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DOE OSTI2026

Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme

The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector. *************************************** AUTHOR = Slater, Bethany University of Liverpool b.slater2@liverpool.ac.uk TITLE = Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme PAGES = 218 NOTE = Ph.D. University of Liverpool March 2026 ABSTRACT = The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector.

Slater, Bethany [Liverpool U.]↗
DOE OSTI2026

Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme

The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector. *************************************** AUTHOR = Slater, Bethany University of Liverpool b.slater2@liverpool.ac.uk TITLE = Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme PAGES = 218 NOTE = Ph.D. University of Liverpool March 2026 ABSTRACT = The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector.

Slater, Bethany [Liverpool U.]↗
DOE OSTI2026

Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme

The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector. *************************************** AUTHOR = Slater, Bethany University of Liverpool b.slater2@liverpool.ac.uk TITLE = Enhancing Sterile Neutrino Oscillation Sensitivities using SBND-PRISM at the Short-Baseline Neutrino Programme PAGES = 218 NOTE = Ph.D. University of Liverpool March 2026 ABSTRACT = The Short-Baseline Neutrino (SBN) Programme at Fermilab is comprised of two detectors, SBND and ICARUS, placed at $110$\,m and $600$\,m along the Booster Neutrino Beam at Fermilab. The key physics aim of the programme is to definitively test the sterile neutrino hypothesis, a proposed fourth flavour of neutrino that may explain certain experimental anomalies seen regarding standard model neutrino oscillations. To be able to detect the existence of sterile neutrinos, the uncertainties of the programme must be well constrained. To enable this, a robust analysis must be constructed that can consistently identify the correct values of systematic parameters and generate accurate predictions of what the neutrino energy spectrum at ICARUS should look like. SBND's design allows for the introduction of a technique called PRISM. In PRISM, the detector is divided into regions of different off axis angles from the beam, forming different samples where systematics impact each one in a distinct way. This allows any fits performed to obtain a better understanding of the correct value of the systematic parameters. The first analysis included in this thesis focuses on the improvements seen to the sensitivity of SBN to sterile oscillation parameters when using a PRISM configuration instead of treating SBND as a single whole. Focusing on the $5\sigma$ exclusion contour from the $\numu$ disappearance channel using three PRISM samples, an improvement on the order of $30$\,\% is seen, extending the parameter space for which the null hypothesis can be excluded. This thesis also presents a series of mock data studies comparing the abilities of SBND and PRISM analyses, concluding that in the case of simple changes between Monte Carlo (MC) and data, PRISM produces predictions of the ICARUS event rate spectrum that are more accurate and have smaller uncertainties. When moving to more realistic mock data, using different models to create the mock data than were used for the MC, the postfit predictions at ICARUS had a smaller difference between the postfit and mock data reconstructed energy spectra across all mock data samples tested. Finally, a covariance matrix defined by the maximum discrepancy between the postfit and mock data spectra at ICARUS from each of the SBND and PRISM fits across all the samples was constructed. The resultant $1\sigma$ fractional error induced by this bias systematic on the postfit spectrum has a smaller magnitude for PRISM than SBND, with the improvements ranging from $2.21$\,\% to $6.26$\,\% depending on the mock data samples. This summarises the reduction in systematic error when using PRISM instead of treating SBND as a single detector.

Slater, Bethany [Liverpool U.]↗
DOE OSTI2015

Sterile neutrinos with secret interactions — lasting friendship with cosmology

Sterile neutrinos with mass ≃1 eV and order 10% mixing with active neutrinos have been proposed as a solution to anomalies in neutrino oscillation data, but are tightly constrained by cosmological limits. It was recently shown that these constraints are avoided if sterile neutrinos couple to a new MeV-scale gauge boson A{sup ′}. However, even this scenario is restricted by structure formation constraints when A{sup ′}-mediated collisional processes lead to efficient active-to-sterile neutrino conversion after neutrinos have decoupled. In view of this, we reevaluate in this paper the viability of sterile neutrinos with such “secret” interactions. We carefully dissect their evolution in the early Universe, including the various production channels and the expected modifications to large scale structure formation. We argue that there are two regions in parameter space — one at very small A{sup ′} coupling, one at relatively large A{sup ′} coupling — where all constraints from big bang nucleosynthesis (BBN), cosmic microwave background (CMB), and large scale structure (LSS) data are satisfied. Interestingly, the large A{sup ′} coupling region is precisely the region that was previously shown to have potentially important consequences for the small scale structure of dark matter halos if the A{sup ′} boson couples also to the dark matter in the Universe.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

