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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2026

Symbol alphabets in QCD and flag cluster algebras

The full 245-letter symbol alphabet for all planar massless two-loop six-point Feynman integrals was recently determined in arXiv:2412.19884 and arXiv:2501.01847. In a parallel mathematical development, it was shown in arXiv:2408.14956 that there is an embedding of the cluster algebra associated to the partial flag variety $\mathcal{Fl}$ $2,n-2;n$ , which describes the kinematics of n massless particles, into that of the Grassmannian Gr(n–2, 2n–4). In this paper we connect these developments by showing that most of the rational symbol letters can be expressed in terms of flag cluster variables, and that all of the algebraic symbol letters arise from infinite mutation sequences.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2017

Logarithmic corrections to black hole entropy from Kerr/CFT

It has been shown by A. Sen that logarithmic corrections to the black hole area-entropy law are entirely determined macroscopically from the massless particle spectrum. They therefore serve as powerful consistency checks on any proposed enumeration of quantum black hole microstates. Furthermore, Sen’s results include a macroscopic computation of the logarithmic corrections for a five-dimensional near extremal Kerr-Newman black hole. We compute these corrections microscopically using a stringy embedding of the Kerr/CFT correspondence and find perfect agreement.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

2-Group global symmetries and anomalies in six-dimensional quantum field theories

We examine six-dimensional quantum field theories through the lens of higher-form global symmetries. Every Yang-Mills gauge theory in six dimensions, with field strength ƒ (2) , naturally gives rise to a continuous 1-form global symmetry associated with the 2-form instanton current J (2) ~ * Tr (ƒ (2) $\wedge$ ƒ (2) ). We show that suitable mixed anomalies involving the gauge field ƒ (2) and ordinary 0-form global symmetries, such as flavor or Poincaré symmetries, lead to continuous 2-group global symmetries, which allow two flavor currents or two stress tensors to fuse into the 2-form current J (2) . We discuss several features of 2-group symmetry in six dimensions, many of which parallel the four-dimensional case. The majority of six-dimensional supersymmetric conformal field theories (SCFTs) and little string theories have infrared phases with non-abelian gauge fields. We show that the mixed anomalies leading to 2-group symmetries can be present in little string theories, but that they are necessarily absent in SCFTs. This allows us to establish a previously conjectured algorithm for computing the ’t Hooft anomalies of most SCFTs from the spectrum of weakly-coupled massless particles on the tensor branch of these theories. We then apply this understanding to prove that the a -type Weyl anomaly of all SCFTs with a tensor branch must be positive, a > 0.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Geometric soft theorems

We derive a universal soft theorem for every scattering amplitude with at least one massless particle in an arbitrary theory of scalars. Our results follow from the geometry of field space and are valid for any choice of mass spectrum, potential terms, and higher-derivative interactions. For a vanishing potential, the soft limit of every amplitude is equal to the field-space covariant derivative of an amplitude with one fewer particle. Furthermore, the Adler zero and the dilaton soft theorem are special cases of our results. We also discuss more exotic scenarios in which the soft limit is non-trivial but still universal. Last but not least, we derive new theorems for multiple-soft limits which directly probe the field-space curvature, as well as on-shell recursion relations applicable to two-derivative scalar field theories exhibiting no symmetries whatsoever.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2018

Asymptotic symmetries and subleading soft photon theorem in effective field theories

In [1, 2] it was shown that the subleading soft photon theorem in tree level amplitudes in massless QED is equivalent to a new class of symmetries of the theory parameterized by a vector field on the celestial sphere. In this paper, we extend these results to the subleading soft photon theorem in any Effective Field Theory containing photons and an arbitrary spectrum of massless particles. We show that the charges associated to the above class of symmetries are sensitive to certain three point functions of the theory and are corrected by irrelevant operators of specific dimensions. Our analysis shows that the subleading soft photon theorem in any tree level scattering amplitude is a statement about asymptotic symmetries of the S-matrix.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

