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All sourcesNASA NTRSDOE OSTI
NASA NTRS2022

The Extended Field-Aligned Suprathermal Proton Beam and Long-Lasting Trapped Energetic Particle Population Observed Upstream of a Transient Interplanetary Shock

The properties of the suprathermal particle distributions observed upstream of interplanetary shocks depend not only on the properties of the shocks but also on the transport conditions encountered by the particles as they propagate away from the shocks. The confinement of particles in close proximity to the shocks, as well as particle scattering processes during propagation to the spacecraft, lead to the common observation of upstream diffuse particle distributions. We present observations of a rare extended anisotropic low-energy(≤30 keV)proton beam together with a trapped ≥500 keV proton population observed in association with the arrival of an oblique interplanetary shock at the Advanced Composition Explorer, the Interplanetary Monitoring Platform-8, and the Wind spacecraft on 2001 January 31. Continuous injection of particles by the traveling shock into a smooth radial magnetic field region formed in the tail of a modest high-speed solar wind stream produced an extended foreshock region of energetic particles. The absence of enhanced magnetic field fluctuations upstream of the shock results in the observation of a prolonged anisotropic field-aligned beam of ≤30 keV protons as well as a population of higher-energy(≥500 keV)protons with small pitch-angle cosine(μ∼0)extending far from the shock.

D. Lario↗
NASA NTRS1995

Interaction of an interplanetary shock with the heliospheric plasma sheet

Interplanetary shocks often propagate along the heliospheric plasma sheet (HPS) where the interplanetary magnetic field (IMF) changes its polarity. This problem is investigated by the time-dependent 2.5-D MHD numerical model in the meridional plane. An example of computation is shown in the figure using density (log) contours and IMF vectors. Values of plasma parameters along the HPS fluctuate in time due to the Kelvin-Helmholtz instability. The HPS with its decreased intensity of the IMF as well as with its increased mass density causes a dimple in the shock structure (relatively weak for the forward shock, significant for the reverse shock, and very large for the contact discontinuity). Beyond the forward shock, the HPS is slightly compressed due to the post-shock increase of the azimuthal IMF component. Then follows expansion of the HPS surrounded by the highly-deformed contact discontinuity. A significant draping of IMF lines occurs around this structure that increases the meridional component of the IMF. This can cause a favorable condition for initiation of a geomagnetic storm.

Odstrcil, D.↗
NASA NTRS1973

Pioneer 8 observations and interpretations of sixteen interplanetary shock waves observed in 1968.

A study has been made of 16 interplanetary shock waves observed in 1968 by Pioneer 8 at large distances from earth. A comparison with the shapes of interplanetary shock fronts obtained by De Young and Hundhausen (1971) suggests that in general the ejection of flare gas occurs within a cone of half-angle between 30 and 60 deg. For near-earth events a deflection of the shock front has been observed, possibly owing to an interaction with the bow shock. The average duration of the postshock perturbation is about 20 hours. Strong magnetic fields and rapid fluctuations occur during the first 6 to 12 hours. Electric field perturbations in the VLF band are also noted during these periods. There is limited evidence for one corotating shock in these data.

Bavassano, B.↗
NASA NTRS2012

Whistler Waves Associated with Weak Interplanetary Shocks

We analyze the properties of 98 weak interplanetary shocks measured by the dual STEREO spacecraft over approximately 3 years during the past solar minimum. We study the occurrence of whistler waves associated with these shocks, which on average are high beta shocks (0.2 < Beta < 10). We have compared the waves properties upstream and downstream of the shocks. In the upstream region the waves are mainly circularly polarized, and in most of the cases (approx. 75%) they propagate almost parallel to the ambient magnetic field (<30 deg.). In contrast, the propagation angle with respect to the shock normal varies in a broad range of values (20 deg. to 90 deg.), suggesting that they are not phase standing. We find that the whistler waves can extend up to 100,000 km in the upstream region but in most cases (88%) are contained in a distance within 30,000 km from the shock. This corresponds to a larger region with upstream whistlers associated with IP shocks than previously reported in the literature. The maximum amplitudes of the waves are observed next to the shock interface, and they decrease as the distance to the shock increases. In most cases the wave propagation direction becomes more aligned with the magnetic field as the distance to the shock increases. These two facts suggest that most of the waves in the upstream region are Landau damping as they move away from the shock. From the analysis we also conclude that it is likely that the generation mechanism of the upstream whistler waves is taking place at the shock interface. In the downstream region, the waves are irregularly polarized, and the fluctuations are very compressive; that is, the compressive component of the wave clearly dominates over the transverse one. The majority of waves in the downstream region (95%) propagate at oblique angles with respect to the ambient magnetic field (>60 deg.). The wave propagation with respect to the shock-normal direction has no preferred direction and varies similarly to the upstream case. It is possible that downstream fluctuations are generated by ion relaxation as suggested in previous hybrid simulation shocks.

