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NASA NTRS2007

Turbulence Evolution and Shock Acceleration of Solar Energetic Particles

We model the effects of self-excitation/damping and shock transmission of Alfven waves on solar-energetic-particle (SEP) acceleration at a coronal-mass-ejection (CME) driven parallel shock. SEP-excited outward upstream waves speedily bootstrap acceleration. Shock transmission further raises the SEP-excited wave intensities at high wavenumbers but lowers them at low wavenumbers through wavenumber shift. Downstream, SEP excitation of inward waves and damping of outward waves tend to slow acceleration. Nevertheless, > 2000 km/s parallel shocks at approx. 3.5 solar radii can accelerate SEPs to 100 MeV in < 5 minutes.

Chee, Ng K.↗

NASA NTRS1990

Formation of slow shock pairs associated with coronal mass ejections

The formation of a forward-reverse slow shock pair in the solar corona is presently simulated by an MHD model that uses the Rankine-Hugoniot solution to calculate the flow-property jumps at all shock crossings. The shocks divide the solution-domain into several continuous flow regions whose respective governing characteristics are solved by the method of characteristics. The plasma impact compresses the plasma near the front of the coronal mass ejection (CME); as the CME-associated slow shock pair moves outwards in interplanetary space, it evolves into a pair of fast shocks. All three phenomena are eventually manifested in interplanetary space as a magnetic cloud accompanied by a fast shock pair, with a forward shock preceding the cloud and a reverse shock appearing either within or behind the cloud.

Whang, Y. V.↗

DOE OSTI2022

Space weather observations, modeling, and alerts in support of human exploration of Mars

Space weather observations and modeling at Mars have begun but they must be significantly increased to support the future of Human Exploration on the Red Planet. A comprehensive space weather understanding of a planet without a global magnetosphere and a thin atmosphere is very different from our situation at Earth so there is substantial fundamental research remaining. It is expected that the development of suitable models will lead to a comprehensive operational Mars space weather alert (MSWA) system that would provide rapid dissemination of information to Earth controllers, astronauts in transit, and those in the exploration zone (EZ) on the surface by producing alerts that are delivered rapidly and are actionable. To illustrate the importance of such a system, we use a magnetohydrodynamic code to model an extreme Carrington-type coronal mass ejection (CME) event at Mars. The results show a significant induced surface field of nearly 3,000 nT on the dayside that could radically affect unprotected electrical systems that would dramatically impact human survival on Mars. Other associated problems include coronal mass ejection (CME) shock-driven acceleration of solar energetic particles producing large doses of ionizing radiation at the Martian surface. In summary, along with working more closely with international partners, the next Heliophysics Decadal Survey must include a new initiative to meet expected demands for space weather forecasting in support of humans living and working on the surface of Mars. It will require significant effort to coordinate NASA and the international community contributions.

79 ASTRONOMY AND ASTROPHYSICS↗

NASA NTRS1985

The Propagation of Solar Energetic Particles in Magnetic Channels

The existence of interplanetary flow systems produced by the entrainment of interplanetary transients, consisting of flare produced shocks, high speed solar wind streams and coronal mass ejection, has been established. This entrainment process produces enhanced regions of the interplanetary magnetic field that should be connected back to the solar corona. These compressed regions can provide a preferred magnetic channel for the propagation of solar cosmic rays. The characteristics of these events appear to be different from those previously reported by the NASA/University of New Hampshire team and the University of Chicago in their study of a large number of events in the region beyond 1 AU. These new events have a very flat energy spectra (with gamma = approx. 1.5) that frequently extend to energies above 100 MeV and have a significant enhancement of MeV electrons.

Mcdonald, F. B.↗

NASA NTRS1986

Observations of shock acceleration processes in the solar wind

Substantial evidence was accumulated over more than two decades that ion acceleration occurs at all collisionless shocks sampled directly in the solar system. The various shock waves in the heliosphere and the associated energetic particle phenomena are shown schematically. Three shocks have attracted considerable attention in recent years: corotating shocks due to the interaction of fast and slow solar wind streams during solar minimum, travelling interplanetary shocks due to coronal mass ejections, and planetary bow shocks. The signatures of these shocks and of their energetic particles are briefly reviewed. The most prominent theoretical models for shock acceleration are also reviewed. Recent observations at the earth's bow shock and at quasi-parallel interplanetary shocks are discussed in detail.

