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NASA NTRS1990

Clustered or regular cumulus cloud fields - The statistical character of observed and simulated cloud fields

The spatial distribution of cumulus clouds is assumed to be the result of the effects of convective activity on the thermodynamic environment. The effects can be parameterized in terms of a stabilization function representing the time rate of change of convective available potential energy. Using these results, a new inhibition hypothesis explaining the expected characteristics of the spatial distribution of cumulus clouds is postulated. This paper performs a verification of the inhibition hypothesis on real and simulated cloud fields. In order to do so, an objective measure of the spatial characteristics of cumulus clouds is introduced. Multiple cloud experiments are performed with a three-dimensional numerical cloud model. Skylab pictures of real cumuli are also used in the verification. Results of applying this measure to simulated and observed cumulus cloud fields confirm the inhibition hypothesis.

Ramirez, Jorge A.↗

NASA NTRS1992

Role of a cumulus parameterization scheme in simulating atmospheric circulation and rainfall in the nine-layer Goddard Laboratory for Atmospheres General Circulation Model

The influence of a cumulus convection scheme on the simulated atmospheric circulation and hydrologic cycle is investigated by means of a coarse version of the GCM. Two sets of integrations, each containing an ensemble of three summer simulations, were produced. The ensemble sets of control and experiment simulations are compared and differentially analyzed to determine the influence of a cumulus convection scheme on the simulated circulation and hydrologic cycle. The results show that cumulus parameterization has a very significant influence on the simulation circulation and precipitation. The upper-level condensation heating over the ITCZ is much smaller for the experiment simulations as compared to the control simulations; correspondingly, the Hadley and Walker cells for the control simulations are also weaker and are accompanied by a weaker Ferrel cell in the Southern Hemisphere. Overall, the difference fields show that experiment simulations (without cumulus convection) produce a cooler and less energetic atmosphere.

Sud, Y. C.↗

NASA NTRS2004

An Empirical Cumulus Parameterization Scheme for a Global Spectral Model

Realistic vertical heating and drying profiles in a cumulus scheme is important for obtaining accurate weather forecasts. A new empirical cumulus parameterization scheme based on a procedure to improve the vertical distribution of heating and moistening over the tropics is developed. The empirical cumulus parameterization scheme (ECPS) utilizes profiles of Tropical Rainfall Measuring Mission (TRMM) based heating and moistening derived from the European Centre for Medium- Range Weather Forecasts (ECMWF) analysis. A dimension reduction technique through rotated principal component analysis (RPCA) is performed on the vertical profiles of heating (Q1) and drying (Q2) over the convective regions of the tropics, to obtain the dominant modes of variability. Analysis suggests that most of the variance associated with the observed profiles can be explained by retaining the first three modes. The ECPS then applies a statistical approach in which Q1 and Q2 are expressed as a linear combination of the first three dominant principal components which distinctly explain variance in the troposphere as a function of the prevalent large-scale dynamics. The principal component (PC) score which quantifies the contribution of each PC to the corresponding loading profile is estimated through a multiple screening regression method which yields the PC score as a function of the large-scale variables. The profiles of Q1 and Q2 thus obtained are found to match well with the observed profiles. The impact of the ECPS is investigated in a series of short range (1-3 day) prediction experiments using the Florida State University global spectral model (FSUGSM, T126L14). Comparisons between short range ECPS forecasts and those with the modified Kuo scheme show a very marked improvement in the skill in ECPS forecasts. This improvement in the forecast skill with ECPS emphasizes the importance of incorporating realistic vertical distributions of heating and drying in the model cumulus scheme. This also suggests that in the absence of explicit models for convection, the proposed statistical scheme improves the modeling of the vertical distribution of heating and moistening in areas of deep convection.

