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NASA NTRS1994

Mixing by barotropic instability in a nonlinear model

A global, nonlinear, equivalent barotropic model is used to study the isentropic mixing of passive tracers by barotropic instability. Basic states are analytical zonal-mean jets representative of the zonal-mean flow in the upper stratosphere, where the observed 4-day wave is thought to be a result of barotropic, and possibly baroclinic, instability. As is known from previous studies, the phase speed and growth rate of the unstable waves is fairly sensitive to the shape of the zonal-mean jet; and the dominant wave mode at saturation is not necessarily the fastest growing mode; but the unstable modes share many features of the observed 4-day wave. Lagrangian trajectories computed from model winds are used to characterize the mixing by the flow. For profiles with both midlatitude and polar modes, mixing is stronger in midlatitude than inside the vortex; but there is little exchange of air across the vortex boundary. There is a minimum in the Lyapunov exponents of the flow and the particle dispersion at the jet maximum. For profiles with only polar unstable modes, there is weak mixing inside the vortex, no mixing outside the vortex, and no exchange of air across the vortex boundary. These results support the theoretical arguments that, whether wave disturbances are generated by local instability or propagate from other regions, the mixing properties of the total flow are determined by the locations of the wave critical lines and that strong gradients of potential vorticity are very resistant to mixing.

Bowman, Kenneth P.↗
NASA NTRS1993

Observations on the long-period variability of the Gulf Stream downstream of Cape Hatteras

To examine the long-period variability of the Gulf Stream, sea level residuals relative to a 2-year mean sea level in the Gulf Stream downstream of Cape Hatteras (between 75 deg W and 60 deg W longitude) are used. Residuals, as derived from Geosat altimetry between November 1986 and December 1988, were gridded in space and time at a temporal resolution of 10 days and spatial resolution of 1/4 deg. Complex empirical orthogonal function (CEOF) analysis was applied to the data set to extract the spatially correlated signal with the original data subsampled to 1/2 deg. In addition to determining the space-time scales and propagation characterisitics of the different modes, wavenumber-frequency spectral techniques were used to separate the variability into propagating and stationary components. The CEOF technique applied to the data set indicated that the first four CEOF modes accounted for 60% of the variability and were found to be above the noise leve 99% of the time. CEOF 1 was associated with westward propagation at 5 km/d at a wavelength of 2000 km and eastward propagation at 1-2 km/d centered at a 500-km wavelength. This first CEOF is in good agreement with thin-jet equivalent barotropic models which predict westward propagation for wavelengths greater than 1130 km. A deflection of the wavelike pattern at 65 deg W also indicates a possible topographic effect. A simple scaling of the effect of topography indicates that for length scales longer than the internal Rossby radius of deformation, the topographic term is at least of the same order of magnitude as the beta effect. The second CEOF was more broadbanded in wavenumber space, with eastward propagation occurring in a wavenumber-frequency band between 300 and 1400 km and 0.5 and 2.0 cycles/yr. The third CEOF is similar in structure to the first, but with less energy. CEOF 4 was clearly identifiable with higher frequencies than the first three with westward propagation at 4 km/d. The spatial location of this mode along with the westward propagation indicates possible influences from eddy-stream interactions. Thus topography, Rossby wave dynamics and eddy-stream interactions all appear to have a significant role in determining the space-time scales and propagation properties of the long-period response of sea level in the Gulf Stream.

Vazquez, Jorge↗
NASA NTRS1985

Energy Sources of the Dominant Frequency Dependent 3-dimensional Atmospheric Modes

The energy sources and sinks associated with the zonally asymmetric winter mean flow are investigated as part of an on-going study of atmospheric variability. Distinctly different horizontal structures for the long, intermediate and short time scale atmospheric variations were noted. In previous observations, the 3-dimensional structure of the fluctuations is investigated and the relative roles of barotropic and baroclinic terms are assessed.