Scholer, M.↗

NASA NTRS1995

Large-scale structure of solar wind as observed on the Prognoz 7 satellite

Properties of different solar wind streams depend on the large scale structure of coronal magnetic field and dynamical phenomena in the solar atmosphere. We present average values and distributions of MHD parameters (density, velocity, temperature, fluxes of mass, momentum and energy, ratio of thermal and magnetic pressures, as well as helium abundance) as observed on board the Prognoz 7 satellite in the different types of the solar wind streams connected with solar corona structure and phenomena: (1) heliospheric current sheet, (2) streams from coronal holes, (3) streams from coronal streamers, (4) plasma disturbed by interplanetary shocks, and (5) coronal mass ejections. As for quasistationary streams of solar wind, maximum mass flux is recorded in the streams emanating from the coronal streamers while maximum thermal and kinetic energy fluxes are observed in the streams from the coronal holes. The momentum fluxes are equal in both types of streams. Maximum ratio of thermal and magnetic pressures is observed in heliospheric current sheet. The maximum helium abundance is observed in coronal mass ejection, it is higher in streams from coronal holes than in streams from streamers, and its dependences on density and mass flux are different in different types of the streams. Dynamics of alpha-particle velocity and temperature relative to protons in different streams is discussed.

Yermolaev, Yu. I.↗

NASA NTRS2002

Sources of Geomagnetic Activity during Nearly Three Solar Cycles (1972-2000)

We examine the contributions of the principal solar wind components (corotating highspeed streams, slow solar wind, and transient structures, i.e., interplanetary coronal mass ejections (CMEs), shocks, and postshock flows) to averages of the aa geomagnetic index and the interplanetary magnetic field (IMF) strength in 1972-2000 during nearly three solar cycles. A prime motivation is to understand the influence of solar cycle variations in solar wind structure on long-term (e.g., approximately annual) averages of these parameters. We show that high-speed streams account for approximately two-thirds of long-term aa averages at solar minimum, while at solar maximum, structures associated with transients make the largest contribution (approx. 50%), though contributions from streams and slow solar wind continue to be present. Similarly, high-speed streams are the principal contributor (approx. 55%) to solar minimum averages of the IMF, while transient-related structures are the leading contributor (approx. 40%) at solar maximum. These differences between solar maximum and minimum reflect the changing structure of the near-ecliptic solar wind during the solar cycle. For minimum periods, the Earth is embedded in high-speed streams approx. 55% of the time versus approx. 35% for slow solar wind and approx. 10% for CME-associated structures, while at solar maximum, typical percentages are as follows: high-speed streams approx. 35%, slow solar wind approx. 30%, and CME-associated approx. 35%. These compositions show little cycle-to-cycle variation, at least for the interval considered in this paper. Despite the change in the occurrences of different types of solar wind over the solar cycle (and less significant changes from cycle to cycle), overall, variations in the averages of the aa index and IMF closely follow those in corotating streams. Considering solar cycle averages, we show that high-speed streams account for approx. 44%, approx. 48%, and approx. 40% of the solar wind composition, aa, and the IMF strength, respectively, with corresponding figures of approx. 22%, approx. 32%, and approx. 25% for CME-related structures, and approx. 33%, approx. 19%, and approx. 33% for slow solar wind.

