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DOE OSTI2026

Does Antimatter Fall Up?

Antimatter is one of those things that sound like science fiction, rather than science fact. Yet it is a very real substance, predicted in 19281 and discovered in 19322. While the story of antimatter is rich and complex3, there is a common question often asked by introductory students, which is “Does antimatter fall up?” This question is far more subtle than appears at first blush, with unexpected facets that can lead to interesting classroom discussion involving the nature and definition of matter. Furthermore, while the theory of general relativity weighs in on the topic, as with all serious physics questions, the definitive answer requires an empirical test. In this article, I will briefly introduce what antimatter is, describe some of the interesting intellectual exercises that can arise from considering the effect of gravity on antimatter, and finally conclude with the results of a recent experiment that definitively answer the question.

Lincoln, Don [Fermilab] (ORCID:0000000205997407)↗
DOE OSTI2025

Exploiting Synergies Between Lensing and BAO Surveys for Improved Cosmological Constraints

Pinning down the nature of dark energy is one of the most pressing questions in modern physics and is one of the five key science drivers identified in the P5 report [P514]. Dark energy is thought to be either a cosmological constant with an equation of state w = P/ρ = −1 which remains constant at all times, a new type of fluid with an equation of state that varies with time (w ̸= constant), or dark energy might indicate a breakdown of Einstein’s Theory of General Relativity (GR). It is of critical importance to distinguish between these three scenarios. This can only be accomplished by ambitious and demanding measurements of both the expansion rate of the universe (to track the time evolution of dark energy) together with measurements of the rate at which cosmic structures, such as galaxies and clusters of galaxies, grow with time (the “growth rate”). Because of the challenging nature of such observations, and because no single probe simultaneously measures both expansion and growth, the Dark Energy Task Force [A+06] emphasized the importance of using multiple distinct methods to characterize dark energy.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2021

Can We Detect the Quantum Nature of Weak Gravitational Fields?

A theoretical framework for the quantization of gravity has been an elusive Holy Grail since the birth of quantum theory and general relativity. While generations of scientists have attempted to find solutions to this deep riddle, an alternative path built upon the idea that experimental evidence could determine whether gravity is quantized has been decades in the making. The possibility of an experimental answer to the question of the quantization of gravity is of renewed interest in the era of gravitational wave detectors. We review and investigate an important subset of phenomenological quantum gravity, detecting quantum signatures of weak gravitational fields in table-top experiments and interferometers.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

The Tidal Clock Effects of the Lunisolar Gravitational Field and the Earth’s Tidal Deformation

State-of-the-art atomic and optical clocks have the great potential to precisely test fundamental physical assumptions and enhance our understanding of nature. Their widespread applications require us to rigorously deduce the relativistic frequency shift in the framework of general relativity. One interesting question for clocks is tidal field effect which contains variously periodic variations. By introducing tidally deformed Earth, the general algorithms for clock and frequency comparisons are derived. We investigate the effects of external gravitational bodies and Earth’s tidal deformation on the ground- and space-based clocks. The orbital elements of satellite and locations of laboratory are introduced for corresponding clocks, in which the secular and long-period terms and short-period terms are subsequently presented. These effects called tidal clock effects produce the non-negligible contributions in the modern clock experiments and can be directly evaluated from our parameterized formulas. In addition, we also demonstrate for tidal clock effects the position and distance dependences, as well as periodicity. These tidal effects and dependences can provide valuable information for the clock comparison experiments.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Redshifting the Cosmological Constant in Unimodular Gravity via Nonlinear Quantum Mechanics

The cosmological constant problem represents a profound conflict between quantum field theory and general relativity. Unimodular gravity offers a compelling starting point by de-gravitating the vacuum energy of the Standard Model, but this framework traditionally trades the problem of vacuum energy for a fine-tuning of initial conditions, which manifest as a ``shadow" cosmological constant. In this paper, we resolve this initial conditions problem by proposing a novel modification to gravity based on nonlinear quantum mechanics. We introduce specific state-dependent terms to the Hamiltonian, constructed from expectation values of the metric such as the average Ricci scalar. These terms alter the dynamical equations of gravity such that the shadow energy density associated with unconstrained initial conditions redshifts away with cosmic expansion, rendering it negligible at late times. The resulting cosmology is naturally dominated by matter and radiation without fine-tuning. We demonstrate that this significant infrared modification of gravity is consistent with local and cosmological tests of gravity. We comment on the possibility of testing this solution in cosmological measurements of Newton's constant.

