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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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DOE OSTI2023

Detailed study of quark-hadron duality in spin structure functions of the proton and neutron

Background: The response of hadrons, the bound states of the strong force (QCD), to external probes can be described in two different, complementary frameworks: as direct interactions with their fundamental constituents, quarks and gluons, or alternatively as elastic or inelastic coherent scattering that leaves the hadrons in their ground state or in one of their excited (resonance) states. The former picture emerges most clearly in hard processes with high momentum transfer, where the hadron response can be described by the perturbative expansion of QCD, while at lower energy and momentum transfers, the resonant excitations of the hadrons dominate the cross section. The overlap region between these two pictures, where both yield similar predictions, is referred to as quark-hadron duality and has been extensively studied in reactions involving unpolarized hadrons. Some limited information on this phenomenon also exists for polarized protons, deuterons, and 3 He nuclei, but not yet for neutrons. Purpose: In this paper, we present comprehensive and detailed results on the correspondence between the extrapolated deep inelastic structure function g 1 of both the proton and the neutron with the same quantity measured in the nucleon resonance region. Thanks to the fine binning and high precision of our data, and using a well-controlled perturbative QCD (pQCD) fit for the partonic prediction, we can make quantitative statements about the kinematic range of applicability of both local duality and global duality. Method: We use the most updated QCD global analysis results at high x from the Jefferson Lab Angular Momentum Collaboration to extrapolate the spin structure function g 1 into the nucleon resonance region and then integrate over various intervals in the scaling variable x. We compare the results with the large data set collected in the quark-hadron transition region by the CLAS Collaboration, including, for the first time, deconvoluted neutron data, integrated over the same intervals. We present this comparison as a function of the momentum transfer Q 2 . Results: We find that, depending on the integration interval and the minimum momentum transfer chosen, a clear transition to quark-hadron duality can be observed in both nucleon species. Furthermore, we show, for the first time, the approach to scaling behavior for g 1 measured in the resonance region at sufficiently high momentum transfer. Conclusions: Here, our results can be used to quantify the deviations from the applicability of pQCD for data taken at moderate energies and can help with extraction of quark distribution functions from such data.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2018

Exact Boson-Fermion Duality on a 3D Euclidean Lattice

The idea of statistical transmutation plays a crucial role in descriptions of the fractional quantum Hall effect. However, a recently conjectured duality between a critical boson and a massless two-component Dirac fermion extends this notion to gapless systems. This duality sheds light on highly nontrivial problems such as the half-filled Landau level, the superconductor-insulator transition, and surface states of strongly coupled topological insulators. Although this boson-fermion duality has undergone many consistency checks, it has remained unproven. Here, we describe the duality in a nonperturbative fashion using an exact UV mapping of partition functions on a 3D Euclidean lattice.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Lorentz symmetry fractionalization and dualities in (2+1)d

We discuss symmetry fractionalization of the Lorentz group in (2+1) d d non-spin quantum field theory (QFT), and its implications for dualities. We prove that two inequivalent non-spin QFTs are dual as spin QFTs if and only if they are related by a Lorentz symmetry fractionalization with respect to an anomalous \mathbb{Z}_2 ℤ 2 one-form symmetry. Moreover, if the framing anomalies of two non-spin QFTs differ by a multiple of 8, then they are dual as spin QFTs if and only if they are also dual as non-spin QFTs. Applications to summing over the spin structures, time-reversal symmetry, and level/rank dualities are explored. The Lorentz symmetry fractionalization naturally arises in Chern-Simons matter dualities that obey certain spin/charge relations, and is instrumental for the dualities to hold when viewed as non-spin theories.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2018

A master bosonization duality

We conjecture a new sequence of dualities between Chern-Simons gauge theories simultaneously coupled to fundamental bosons and fermions. These dualities reduce to those proposed by Aharony when the number of bosons or fermions is zero. Our conjecture passes a number of consistency checks. These include the matching of global symmetries and consistency with level/rank duality in massive phases.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

Argyres-Douglas theories and S-duality

We generalize S-duality to N=2 superconformal field theories (SCFTs) with Coulomb branch operators of non-integer scaling dimension. As simple examples, we find minimal generalizations of the S-dualities discovered in SU(2) gauge theory with four fundamental flavors by Seiberg and Witten and in SU(3) gauge theory with six fundamental flavors by Argyres and Seiberg. Our constructions start by weakly gauging diagonal SU(2) and SU(3) flavor symmetry subgroups of two copies of a particular rank-one Argyres-Douglas theory (along with sufficient numbers of hypermultiplets to guarantee conformality of the gauging). Here, as we explore the resulting conformal manifold of the SU(2) SCFT, we find an action of S-duality on the parameters of the theory that is reminiscent of Spin(8) triality. On the other hand, as we explore the conformal manifold of the SU(3) theory, we find that an exotic rank-two SCFT emerges in a dual SU(2) description.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2018

