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DOE OSTI2022

Testing Lepton Flavor Universality and CKM Unitarity with Rare Pion Decays in the PIONEER experiment

The physics motivation and the conceptual design of the PIONEER experiment, a next-generation rare pion decay experiment testing lepton flavor universality and CKM unitarity, are described. Phase I of the PIONEER experiment, which was proposed and approved at Paul Scherrer Institut, aims at measuring the charged-pion branching ratio to electrons vs. muons, $R_{e/\mu}$, 15 times more precisely than the current experimental result, reaching the precision of the Standard Model (SM) prediction at 1 part in $10^4$. Considering several inconsistencies between the SM predictions and data pointing towards the potential violation of lepton flavor universality, the PIONEER experiment will probe non-SM explanations of these anomalies through sensitivity to quantum effects of new particles up to the PeV mass scale. The later phases of the PIONEER experiment aim at improving the experimental precision of the branching ratio of pion beta decay (BRPB), $\pi^+\to \pi^0 e^+ \nu (\gamma)$, currently at $1.036(6)\times10^{-8}$, by a factor of three (Phase II) and an order of magnitude (Phase III). Such precise measurements of BRPB will allow for tests of CKM unitarity in light of the Cabibbo Angle Anomaly and the theoretically cleanest extraction of $|V_{ud}|$ at the 0.02% level, comparable to the deduction from superallowed beta decays.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2021

Caravel: A C++ framework for the computation of multi-loop amplitudes with numerical unitarity

We present the first public version of Caravel, a C++17 framework for the computation of multi-loop scattering amplitudes in quantum field theory, based on the numerical unitarity method. Caravel is composed of modules for the D-dimensional decomposition of integrands of scattering amplitudes into master and surface terms, the computation of tree-level amplitudes in floating point or finite-field arithmetic, the numerical computation of one- and two-loop amplitudes in QCD and Einstein gravity, and functional reconstruction tools. Here, we provide programs that showcase Caravel's main functionalities and allow to compute selected one- and two-loop amplitudes.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2014

Self-unitarization of New Higgs Inflation and compatibility with Planck and BICEP2 data

In this paper we show that the Germani-Kehagias model of Higgs inflation (or New Higgs Inflation), where the Higgs boson is kinetically non-minimally coupled to the Einstein tensor is in perfect compatibility with the latest Planck and BICEP2 data. Moreover, we show that the tension between the Planck and BICEP2 data can be relieved within the New Higgs inflation scenario by a negative running of the spectral index. Regarding the unitarity of the model, we argue that it is unitary throughout the evolution of the Universe. Weak couplings in the Higgs-Higgs and Higgs-graviton sectors are provided by a large background dependent cut-off scale during inflation. In the same regime, the W and Z gauge bosons acquire a very large mass, thus decouple. On the other hand, if they are also non-minimally coupled to the Higgs boson, their effective masses can be enormously reduced. In this case, the W and Z bosons are no longer decoupled. After inflation, the New Higgs model is well approximated by a quartic Galileon with a renormalizable potential. We argue that this can unitarily create the right conditions for inflation to eventually start.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2014

Bound-state formation for thermal relic dark matter and unitarity

We show that the relic abundance of thermal dark matter annihilating via a long-range interaction, is significantly affected by the formation and decay of dark matter bound states in the early universe, if the dark matter mass is above a few TeV . We determine the coupling required to obtain the observed dark matter density, taking into account both the direct 2-to-2 annihilations and the formation of bound states, and provide an analytical fit. We argue that the unitarity limit on the inelastic cross-section is realized only if dark matter annihilates via a long-range interaction, and we determine the upper bound on the mass of thermal-relic dark matter to be about 197 (139) TeV for (non)-self-conjugate dark matter.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

WIMP dark matter and unitarity-conserving inflation via a gauge singlet scalar

A gauge singlet scalar with non-minimal coupling to gravity can drive inflation and later freeze out to become cold dark matter. We explore this idea by revisiting inflation in the singlet direction (S-inflation) and Higgs Portal Dark Matter in light of the Higgs discovery, limits from LUX and observations by Planck. We show that large regions of parameter space remain viable, so that successful inflation is possible and the dark matter relic abundance can be reproduced. Moreover, the scalar singlet can stabilise the electroweak vacuum and at the same time overcome the problem of unitarity-violation during inflation encountered by Higgs Inflation, provided the singlet is a real scalar. The 2-σ Planck upper bound on n{sub s} imposes that the singlet mass is below 2 TeV, so that almost the entire allowed parameter range can be probed by XENON1T.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Asymmetric thermal-relic dark matter: Sommerfeld-enhanced freeze-out, annihilation signals and unitarity bounds

