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DOE OSTI2024

Bootstrap Principle for the Spectrum and Scattering of Strings

We show that the Veneziano amplitude of string theory is the unique solution to an analytically solvable bootstrap problem. Uniqueness follows from two assumptions: faster than power-law falloff in high-energy scattering and the existence of some infinite sequence in momentum transfer at which higher-spin exchanges cancel. The string amplitude—including the mass spectrum—is an output of this bootstrap. If the amplitude merely vanishes at high energies, the solution is a three-parameter family containing the Veneziano, Coon, and hypergeometric amplitudes, and more.

Field & string theory models & techniques↗
DOE OSTI2024

Nonlinear Sigma model amplitudes to all loop orders are contained in the Tr ( Φ 3 ) theory

Scattering amplitudes for the simplest theory of colored scalar particles—the Tr ( Φ 3 ) theory—have recently been the subject of active investigations. In this work we describe an unanticipated wider implication of this work: the Tr ( Φ 3 ) theory secretly contains nonlinear sigma model (NLSM) amplitudes to all loop orders. The NLSM amplitudes are obtained from Tr ( Φ 3 ) amplitudes by a unique shift of kinematic variables. We show that this shifted kinematics produces amplitudes for a cubic theory with a linear term in the potential, with extrema spontaneously breaking U ( N ) → U ( N − k ) × U ( k ) . The Goldstone amplitudes for this theory coincide with those of pions in the U ( N ) × U ( N ) → U ( N ) chiral Lagrangian to all orders in the planar limit. We also give a purely on-shell understanding of this correspondence, showing that integrands defined by the kinematic shifts have the correct residues on poles and appropriately produce the Adler zero. Finally, we discuss how similar kinematic shifts produce certain infinite classes of mixed amplitudes of pions and Tr ( Φ 3 ) scalars, most of which are not interpretable from the Lagrangian description. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

A perturbative CFT dual for pure NS–NS AdS 3 strings

We construct a conformal field theory dual to string theory on AdS 3 with pure NS–NS flux. It is given by a symmetric orbifold of a linear dilaton theory deformed by a marginal operator from the twist-2 sector. We compute two- and three-point functions on the CFT side to 4th order in conformal perturbation theory at large N. They agree with the string computation at genus 0, thus providing ample evidence for a duality. We also show that the full spectra of both short and long strings on the CFT and the string side match. Furthermore, the duality should be understood as perturbative in N –1 .

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2024

Machine learning BPS spectra and the gap conjecture

We explore statistical properties of Bogomol’nyi-Prasad-Sommerfield q-series for strongly coupled supersymmetric theories that correspond to a particular family of three-manifolds. We discover that gaps between exponents in the -series are statistically more significant at the beginning of the -series compared to gaps that appear in higher powers of. Our observations are obtained by calculating saliencies of -series features used as input data for principal component analysis, which is a standard example of an explainable machine learning technique that allows for a direct calculation and a better analysis of feature saliencies.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2023

(2+1)-dimensional compact Lifshitz theory, tensor gauge theory, and fractons

The (2+1)-dimensional continuum Lifshitz theory of a free compact scalar field plays a prominent role in a variety of quantum systems in condensed matter physics and high energy physics. It is known that in compact space, it has an infinite ground-state degeneracy. In order to understand this theory better, we consider two candidate lattice regularizations of it using the modified Villain formalism. We show that these two lattice theories have significantly different global symmetries (including a dipole global symmetry), anomalies, ground-state degeneracies, and dualities. In particular, one of them is self-dual. Given these theories and their global symmetries, we can couple them to corresponding gauge theories. Here, these are two different U(1) tensor gauge theories. The resulting models have excitations with restricted mobility, i.e., fractons. Finally, we give an exact lattice realization of the fracton and lineon-elasticity dualities for the Lifshitz theory, and scalar and vector charge gauge theories.