Master 3d bosonization duality with boundaries

We establish the action of the three-dimensional non-Abelian bosonization dualities in the presence of a boundary, which supports a non-anomalous two-dimensional theory. In particular, we generalize a prescriptive method for assigning duality consistent boundary conditions used originally for Abelian dualities to dual non-Abelian Chern-Simons-matter theories with SU and U gauge groups and fundamental matter sectors. The cases of single species matter sectors and those with both scalars and fermions in the dual theories are considered. Generalization of our methods to SO and USp Chern-Simons theories is also discussed.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2018

An uplifting discussion of T-duality

It is well known that string theory has a T-duality symmetry relating circle compactifications of large and small radius. This symmetry plays a foundational role in string theory. We note here that while T-duality is order two acting on the moduli space of compactifications, it is order four in its action on the conformal field theory state space. More generally, involutions in the Weyl group W (G) which act at points of enhanced G symmetry have canonical lifts to order four elements of G, a phenomenon first investigated by J. Tits in the mathematical literature on Lie groups and generalized here to conformal field theory. This simple fact has a number of interesting consequences. One consequence is a reevaluation of a mod two condition appearing in asymmetric orbifold constructions. We also briefly discuss the implications for the idea that T-duality and its generalizations should be thought of as discrete gauge symmetries in spacetime.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2015

Integral group actions on symmetric spaces and discrete duality symmetries of supergravity theories

For G = G(ℝ), a split, simply connected, semisimple Lie group of rank n and K the maximal compact subgroup of G, we give a method for computing Iwasawa coordinates of K∖G using the Chevalley generators and the Steinberg presentation. When K∖G is a scalar coset for a supergravity theory in dimensions ≥3, we determine the action of the integral form G(ℤ) on K∖G. We give explicit results for the action of the discrete U-duality groups SL{sub 2}(ℤ) and E{sub 7}(ℤ) on the scalar cosets SO(2)∖SL{sub 2}(ℝ) and [SU(8)/( ± Id)]∖E{sub 7(+7)}(ℝ) for type IIB supergravity in ten dimensions and 11-dimensional supergravity reduced to D = 4 dimensions, respectively. For the former, we use this to determine the discrete U-duality transformations on the scalar sector in the Borel gauge and we describe the discrete symmetries of the dyonic charge lattice. We determine the spectrum-generating symmetry group for fundamental BPS solitons of type IIB supergravity in D = 10 dimensions at the classical level and we propose an analog of this symmetry at the quantum level. We indicate how our methods can be used to study the orbits of discrete U-duality groups in general.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2015

Self-duality for the two-component asymmetric simple exclusion process

We study a two-component asymmetric simple exclusion process (ASEP) that is equivalent to the ASEP with second-class particles. We prove self-duality with respect to a family of duality functions which are shown to arise from the reversible measures of the process and the symmetry of the generator under the quantum algebra U{sub q}[gl{sub 3}]. We construct all invariant measures in explicit form and discuss some of their properties. We also prove a sum rule for the duality functions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2019

A web of 2d dualities: ${\bf Z}_2$ gauge fields and Arf invariants

We describe a web of well-known dualities connecting quantum field theories in d=1+1 dimensions. The web is constructed by gauging Z_2 Z 2 global symmetries and includes a number of perennial favourites such as the Jordan-Wigner transformation, Kramers-Wannier duality, bosonization of a Dirac fermion, and T-duality. There are also less-loved examples, such as non-modular invariant c=1 CFTs that depend on a background spin structure.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2019

Plane wave backgrounds and colour-kinematics duality

We consider perturbative gauge theory on a fixed Yang-Mills plane wave background, describing its Feynman rules in detail. Using these rules, the tree-level 4-point gluon amplitude is computed. As an application, we investigate whether some notion of colour-kinematics duality — a relation between the colour and kinematic constituents of the amplitude — holds on the plane wave background. Although the duality is obstructed, the obstruction has an interesting and highly-constrained structure. This plane wave version of colour-kinematics duality reduces on a flat background to the well-known identities underpinning the BCJ relations for colour-ordered partial amplitudes, and constrains representations of tree-level amplitudes beyond 4-points.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Duality defect of the monster CFT

Abstract We show that the fermionization of the Monster CFT with respect to Z 2 A is the tensor product of a free fermion and the Baby Monster CFT. The chiral fermion parity of the free fermion implies that the Monster CFT is self-dual under the Z 2 A orbifold, i.e. it enjoys the Kramers–Wannier duality. The Kramers–Wannier duality defect extends the Monster group to a larger category of topological defect lines that contains an Ising subcategory. We introduce the defect McKay – Thompson series defined as the Monster partition function twisted by the duality defect, and find that the coefficients can be decomposed into the dimensions of the (projective) irreducible representations of the Baby Monster group. We further prove that the defect McKay–Thompson series is invariant under the genus-zero congruence subgroup 16 D 0 of P S L ( 2 , Z ) .