Kaplan, David E. [Johns Hopkins U.; Tokyo U., IPMU↗
DOE OSTI2021

Algebraic Structures in the Coupling of Gravity to Gauge Theories

Highlights: • Geometric foundation for Quantum General Relativity coupled to Quantum Electrodynamics. • Rigorous introduction to Hopf algebraic renormalization. • Appropriate modifications in case renormalization Hopf algebra is ill-defined. • Generalization of Furry’s Theorem to include gravitons and ghosts. • Discussion of obstructions to multiplicative renormalization. This article is an extension of the author’s second master thesis, Prinz (2017). It aims to introduce to the theory of perturbatively quantized General Relativity coupled to Spinor Electrodynamics, provide the results thereof and set the notation to serve as a starting point for further research in this direction. It includes the differential geometric and Hopf algebraic background, as well as the corresponding Lagrange density and some renormalization theory. Then, a particular problem in the renormalization of Quantum General Relativity coupled to Quantum Electrodynamics is addressed and solved by a generalization of Furry’s Theorem. Next, the restricted combinatorial Green’s functions for all two-loop propagators and all one-loop divergent subgraphs thereof are presented. Finally, relations between these one-loop restricted combinatorial Green’s functions necessary for multiplicative renormalization are discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Generating rotating spacetime in Ricci-based gravity: naked singularity as a black hole mimicker

Motivated by the lack of rotating solutions sourced by matter in General Relativity as well as in modified gravity theories, in this work we extend a recently discovered exact rotating solution of the minimal Einstein-scalar theory to its counterpart in Eddington-inspired Born-Infeld gravity coupled to a Born-Infeld scalar field. This is accomplished with the implementation of a well-developed mapping between solutions of Ricci-Based Palatini theories of gravity and General Relativity. The new solution is parametrized by the scalar charge and the Born-Infeld coupling constant apart from the mass and spin of the compact object. Compared to the spacetime prior to the mapping, we find that the high-energy modifications at the Born-Infeld scale are able to suppress but not remove the curvature divergence of the original naked null singularity. Depending on the sign of the Born-Infeld coupling constant, these modifications may even give rise to an additional timelike singularity exterior to the null one. In spite of that, both of the naked singularities before and after the mapping are capable of casting shadows, and as a consequence of the mapping relation, their shadows turn out to be identical as seen by a distant observer on the equatorial plane. Even though the scalar field induces a peculiar oblateness to the appearance of the shadow with its left and right endpoints held fixed, the closedness condition for the shadow contour sets a small upper bound on the absolute value of the scalar charge, which leads to observational features of the shadow closely resembling those of a Kerr black hole.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Conservative Spin-Magnitude Change in Orbital Evolution in General Relativity

We show that physical scattering observables for compact spinning objects in general relativity can depend on additional degrees of freedom in the spin tensor beyond those described by the spin vector alone. The impulse, spin kick, and leading-order waveforms exhibit such a nontrivial dependence. A signal of this additional structure is the change in the magnitude of the spin vector under conservative Hamiltonian evolution, similar to our previous studies in electrodynamics. These additional degrees of freedom describe dynamical mass multipoles of compact objects and decouple for black holes. We also show that the conservative impulse, spin kick, and change of the additional degrees of freedom are encoded in the eikonal phase.

Classical black holes↗
DOE OSTI2024

Generalized symmetry in dynamical gravity

We explore generalized symmetry in the context of nonlinear dynamical gravity. Our basic strategy is to transcribe known results from Yang-Mills theory directly to gravity via the tetrad formalism, which recasts general relativity as a gauge theory of the local Lorentz group. By analogy, we deduce that gravity exhibits a one-form symmetry implemented by an operator U α labeled by a center element α of the Lorentz group and associated with a certain area measured in Planck units. The corresponding charged line operator W ρ is the holonomy in a spin representation ρ, which is the gravitational analog of a Wilson loop. The topological linking of U α and W ρ has an elegant physical interpretation from classical gravitation: the former materializes an exotic chiral cosmic string defect whose quantized conical deficit angle is measured by the latter. We verify this claim explicitly in an AdS-Schwarzschild black hole background. Notably, our conclusions imply that the standard model exhibits a new symmetry of nature at scales below the lightest neutrino mass. More generally, the absence of global symmetries in quantum gravity suggests that the gravitational one-form symmetry is either gauged or explicitly broken. The latter mandates the existence of fermions. Finally, we comment on generalizations to magnetic higher-form or higher-group gravitational symmetries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Leading nonlinear tidal effects and scattering amplitudes