2-dimensional systems↗
DOE OSTI2025

Scalar-scaffolded gluons and the combinatorial origins of Yang-Mills theory

We present a new formulation for Yang-Mills scattering amplitudes in any number of dimensions and at any loop order, based on the same combinatorial and binary-geometric ideas in kinematic space recently used to give an all-order description of Tr Φ 3 theory. We propose that in a precise sense the amplitudes for a suitably “stringy” form of these two theories are identical, up to a simple shift of kinematic variables. This connection is made possible by describing the amplitudes for n gluons via a “scalar scaffolding”, arising from the scattering of 2n colored scalars coming in n distinct pairs of flavors fusing to produce the gluons. Fundamental properties of the “u-variables”, describing the “binary geometry” for surfaces appearing in the topological expansion, magically guarantee that the kinematically shifted Tr Φ 3 amplitudes satisfy the physical properties needed to be interpreted as scaffolded gluons. These include multilinearity, gauge invariance, and factorization on tree- and loop-level gluon cuts. Our “stringy” scaffolded gluon amplitudes coincide with amplitudes in the bosonic string for extra-dimensional gluon polarizations at tree-level, but differ (and are simpler) at loop-level. We provide many checks on our proposal, including matching non-trivial leading singularities through two loops. The simple counting problem underlying the u variables autonomously “knows” about everything needed to convert colored scalar to gluon amplitudes, exposing a striking “discovery” of Yang-Mills amplitudes from elementary combinatorial ideas in kinematic space.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Chern-Weil global symmetries and how quantum gravity avoids them

We draw attention to a class of generalized global symmetries, which we call “Chern-Weil global symmetries,” that arise ubiquitously in gauge theories. The Noether currents of these Chern-Weil global symmetries are given by wedge products of gauge field strengths, such as F 2 $\wedge$ H 3 and tr(F$^2_2$), and their conservation follows from Bianchi identities. As a result, they are not easy to break. However, it is widely believed that exact global symmetries are not allowed in a consistent theory of quantum gravity. As a result, any Chern-Weil global symmetry in a low-energy effective field theory must be either broken or gauged when the theory is coupled to gravity. In this paper, we explore the processes by which Chern-Weil symmetries may be broken or gauged in effective field theory and string theory. We will see that many familiar phenomena in string theory, such as axions, Chern-Simons terms, worldvolume degrees of freedom, and branes ending on or dissolving in other branes, can be interpreted as consequences of the absence of Chern-Weil symmetries in quantum gravity, suggesting that they might be general features of quantum gravity. We further discuss implications of breaking and gauging Chern-Weil symmetries for particle phenomenology and for boundary CFTs of AdS bulk theories. Chern-Weil global symmetries thus offer a unified framework for understanding many familiar aspects of quantum field theory and quantum gravity.

Brane dynamics in gauge theories↗
DOE OSTI2024

Hidden zeros for particle/string amplitudes and the unity of colored scalars, pions and gluons

Recent years have seen the emergence of a new understanding of scattering amplitudes in the simplest theory of colored scalar particles — the Tr(Φ 3 ) theory — based on combinatorial and geometric ideas in the kinematic space of scattering data. In this paper we report a surprise: far from the toy model it appears to be, the “stringy” Tr(Φ 3 ) amplitudes secretly contains the scattering amplitudes for pions, as well as non-supersymmetric gluons, in any number of dimensions. The amplitudes for the different theories are given by one and the same function, related by a simple shift of the kinematics. This discovery was spurred by another fundamental observation: the tree-level Tr(Φ 3 ) field theory amplitudes have a hidden pattern of zeros when a special set of non-planar Mandelstam invariants is set to zero. These zeros are not manifest in Feynman diagrams but are made obvious by the connection of these amplitudes to the new understanding of associahedra arising from “causal diamonds” in kinematic space. Furthermore, near these zeros, the amplitudes simplify, by factoring into a non-trivial product of smaller amplitudes. Remarkably the amplitudes for pions and gluons are observed to also vanish in the same kinematical locus. These properties for Tr(Φ 3 ) amplitudes hold and further generalize to the “stringy” Tr(Φ 3 ) amplitudes. The “kinematic causal diamond” picture suggests a unique shift of the kinematic data that preserves the zeros, and this shift is precisely the one that unifies colored scalars, pions, and gluons into a single object. We will focus in this paper on explaining the hidden zeros and factorization properties and the connection between all the colored theories, working for simplicity at tree level. Subsequent works will describe this new formulation for the Non-linear Sigma Model and non-supersymmetric Yang-Mills theory, at all loop orders.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Crossing beyond scattering amplitudes