Simple recursion relations for general field theories

On-shell methods offer an alternative definition of quantum field theory at tree-level, replacing Feynman diagrams with recursion relations and interaction vertices with a handful of seed scattering amplitudes. In this paper we determine the simplest recursion relations needed to construct a general four-dimensional quantum field theory of massless particles. For this purpose we define a covering space of recursion relations which naturally generalizes all existing constructions, including those of BCFW and Risager. The validity of each recursion relation hinges on the large momentum behavior of an n-point scattering amplitude under an m-line momentum shift, which we determine solely from dimensional analysis, Lorentz invariance, and locality. We show that all amplitudes in a renormalizable theory are 5-line constructible. Amplitudes are 3-line constructible if an external particle carries spin or if the scalars in the theory carry equal charge under a global or gauge symmetry. Remarkably, this implies the 3-line constructibility of all gauge theories with fermions and complex scalars in arbitrary representations, all supersymmetric theories, and the standard model. Moreover, all amplitudes in non-renormalizable theories without derivative interactions are constructible; with derivative interactions, a subset of amplitudes is constructible. We illustrate our results with examples from both renormalizable and non-renormalizable theories. In conclusion, our study demonstrates both the power and limitations of recursion relations as a self-contained formulation of quantum field theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2016

All orders results for self-crossing Wilson loops mimicking double parton scattering

Loop-level scattering amplitudes for massless particles have singularities in regions where tree amplitudes are perfectly smooth. For example, a 2 → 4 gluon scattering process has a singularity in which each incoming gluon splits into a pair of gluons, followed by a pair of 2 → 2 collisions between the gluon pairs. This singularity mimics double parton scattering because it occurs when the transverse momentum of a pair of outgoing gluons vanishes. The singularity is logarithmic at fixed order in perturbation theory. We exploit the duality between scattering amplitudes and polygonal Wilson loops to study six-point amplitudes in this limit to high loop order in planar N = 4 super-Yang-Mills theory. The singular configuration corresponds to the limit in which a hexagonal Wilson loop develops a self-crossing. The singular terms are governed by an evolution equation, in which the hexagon mixes into a pair of boxes; the mixing back is suppressed in the planar (large N c) limit. Because the kinematic dependence of the box Wilson loops is dictated by (dual) conformal invariance, the complete kinematic dependence of the singular terms for the self-crossing hexagon on the one nonsingular variable is determined to all loop orders. The complete logarithmic dependence on the singular variable can be obtained through nine loops, up to a couple of constants, using a correspondence with the multi-Regge limit. As a byproduct, we obtain a simple formula for the leading logs to all loop orders. Furthermore, we also show that, although the MHV six-gluon amplitude is singular, remarkably, the transcendental functions entering the non-MHV amplitude are finite in the same limit, at least through four loops.

1/N expansion scattering amplitudes↗
DOE OSTI2019

Unified formalism for 6D superamplitudes based on a symplectic Grassmannian

Recently, twistor-like formulations of tree amplitudes involving n massless particles have been proposed for various 6D supersymmetric theories. The formulas are based on two different forms of the scattering equations: one based on rational maps and the other based on polarized scattering equations. We show that both formulations can be interpreted in terms of a symplectic (or complex Lagrangian) Grassmannian, LG( n , 2 n ), and that they correspond to different ways of fixing the GL( n , C) symmetry of LG( n , 2 n ). This provides an understanding of the equivalence of these different-looking formulas, and it leads to new twistor-like formulas for 6D superamplitudes

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Generalized symmetries and Noether’s theorem in $\mathrm{QFT}$

We show that generalized symmetries cannot be charged under a continuous global symmetry having a Noether current. Further, only non-compact generalized symmetries can be charged under a continuous global symmetry. These results follow from a finer classification of twist operators, which naturally extends to finite group global symmetries. They unravel topological obstructions to the strong version of Noether’s theorem in QFT, even if under general conditions a global symmetry can be implemented locally by twist operators (weak version). We use these results to rederive Weinberg-Witten’s theorem within local QFT, generalizing it to massless particles in arbitrary dimensions and representations of the Lorentz group. Several examples with local twists but without Noether currents are described. We end up discussing the conditions for the strong version to hold, dynamical aspects of QFT’s with non-compact generalized symmetries, scale vs conformal invariance in QFT, connections with the Coleman-Mandula theorem and aspects of global symmetries in quantum gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Graviton topology