We present the two-body Hamiltonian and associated eikonal phase, to leading post-Minkowskian order, for infinitely many tidal deformations described by operators with arbitrary powers of the curvature tensor. Scattering amplitudes in momentum and position space provide systematic complementary approaches. For the tidal operators quadratic in curvature, which describe the linear response to an external gravitational field, we work out the leading post-Minkowskian contributions using a basis of operators with arbitrary numbers of derivatives which are in one-to-one correspondence with the worldline multipole operators. Explicit examples are used to show that the same techniques apply to both bodies interacting tidally with a spinning particle, for which we find the leading contributions from quadratic in curvature tidal operators with an arbitrary number of derivatives, and to effective field theory extensions of general relativity. We also note that the leading post-Minkowskian order contributions from higher-dimension operators manifest double-copy relations. Finally, we comment on the structure of higher-order corrections.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Perturbations of Gibbons-Maeda black holes in Einstein-Maxwell-dilaton theories

The study of perturbations around black hole backgrounds in general relativity and Einstein-Maxwell theory has a long history, going back to the work of Regge and Wheeler in the 1950s. As part of a broader investigation of perturbations around black holes in supergravity, we describe here our results for the perturbations around the Gibbons-Maeda static charged black holes in a class of Einstein-Maxwell-Dilaton theories. Our analysis follows the general strategy developed by Chandrasekhar and Xanthopoulos for the perturbations of the Reissner-Nordström black hole. Here, the analysis is considerably more involved, because of the presence of the dilaton field, which couples to the other polar modes. We nonetheless find that the problem is completely solvable, in the sense that one can separate variables and eventually describe all the perturbations in terms of diagonalised second-order radial equations. We are able to prove the mode stability of all the Gibbons-Maeda black hole solutions. Published by the American Physical Society 2024

Pope, C. N. (ORCID:0000000284012564)↗
DOE OSTI2021

DES Y1 results: Splitting growth and geometry to test $\Lambda$CDM

We analyze Dark Energy Survey (DES) data to constrain a cosmological model where a subset of parameters—focusing on Ωm—are split into versions associated with structure growth (e.g., Ωmgrow) and expansion history (e.g., Ωmgeo). Once the parameters have been specified for the ΛCDM cosmological model, which includes general relativity as a theory of gravity, it uniquely predicts the evolution of both geometry (distances) and the growth of structure over cosmic time. Any inconsistency between measurements of geometry and growth could therefore indicate a breakdown of that model. Our growth-geometry split approach therefore serves both as a (largely) model-independent test for beyond-ΛCDM physics, and as a means to characterize how DES observables provide cosmological information. We analyze the same multiprobe DES data as [Phys. Rev. Lett. 122, 171301 (2019)PRLTAO0031-900710.1103/PhysRevLett.122.171301] : DES Year 1 (Y1) galaxy clustering and weak lensing, which are sensitive to both growth and geometry, as well as Y1 BAO and Y3 supernovae, which probe geometry. We additionally include external geometric information from BOSS DR12 BAO and a compressed Planck 2015 likelihood, and external growth information from BOSS DR12 RSD. We find no significant disagreement with Ωmgrow=Ωmgeo. When DES and external data are analyzed separately, degeneracies with neutrino mass and intrinsic alignments limit our ability to measure Ωmgrow, but combining DES with external data allows us to constrain both growth and geometric quantities. We also consider a parametrization where we split both Ωm and w, but find that even our most constraining data combination is unable to separately constrain Ωmgrow and wgrow. Relative to ΛCDM, splitting growth and geometry weakens bounds on σ8 but does not alter constraints on h.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Massive white dwarfs in $f(\mathtt {R,L_m})$ gravity

In this work, we investigate the equilibrium configurations of massive white dwarfs (MWD) in the context of modified gravity, namely f(R,L m ) gravity, where R stands for the Ricci scalar and L m is the Lagrangian matter density. We focused on the specific case f(R,L m ) = R/2 + L m + σRL m , i.e., we have considered a non-minimal coupling between the gravity field and the matter field, with σ being the coupling constant. For the first time, the theory is applied to white dwarfs, in particular to study massive white dwarfs, which is a topic of great interest in the last years. The equilibrium configurations predict maximum masses which are above the Chandrasekhar mass limit. The most important effect of the theory is to increase significantly the mass for stars with radius < 2000 km. We found that the theory can accommodate the super-Chandrasekhar white dwarfs for different star compositions. Apart from this, the theory recovers the General Relativity results for stars with radii larger than 3000 km, independent of the value of σ.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Astrophysical and Theoretical Physics Implications from Multimessenger Neutron Star Observations