Rajendran, K.↗

NASA NTRS2006

The Effect of Cumulus Cloud Field Anisotropy on Domain-Averaged Solar Fluxes and Atmospheric Heating Rates

Cumulus clouds can become tilted or elongated in the presence of wind shear. Nevertheless, most studies of the interaction of cumulus clouds and radiation have assumed these clouds to be isotropic. This paper describes an investigation of the effect of fair-weather cumulus cloud field anisotropy on domain-averaged solar fluxes and atmospheric heating rate profiles. A stochastic field generation algorithm was used to produce twenty three-dimensional liquid water content fields based on the statistical properties of cloud scenes from a large eddy simulation. Progressively greater degrees of x-z plane tilting and horizontal stretching were imposed on each of these scenes, so that an ensemble of scenes was produced for each level of distortion. The resulting scenes were used as input to a three-dimensional Monte Carlo radiative transfer model. Domain-average transmission, reflection, and absorption of broadband solar radiation were computed for each scene along with the average heating rate profile. Both tilt and horizontal stretching were found to significantly affect calculated fluxes, with the amount and sign of flux differences depending strongly on sun position relative to cloud distortion geometry. The mechanisms by which anisotropy interacts with solar fluxes were investigated by comparisons to independent pixel approximation and tilted independent pixel approximation computations for the same scenes. Cumulus anisotropy was found to most strongly impact solar radiative transfer by changing the effective cloud fraction, i.e., the cloud fraction when the field is projected on a surface perpendicular to the direction of the incident solar beam.

Hinkelman, Laura M.↗

NASA NTRS2015

RACORO Continental Boundary Layer Cloud Investigations: 3. Separation of Parameterization Biases in Single-Column Model CAM5 Simulations of Shallow Cumulus

Climatically important low-level clouds are commonly misrepresented in climate models. The FAst-physics System TEstbed and Research (FASTER) Project has constructed case studies from the Atmospheric Radiation Measurement Climate Research Facility's Southern Great Plain site during the RACORO aircraft campaign to facilitate research on model representation of boundary-layer clouds. This paper focuses on using the single-column Community Atmosphere Model version 5 (SCAM5) simulations of a multi-day continental shallow cumulus case to identify specific parameterization causes of low-cloud biases. Consistent model biases among the simulations driven by a set of alternative forcings suggest that uncertainty in the forcing plays only a relatively minor role. In-depth analysis reveals that the model's shallow cumulus convection scheme tends to significantly under-produce clouds during the times when shallow cumuli exist in the observations, while the deep convective and stratiform cloud schemes significantly over-produce low-level clouds throughout the day. The links between model biases and the underlying assumptions of the shallow cumulus scheme are further diagnosed with the aid of large-eddy simulations and aircraft measurements, and by suppressing the triggering of the deep convection scheme. It is found that the weak boundary layer turbulence simulated is directly responsible for the weak cumulus activity and the simulated boundary layer stratiform clouds. Increased vertical and temporal resolutions are shown to lead to stronger boundary layer turbulence and reduction of low-cloud biases.

parameterization↗

NASA NTRS2021

Evaluating the Impact of Model Resolutions and Cumulus Parameterization on Precipitation in NU-WRF: A Case Study in the Central Great Plains

Regional climate models are expected to exhibit improved skill at finer spatial resolutions due to improved representation of land surface heterogeneity. However, at spatial scales between 1 to 10 km (grey scales), these improvements are often illusive due to the competing benefits from spatial resolution and cumulus parameterization. This study provides insights into the impact of model resolution and cumulus parameterization on precipitation prediction in the Central Great Plains by using an object-based evaluation method. Our results show limited improvement solely from finer resolution but larger improvement without using the cumulus scheme at a 4-kmresolution. Compared to traditional evaluation methods, the object-based analysis shows that without the cumulus scheme the spatial properties of precipitation are better represented. In contrast, all model configurations show a dry bias in precipitation days and a tendency to produce widespread precipitation but with fewer hours with precipitationwhich indicates other shortcomings in the model.