Over the past three decades, it has been shown that discrete and continuous media can support topologically nontrivial waves. Recently, it was shown that the same is true of the vacuum, in particular, right (R) and left (L) circularly polarized photons are topologically nontrivial. Here, we study the topology of another class of massless particles, namely gravitons. We show that the collection of all gravitons forms a topologically trivial vector bundle over the lightcone, allowing us to construct a globally smooth basis for gravitons. The graviton bundle also has a natural geometric splitting into two topologically nontrivial subbundles, consisting of the R and L gravitons. The R and L gravitons are unitary irreducible bundle representations of the Poincaré group, and are thus elementary particles; their topology is characterized by the Chern numbers ∓4. This nontrivial topology obstructs the splitting of graviton angular momentum into spin and orbital angular momentum.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Celestial dual superconformal symmetry, MHV amplitudes and differential equations

Celestial and momentum space amplitudes for massless particles are related to each other by a change of basis provided by the Mellin transform. Therefore properties of celestial amplitudes have counterparts in momentum space amplitudes and vice versa. In this paper, we study the celestial avatar of dual superconformal symmetry of $\mathcal{N}$ = 4 Yang-Mills theory. We also analyze various differential equations known to be satisfied by celestial n-point tree-level MHV amplitudes and identify their momentum space origins.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2016

Perspective on the Origin of Hadron Masses

The energy-momentum tensor in chiral QCD, T-mu nu, exhibits an anomaly, viz. Theta(0) := T-mu mu not equal 0. Measured in the proton, this anomaly yields m(p)(2), where m(p) is the proton's mass; but, at the same time, when computed in the pion, the answer is m(pi)(2) = 0. Any attempt to understand the origin and nature of mass, and identify observable expressions thereof, must explain and unify these two apparently contradictory results, which are fundamental to the nature of our Universe. Given the importance of Poincare-invariance in modern physics, the utility of a frame-dependent approach to this problem seems limited. That is especially true of any approach tied to a rest-frame decomposition of T-mu nu because a massless particle does not possess a rest-frame. On the other hand, the dynamical chiral symmetry breaking paradigm, connected with a Poincare-covariant treatment of the continuum bound-state problem, provides a straightforward, simultaneous explanation of both these identities, and also a diverse array of predictions, testable at existing and proposed facilities. From this perspective, = 0 owing to exact, symmetry-driven cancellations which occur between one-body dressing effects and two-body-irreducible binding interactions in any well-defined computation of the forward scattering amplitude that defines this expectation value in the pseudoscalar meson. The cancellation is incomplete in any other hadronic bound state, with a remainder whose scale is set by the size of one-body dressing effects.

Roberts, Craig D.↗
DOE OSTI2021

Geodesic motion around hairy black holes

In a recent paper Ovalle et al. (2021) it has been obtained new static black hole solutions with primary hairs by the Gravitational Decoupling. In this work we either study the geodesic motion of massive and massless particles around those solutions and restrict the values of the primary hairs by observational data. In particular, we obtain the effective potential, the innermost stable circular orbits, the marginally bounded orbit, and the periastron advance for time-like geodesics. In order to restrict the values taken by the primary hairs we explore their relationship with the rotation parameter of the Kerr black hole giving the same innermost stable circular orbit radius and give the numerical values for the supermassive black holes at Ark 564 and NGC 1365. The photon sphere and the impact parameter associated to null geodesics are also discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

On the time growth of the error of the DG method for advective problems

Abstract In this paper we derive a priori $L^{\infty }(L^{2})$ and L2(L2) error estimates for a linear advection–reaction equation with inlet and outlet boundary conditions. The goal is to derive error estimates for the discontinuous Galerkin method that do not blow up exponentially with respect to time, unlike the usual case when Gronwall’s inequality is used. While this is possible in special cases, such as divergence-free advection fields, we take a more general approach using exponential scaling of the exact and discrete solutions. Here we use a special scaling function, which corresponds to time taken along individual pathlines of the flow. For advection fields, where the time that massless particles carried by the flow spend inside the spatial domain is uniformly bounded from above by some $\widehat{T}$, we derive $\mathcal{O}$(hp+1/2) error estimates where the constant factor depends only on $\widehat{T}$, but not on the final time T. This can be interpreted as applying Gronwall’s inequality in the error analysis along individual pathlines (Lagrangian setting), instead of physical time (Eulerian setting).