A White Paper on keV Sterile Neutrino Dark Matter

We present a comprehensive review of keV-scale sterile neutrino Dark Matter, collecting views and insights from all disciplines involved—cosmology, astrophysics, nuclear, and particle physics—in each case viewed from both theoretical and experimental/observational perspectives. After reviewing the role of active neutrinos in particle physics, astrophysics, and cosmology, we focus on sterile neutrinos in the context of the Dark Matter puzzle. Here, we first review the physics motivation for sterile neutrino Dark Matter, based on challenges and tensions in purely cold Dark Matter scenarios. We then round out the discussion by critically summarizing all known constraints on sterile neutrino Dark Matter arising from astrophysical observations, laboratory experiments, and theoretical considerations. In this context, we provide a balanced discourse on the possibly positive signal from X-ray observations. Another focus of the paper concerns the construction of particle physics models, aiming to explain how sterile neutrinos of keV-scale masses could arise in concrete settings beyond the Standard Model of elementary particle physics. The paper ends with an extensive review of current and future astrophysical and laboratory searches, highlighting new ideas and their experimental challenges, as well as future perspectives for the discovery of sterile neutrinos.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Probing scalar non-standard interaction of supernova neutrinos in next-generation neutrino experiments

A new neutrino-matter interaction can potentially affect neutrino propagation through matter. In this work, we explore the impact of a flavor-conserving scalar-mediated non-standard neutrino interaction in the supernova neutrino flux. We observe that the presence of a scalar interaction involving muon and tau neutrinos (parameterized as η μμ and η ττ , respectively) can invert the neutrino mass eigenstate in which three neutrino flavor states are produced inside the supernova core, resulting in a significant modification of the electron neutrino flux from the supernova reaching the Earth. In the context of the DUNE experiment, we estimate the number of supernova neutrino events in the presence of scalar non-standard neutrino interaction η μμ or η ττ and contrast with the case without scalar-mediated non-standard interactions. Our results indicate that such scalar interactions introduce a new degeneracy in the measurement of neutrino mass ordering from supernova neutrinos. We show how the ν̅e event distribution in Hyper-Kamiokande experiment may help resolve the degeneracy between a model with new scalar interactions for normal ordered neutrino masses and the standard model with inverted mass ordering for a galactic supernova.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2016

DETECTING THE SUPERNOVA BREAKOUT BURST IN TERRESTRIAL NEUTRINO DETECTORS

We calculate the distance-dependent performance of a few representative terrestrial neutrino detectors in detecting and measuring the properties of the ν{sub e} breakout burst light curve in a Galactic core-collapse supernova. The breakout burst is a signature phenomenon of core collapse and offers a probe into the stellar core through collapse and bounce. We examine cases of no neutrino oscillations and oscillations due to normal and inverted neutrino-mass hierarchies. For the normal hierarchy, other neutrino flavors emitted by the supernova overwhelm the ν{sub e} signal, making a detection of the breakout burst difficult. For the inverted hierarchy (IH), some detectors at some distances should be able to see the ν{sub e} breakout burst peak and measure its properties. For the IH, the maximum luminosity of the breakout burst can be measured at 10 kpc to accuracies of ∼30% for Hyper-Kamiokande (Hyper-K) and ∼60% for the Deep Underground Neutrino Experiment (DUNE). Super-Kamiokande (Super-K) and Jiangmen Underground Neutrino Observatory (JUNO) lack the mass needed to make an accurate measurement. For the IH, the time of the maximum luminosity of the breakout burst can be measured in Hyper-K to an accuracy of ∼3 ms at 7 kpc, in DUNE to ∼2 ms at 4 kpc, and JUNO and Super-K can measure the time of maximum luminosity to an accuracy of ∼2 ms at 1 kpc. Detector backgrounds in IceCube render a measurement of the ν{sub e} breakout burst unlikely. For the IH, a measurement of the maximum luminosity of the breakout burst could be used to differentiate between nuclear equations of state.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Neutrino halo effect on collective neutrino oscillation in iron core-collapse supernova model of a 9.6 M ⊙ star