Yuqi Zhang↗

DOE OSTI2019

Theoretical Understanding of the Linear Relationship between Convective Updrafts and Cloud-Base Height for Shallow Cumulus Clouds. Part I: Maritime Conditions

Zheng and Rosenfeld found linear relationships between the convective updrafts and cloud-base height z b using ground-based observations over both land and ocean. The empirical relationships allow for a novel satellite remote sensing technique of inferring the cloud-base updrafts and cloud condensation nuclei concentration, both of which are important for understanding aerosol–cloud–climate interactions but have been notoriously difficult to retrieve from space. In Part I of a two-part study, a theoretical framework is established for understanding this empirical relationship over the ocean. Part II deals with continental cumulus clouds. Using the bulk concept of mixed-layer (ML) model for shallow cumulus, I found that this relationship arises from the conservation law of energetics that requires the radiative flux divergence of an ML to balance surface buoyancy flux. Given a certain ML radiative cooling rate per unit mass Q, a deeper ML (higher z b ) undergoes more radiative cooling and requires stronger surface buoyancy flux to balance it, leading to stronger updrafts. The rate with which the updrafts vary with z b is modulated by Q. The cooling rate Q manifests strong resilience to external large-scale forcing that spans a wide range of climatology, allowing the slope of the updrafts– z b relationship to remain nearly invariant. This causes the relationship to manifest linearity. The physical mechanism underlying the resilience of Q to large-scale forcing, such as free-tropospheric moisture and sea surface temperature, is investigated through the lens of the radiative transfer theory (two-stream Schwarzschild equations) and an ML model for shallow cumulus.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗

DOE OSTI2020

Theoretical Understanding of the Linear Relationship between Convective Updrafts and Cloud-Base Height for Shallow Cumulus Clouds. Part II: Continental Conditions

This is the Part II of a two-part study that seeks a theoretical understanding of an empirical relationship for shallow cumulus clouds: subcloud updraft velocity covaries linearly with the cloud-base height. This work focuses on continental cumulus clouds that are more strongly forced by surface fluxes and more deviated from equilibrium than those over oceans (Part I). We use a simple analytical model for shallow cumulus that is well tested against a high-resolution (25 m in the horizontal) large-eddy simulation model. Consistent with a conventional idea, we find that surface Bowen ratio is the key variable that regulates the covariability of both parameters: under the same solar insolation, a drier surface allows for stronger buoyancy flux, triggering stronger convection that deepens the subcloud layer. We find that the slope of the Bowen-ratio-regulated relationship between the two parameters (defined as λ) is dependent on both the local time and the stability of the lower free atmosphere. The value of λ decreases with time exponentially from sunrise to early afternoon and linearly from early afternoon to sunset. The value of λ is larger in a more stable atmosphere. In addition, continental λ in the early afternoon more than doubles the oceanic λ. Validation of the theoretical results against ground observations over the Southern Great Plains shows a reasonable agreement. Physical mechanisms underlying the findings are explained from the perspective of different time scales at which updrafts and cloud-base height respond to a surface flux forcing.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2022

Shallow Cumulus Properties as Captured by Adiabatic Fraction in High-Resolution LES Simulations

Abstract Shallow convective clouds are important players in Earth’s energy budget and hydrological cycle, and are abundant in the tropical and subtropical belts. They greatly contribute to the uncertainty in climate predictions due to their unresolved, complex processes that include coupling between the dynamics and microphysics. Analysis of cloud structure can be simplified by considering cloud motions as a combination of moist adiabatic motions like adiabatic updrafts and turbulent motions leading to deviation from adiabaticity. In this work, we study the sizes and occurrence of adiabatic regions in shallow cumulus clouds during their growth and mature stages, and use the adiabatic fraction (AF) as a continuous metric to describe cloud processes and properties from the core to the edge. To do so, we simulate isolated trade wind cumulus clouds of different sizes using the System of Atmospheric Modeling (SAM) model in high resolution (10 m) with the Hebrew University spectral bin microphysics (SBM). The fine features in the clouds’ dynamics and microphysics, including small near-adiabatic volumes and a thin transition zone at the edge of the cloud (∼20–40 m in width), are captured. The AF is shown to be an efficient measure for analyzing cloud properties and key processes determining the droplet-size distribution formation and shape during the cloud evolution. Physical processes governing the properties of droplet size distributions at different cloud regions (e.g., core, edge) are analyzed in relation to AF. Significance Statement 1) This study investigates the evolution of cumulus clouds (Cu) using a 10-m-resolution LES model with spectral bin microphysics. 2) The study improves the understanding of the mutual effects of adiabatic updrafts and lateral entrainment and mixing. 3) The study demonstrates the existence of an adiabatic core in nonprecipitating Cu. 4) Shapes of the droplet size distributions are closely related to the adiabatic fraction values. 5) Utilization of high resolution reveals the existence of physically significant small features in the cloud structure, such as a narrow cloud interface zone and small adiabatic volumes.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2018