Whistler waves↗
NASA NTRS1979

Plasma wave turbulence associated with an interplanetary shock

The present paper deals with interplanetary shocks, detected and analyzed to date, from the Helios 1 and 2 spacecraft in eccentric solar orbits. The plasma wave turbulence associated with the shock observed on March 30, 1976 is studied in detail. This event is of particular interest because it represents a clearly defined burst of turbulence against a quiet solar wind background both upstream and downstream of the shock. The shock itself is an oblique shock with upstream parameters characterized by a low Mach number, a low beta, and an abnormally large electron to ion temperature ratio. The types of plasma wave detected are discussed.

Gurnett, D. A.↗
NASA NTRS1972

Interplanetary shock waves and the structure of solar wind disturbances

Observations and theoretical models of interplanetary shock waves are reviewed, with emphasis on the large-scale characteristics of the associated solar wind disturbances and on the relationship of these disturbances to solar activity. The sum of observational knowledge indicates that shock waves propagate through the solar wind along a broad, roughly spherical front, ahead of plasma and magnetic field ejected from solar flares. Typically, the shock front reaches 1 AU about two days after its flare origin, and is of intermediate strength. Not all large flares produce observable interplanetary shock waves; the best indicator of shock production appears to be the generation of both type 2 and type 4 radio bursts by a flare. Theoretical models of shock propagation in the solar wind can account for the typically observed shock strength, transit time, and shape.

Hundhausen, A. J.↗
NASA NTRS1986

Modeling of ion acceleration through drift and diffusion at interplanetary shocks

A test particle simulation designed to model ion acceleration through drift and diffusion at interplanetary shocks is described. The technique consists of integrating along exact particle orbits in a system where the angle between the shock normal and mean upstream magnetic field, the level of magnetic fluctuations, and the energy of injected particles can assume a range of values. The technique makes it possible to study time-dependent shock acceleration under conditions not amenable to analytical techniques. To illustrate the capability of the numerical model, proton acceleration was considered under conditions appropriate for interplanetary shocks at 1 AU, including large-amplitude transverse magnetic fluctuations derived from power spectra of both ambient and shock-associated MHD waves.

Decker, R. B.↗
NASA NTRS1983

Multiple spacecraft observations of interplanetary shocks: Characteristics of the upstream ULF turbulence

All interplanetary shocks observed by ISEE-3 and either ISEE-1 or ISEE-2 or both in 1978 and 1979 are examined for evidence of upstream waves. In order to characterize the properties of these shocks it is necessary to determine accurate shock normals. An overdetermined set of equations were inverted to obtain shock normals, velocities and error estimates for all these shocks. Tests of the method indicate it is quite reliable. Using these normals the Mach number and angle were between the interplanetary magnetic field and the shock normal for each shock. The upstream waves were separated into two classes: whistler mode precursors which occur at low Mach numbers and upstream turbulence whose amplitude at Mach numbers greater than 1.5 is controlled by the angle of the field to the shock normal. The former waves are right hand circularly polarized and quite monochromatic. The latter waves are more linearly polarized and have a broadband featureless spectrum.