We extend the multi-angle computational framework and investigate the time evolution of the neutrino halo on collective neutrino oscillation in the core collapse of an iron core progenitor. We find that in the case of the 9.6 M progenitor adopted in this work, there are windows of time when the effects of neutrino halo and collective neutrino oscillation are not simultaneously large. Inside the shock, the impact of the inward-scattered halo neutrino cannot in general be neglected compared to the outward-propagating neutrino flux. However, during early epochs, collective neutrino oscillation is effectively shut down by multi-angle matter suppression. During the intermediate epoch, collective neutrino oscillation is not suppressed, but its onset radius is beyond the still relatively small explosion shock front where the halo is prominent. We also find in the case of the 9.6 M progenitor the halo neutrinos induce a delay in the onset of collective neutrino oscillations. This causes novel flavor conversions which sharpen collective neutrino oscillation spectral features. We predict that the inclusion of neutrino halo effects makes neutrino signals that are more clearly distinct from thermal emission that when halo neutrinos are omitted.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

First observation of low energy electron neutrinos in a liquid argon time projection chamber

Liquid argon time projection chambers (LArTPCs) produce remarkable fidelity in the observation of neutrino interactions. Here, the superior capabilities of such detectors to reconstruct the spatial and calorimetric information of neutrino events have made them the detectors of choice in a number of experiments, specifically those looking to observe electron neutrino ($\nu_e$) appearance. The LArTPC promises excellent background rejection capabilities, especially in this "golden" channel for both short and long baseline neutrino oscillation experiments. We present the first experimental observation of electron neutrinos and anti-neutrinos in the ArgoNeut LArTPC, in the energy range relevant to DUNE and the Fermilab Short Baseline Neutrino Program. Additionally, we present a demonstration of separation of electrons from gammas using neutrino data.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2015

Impact of neutrino flavor oscillations on the neutrino-driven wind nucleosynthesis of an electron-capture supernova

Neutrino oscillations, especially to light sterile states, can affect nucleosynthesis yields because of their possible feedback effect on the electron fraction (Y{sub e}). For the first time, we perform nucleosynthesis calculations for neutrino-driven wind trajectories from the neutrino-cooling phase of an 8.8 M{sub ⊙} electron-capture supernova (SN), whose hydrodynamic evolution was computed in spherical symmetry with sophisticated neutrino transport and whose Y{sub e} evolution was post-processed by including neutrino oscillations between both active and active–sterile flavors. We also take into account the α-effect as well as weak magnetism and recoil corrections in the neutrino absorption and emission processes. We observe effects on the Y{sub e} evolution that depend in a subtle way on the relative radial positions of the sterile Mikheyev–Smirnov–Wolfenstein resonances, on collective flavor transformations, and on the formation of α particles. For the adopted SN progenitor, we find that neutrino oscillations, also to a sterile state with eV mass, do not significantly affect the element formation and in particular cannot make the post-explosion wind outflow neutron-rich enough to activate a strong r-process. Our conclusions become even more robust when, in order to mimic equation-of-state-dependent corrections due to nucleon potential effects in the dense-medium neutrino opacities, six cases with reduced Y{sub e} in the wind are considered. In these cases, despite the conversion of active neutrinos to sterile neutrinos, Y{sub e} increases or is not significantly lowered compared to the values obtained without oscillations and active flavor transformations. This is a consequence of a complicated interplay between sterile-neutrino production, neutrino–neutrino interactions, and α-effect.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