Shallow Cumulus (SHALLOWCUMULUS) Value-Added Product Report

Periods of shallow cumulus clouds are identified automatically at the U.S. Department of Energy (DOE) Atmospheric Radiation Measurement (ARM) Southern Great Plains (SGP) observatory in order to help determine times of interest for Large-Eddy Simulation (LES) and Observation (LASSO) modeling efforts. This value-added data product (VAP) uses input from the Cloud Type (CLDTYPE) VAP (with cloud types determined from Active Remotely Sensed Cloud Locations [ARSCL] VAP cloud boundaries), the ceilometer, and the total sky imager (TSI). The data set uses an hourly temporal resolution and only classifies events as shallow cumulus when low clouds are detected for at least 1.5 hours and meet specified criteria for cloud occurrence and cloud fraction. In addition to time periods that contain just shallow cumulus, cases with overlying cirrus and a number of transitional cases (transitions to/from cirrus, stratus, and altocumulus/altostratus) are also identified.

54 ENVIRONMENTAL SCIENCES↗

NASA NTRSDate not supplied

Evaluating and Constraining Models’ Stratocumulus and Cumulus Cloud Feedbacks in the Tropics using Satellite Observations to Reduce Uncertainties in Future Climate Projections

Low-cloud feedbacks are thought to be the greatest source of uncertainty in climate projections on the centennial scale. Past research has mainly focused on the global low-cloud feedback as a whole whereas only a few studies have examined separated contributions from the two main low cloud categories: stratocumulus (Sc) and shallow cumulus (Cu). Here we aim to evaluate and constrain Sc and Cu cloud feedbacks in models using satellite observations to ultimately reduce their contribution to the spread in equilibrium climate sensitivity. We utilize the Cumulus and Stratocumulus CloudSat-CALIPSO Dataset (CASCCAD) recently developed by Cesana et al. (2019), which discriminates Sc from Cu clouds. This algorithm – based on cloud morphological characteristics at the orbital level – outperforms previous cloud-type classifications stemming from passive-sensor measurements. We investigate the observed relationship between the Sc and Cu cloud cover in tropical subsidence oceanic regions and their link to the primary low-cloud controlling factors (sea surface temperature, estimated inversion strength). To gain further insight into the Sc-Cu cloud partitioning, we explore the Sc-Cu relationship during the four meteorological seasons (DJF, MAM, JJA, SON) as well as on monthly timescale. We find a substantial negative correlation between the Sc and Cu cloud cover on annual, seasonal and monthly timescales. We finally evaluate how well climate models of the Coupled Model Intercomparison Project phase 5 (CMIP5) and phase 6 (CMIP6) agree with the observations. These results establish a framework to advance model parameterizations of the underlying physical processes driving the stratocumulus and shallow cumulus clouds (turbulence and convection).

Cloud feedbacks↗

NASA NTRS2022

Updraft Dynamics and Microphysics: On the Added Value of The Cumulus Thermal Reference Frame in Simulations of Aerosol–Deep Convection Interactions

One fundamental question about atmospheric moist convection processes that remains debated is whether, or under which conditions, a relevant variability in background aerosol concentrations may have a significant dynamical impact on convective clouds and their associated precipitation. Furthermore, current climate models must parameterize both the microphysical and the cumulus convection processes, but this is usually implemented separately, whereas in nature there is a strong coupling between them. As a first step to improve our understanding of these two problems, we investigate how aerosol concentrations modify key properties of updrafts in eight large-eddy-permitting regional simulations of a case study of scattered convection over Houston, Texas, in which convection is explicitly simulated and microphysical processes are parameterized. Dynamical and liquid-phase microphysical responses are investigated using the following two different reference frames: static cloudy updraft grid cells versus tracked cumulus thermals. In both frameworks, we observe the expected microphysical responses to higher aerosol concentrations, such as higher cloud number concentrations and lower rain number concentrations. In terms of the dynamical responses, both frameworks indicate weak impacts of varying aerosol concentrations relative to the noise between simulations over the observationally derived range of aerosol variability for this case study. On the other hand, results suggest that thermals are more selective than cloudy updraft grid cells in terms of sampling the most active convective air masses. For instance, vertical velocity from thermals is significantly higher at upper levels than when sampled from cloudy updraft grid points, and several microphysical variables have higher average values in the cumulus thermal framework than in the cloudy updraft framework. In addition, the thermal analysis is seen to add rich quantitative information about the rates and covariability of microphysical processes spatially and throughout tracked thermal lifecycles, which can serve as a stronger foundation for improving subgrid-scale parameterizations.