Russell, C. T.↗
NASA NTRS1985

The influence of the energy emitted by solar flare soft X-ray bursts on the propagation of their associated interplanetary shock waves

The relationship between the thermal energy released from 29 solar flares and the propagation features of their associated interplanetary shock waves that were detected at 1 AU is investigated. The 29 interplanetary shock waves were identified unambiguously and their tracking from each solar flare was deduced by tracking their associated interplanetary type-II radio emission. The thermal energy released in the solar flares was estimated from the time-intensity profiles of 1-8 A soft X-ray bursts from each flare. A good relationship is found between the flares' thermal energy with the IP shock-waves' transient velocity and arrival time at the earth - that is, the largest flare energy released is associated with the faster shock waves. Finally, a possible scenario of formation of a shock wave during the early phase of the flare and its propagation features is discussed.

Pinter, S.↗
NASA NTRS2010

Interplanetary Circumstances of Quasi-Perpendicular Interplanetary Shocks in 1996-2005

The angle (theta(sub Bn)) between the normal to an interplanetary shock front and the upstream magnetic field direction, though often thought of as a property "of the shock," is also determined by the configuration of the magnetic field immediately upstream of the shock. We investigate the interplanetary circumstances of 105 near-Earth quasi-perpendicular shocks during 1996-2005 identified by theta(sub Bn) greater than or equal to 80 degrees and/or by evidence of shock drift particle acceleration. Around 87% of these shocks were driven by interplanetary coronal mass ejections (ICMEs); the remainder were probably the forward shocks of corotating interaction regions. For around half of the shocks, the upstream field was approximately perpendicular to the radial direction, either east-west or west-east or highly inclined to the ecliptic. Such field directions will give quasi-perpendicular configurations for radially propagating shocks. Around 30% of the shocks were propagating through, or closely followed, ICMEs at the time of observation. Another quarter were propagating through the heliospheric plasma sheet (HPS), and a further quarter occurred in slow solar wind that did not have characteristics of the HPS. Around 11% were observed in high-speed streams, and 7% in the sheaths following other shocks. The fraction of shocks found in high-speed streams is around a third of that expected based on the fraction of the time when such streams were observed at Earth. Quasi-perpendicular shocks are found traveling through ICMEs around 2-3 times more frequently than expected. In addition, shocks propagating through ICMEs are more likely to have larger values of theta(sub Bn) than shocks outside ICMEs.

Richardson, I. G.↗
NASA NTRS1974

Post-shock spikes: A new feature of proton and alpha enhancements associated with an interplanetary shock wave

Abrupt and prolonged enhancements in the intensities of 100 to approximately 2000 keV nucleon protons and alpha particles observed in interplanetary space are interpreted as particle populations confined between an interplanetary shock front and a magnetic field discontinuity. Prominent intensity spikes observed only below approximately 400 keV per charge for both protons and alpha particles several hours behind the shock front suggest that some fraction of the confined particles is accelerated by an energy per charge dependent process.

Gloeckler, G.↗
NASA NTRS1987

Interaction of interplanetary shocks with nonuniform ambient solar wind

Three interplanetary shock wave events are selected from the plasma and magnetic field data of Helios 1 and 2, IMP-8, and Voyagers 1 and 2 for study of the interactions of a weak interplantary shock with a nonuniform ambient solar wind. These events occurred during the periods 22-26 November 1977, 1-7 January 1978, and 2-5 April 1979, respectively. It is found that the shock surfaces of these events are highly distorted. In addition, a portion of the shock surface may be degenerated into a disturbance which does not satisfy the Rankine-Hugoniot jump conditions.

Chao, J. K.↗
NASA NTRS1974

Post-shock spikes - A new feature of proton and alpha enhancements associated with an interplanetary shock wave

Description of the salient characteristics of temporal variations of greater than or about equal to 100 keV/nucleon protons and alpha particles during a ten-hour period associated with the passage of an interplanetary shock wave. In addition to extending measurements to energies considerably below previous observations for energetic storm particle and shock-spike events, the discovery of a new low energy feature, referred to as 'postshock spikes', is reported. The typical width of these spikes is several minutes, but they occur several hours after the passage of the shock front. Evidence is presented that spikes depends on the energy per charge of the particles.