Richardson, I. G.↗

NASA NTRS2019

Probing the Energetic Particle Environment near the Sun

NASA’s Parker Solar Probe mission1 recently plunged through the inner heliosphere of the Sun to its perihelia, about 24 million kilometres from the Sun. Previous studies farther from the Sun (performed mostly at a distance of 1 astronomical unit) indicate that solar energetic particles are accelerated from a few kiloelectronvolts up to near-relativistic energies via at least two processes: ‘impulsive’ events, which are usually associated with magnetic reconnection in solar flares and are typically enriched in electrons, helium-3 and heavier ions2, and ‘gradual’ events3,4, which are typically associated with large coronal-mass-ejection-driven shocks and compressions moving through the corona and inner solar wind and are the dominant source of protons with energies between 1 and 10 megaelectronvolts. However, some events show aspects of both processes and the electron–proton ratio is not bimodally distributed, as would be expected if there were only two possible processes5. These processes have been very difficult to resolve from prior observations, owing to the various transport effects that affect the energetic particle population en route to more distant spacecraft6. Here we report observations of the near-Sun energetic particle radiation environment over the first two orbits of the probe. We find a variety of energetic particle events accelerated both locally and remotely including by corotating interaction regions, impulsive events driven by acceleration near the Sun, and an event related to a coronal mass ejection. We provide direct observations of the energetic particle radiation environment in the region just above the corona of the Sun and directly explore the physics of particle acceleration and transport.

D J Mccomas↗

NASA NTRS1987

Energetic interplanetary shocks, radio emission, and coronal mass ejections

The interplanetary shocks which generate detectable low-frequency radio emission, represent as a group, the most energetic shocks produced by the sun. For all interplanetary (IP) shocks which generated so-called IP type II events, the associated solar events involved fast coronal mass ejections (CMEs). In comparison with the set of all CMEs detected by the Solwind coronagraph, the CMEs associated with IP type II events are the most massive and energetic. The majority belong to the structural classes described by the Solwind researchers as 'curved front' or 'halo'.

Cane, H. V.↗

NASA NTRS1999

"Driverless" Shocks in the Interplanetary Medium

Many interplanetary shocks have been detected without an obvious driver behind them. These shocks have been thought to be either blast waves from solar flares or shocks due to sudden increase in solar wind speed caused by interactions between large scale open and closed field lines of the Sun. We investigated this problem using a set of interplanetary shock detected {\it in situ} by the Wind space craft and tracing their solar origins using low frequency radio data obtained by the Wind/WAVES experiment. For each of these "driverless shocks" we could find a unique coronal mass ejections (CME) event observed by the SOHO (Solar and Heliospheric Observatory) coronagraphs. We also found that these CMEs were ejected at large angles from the Sun-Earth line. It appears that the "driverless shocks" are actually driver shocks, but the drivers were not intercepted by the spacecraft. We conclude that the interplanetary shocks are much more extended than the driving CMEs.

Gopalswamy, N.↗

NASA NTRS2012

Near-Earth Solar Wind Flows and Related Geomagnetic Activity During more than Four Solar Cycles (1963-2011)

In past studies, we classified the near-Earth solar wind into three basic flow types based on inspection of solar wind plasma and magnetic field parameters in the OMNI database and additional data (e.g., geomagnetic indices, energetic particle, and cosmic ray observations). These flow types are: (1) High-speed streams associated with coronal holes at the Sun, (2) Slow, interstream solar wind, and (3) Transient flows originating with coronal mass ejections at the Sun, including interplanetary coronal mass ejections and the associated upstream shocks and post-shock regions. The solar wind classification in these previous studies commenced with observations in 1972. In the present study, as well as updating this classification to the end of 2011, we have extended the classification back to 1963, the beginning of near-Earth solar wind observations, thereby encompassing the complete solar cycles 20 to 23 and the ascending phase of cycle 24. We discuss the cycle-to-cycle variations in near-Earth solar wind structures and l1e related geomagnetic activity over more than four solar cycles, updating some of the results of our earlier studies.

Richardson, Ian G.↗

NASA NTRS2012

Coronal Magnetic Field Measurement from EUV Images Made by the Solar Dynamics Observatory