We find that different asymptotic measurements in quantum field theory can be related to one another through new versions of crossing symmetry. Assuming analyticity, we conjecture generalized crossing relations for multi-particle processes and the corresponding paths of analytic continuation. We prove them to all multiplicity at tree-level in quantum field theory and string theory. We illustrate how to practically perform analytic continuations on loop-level examples using different methods, including unitarity cuts and differential equations. We study the extent to which anomalous thresholds away from the usual physical region can cause an analytic obstruction to crossing when massless particles are involved. In an appendix, we review and streamline historical proofs of four-particle crossing symmetry in gapped theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Uniqueness criteria for the Virasoro-Shapiro amplitude

The scattering amplitudes of string theory exhibit many extraordinary properties. But are they the unique mathematical objects to do so? Recently, it has been shown how the spectrum and amplitudes of open string theory follow directly from the assumptions of faster than power-law falloff at high energies and a property dubbed level truncation. At present there is no analogous principle for closed string scattering, which is famously rigid and naively impervious to modification. In this paper we analytically bootstrap the spectrum and four-point amplitudes of the closed string—together with a parametrized space of deformations—from conditions on high-energy falloff and level truncation. While these deformations exhibit the same Regge scaling as pure gravity, in the tensionless limit they reproduce remarkable extremal amplitudes that have appeared in bottom-up studies of positivity.

Field & string theory models & techniques↗
DOE OSTI2024

Moduli axions, stabilizing moduli, and the large field swampland conjecture in heterotic M-theory

We compute the F- and D-term potential energy for the dilaton, complex structure, and Kähler moduli of realistic vacua of heterotic M-theory compactified on Calabi-Yau threefolds where, for simplicity, we choose ℎ 1,1 = ℎ 2,1 = 1. However, the formalism is immediately applicable to the “universal” moduli of Calabi-Yau threefolds with ℎ 1,1 = ℎ 1,2 > 1 as well. The F-term potential is computed using the nonperturbative complex structure, gaugino condensate and “world sheet instanton” superpotentials in theories in which the hidden sector contains an anomalous U⁡(1) structure group. The Green-Schwarz anomaly cancellation induces inhomogeneous “axion” transformations for the imaginary components of the dilaton and Kähler modulus—which then produce a D-term potential. V D is a function of the real components of the dilaton and Kähler modulus (s and t) that is minimized and precisely vanishes along a unique line in the s–t plane. Excitations transverse to this line have a mass m anom which is an explicit function of t. The F-term potential energy is then evaluated along the V D = 0 line. For values of t small enough that m anom ≳ M U —where M U is the compactification scale—we plot V F for a realistic choice of coefficients as a function of the Pfaffian parameter p. We find values of p for which V F has a global minimum at negative or zero vacuum density or a metastable minimum with positive vacuum density. In all three cases, the s, t, and associated “axion” moduli are completely stabilized. Finally, we show that, for any of these vacua, the large t behavior of the potential energy satisfies the “large scalar field” Swampland conjecture.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Unitarity of bespoke amplitudes

We use partial wave unitarity to constrain various bespoke four-point amplitudes. We start by constructing bespoke generalizations of the type-I superstring amplitude, which we show satisfy dual resonance and have suitable high-energy limits. By analyzing the behavior of partial wave coefficients for highly massive states, we strictly rule out all bespoke amplitudes with asymptotically nonlinear Regge trajectories and place constraints on the first few nontrivial parameters in asymptotically linear cases. Finally, we argue that while a large class of unitary bespoke amplitudes fails to satisfy Regge sum rules, there exists a smaller subclass with a vanishing mass gap that is superpolynomially bounded.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