Probing Neutrino Properties with Long-Baseline Neutrino Beams

This final report on an Early Career Award grant began in April 15, 2010 and concluded on April 14, 2015. Alysia Marino's research is focussed on making precise measurements of neutrino properties using intense accelerator-generated neutrino beams. As a part of this grant, she is collaborating on the Tokai-to-Kamioka (T2K) long-baseline neutrino experiment, currently taking data in Japan, and on the Deep Underground Neutrino Experiment (DUNE) design effort for a future Long-Baseline Neutrino Facility (LBNF) in the US. She is also a member of the NA61/SHINE particle production experiment at CERN, but as that effort is supported by other funds, it will not be discussed further here. T2K was designed to search for the disappearance of muon neutrinos (ν μ ) and the appearance of electron neutrinos (ν e ), using a beam of muon neutrino beam that travels 295 km across Japan towards the Super-Kamiokande detector. In 2011 T2K first reported indications of ν e appearance, a previously unobserved mode of neutrino oscillations. In the past year, T2K has published a combined analysis of ν μ disappearance and ν e appearance, and began collecting taking data with a beam of anti-neutrinos, instead of neutrinos, to search for hints of violation of the CP symmetry of the universe. The proposed DUNE experiment has similar physics goals to T2K, but will be much more sensitive due to its more massive detectors and new higher-intensity neutrino beam. This effort will be very high-priority particle physics project in the US over the next decade.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

First constraint on the neutrino-induced phase shift in the spectrum of baryon acoustic oscillations

The existence of the cosmic neutrino background is a robust prediction of the hot big bang model. These neutrinos were a dominant component of the energy density in the early Universe and therefore played an important role in the evolution of cosmological perturbations. The energy density of the cosmic neutrino background has been measured using the abundances of light elements and the anisotropies of the cosmic microwave background. A complementary and more robust probe is provided by a distinct shift in the temporal phase of sound waves in the primordial plasma that is produced by fluctuations in the neutrino density. Here, we report on the first constraint on this neutrino-induced phase shift in the spectrum of baryon acoustic oscillations of the BOSS DR12 data. Constraining the acoustic scale using Planck data while marginalizing over the effects of neutrinos in the cosmic microwave background, we find a non-zero phase shift at greater than 95% confidence. Besides providing a new test of the cosmic neutrino background, our work is the first application of the baryon acoustic oscillation signal to early Universe physics.

Baumann, Daniel↗
DOE OSTI2025

Search for light sterile neutrinos with two neutrino beams at MicroBooNE

The existence of three distinct neutrino flavours, ν e , ν μ and ν τ , is a central tenet of the Standard Model of particle physics. Quantum-mechanical interference can allow a neutrino of one initial flavour to be detected sometime later as a different flavour, a process called neutrino oscillation. Several anomalous observations inconsistent with this three-flavour picture have motivated the hypothesis that an additional neutrino state exists, which does not interact directly with matter, termed as ‘sterile’ neutrino, ν s . This includes anomalous observations from the Liquid Scintillator Neutrino Detector (LSND)3 experiment and Mini-Booster Neutrino Experiment (MiniBooNE), consistent with ν μ → ν e transitions at a distance inconsistent with the three-neutrino picture. Here we use data obtained from the MicroBooNE liquid-argon time projection chamber in two accelerator neutrino beams to exclude the single light sterile neutrino interpretation of the LSND and MiniBooNE anomalies at the 95% confidence level (CL). Moreover, we rule out a notable portion of the parameter space that could explain the gallium anomaly. This is one of the first measurements to use two accelerator neutrino beams to break a degeneracy between ν e appearance and disappearance, which would otherwise weaken the sensitivity to the sterile neutrino hypothesis. We find no evidence for either ν μ → ν e flavour transitions or ν e disappearance that would indicate non-standard flavour oscillations. Our results indicate that previous anomalous observations consistent with ν μ → ν e transitions cannot be explained by introducing a single sterile neutrino state.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

Probing neutrino physics with a self-consistent treatment of the weak decoupling, nucleosynthesis, and photon decoupling epochs