Schubert, S.↗
NASA NTRS1984

Tropical response to lateral forcing with a latitudinally and zonally nonuniform basic state

The dynamics of lateral forcing of a stable tropical atmosphere by incident waves from the midlatitudes are examined. Attention is focused on conditions where the WKB method is invalid, and only given to barotropic flows. The tropical atmosphere is treated as a steady planetary wave and a zonal shear flow. The 200 mb level is investigated in terms of a midlatitude wave with self-compatible parametric values that is constrained to satisfy the radiation conditions at the boundary. Wave modes are found to be susceptible to trapping between two turning points in the equatorial zone in the presence of a zonal shear flow. Quasi-resonant waves can then appear over a wide range of parametric conditions of the forcing wave and the basic state. The zonal wind structure determines the resonance conditions.

Wilson, J. D.↗
NASA NTRS1987

Developing disturbances in shear

The origin and growth to moderate amplitude of disturbances in shear flow has been traditionally ascribed to the linear modal instability of the flow. Recent work on initial value problems has suggested that nonmodal growth of perturbations may be of equal and perhaps greater importance, at least in cases of rapid development. Examples of robust growth in model problems which support no instabilities and in baroclinic flows with realistic Ekman damping for which the exponential modes have zero or negative growth rates have been shown. Such examples have focused attention on the perturbations which are configured to tap the energy of mean flows. Here a critical examination of these favorably configured perturbations is given, making use of the simple constant free shear barotropic model which allows construction of exact two-dimensional isolated wave packet solutions.

Farrell, Brian↗
NASA NTRS1998

Seasonal Cycles of Meridional Overturning and Heat Transport of the Indian Ocean

A general circulation model of the Indian Ocean is fitted to monthly averaged climatological temperatures, salinities, and surface fluxes using the adjoint method. Interannual variability is minimized by penalizing the temporal drift from one seasonal cycle to another during a two-year integration. The resultant meridional overturning and heat transport display large seasonal variations, with maximum amplitudes of 18 and 22 (x 10(exp 6) cubic m/s) for the overturning and 1.8 and 1.4 (x 10(exp 15) W) for heat transport near 10 S and 10 N, respectively. A dynamical decomposition of the overturning and heat transport shows that the time-varying Ekman How plus its barotropic compensation can explain a large part of the seasonal variations in overturning and heat transport. The maximum variations at 10 deg N and 10 deg S are associated with monsoon reversal over the northern Indian Ocean and changes of the easterlies over the southern Indian Ocean. An external mode with variable topography has a moderate contribution where the Somali Current and the corresponding gyre reverse direction seasonally. Contribution front vertical shear (thermal wind and ageostrophic shear) is dominant near the southern boundary and large near the Somali Current latitudes. The dominant balance in the zonally integrated heat budget is between heat storage change and heat transport convergence except south of 15 S. Optimization with seasonal forcings improves estimates of sea surface temperatures, but the annual average overturning and heat transport are very similar to previous results with annual mean forcings. The annual average heat transport consists of roughly equal contributions from time-mean and time-varying fields of meridional velocities and temperatures in the northern Indian Ocean. indicating a significant rectification to the heat transport due to the time-varying fields. The time-mean and time-varying contributions are primarily due to the overturning and horizontal gyre, respectively. Inclusion of TOPEX data enhances the seasonal cycles of the estimated overturning and heat transport in the central Indian Ocean significantly and improves the estimated equatorial zonal flows but leads 10 unrealistic estimates of the velocity structure near the Indonesian Throughflow region, most likely owing to the deficiencies in the lateral boundary conditions.

