gluon condensates. Published by the American Physical Society 2024

He, Yifei (ORCID:0000000213666157)↗
DOE OSTI2024

Gravitational form factors and mechanical properties of quarks in protons: A basis light-front quantization approach

We compute the gravitational form factors (GFFs) and study their applications for the description of the mechanical properties such as the pressure, shear force distributions, and the mechanical radius of the proton from its light-front wave functions (LFWFs) based on basis light-front quantization (BLFQ). The LFWFs of the proton are given by the lowest eigenvector of a light-front effective Hamiltonian that incorporates a three-dimensional confining potential and a one-gluon exchange interaction with fixed coupling between the constituent quarks solved in the valence Fock sector. We find acceptable agreement between our BLFQ computations and the lattice QCD for the GFFs. Our D -term form factor also agrees well with the extracted data from the deeply virtual Compton scattering experiments at Jefferson Lab, and the results of different phenomenological models. The distributions of pressures and shear forces are similar to those from different models. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2025

Composite quarks and leptons with embedded QCD

We construct a model of quark and lepton compositeness based on an 𝑆⁢𝑈⁡(15) gauge interaction that confines chiral preons, which are also charged under the weakly coupled 𝑆⁢𝑈⁢(4) PS ×𝑆⁢𝑈⁢(2) 𝐿 ×𝑆⁢𝑈⁢(2) 𝑅 gauge group. The breaking of the latter, down to the Standard Model group, is achieved by scalar 𝑆⁢𝑈⁡(15) bound states at a scale in the 30–100 TeV range. The embedding of the QCD gauge group in 𝑆⁢𝑈⁢(4) PS slows down the running of 𝛼 𝑠 in the UV. We estimate the effects of the strongly coupled 𝑆⁢𝑈⁡(15) dynamics on the running of the 𝑆⁢𝑈⁢(4) PS ×𝑆⁢𝑈⁢(2) 𝐿 ×𝑆⁢𝑈⁢(2) 𝑅 gauge couplings, which likely remain perturbative beyond the compositeness scale of about 10 3 –10 4 TeV, and even above a unification scale. A composite vectorlike lepton doublet acquires a mass in the TeV range probed at future colliders, and an extended Higgs sector arises from six-preon bound states.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Extraction of the higher-twist parton distribution $e(x)$ from CLAS data

We present the first point-by-point extraction of a twist-3 PDF. The scalar PDF, e(x), is accessed through the analysis of the data for the sin φR-moment of the beam-spin asymmetry for dihadron production in semi-inclusive DIS off proton target at CLAS and CLAS12. The dihadron formalism allows for use of collinear framework, hence calling for a minimal set of approximations and hypotheses. The extracted PDF e(x) carries insights into the physics of the largely-unexplored quark-gluon correlations, and its first Mellin moment is related to the marginally known scalar charge of the nucleon. We show that the proton flavor combination of the scalar PDF is nonzero at more than 74% probability.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Definition of fragmentation functions and the violation of sum rules

We point out a problem with the formulation and derivations of sum rules for quark fragmentation functions that impacts their validity in QCD, but which potentially points toward an improved understanding of final states in inclusive hard processes. Fragmentation functions give the distribution of final-state hadrons arising from a parton exiting a hard scattering, and the sum rules for momentum, electric charge, etc. express conservation of these quantities. The problem arises from a mismatch between the quark quantum numbers of the initial quark and the fact that all observed final-state hadrons are confined bound states with color zero. We point that, in a confining theory like QCD, the Wilson line in the operator definition of a fragmentation function entails that the final state in a fragmentation function includes a bound state in the external field generated by the Wilson line. We justify this with the aid of general features of string hadronization. The anomalous bound states are restricted to fractional momentum z = 0 . They tend to invalidate sum rules like the one for charge conservation when applied to the fragmentation functions inferred from experimental data but not the momentum sum rule. We propose to exploit our ideas in future studies as a way to relate the fragmentation functions extracted from inclusive cross sections to more detailed nonperturbative descriptions of final state hadronization. We also describe scenarios wherein the traditional sum rules might remain approximately valid with a reasonably high degree of accuracy. Published by the American Physical Society 2024

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