By measuring the geometrical properties of the coronal mass ejection (CME) flux rope and the leading shock observed on 2010 June 13 by the Solar Dynamics Observatory (SDO) mission's Atmospheric Imaging Assembly we determine the Alfven speed and the magnetic field strength in the inner corona at a heliocentric distance of approx. 1.4 Rs The basic measurements are the shock standoff distance (Delta R) ahead of the CME flux rope, the radius of curvature of the flux rope (R(sub c)), and the shock speed. We first derive the Alfvenic Mach number (M) using the relationship, Delta R/R(sub c) = 0.81[(gamma−1) M(exp 2) + 2] / [(gamma +1)(M2 − 1)], where gamma is the only parameter that needed to be assumed. For gamma = 4/3, the Mach number declined from 3.7 to 1.5 indicating shock weakening within the field of view of the imager. The shock formation coincided with the appearance of a type II radio burst at a frequency of approx. 300 MHz (harmonic component), providing an independent confirmation of the shock. The shock compression ratio derived from the radio dynamic spectrum was found to be consistent with that derived from the theory of fast-mode MHD shocks. From the measured shock speed and the derived Mach number, we found the Alfven speed to increase from approx 140 km/s to 460 km/s over the distance range 1.2-1.5 Rs. By deriving the upstream plasma density from the emission frequency of the associated type II radio burst, we determined the coronal magnetic field to be in the range 1.3-1.5 G. The derived magnetic field values are consistent with other estimates in a similar distance range. This work demonstrates that the EUV imagers, in the presence of radio dynamic spectra, can be used as coronal magnetometers

magnetic fields↗

NASA NTRS2010

Influences of the Driver and Ambient Medium Characteristics on the Formation of Shocks in the Solar Atmosphere

Traveling interplanetary (IP) shocks were discovered in the early 1960s, but their solar origin has been controversial. Early research focused on solar flares as the source of the shocks, but when coronal mass ejections (CMEs) were discovered, it became clear that fast CMEs clearly can drive the shocks. Type II radio bursts are excellent signatures of shocks near the Sun. The close correspondence between type II radio bursts and solar energetic particles (SEPs) makes it clear that the same shock accelerates ions and electrons. A recent investigation involving a large number of IP shocks revealed that about 35% of IP shocks do not produce type II bursts or SEPs. Comparing these radio quiet (RQ) shocks with the radio loud (RL) ones revealed some interesting results: (1) there is no evidence for blast waves, in that all IP shocks can be attributed to CMEs, (2) a small fraction (20%) of RQ shocks is associated with ion enhancements at the shocks when they move past the observing spacecraft, (3) the primary difference between the RQ and RL shocks can be traced to the different kinematic properties of the associated CMEs and the variation of the characteristic speeds of the ambient medium, and (4) the shock properties measured at 1 AU are not too different for the RQ and RL cases due to the interaction of the shock driver with the IP medium that seems to erase the difference.

Nat, Gopalswamy↗

NASA NTRS1999

Particle Acceleration at the Sun and in the Heliosphere

Energetic particles are accelerated in rich profusion at sites throughout the heliosphere. They come from solar flares in the low corona, from shock waves driven outward by coronal mass ejections (CMEs), from planetary magnetospheres and bow shocks. They come from corotating interaction regions (CIRs) produced by high-speed streams in the solar wind, and from the heliospheric termination shock at the outer edge of the heliospheric cavity. We sample all these populations near Earth, but can distinguish them readily by their element and isotope abundances, ionization states, energy spectra, angular distributions and time behavior. Remote spacecraft have probed the spatial distributions of the particles and examined new sources in situ. Most acceleration sources can be "seen" only by direct observation of the particles; few photons are produced at these sites. Wave-particle interactions are an essential feature in acceleration sources and, for shock acceleration, new evidence of energetic-proton-generated waves has come from abundance variations and from local cross-field scattering. Element abundances often tell us the physics the source plasma itself, prior to acceleration. By comparing different populations, we learn more about the sources, and about the physics of acceleration and transport, than we can possibly learn from one source alone.

Reames, Donald V.↗

NASA NTRS1987

The coronal mass ejection of July 6, 1980 - A candidate for interpretation as a coronal shock wave

The July 6, 1980 looplike coronal mass ejection observed with the Solar Maximum Mission coronagraph is described and analyzed. Two observations are given special consideration: (1) the sides of the loop moved laterally while they were visible and did not form stationary bright columns, or 'legs', in the late stage, and (2) raylike features initially outside the mass ejection loop were not pushed aside or bent until the laterally moving loop sides passed over them. These observations, as well as the results of quantitative analysis of the motion of the bright loop, are consistent with the identification of the bright loop as a shock front. The loop top moved outward faster (at about 1000 km/s) than most mass ejections studied previously, and possibly faster than the Alfven speed in the corona, while the loop sides moved laterally at a speed of about 800 km/s and showed no evidence of deceleration. The excess mass in the bright loop is estimated to be less than about 2 x 10 to the 14th g, well below the value found to be typical of coronal mass ejections.