Lee, Tong↗
NASA NTRS1985

Persistent anomalies, blocking and variations in atmospheric predictability

The fully nonlinear, equivalent-barotropic vorticity equation on the sphere, with simplified forcing, dissipation and topography, is the model used in the present consideration of low frequency variability regimes in large scale atmospheric dynamics. The solutions obtained are studied as a function of the nondimensional intensity of the forcing and dissipation. The number of modes retained in the analysis allows the multiple equilibria thus obtained, which exhibit blocked and zonal flow patterns very similar to synoptically defined zonal and blocked Northern Hemisphere midlatitude flows, to appear for realistic values of the forcing. The number of episodes of blocked or zonal flow decreases monotonically as their duration increases, in agreement with observations.

Legras, B.↗
NASA NTRS1985

A Comparison of the Bounded Derivative and the Normal Mode Initialization Methods Using Real Data

Browning et al. (1980) proposed an initialization method called the bounded derivative method (BDI). They used analytical data to test the new method. Kasahara (1982) theoretically demonstrated the equivalence between BDI and the well known nonlinear normal mode initialization method (NMI). The purposes of this study are the extension of the application of BDI to real data and comparison with NMI. The unbalanced initial state (UBD) is data of January, 1979 OOZ which were interpolated from the adjacent sigma levels of the GLAS GCM to the 300 mb surface. The global barotropic model described by Takacs and Balgovind (1983) is used. Orographic forcing is explicitly included in the model. Many comparisons are performed between various quantities. However, we only present a comparison of the time evolution at two grid points A(50 S, 90 E) and B(10 S, 20 E) which represent low and middle latitude locations. To facilitate a more complete comparison an initialization experiment based on the classical balance equation (CBE) was also included.

Semazzi, F. H. M.↗
NASA NTRS1993

GCM simulations of intraseasonal variability in the Pacific/North American region

General circulation model (GCM) simulations of low-frequency variability with time scales of 20 to 70 days are analyzed for the Pacific sector during boreal winter. The GCM's leading mode in the upper-tropospheric zonal wind is associated with fluctuations of the East Asian jet; this mode resembles, in both structure and amplitude, the Pacific/North American (PNA) pattern found in the observations on these time scales. In both the model and observations, the PNA anomaly is characterized by: (1) a linear balance in the upper-tropospheric vorticity budget with no significant Rossby wave source in the tropics, (2) a barotropic conversion of kinetic energy from the time mean Pacific jet, and (3) a north/south displacement of the Pacific storm track. In the GCM, the latter is associated with synoptic eddy heat flux and latent heat anomalies that appear to contribute to a strong lower-tropospheric source of wave activity over the North Pacific. This is in contrast to the observations, which show only a weak source of wave activity in this region.

Schubert, Siegfried↗
NASA NTRS1985

A model of the wave 1 - wave 2 vacillation in the winter stratosphere

A three-dimensional, severely truncated, quasi-geostrophic model in a beta channel is used to explore the dynamics of the observed anticorrelation between the amplitudes of planetary waves 1 and 2 in the Northern Hemisphere winter stratosphere. The model, which includes interactions among eight horizontal modes, generates realistic wave 1-wave 2 vacillations when westward traveling wave 1 interacts with stationary waves 1 and 2. It is found that while wave 1 oscillates in response to wave-mean flow interactions, the oscillations in the amplitude of wave 2 are driven primarily by wave-wave interactions. Experiments with a barotropic model reveal that the timing of the strongest wave-wave interactions is determined by the wave 1 interaction with the mean flow.

Robinson, W. A.↗
NASA NTRS1987

Resonant excitation of hemispheric barotropic instability in the winter mesosphere

In the present consideration of the subtropical mesospheric jet observed by the Nimbus 7 Limb IR Monitor of the Stratosphere in late 1978, where enhanced planetary wave activity propagating upward into the mesosphere in mid-December led to visible overreflection from the low-latitude reversed gradient region and rapid deceleration of the jet, the possible Rossby wave and mean meridional circulation causes for these observations are considered and rejected as unsuitable. The wave 1 mode is for practical purposes a radiating mode, excitable by sources in the far field. Since the phase speed of the eigenmodes can be made exactly zero when the mean flow vanishes within this region, as observed in mid-December 1978, resonant excitation is possible.