Dark matter that possesses a particle-antiparticle asymmetry and has thermalised in the early universe, requires a larger annihilation cross-section compared to symmetric dark matter, in order to deplete the dark antiparticles and account for the observed dark matter density. The annihilation cross-section determines the residual symmetric component of dark matter, which may give rise to annihilation signals during CMB and inside haloes today. We consider dark matter with long-range interactions, in particular dark matter coupled to a light vector or scalar force mediator. We compute the couplings required to attain a final antiparticle-to-particle ratio after the thermal freeze-out of the annihilation processes in the early universe, and then estimate the late-time annihilation signals. We show that, due to the Sommerfeld enhancement, highly asymmetric dark matter with long-range interactions can have a significant annihilation rate, potentially larger than symmetric dark matter of the same mass with contact interactions. We discuss caveats in this estimation, relating to the formation of stable bound states. Finally, we consider the non-relativistic partial-wave unitarity bound on the inelastic cross-section, we discuss why it can be realised only by long-range interactions, and showcase the importance of higher partial waves in this regime of large inelasticity. We derive upper bounds on the mass of symmetric and asymmetric thermal-relic dark matter for s -wave and p -wave annihilation, and exhibit how these bounds strengthen as the dark asymmetry increases.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2019

Differential equations from unitarity cuts: nonplanar hexa-box integrals

We compute ϵ-factorized differential equations for all dimensionally-regularized integrals of the nonplanar hexa-box topology, which contribute for instance to 2-loop 5-point QCD amplitudes. A full set of pure integrals is presented. For 5-point planar topologies, Gram determinants which vanish in 4 dimensions are used to build compact expressions for pure integrals. Using unitarity cuts and computational algebraic geometry, we obtain a compact IBP system which can be solved in 8 hours on a single CPU core, overcoming a major bottleneck for deriving the differential equations. Alternatively, assuming prior knowledge of the alphabet of the nonplanar hexa-box, we reconstruct analytic differential equations from 30 numerical phase-space points, making the computation almost trivial with current techniques. We solve the differential equations to obtain the values of the master integrals at the symbol level. Full results for the differential equations and solutions are included as supplementary material.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

All-multiplicity one-loop amplitudes in Born-Infeld electrodynamics from generalized unitarity

We initiate a study of non-supersymmetric Born-Infeld electrodynamics in 4d at the quantum level. Explicit all-multiplicity expressions are calculated for the purely rational one-loop amplitudes in the self-dual (+ + … +) and next-to-self-dual (- + … +) helicity sectors. Using a supersymmetric decomposition, d-dimensional unitarity cuts of the integrand factorize into tree-amplitudes in a 4d model of Born-Infeld photons coupled to a massive complex scalar. The two-scalar tree-amplitudes needed to construct the Born-Infeld integrand are computed using two complimentary approaches: (1) as a double-copy of Yang-Mills coupled to a massive adjoint scalar with a dimensionally reduced form of Chiral Perturbation Theory, and (2) by imposing consistency with low-energy theorems under a reduction from 4d to 3d and T-duality. The Born-Infeld integrand is integrated in d = 4 - 2ϵ dimensions at order Ο(ϵ 0 ) using the dimension-shifting formalism. We comment on the implications for electromagnetic duality in quantum Born-Infeld theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Ghostbusters: unitarity and causality of non-equilibrium effective field theories

For a non-equilibrium physical system defined along a closed time path (CTP), a key constraint is the so-called largest time equation, which is a consequence of unitarity and implies causality. In this paper, we present a simple proof that if the propagators of a non-equilibrium effective action have the proper pole structure, the largest time equation is obeyed to all loop orders. Ghost fields and BRST symmetry are not needed. In particular, the arguments for the proof can also be used to show that if ghost fields are introduced, their contributions vanish.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

AdS/CFT unitarity at higher loops: high-energy string scattering

What is the space of weakly-coupled, gravitational theories which contain massive, higher-spin particles? This class of theories is highly constrained and it is conjectured their ultraviolet completion must be string theory. We provide more evidence for this conjecture by studying the Regge limit in large N, 4d CFTs with single-trace operators of unbounded spin. We show that in the Regge limit, these theories have bulk scattering amplitudes which are consistent with the string theory prediction to all orders in 1/N for large, but finite, coupling. In the language of Regge theory, we show Pomeron exchange naturally exponentiates in the 1/N expansion. To do this, we solve the bootstrap equations at tree-level and then use the Lorentzian inversion formula to find the one-loop correlator in the Regge limit. This is a unitarity method for AdS/CFT which can be repeated iteratively to make all orders statements. We also explain under what conditions the tree-level result exponentiates in the 1/N expansion at arbitrary coupling. Finally, we comment on further inelastic effects and show they give subleading contributions at large coupling. As a consistency check, we recover results from bulk Einstein gravity in the limit where all higher-spin particles decouple.