Sime, D. G.↗

NASA NTRS1994

A new class of forward-reverse shock pairs in the solar wind

A new class of forward-reverse shock pairs in the solar wind has been discovered using Ulysses observations at high heliographic latitudes. These shock pairs are produced by expansion of coronal mass ejections, CMEs, that have internal pressures that are higher than, and speeds that are comparable to, that of the surrounding solar wind plasma. Of six certain CMEs observed poleward of S31 deg, three have associated shock pairs of this nature. We suggest that high internal CME pressures may exist primarily for events that have high speeds close to the surface of the Sun.

Gosling, J. T.↗

NASA NTRS2011

On Interplanetary Shocks Driven by Coronal Mass Ejections

Traveling interplanetary (IP) shocks were first detected in the early 1960s, but their solar origin has been controversial. Early research focused on solar flares as the source of the shocks, but when CMEs were discovered, it became clear that fast CMEs are the shock drivers. Type radio II bursts are excellent signatures of shocks near the Sun (Type II radio bursts were known long before the detection of shocks and CMEs). The excellent correspondence between type II bursts and solar energetic particle (SEP) events made it clear that the same shock accelerates ions and electrons. Shocks near the Sun are also seen occasionally in white-light coronagraphic images. In the solar wind, shocks are observed as discontinuities in plasma parameters such as density and speed. Energetic storm particle events and sudden commencement of geomagnetic storm are also indicators of shocks arriving at Earth. After an overview on these shock signatures, I will summarize the results of a recent investigation of a large number of IP shocks. The study revealed that about 35% of IP shocks do not produce type II bursts (radio quiet - RQ) or SEPs. Comparing the RQ shocks with the radio loud (RL) ones revealed some interesting results: (1) There is no evidence for blast wave shocks. (2) A small fraction (20%) of RQ shocks is associated with ion enhancements at the shock when the shock passes the spacecraft. (3) The primary difference between the RQ and RL shocks can be traced to the different kinematic properties of the associated CMEs. On the other hand the shock properties measured at 1 AU are not too different for the RQ and RL cases. This can be attributed to the interaction with the IP medium, which seems to erase the difference between the shocks.

Gopalswarmy, Nat↗

NASA NTRS1995

Magnetic observations during the recent declining phase of solar activity

Changes in the heliospheric magnetic field during the recent declining phase in solar activity are reviewed and compared with observations during past sunspot cycles. The study is based principally on data obtained by IMP-8 and Ulysses. The field magnitude is found to have increased during the declining phase until it reached a maximum value of 11.5nT in approximately 1991.5, approximately two years after sunspot maximum. The field of the sun's south pole became negative after a reversal in early 1990. The sector structure disappeared at Ulysses in April 1993 when the latitude of the spacecraft was -30 deg revealing a low inclination of the heliospheric current sheet. A large outburst of solar activity in March 1991 caused four Coronal Mass Ejections (CMEs) and numerious shocks at the location of Ulysses. Following a delay of more than a year, a series of recurrent high speed streams and Corotating Interaction Regions commenced in July 1992 which were observed by IMP-8, Ulysses and Voyager 2. In all these respects, the behavior of the magnetic field mimics that seen in the two earlier sunspot cycles. The comprehensive data set suggests a correlation between the absolute value of B and sunspot number. The major solar cycle variations in the radial component (and magnitude) of the field have been successfully reproduced by a recent model consisting of a tilted solar dipole, whose strength and tilt undergo characteristic changes over the sunspot cycle, and the heliospheric current sheet. The large outbursts of activity in mid-1972, mid-1982 and the first quarter of 1991 may represent a characteristic last 'gasp' of solar activity before the sun evolves to a different state. The recurrent high speed streams in 1973, 1984 and 1992 accompany the developemnt of large asymetrical polar coronal holes and the growth in intensity of the polar cap fields. After they endure for about one year, the polar coronal holes recede and the high speed streams are replaced by weaker streams more characteristic of solar minimum.

Smith, E. J.↗