Dunkerton, Timothy J.↗
NASA NTRS1981

Comparison of a barotropic blocking theory with observation

Hart (1979) showed that the truncated spectral equations obtained by Charney and Devore (1979) could be derived merely by assuming that the cross-stream scale of the topography was large compared to the downstream scale. Since actual topography does not have the large y scales postulated by Hart, his model was modified in the current investigation to obtain equations with arbitrary zonal variations of topography by projecting all variable functions onto the first topographic cross-stream mode. The topographic heights and streamfunctions are expanded as Fourier series in the cross-stream coordinate and the series are truncated after the first term. This accomplishes Hart's results but permits more realistic y variations in the topography. The present investigation is the first in a two-part series. The second part will deal with a two-layer baroclinic channel flow, again with arbitrary zonal variations of topography.

Charney, J. G.↗
NASA NTRS1985

Vacillations induced by interference of stationary and traveling waves

It was shown that there exists a correspondence between interference of the 16-day wave with the stationary planetary wave and vacillations in eddy heat and momentum fluxes. There has been speculation on the role such interference may play in stratospheric warmings. The appearance of higher-order normal modes, e.g., the 16-day wave, prior to disturbances in the stratospheric vortex has also been noted. Since amplitudes of the 16-day wave are compared to those of the stationary component, it can significantly alter the instantaneous total wave field. The behavior of the wave number 1 height field at 60 deg N during January 1979 is shown when a large amplitude disturbance retrogressed barotropically around the globe over much of the troposphere and stratosphere. This transient disturbance has been identified with the 16-day wave. More generally, the presence of fluctuating planetary wave activity can, through combined interference, alter the instantaneous planetary wave field as well as the transports it produces. The implications of such interference in a quasi-geostrophic framework has been explored, using the Eliassen-Palm (EP) flux as a diagnostic.

Salby, M. L.↗
NASA NTRS1987

An analysis of the vertical structure equation for arbitrary thermal profiles

The vertical structure equation is a singular Sturm-Liouville problem whose eigenfunctions describe the vertical dependence of the normal modes of the primitive equations linearized about a given thermal profile. The eigenvalues give the equivalent depths of the modes. The spectrum of the vertical structure equation and the appropriateness of various upper boundary conditions, both for arbitrary thermal profiles were studied. The results depend critically upon whether or not the thermal profile is such that the basic state atmosphere is bounded. In the case of a bounded atmosphere it is shown that the spectrum is always totally discrete, regardless of details of the thermal profile. For the barotropic equivalent depth, which corresponds to the lowest eigen value, upper and lower bounds which depend only on the surface temperature and the atmosphere height were obtained. All eigenfunctions are bounded, but always have unbounded first derivatives. It was proved that the commonly invoked upper boundary condition that vertical velocity must vanish as pressure tends to zero, as well as a number of alternative conditions, is well posed. It was concluded that the vertical structure equation always has a totally discrete spectrum under the assumptions implicit in the primitive equations.

Cohn, Stephen E.↗
NASA NTRS1989

An analysis of the vertical structure equation for arbitrary thermal profiles

The vertical structure equation is a singular Sturm-Liouville problem whose eigenfunctions describe the vertical dependence of the normal modes of the primitive equations linearized about a given thermal profile. The eigenvalues give the equivalent depths of the modes. The spectrum of the vertical structure equation and the appropriateness of various upper boundary conditions, both for arbitrary thermal profiles were studied. The results depend critically upon whether or not the thermal profile is such that the basic state atmosphere is bounded. In the case of a bounded atmosphere it is shown that the spectrum is always totally discrete, regardless of details of the thermal profile. For the barotropic equivalent depth, which corresponds to the lowest eigen value, upper and lower bounds which depend only on the surface temperature and the atmosphere height were obtained. All eigenfunctions are bounded, but always have unbounded first derivatives. It was proved that the commonly invoked upper boundary condition that vertical velocity must vanish as pressure tends to zero, as well as a number of alternative conditions, is well posed. It was concluded that the vertical structure equation always has a totally discrete spectrum under the assumptions implicit in the primitive equations.