Here, the Neutron Star Interior Composition Explorer (NICER) recently measured the mass and equatorial radius of the isolated neutron star PSR J0030+0451. We use these measurements to infer the moment of inertia, the quadrupole moment, and the surface eccentricity of an isolated neutron star for the first time, using relations between these quantities that are insensitive to the unknown equation of state of supranuclear matter. We also use these results to forecast the moment of inertia of neutron star A in the double pulsar binary J0737-3039, a quantity anticipated to be directly measured in the coming decade with radio observations. Combining this information with the measurement of the tidal Love number with LIGO/Virgo observations, we propose and implement the first theory-agnostic and equation-of-state-insensitive test of general relativity. Specializing these constraints to a particular modified theory, we find that consistency with general relativity places the most stringent constraint on gravitational parity violation to date, surpassing all other previously reported bounds by 7 orders of magnitude and opens the path for a future test of general relativity with multimessenger neutron star observations.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Thermal Bekenstein-Hawking entropy from the worldsheet

We define and compute the leading sphere diagram contribution to the entropy of the BTZ black hole supported by Kalb-Ramond flux in bosonic string theory. In a winding condensate description, integrating exactly over the constant mode for the radial direction of AdS 3 reduces the problem to one of the correlation functions of winding operators in the free theory. The volume of the residual PSL(2,ℂ) gauge group of the sphere is canceled by the action of conformal transformations on the winding interaction insertions. We formulate a precise version of the replica trick in terms of (infinitesimally) non-integer winding condensates to produce the entropy of the BTZ black hole. The resulting entropy can be calculated from the one-point function of a non-local operator on the worldsheet.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

The sub-leading scattering waveform from amplitudes

We compute the next-to-leading order term in the scattering waveform of uncharged black holes in classical general relativity and of half-BPS black holes in $\mathcal{N}$ = 8 supergravity. We propose criteria, generalizing explicit calculations at next-to-leading or der, for determining the terms in amplitudes that contribute to local observables. For general relativity, we construct the relevant classical integrand through generalized unitary in two distinct ways, (1) in a heavy-particle effective theory and (2) in general relativity minimally-coupled to scalar fields. With a suitable prescription for the matter propagator in the former, we find agreement between the two methods, thus demonstrating the absence of interference of quantum and classically-singular contributions. The classical $\mathcal{N}$ = 8 integrand for massive scalar fields is constructed through dimensional reduction of the known five-point one-loop integrand. Our calculation exhibits novel features compared to conservative calculations and inclusive observables, such as the appearance of master integrals with intersecting matter lines and the appearance of a classical infrared divergence whose absence from classical observables requires a suitable definition of the retarded time.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Effective field theories as Lagrange spaces

We present a formulation of scalar effective field theories in terms of the geometry of Lagrange spaces. The horizontal geometry of the Lagrange space generalizes the Riemannian geometry on the scalar field manifold, inducing a broad class of affine connections that can be used to covariantly express and simplify tree-level scattering amplitudes. Meanwhile, the vertical geometry of the Lagrange space characterizes the physical validity of the effective field theory, as a torsion component comprises strictly higher-point Wilson coefficients. Imposing analyticity, unitarity, and symmetry on the theory then constrains the signs and sizes of derivatives of the torsion component, implying that physical theories correspond to a special class of vertical geometry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Lessons from black hole quasinormal modes in modified gravity

Quasinormal modes (QNMs) of perturbed black holes have recently gained much interest because of their tight relations with the gravitational wave signals emitted during the post-merger phase of a binary black hole coalescence. One of the intriguing features of these modes is that they respect the no-hair theorem, and hence, they can be used to test black hole spacetimes and the underlying gravitational theory. In this paper, we exhibit three different aspects of how black hole QNMs could be altered in theories beyond Einstein’s general relativity (GR). These aspects are (i) the direct alterations of QNM spectra as compared with those in GR, (ii) the violation of the geometric correspondence between the high-frequency QNMs and the photon geodesics around the black hole, and (iii) the breaking of the isospectrality between the axial and polar gravitational perturbations. Several examples will be provided in each individual case. The prospects and possible challenges associated with future observations will be also discussed.

79 ASTRONOMY AND ASTROPHYSICS↗