In this study, we show that a self-consistent and coupled treatment of the weak decoupling, big bang nucleosynthesis, and photon decoupling epochs can be used to provide new insights and constraints on neutrino sector physics from high-precision measurements of light element abundances and Cosmic Microwave Background observables. Implications of beyond-standard-model physics in cosmology, especially within the neutrino sector, are assessed by comparing predictions against five observables: the baryon energy density, helium abundance, deuterium abundance, effective number of neutrinos, and sum of the light neutrino mass eigenstates. We give examples for constraints on dark radiation, neutrino rest mass, lepton numbers, and scenarios for light and heavy sterile neutrinos.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2016

Search for correlations between the arrival directions of IceCube neutrino events and ultrahigh-energy cosmic rays detected by the Pierre Auger Observatory and the Telescope Array

This study presents the results of different searches for correlations between very high-energy neutrino candidates detected by IceCube and the highest-energy cosmic rays measured by the Pierre Auger Observatory and the Telescope Array. We first consider samples of cascade neutrino events and of high-energy neutrino-induced muon tracks, which provided evidence for a neutrino flux of astrophysical origin, and study their cross-correlation with the ultrahigh-energy cosmic ray (UHECR) samples as a function of angular separation. We also study their possible directional correlations using a likelihood method stacking the neutrino arrival directions and adopting different assumptions on the size of the UHECR magnetic deflections. Finally, we perform another likelihood analysis stacking the UHECR directions and using a sample of through-going muon tracks optimized for neutrino point-source searches with sub-degree angular resolution. No indications of correlations at discovery level are obtained for any of the searches performed. The smallest of the p-values comes from the search for correlation between UHECRs with IceCube high-energy cascades, a result that should continue to be monitored.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2018

New light Higgs boson and short-baseline neutrino anomalies

Here, the low-energy excesses observed by the MiniBooNE experiment have, to date, defied a convincing explanation under the standard model even with accommodation for nonzero neutrino mass. In this paper we explore a new oscillation mechanism to explain these anomalies, invoking a light neutrinophilic Higgs boson, conceived to induce a low Dirac neutrino mass in accord with experimental limits. Beam neutrinos forward scattering off of a locally overdense relic neutrino background give rise to a novel matter effect with an energy-specific resonance. An enhanced oscillation around this resonance peak produces flavor transitions which are highly consistent with the MiniBooNE neutrino- and antineutrino-mode data sets. The model provides substantially improved χ2 values beyond either the no-oscillation hypothesis or the more commonly explored 3+1 sterile neutrino hypothesis. This mechanism would introduce distinctive signatures at each baseline in the upcoming short-baseline neutrino program at Fermilab, presenting opportunities for further exploration.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Sensitivities to neutrino non-standard interactions from the disappearance of muon (anti)neutrinos at the NOvA experiment

The experimental confirmation of the phenomenon of neutrino oscillations provided evidence for a non-zero value for the mass of neutrinos, a property not initially predicted by the Standard Model of Physics. Investigations of the existence of the so called Physics Beyond the Standard Model is a subject of growing interest and effort in the field of particle physics. Interactions of neutrinos with matter are well described by the Standard Model, however in the presence of new Physics, additional phenomena regarding neutrino properties would be possible, including non-standard interactions of neutrinos with matter. The NOvA experiment, at Fermilab, has been investigating neutrino oscillations through studies of ν µ produced at the Fermilab accelerator facilities, and also comprise a suitable environment for investigation of additional phenomena taking part in the neutrino oscillation framework. We show in this thesis the results of the sensitivity studies to neutrino non standard interactions in the NOvA experiment through investigation of the disappearance of muon (anti)neutrinos during their evolution in the NOvA 810 km baseline. We investigate the effect of the NSI parameters, |ε µτ | and δ µτ , on the determination of the standard oscillation parameters sin 2 (θ 23 ) and Δ$m^2_{32}$, as well as the relation between each parameter, for both neutrino mass hierarchies. This study makes use of an exposure of 9.48 × 10 20 POT for neutrino beam (FHC), and 12.33 × 10 20 POT for antineutrino beam (RHC). No deviations from the standard oscillation scenario is found at the 90% CL limit. The joint neutrino and antineutrino fit yields a limit of |ε µτ | ≤ 0.086 (0.085) for a fixed value of δ µτ = 0, and |ε µτ | ≤ 1.054 (1.053) for the case where both NSI parameters are fitted, for the normal (inverted) neutrino mass hierarchy, at the 90% CL. In the current sensitivity, all values of δ µτ are found to be allowed. The 90% CL interval for the standard oscillation parameters are Δ$m^2_{32}$ ϵ [2.379, 2.580] and sin 2 (θ 23 ) ϵ [0.420, 0.602] for the normal hierarchy scenario, and Δ$m^2_{32}$ ϵ [-2.639, - 2.438] and sin 2 (θ 23 ) ϵ [0.418, 0.602] for the inverted hierarchy scenario.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Measurement of neutrino oscillations using neutrino and antineutrino beams in the NOvA experiment