Physics↗
DOE OSTI2024

The duality between color and kinematics and its applications

Abstract This review describes the duality between color and kinematics and its applications, with the aim of gaining a deeper understanding of the perturbative structure of gauge and gravity theories. We emphasize, in particular, applications to loop-level calculations, the broad web of theories linked by the duality and the associated double-copy structure, and the issue of extending the duality and double copy beyond scattering amplitudes. The review is aimed at doctoral students and junior researchers both inside and outside the field of amplitudes and is accompanied by various exercises.

Physics↗
DOE OSTI2026

Entire four-graviton EFT from the duality between color and kinematics

The Bern-Carrasco-Johansson (BCJ) double-copy construction reveals a fundamental structural connection between gauge and gravity theories. At its core, the BCJ double copy is directly due to a duality between the algebraic relations of a color root and those of a kinematic root. We generalize this principle beyond the conventional Lie algebra structure of tree-level Yang-Mills theory. By demanding color-kinematics duality for the complete basis of four-point color structures—including those involving the symmetric 𝑑 𝑎⁢𝑏⁢𝑐 constants—we define the universal double copy. We systematically classify the bases of all such parity-even generalized gauge-theory numerators and, independently, the space of all parity-even four-graviton higher-derivative operators. We demonstrate that our universal double-copy construction precisely spans the entire tower of parity-even four-graviton amplitudes in any dimension, except for the Lovelock 𝑅 3 contribution in 𝐷 > 6 which we can express in terms of a particularly simple universal triple-copy involving gauge theories coupled to scalars. Explicit machine-readable expressions for the complete basis of gauge-theory numerators and fundamental gravitational building blocks are provided in the Supplemental Material. This establishes that all possible four-point gravitational interactions can be factorized into products of gauge-theory building blocks governed by this universal notion of color-kinematics duality.

Carrasco, John Joseph M. [Northwestern Univ., Evan↗
DOE OSTI2025

T Duality and T T ¯ -like Deformations of Sigma Models

We initiate the study of the interplay between T duality and classical stress tensor deformations in two-dimensional sigma models. We first show that a general Abelian T duality commutes with the T T ¯ deformation, which can be engineered by a gravitational dressing. Then, by using an auxiliary field formulation of stress tensor deformations of the principal chiral model (PCM), we prove that non-Abelian T duality and arbitrary T T ¯ -like flows also commute for theories in this class. We argue that all such auxiliary field deformations of both the PCM and its T dual are classically integrable. Published by the American Physical Society 2025

Bielli, Daniele (ORCID:0009000640034768)↗
DOE OSTI2018

Global Symmetries, Counterterms, and Duality in Chern-Simons Matter Theories with Orthogonal Gauge Groups

We study three-dimensional gauge theories based on orthogonal groups. Depending on the global form of the group these theories admit discrete \theta θ -parameters, which control the weights in the sum over topologically distinct gauge bundles. We derive level-rank duality for these topological field theories. Our results may also be viewed as level-rank duality for SO(N)_{K} S O ( N ) K Chern-Simons theory in the presence of background fields for discrete global symmetries. In particular, we include the required counterterms and analysis of the anomalies. We couple our theories to charged matter and determine how these counterterms are shifted by integrating out massive fermions. By gauging discrete global symmetries we derive new boson-fermion dualities for vector matter, and present the phase diagram of theories with two-index tensor fermions, thus extending previous results for SO(N) S O ( N ) to other global forms of the gauge group.

Cordova, Clay↗
DOE OSTI2018

Deconstructing S-Duality

We use the technique of deconstruction to lift dualities from 2+1 to 3+1 dimensions. In this work we demonstrate the basic idea by deriving S-duality of maximally supersymmetric electromagnetism in 3+1 dimensions from mirror symmetry in 2+1. We also study the deconstruction of a non-supersymmetric duality in 3+1 dimensions using Abelian bosonization in 2+1.

Aitken, Kyle↗
DOE OSTI2016

Quark Hadron Duality - Recent Jefferson Lab Results

The duality between the partonic and hadronic descriptions of electron--nucleon scattering is a remarkable feature of nuclear interactions. When averaged over appropriate energy intervals the cross section at low energy which is dominated by nucleon resonances resembles the smooth behavior expected from perturbative QCD. Recent Jefferson Lab results indicate that quark-hadron duality is present in a variety of observables, not just the proton F2 structure function. An overview of recent results, especially local quark-hadron duality on the neutron, are presented here.

Niculescu, Maria Ioana↗