Cohn, Stephen E.↗
NASA NTRS1989

Three-dimensional linear instability modeling of the cloud level Venus atmosphere

Based on the success of several two-dimensional (latitude, longitude) linear barotropic instability models at matching some of the observed characteristics of the cloud level, polar region of the Venus atmosphere, a more realistic, linear, three-dimensional (height, latitude and longitude) model has been developed to further test the hypothesis that the observed features can be described by linear instability theory. The approach taken is to vary the model input parameters to see whether it is possible to produce modes that resemble the observations of wave activity and to compare those input parameters with other observations of the mean state. Sensitivity studies show that in addition to a well-documented dependence on the mean zonal wind, the growth and propagation of unstable modes depends on the latitude variation of the mean temperature (and hence static stability). These studies have led to the specification of a model basic state wind and temperature field that produces modes which are matched to observations of spatial structure, preferred wavenumber and phase speed of the polar disturbances. Wavenumber 2 is found to have the shortest growth time and unlike the two-dimensional results, wavenumbers 1-3 share a nearly common period of about 3 days. The derived basic state has a temperature field that is quite similar to Pioneer Venus observations; however, in some regions the model basic state wind field departs from cyclostrophic values based on temperature observations.

Elson, Lee S.↗
NASA NTRS1993

Intraseasonal variability in a barotropic model with seasonal forcing

It has recently been suggested that oscillatory topographic instability could contribute to low-frequency variability over the Northern Hemisphere midlatitudes. A barotropic potential vorticity model, with a hierarchy of forcing and topography configurations on the sphere, is used to investigate the nature of low-frequency oscillations induced by such instabilities. Steady-state solutions of the model include multiple unstable equilibria that sustain oscillatory instabilities with periods of 10 - 15 days, and 150 - 180 days, for a realistic forcing pattern, Time-dependent solutions exhibit chaotic behavior with episodic oscillations, featuring both the intraseasonal (35 - 50 day) and biweekly (10 - 15 day) modes. The former is dominated by standing spatial patterns, the latter by traveling wave patterns. The phases of the intraseasonal oscillation are robust for all cases, exhibiting a clear oscillatory exchange of atmospheric angular momentum with the solid earth via mountain troque. It is demonstrated, through linear stability analysis on the sphere, that the intraseasonal oscillations are induced by topographic instabilities. The role of the seasonal cycle is studied by prescribing an annual cycle in the forcing. In this case, the winter forcing is more favorable than the summer for the occurrence of episodic intraseasonal oscillations. Recent observations are consistent with this model result.

Strong, Christopher M.↗
NASA NTRS1980

Eddy heat fluxes and stability of planetary waves. I, II

The stability of baroclinic Rossby waves in a zonal shear flow was analyzed by a linear, quasigeostrophic, two-level, adiabatic, and frictionless midlatitude beta-plane model. The ratio of the basic wave scale and the radius of deformation together with two nondimensional parameters which describe the amplitudes of the barotropic and baroclinic components of the basic wave constitute the three parameters of the stability problem. The parameter space is partitioned according to the dominant energy source for instability; the Lorenz and Kim conditions are characterized by significant horizontal and vertical shears of the basic wave, while the Phillips regime has a strong zonal flow. The stability analysis is then applied to the atmosphere, with the primary motivation being to examine the midlatitude planetary scale (zonal wavenumbers 1, 2, 3) transient waves that transport heat. It is found that the most unstable mode consists of a spectrum of waves, with a maximum amplitude at wavenumber 3; the response is thus maximum at a zonal scale intermediate between the basic wave scale and the radius of deformation.

Lin, C. A.↗