1/N Expansion↗
DOE OSTI2021

Causality, unitarity and symmetry in effective field theory

Sum rules in effective field theories, predicated upon causality, place restrictions on scattering amplitudes mediated by effective contact interactions. Through unitarity of the S -matrix, these imply that the size of higher dimensional corrections to transition amplitudes between different states is bounded by the strength of their contributions to elastic forward scattering processes. This places fundamental limits on the extent to which hypothetical symmetries can be broken by effective interactions. All analysis is for dimension 8 operators in the forward limit. Included is a thorough derivation of all positivity bounds for a chiral fermion in SU(2) and SU(3) global symmetry representations resembling those of the Standard Model, general bounds on flavour violation, new bounds for interactions between particles of different spin, inclusion of loops of dimension 6 operators and illustration of the resulting strengthening of positivity bounds over tree-level expectations, a catalogue of supersymmetric effective interactions up to mass dimension 8 and 4 legs and the demonstration that supersymmetry unifies the positivity theorems as well as the new bounds.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Notes on resonances and unitarity from celestial amplitudes

We study the celestial description of the O(N) sigma model in the large N limit as introduced by Coleman, Jackiw and Politzer. Focusing on three dimensions, we analyze the implications of a UV complete, all-loop order 4-point amplitude of pions in terms of correlation functions defined on the celestial circle. We find these retain many key features from the previously studied tree-level case, such as their relation to Generalized Free Field theories and crossing-symmetry, but also incorporate new properties such as IR/UV softness and S-matrix metastable states. In particular, to understand unitarity, we propose a form of the optical theorem that controls the imaginary part of the correlator based solely on the presence of these resonances. We also explicitly analyze the conformal block expansions and factorization of four-point functions into three-point functions. We find that summing over resonances is key for these factorization properties to hold. We end with some topics for future study.

1/N expansion↗
DOE OSTI2017

Multi-Higgs doublet models: physical parametrization, sum rules and unitarity bounds

If the scalar sector of the Standard Model is non-minimal, one might expect multiple generations of the hypercharge-1/2 scalar doublet analogous to the generational structure of the fermions. In this work, we examine the structure of a Higgs sector consisting of N Higgs doublets (where N ≥ 2). It is particularly convenient to work in the so-called charged Higgs basis, in which the neutral Higgs vacuum expectation value resides entirely in the first Higgs doublet, and the charged components of remaining N - 1 Higgs doublets are mass-eigenstate fields. We elucidate the interactions of the gauge bosons with the physical Higgs scalars and the Goldstone bosons and show that they are determined by an N × 2N matrix. This matrix depends on (N - 1)(2N - 1) real parameters that are associated with the mixing of the neutral Higgs fields in the charged Higgs basis. Among these parameters, N - 1 are unphysical (and can be removed by rephasing the physical charged Higgs fields), and the remaining 2(N - 1) 2 parameters are physical. We also demonstrate a particularly simple form for the cubic interaction and some of the quartic interactions of the Goldstone bosons with the physical Higgs scalars. These results are applied in the derivation of Higgs coupling sum rules and tree-level unitarity bounds that restrict the size of the quartic scalar couplings. In particular, new applications to three Higgs doublet models with an order-4 CP symmetry and with a Z 3 symmetry, respectively, are presented.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Prescriptive unitarity for non-planar six-particle amplitudes at two loops

We extend the applications of prescriptive unitarity beyond the planar limit to provide local, polylogarithmic, integrand-level representations of six-particle MHV scattering amplitudes in both maximally supersymmetric Yang-Mills theory and gravity. The integrand basis we construct is diagonalized on a spanning set of non-vanishing leading singularities that ensures the manifest matching of all soft-collinear singularities in both theories. As a consequence, this integrand basis naturally splits into infrared-finite and infrared-divergent parts, with hints toward an integrand-level exponentiation of infrared divergences. Importantly, we use the same basis of integrands for both theories, so that the presence or absence of residues at infinite loop momentum becomes a feature detectable by inspecting the cuts of the theory. Complete details of our results are provided as sup- plementary material.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Unitarization from geometry