aerosols↗

DOE OSTI2016

Effects of cumulus parameterization closures on simulations of summer precipitation over the continental United States

This study examines the effects of five cumulus closure assumptions on simulations of summer precipitation in the continental U.S. by utilizing an ensemble cumulus parameterization (ECP) that incorporates multiple alternate closure schemes into a single cloud model formulation. Results demonstrate that closure algorithms significantly affect the summer mean, daily frequency and intensity, and diurnal variation of precipitation, with strong regional dependence. Overall, the vertical velocity (W) closure produces the smallest summer mean biases, while the moisture convergence (MC) closure most realistically reproduces daily variability. Both closures have advantages over others in simulating U.S. daily rainfall frequency distribution, though both slightly overestimate intense rain events. The MC closure is superior at capturing summer rainfall amount, daily variability, and heavy rainfall frequency over the Central U.S., but systematically produces wet biases over the North American Monsoon (NAM) region and Southeast U.S., which can be reduced by using the W closure. The instability tendency (TD) and the total instability adjustment (KF) closures are better at capturing observed diurnal signals over the Central U.S. and the NAM, respectively. The results reasonably explain the systematic behaviors of several major cumulus parameterizations. A preliminary experiment combining two optimal closures (averaged moisture convergence and vertical velocity) in the ECP scheme significantly reduced the wet (dry) biases over the Southeast U.S. in the summer of 1993 (2003), and greatly improved daily rainfall correlations over the NAM. Further improved model simulation skills may be achieved in the future if optimal closures and their appropriate weights can be derived at different time scales based on specific climate regimes.

Qiao, Fengxue↗

DOE OSTI2018

Ultraclean Layers and Optically Thin Clouds in the Stratocumulus-to-Cumulus Transition. Part I: Observations

A common feature of the stratocumulus-to-cumulus transition (SCT) is the presence of layers in which the concentration of particles larger than 0.1 μm is below 10 cm –3 . These ultraclean layers (UCLs) are explored using aircraft observations from 14 flights of the NSF–NCAR Gulfstream V (G-V) aircraft between California and Hawaii. UCLs are commonly located in the upper part of decoupled boundary layers, with coverage increasing from less than 5% within 500 km of the California coast to ~30%–60% west of 130°W. Most clouds in UCLs are thin, horizontally extensive layers containing drops with median volume radii ranging from 15 to 30 μm. Many UCL clouds are optically thin and do not fully attenuate the G-V lidar and yet are frequently detected with a 94-GHz radar with a sensitivity of around –30 dBZ. Satellite data indicate that UCL clouds have visible reflectances of ~0.1–0.2 and are often quasi laminar, giving them a veil-like appearance. These optically thin veil clouds exist for 1–3 h or more, are associated with mesoscale cumulus clusters, and likely grow by spreading under strong inversions. Active updrafts in cumulus (Cu) clouds have droplet concentrations of ~25–50 cm –3 . Collision–coalescence in the Cu and later sedimentation in the thinner UCL clouds are likely the key processes that remove droplets in UCL clouds. UCLs are relatively quiescent, and a lack of mixing with dry air above and below the cloud may help to explain their longevity. In conclusion, the very low and highly variable droplet concentrations in UCL clouds, together with their low geometrical and optical thickness, make these clouds particularly challenging to represent in large-scale models.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

On the Life Cycle of a Shallow Cumulus Cloud: Is It a Bubble or Plume, Active or Forced?