Mathematics↗
DOE OSTI2023

Spin-textured neutron beams with orbital angular momentum

In this work, we present a rigorous theoretical framework underpinning the technique of spin-echo modulated small-angle neutron scattering (SEMSANS), and show how the technique can be extended in order to generate spin-textured neutron beams with orbital angular momentum (OAM) via birefringent neutron spin-polarization devices known as magnetic Wollaston prisms. Neutron OAM beams are mathematically characterized by a “cork-screw” phase singularity e iℓΦ about the propagation axis where ℓ is the OAM quantum number. To understand the precise relationship between the emergent OAM state and the variety of spin textures realized by various setups, we have developed a path-integral approach that in the interferometric limit makes a judicious use of magnetic Snell's law. We show that our proposed technique produces a complex two-dimensional pattern of spin-OAM entangled states which may be useful as a probe of quantum magnetic materials. We compare our path-integral approach to the well-known single-path Larmor precession model and present a pedagogical derivation of magnetic Snell's law of refraction for both massive and massless particles based on Maupertuis's action principle.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2011

Coupling vector and pseudoscalar mesons to study baryon resonances

A study of meson-baryon systems with total strangeness -1 is made within a framework based on the chiral and hidden local symmetries. These systems consist of octet baryons, pseudoscalar and vector mesons. The pseudoscalar meson-baryon (PB) dynamics has been earlier found determinant for the existence of some strangeness -1 resonances, for example, {Lambda}(1405), {Lambda}(1670), etc. The motivation of the present work is to study the effect of coupling the closed vector meson-baryon (VB) channels to these resonances. To do this, we obtain the PB{yields}PB and VB{yields}VB amplitudes from the t-channel diagrams and the PB{r_reversible}VB amplitudes are calculated using the Kroll-Ruddermann term where, considering the vector meson dominance phenomena, the photon is replaced by a vector meson. The calculations done within this formalism reveal a very strong coupling of the VB channels to the {Lambda}(1405) and {Lambda}(1670). In the isospin 1 case, we find evidence for a double pole structure of the {Sigma}(1480) which, like the isospin 0 resonances, is also found to couple strongly to the VB channels. The strong coupling of these low-lying resonances to the VB channels can have important implications on certain reactions producing them.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2016

Chaos in matrix models and black hole evaporation

Is the evaporation of a black hole described by a unitary theory? In order to shed light on this question—especially aspects of this question such as a black hole’s negative specific heat—we consider the real-time dynamics of a solitonic object in matrix quantum mechanics, which can be interpreted as a black hole (black zero-brane) via holography. We point out that the chaotic nature of the system combined with the flat directions of its potential naturally leads to the emission of D0-branes from the black brane, which is suppressed in the large N limit. Simple arguments show that the black zero-brane, like the Schwarzschild black hole, has negative specific heat, in the sense that the temperature goes up when it evaporates by emitting D0-branes. While the largest Lyapunov exponent grows during the evaporation, the Kolmogorov-Sinai entropy decreases. These are consequences of the generic properties of matrix models and gauge theory. Based on these results, we give a possible geometric interpretation of the eigenvalue distribution of matrices in terms of gravity. Applying the same argument in the M-theory parameter region, we provide a scenario to derive the Hawking radiation of massless particles from the Schwarzschild black hole. In conclusion, we suggest that by adding a fraction of the quantum effects to the classical theory, we can obtain a matrix model whose classical time evolution mimics the entire life of the black brane, from its formation to the evaporation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2017

Soft Photon and Graviton Theorems in Effective Field Theory

Extensions of the photon and graviton soft theorems are derived in 4D local effective field theories with massless particles of arbitrary spin. We prove that effective operators can result in new terms in the soft theorems at subleading order for photons and subsubleading order for gravitons. The new soft terms are unique, and we provide a complete classification of all local operators responsible for such modifications. We show that no local operators can modify the subleading soft graviton theorem. The soft limits are taken in a manifestly on-locus manner using a complex double deformation of the external momenta. In addition to the new soft theorems, the resulting master formula yields consistency conditions, such as the conservation of electric charge, the Einstein equivalence principle, supergravity Ward identities, and that particles with spin greater than two cannot couple to those with spin less than or equal to two.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