We study the perturbative unitarity of scattering amplitudes in general dimensional reductions of Yang–Mills theories and general relativity on closed internal manifolds. For the tree amplitudes of the dimensionally reduced theory to have the expected high-energy behavior of the higher-dimensional theory, the masses and cubic couplings of the Kaluza–Klein states must satisfy certain sum rules that ensure there are nontrivial cancellations between Feynman diagrams. These sum rules give constraints on the spectra and triple overlap integrals of eigenfunctions of Laplacian operators on the internal manifold and can be proven directly using Hodge and eigenfunction decompositions. One consequence of these constraints is that there is an upper bound on the ratio of consecutive eigenvalues of the scalar Laplacian on closed Ricci-flat manifolds with special holonomy. This gives a sharp bound on the allowed gaps between Kaluza–Klein excitations of the graviton that also applies to Calabi–Yau compactifications of string theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Light quark loops in ${K}^{\pm}\to {\pi}^{\pm}\nu \overline{\nu}$ from vector meson dominance and update on the Kaon Unitarity Triangle

We use vector meson dominance to calculate non-perturbative contributions to the branching ratio of the rare decay $K$ ± → π ± $v\overline{v}$ stemming from matrix elements involving up-quark loops. The importance of this observable as well as of K 0 → π 0 l + l - and of the direct CP violation parameter ϵ' K is then discussed in the context of a Unitarity Triangle sqtudy based on Kaon sector observables only.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

Perturbative unitarity constraints on gauge portals

Dark matter that was once in thermal equilibrium with the Standard Model is generally prohibited from obtaining all of its mass from the electroweak phase transition. This implies a new scale of physics and mediator particles to facilitate dark matter annihilation. In this work, we focus on dark matter that annihilates through a generic gauge boson portal. We show how partial wave unitarity places upper bounds on the dark gauge boson, dark Higgs and dark matter masses. Outside of well-defined fine-tuned regions, we find an upper bound of 9 TeV for the dark matter mass when the dark Higgs and dark gauge bosons both facilitate the dark matter annihilations. In this scenario, the upper bound on the dark Higgs and dark gauge boson masses are 10 TeV and 16 TeV, respectively. When only the dark gauge boson facilitates dark matter annihilations, we find an upper bound of 3 TeV and 6 TeV for the dark matter and dark gauge boson, respectively. Overall, using the gauge portal as a template, we describe a method to not only place upper bounds on the dark matter mass but also on the new particles with Standard Model quantum numbers. Here, we briefly discuss the reach of future accelerator, direct and indirect detection experiments for this class of models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2018

Perturbative unitarity constraints on charged/colored portals

Dark matter that was once in thermal equilibrium with the Standard Model is generally prohibited from obtaining all of its mass from the electroweak or QCD phase transitions. This implies a new scale of physics and mediator particles needed to facilitate dark matter annihilations. In this work, we consider scenarios where thermal dark matter annihilates via scalar mediators that are colored and/or electrically charged. We show how partial wave unitarity places upper bounds on the masses and couplings on both the dark matter and mediators. To do this, we employ effective field theories with dark matter as well as three flavors of sleptons or squarks with minimum flavor violation. For Dirac (Majorana) dark matter that annihilates via mediators charged as left-handed sleptons, we find an upper bound around 45 TeV (7 TeV) for both the mediator and dark matter masses, respectively. These bounds vary as the square root of the number of colors times the number of flavors involved. Therefore the bounds diminish by root two for right handed selectrons. The bounds increase by root three and root six for right and left handed squarks, respectively. Finally, because of the interest in natural models, we also focus on an effective field theory with only stops. We find an upper bound around 32 TeV (5 TeV) for both the Dirac (Majorana) dark matter and stop masses. In comparison to traditional naturalness arguments, the stop bound gives a firmer, alternative expectation on when new physics will appear. Similar to naturalness, all of the bounds quoted above are valid outside of a defined fine-tuned regions where the dark matter can co-annihilate. Furthermore, the bounds in this region of parameter space can exceed the well-known bounds from Griest and Kamionkowski (1900). We briefly describe the impact on planned and existing direct detection experiments and colliders.

79 ASTRONOMY AND ASTROPHYSICS↗