Abstract A cloud’s life cycle determines how its mass flux translates into cloud cover, thereby setting Earth’s albedo. Here, an attempt is made to quantify the most basic aspects of the life cycle of a shallow cumulus cloud: the degree to which it is a bubble or a plume, and active or forced. Quantitative measures are proposed for these properties, which are then applied to hundreds of shallow cumulus clouds in Oklahoma using data from stereo cameras, a Doppler lidar, and large-eddy simulations. The observed clouds are intermediate between active and forced, but behave more like bubbles than plumes. The simulated clouds, on the other hand, are more active and plumelike, suggesting room for improvement in the modeling of shallow cumulus.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2021

Climatological sensitivities of shallow-cumulus bulk entrainment in continental and oceanic locations

Cumulus entrainment is a complex process that has long challenged conceptual understanding and atmospheric prediction. To investigate this process observationally, two retrievals are used to generate multi-year climatologies of shallow-cumulus bulk entrainment ( ϵ ) at two Atmospheric Radiation Measurement cloud observatories, one in the US southern Great Plains (SGP) and the other in the Azores archipelago in the eastern North Atlantic (ENA). The statistical distributions of ϵ thus obtained, as well as certain environmental and cloud-related sensitivities of ϵ , are consistent with previous findings from large-eddy simulations. The retrieved ϵ robustly increases with cloudlayer relative humidity and decreases in wider clouds and cloud ensembles with larger cloud-base mass fluxes. While ϵ also correlates negatively with measures of cloud-layer vigor (e.g., maximum in-cloud vertical velocity and cloud depth), the extent to which these metrics actually regulate ϵ (or vice-versa) is unclear. Novel sensitivities of ϵ include a robust decrease of ϵ with increasing subcloud wind speed in oceanic flows, as well as a decrease of ϵ with increasing cloud-base mass flux in individual cumuli. A strong land–ocean contrast in ϵ is also found, with median values of 0.5-0.6 km -1 at the continental SGP site and and 1.0-1.1 km -1 at the oceanic ENA site. This trend is associated with drier and deeper cloud layers, along with larger cloud-base mass fluxes, at SGP, all of which favor reduced ϵ . The flow-dependence of retrieved ϵ implies that its various sensitivities should be accounted for in cumulus parameterization schemes.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2023

The Role of Cloud–Cloud Interactions in the Life Cycle of Shallow Cumulus Clouds

Some of the climate research puzzles relate to a limited understanding of the critical factors governing the life cycle of cumulus clouds. These factors force the initiation and the various mixing processes during cloud life cycles. To shed some light into these processes, we tracked the life cycle of thousands of individual shallow cumulus clouds in a large-eddy simulation during the Holistic Interactions of Shallow Clouds, Aerosols, and Land-Ecosystems field campaign in the U.S. southern Great Plains. Concurrent evolution of clouds is tracked and their respective neighboring clouds are examined. Results show that the clouds initially smaller than neighboring clouds can grow larger than the neighboring clouds by a factor of 2 within 20% of their lifetime. Two groups of the tracked clouds with growing and decaying neighboring clouds, respectively, show distinct characteristics in their life cycles. Clouds with growing neighboring clouds form above regions with larger surface heterogeneity, whereas clouds with decaying neighboring clouds are associated with less heterogeneous surfaces. Also, those with decaying neighboring clouds experience larger instability and a more humid boundary layer, indicating evaporation below the cloud base is likely occurring before those clouds are formed. Larger instability leads to higher vertical velocity and convergence within the cloud, which causes stronger surrounding downdrafts and water vapor removal in the surrounding area. The latter appears to be the reason for the decaying neighboring clouds. Finally, understanding those processes provide insights into how cloud–cloud interactions modulate the evolution of cloud population and into how this evolution can be represented in future cumulus parameterizations.

54 ENVIRONMENTAL SCIENCES↗

DOE OSTI2022

Updraft dynamics and microphysics: on the added value of the cumulus thermal reference frame in simulations of aerosol–deep convection interactions

54 ENVIRONMENTAL SCIENCES↗