Gloeckler, G.↗
NASA NTRS2023

Geoeffectiveness of Interplanetary Shocks Controlled By Impact Angles: Past Research, Recent Advancements, and Future Work

Interplanetary shocks are disturbances commonly observed in the solar wind. IP shock impacts can cause a myriad of space weather effects in the Earth’s magnetopause, inner magnetosphere, ionosphere, thermosphere, and ground magnetic field. The shock impact angle, measured as the angle the shock normal vector performs with the Sun-Earth line, has been shown to be a very important parameter that controls shock geoeffectivess. An extensive review provided by Oliveira and Samsonov (2018) summarized all the work known at the time with respect to shock impact angles and geomagnetic activity; however, this topic has had some progress since Oliveira and Samsonov (2018) and the main goal of this mini review is to summarize all achievements to date in the topic to the knowledge of the author. Finally, this mini review also brings a few suggestions and ideas for future research in the area of IP shock impact angle geoeffectiveness.

interplanetary shocks↗
NASA NTRS1981

Three-dimensional interaction of interplanetary shock waves with the bow shock and magnetopause - A comparison of theory with ISEE observations

The reported investigation is concerned with the propagation of the interplanetary shock waves in the solar wind and their three-dimensional interaction with the bow shock and magnetosheath. Formulae are deduced to predict the new position and orientation of the bow shock front after the interaction. To test the understanding of the interplanetary portion of the shock propagation, the obtained results are compared with observations on August 18, 1978, when both ISEE 1 and ISEE 3 were in the solar wind. Two examples of an interplanetary shock wave penetrating into the magnetosphere on October 4, 1978, and August 27, 1978, are examined, taking into account a simple model of the magnetosheath. The results agree with the observed values of the ISEE satellite data within experimental uncertainties.

Zhuang, H. C.↗
NASA NTRS2008

Relationship of Interplanetary Shock Micro and Macro Characteristics: A Wind Study

The non-linear least squared MHD fitting technique of Szabo 11 9941 has been recently further refined to provide realistic confidence regions for interplanetary shock normal directions and speeds. Analyzing Wind observed interplanetary shocks from 1995 to 200 1, macro characteristics such as shock strength, Theta Bn and Mach numbers can be compared to the details of shock micro or kinetic structures. The now commonly available very high time resolution (1 1 or 22 vectors/sec) Wind magnetic field data allows the precise characterization of shock kinetic structures, such as the size of the foot, ramp, overshoot and the duration of damped oscillations on either side of the shock. Detailed comparison of the shock micro and macro characteristics will be given. This enables the elucidation of shock kinetic features, relevant for particle energization processes, for observations where high time resolution data is not available. Moreover, establishing a quantitative relationship between the shock micro and macro structures will improve the confidence level of shock fitting techniques during disturbed solar wind conditions.

Szabo, Adam↗
NASA NTRS2023

High-Energy (> 40 MeV) Proton Intensity Enhancements Associated with the Passage of Interplanetary Shocks at 1 au

We analyze periods with elevated >40 MeV proton intensities observed near Earth over a time span of 43 years (1973-2016) that coincide with the passage of interplanetary shocks. Typically, elevated proton intensities result from large solar energetic particle (SEP) events. The interplanetary shocks observed during these elevated-intensity periods may or may not be related to the origin of the SEP events. By choosing those cases when the shocks can be confidently associated with the solar eruption that generated the SEP event, we analyze the components of these SEP events that are localized in the vicinity of the shock (so-called “energetic storm particles (ESPs)"), focusing on those events where the ESP component exceeds 40 MeV. We examine the interdependence of these high-energy ESPs with (i) the properties of the solar eruptions that generated the shocks and the SEP events, and (ii) the parameters of the shocks at their arrival at 1 au. The solar eruptions at the origin of the shocks producing >40 MeV proton ESP intensity enhancements are within ±50° longitude of central meridian and are associated with fast coronal mass ejections (plane-of-sky speeds ≳1000 km s -1 ). The ESP events with the largest >40 MeV proton intensity increases tend to occur when there are structures such as intervening interplanetary coronal mass ejections and other unrelated shocks present in the solar wind through which the shock is propagating. Among the various local shock parameters considered, only the shock speed shows a certain degree of correlation with the observed ESP intensity increase.

Solar energetic particles↗