NOvA is a long-baseline accelerator neutrino oscillation experiment using the NuMIneutrino beam from Fermilab. Its main physics goals are to probe the 3-flavour oscillationparameters: neutrino mass hierarchy, CP-violating phase dcp and octant of .23 mixingangle by observing electron neutrino appearance and muon neutrino disappearance. Twofunctionally identical detectors are placed off-axis from the centre of the NuMI beam.The near detector at Fermilab is 100 m underground, and the far detector is locatedon the surface at Ash River, 810 km away from the beam source. The initial neutrinobeam spectra are measured using the near detector data and the oscillation parametersare extracted by fitting the observed data to the predicted neutrino spectrum in the fardetector.This thesis is centered around how to improve the sensitivity of |.m232| and .23 measurementsin the muon neutrino disappearance analysis. NOvA will take data for about12 years. The operation of the NOvA experiment for each year costs tens of millions ofdollars, thus it is valuable to maximise the sensitivity of the analysis. Three samples ofmuon neutrino events are studied in this thesis to improve the analysis sensitivities. First,higher energy muon neutrinos are investigated by extending the energy range in NOvA’scurrent standard analysis. Second, for the sample of events used in NOvA’s existing analysis,a new energy estimator which has been developed to improve the neutrino energy resolution is considered. Furthermore, in addition to binning the events as function ofenergy and hadronic energy fraction, three particle identifiers are introduced to separateneutrino events by signal purity to reduce the effects from backgrounds. Third, an additionallower purity sample of muon neutrino charged current (CC) events that look similarto neutral current events and have not been included in NOvA’s existing analyses havebeen studied.This thesis reanalyses NOvA’s data used in the 2020 analysis, corresponding to anexposure of 13.60×1020 protons on target (POT) in the neutrino beam mode recordedfrom February 6, 2014 to March 20, 2020, and 12.50×1020 protons on target in theantineutrino beam mode recorded between June 29, 2016 to February 26, 2019. Thisthesis has implemented a fit to Asimov fake data, generated where sin2 .23 = 0.59 and.m232 = 2.5 × 10-3 eV2. These sensitivity studies show that the uncertainty range of|.m232| at 1 s in the new analysis is reduced by 5.5% and the significance of maximaldisappearance rejection improves by 7.7%, compared to the standard analysis. This isequivalent to adding 11-16% more data. The best fit values of the oscillation parametersfrom fitting to the far detector (FD) data with the new analysis are found to besin2 .23 = 0.568+0.025-0.043 (sin2 .23 = 0.454+0.046-0.026) and .m232 = 2.399+0.055-0.070 × 10-3 eV2 (.m232= -2.427+0.055-0.067 × 10-3 eV2) for the normal (inverted) hierarchy. The difference in thebest fit for sin2 .23 (.m232) between the new analysis and NOvA’s 2020 analysis is around2% (1.4%). The uncertainty range at 1 s for .m232 decrease by 8% (4%) for the normalhierarchy (inverted hierarchy) compared to the standard analysis. The uncertainty rangefor sin2 .23 is close to the standard analysis. This thesis also implements the fit from combiningelectron neutrino appearance and muon neutrino disappearance. The combinedanalysis shows that the best fit values are very close to the standard analysis. However,the uncertainty range of .m232 at 1 s is reduced by 3.7% using the new analysis. The maximaldisappearance significance is not improved in the new analysis, but the new analysisslightly improves the rejection of the disfavoured octant.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