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DOE OSTI2024

Supersymmetric charge constraints on AdS black holes from free fields

Supersymmetric AdS black hole solutions exist only when their angular momenta and charges satisfy a certain constraint that depends on the dimension. We show that these nonlinear relations on the conserved charges agree with a computation in the dual supersymmetric CFT in its free limit, with interactions entering only through a uniform rescaling of all charges. Our computations apply to the highly non-trivial charge constraints for AdS 4 , AdS 5 and AdS 7 black holes, and generalize an earlier one for the analogous constraint in AdS 3 . Our results suggest a microscopic understanding of AdS black holes beyond the scope of supersymmetric indices.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Wormholes without averaging

After averaging over fermion couplings, SYK has a collective field description that sometimes has “wormhole” solutions. We study the fate of these wormholes when the couplings are fixed. Working mainly in a simple model, we find that the wormhole saddles persist, but that new saddles also appear elsewhere in the integration space — “half-wormholes.” The wormhole contributions depend only weakly on the specific choice of couplings, while the half-wormhole contributions are strongly sensitive. The half-wormholes are crucial for factorization of decoupled systems with fixed couplings, but they vanish after averaging, leaving the non-factorizing wormhole behind.

1/N Expansion↗
DOE OSTI2024

Explicit entropic proofs of irreversibility theorems for holographic RG flows

We revisit the existence of monotonic quantities along renormalization group flows using only the Null Energy Condition and the Ryu-Takayanagi formula for the entanglement entropy of field theories with anti-de Sitter gravity duals. In particular, we consider flows within the same dimension and holographically reprove the c-, F -, and a-theorems in dimensions two, three, and four. We focus on the family of maximally spherical entangling surfaces, define a quasi-constant of motion corresponding to the breaking of conformal invariance, and use a properly defined distance between minimal surfaces to construct a holographic c-function that is monotonic along the flow. We then apply our method to the case of flows across dimensions: there, we reprove the monotonicity of flows from AdS D+1 to AdS 3 and prove the novel case of flows from AdS 5 to AdS 4 .

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Hollow-grams: generalized entanglement wedges from the gravitational path integral

Recently, Bousso and Penington (BP) made a proposal for the entanglement wedge associated to a gravitating bulk region. In this paper, we derive this proposal in time-reflection symmetric settings using the gravitational path integral. To do this, we exploit the connection between random tensor networks (RTNs) and fixed-geometry states in gravity. We define the entropy of a bulk region in an RTN by removing tensors in that region and computing the entropy of the open legs thus generated in the “hollowed” RTN. We thus derive the BP proposal for RTNs and hence, also for fixed-geometry states in gravity. By then expressing a general holographic state as a superposition over fixed-geometry states and using a diagonal approximation, we provide a general gravitational path integral derivation of the BP proposal. We demonstrate that the saddles computing the Rényi entropy Sn depend on how the bulk region is gauge-invariantly specified. Nevertheless, we show that the BP proposal is universally reproduced in the n → 1 limit.

2D Gravity↗
DOE OSTI2025

On tests for baby universes in AdS/CFT

To address a puzzle by Antonini and Rath — where a single CFT state has two bulk duals, one with a baby universe and one without — Engelhardt and Gesteau recently devised a test for baby universes in AdS/CFT. Using the extrapolate dictionary, they showed that the boundary dual of a bulk swap test favored bulk spacetimes without a baby universe, providing evidence against their semiclassical validity. However, recent work suggests that holographic maps should post-select on such closed universes, and we argue that this is consistent with the extrapolate dictionary. We therefore construct a new holographic map for bulk states with baby universes and use this to show that the swap test cannot distinguish between Antonini and Rath’s two candidate bulk duals. This not only allows for a valid semiclassical description of the baby universe, but also enables the application of recent techniques for including observers in holographic maps.

AdS-CFT correspondence↗
DOE OSTI2025

Generalized entropy of gravitational fluctuations

The corrections to holographic entanglement entropy from bulk quantum fields in a classical gravitational background are now well understood. They lead, in particular, to unitary Page curves for evaporating black holes. However, the correct treatment of quantum fluctuations of the metric, including graviton excitations, is a longstanding problem. We provide a gauge-invariant prescription for the generalized entropy of gravitons in anti-de Sitter space in terms of areas and bulk entanglement entropy, generalizing the quantum extremal surface prescription to accommodate fluctuations in the semiclassical spacetime geometry. This task requires a careful treatment of the area operator on the graviton Hilbert space and the definition of a “quantum extremal gauge” in which the extremal surface is unperturbed. It also requires us to determine the correct vacuum modular Hamiltonian for the graviton field, which we fix by requiring that it doesn’t contain a boundary term in extremal gauge. We check our prescription with an explicit computation of the vacuum-subtracted generalized entropy of states containing a graviton in an AdS-Rindler background. Our results exactly match vacuum-subtracted von Neumann entropies for stress-tensor excited states in holographic conformal field theory with d > 2 dimensions. We also use covariant phase space techniques to give a partial proof of our prescription when the entanglement wedge for the background spacetime has a bifurcate Killing horizon. Along the way, we identify a class of perturbative graviton states that have parametrically larger generalized entropy, in the small G N expansion, than any low-energy excitations of an ordinary quantum field.

1/N expansion↗
DOE OSTI2025

2-loop scattering on superstring and supermembrane in flat space

We consider the S-matrix of transverse scalar excitations on an infinite D = 10 GS superstring and D = 11 supermembrane in flat target space. We compute the 4-particle scattering amplitude in the 2-loop approximation and demonstrate that, like in the Nambu string case, the D = 10 GS string S-matrix does not contain non-trivial 2d UV divergences (UV pole not accompanied by terms with logarithms of momenta is an artifact of dimensional regularization). This is consistent with underlying integrability of this model which is maintaining by adding appropriate local counterterms. In the supermembrane case there are no 1-loop divergences but we find a genuine 2-loop UV pole. This demonstrates non-finiteness of the world-volume S-matrix of the M2 brane theory.

AdS-CFT Correspondence↗
DOE OSTI2024

Quantum extremal modular curvature: modular transport with islands

Modular Berry transport is a useful way to understand how geometric bulk information is encoded in the boundary CFT: the modular curvature is directly related to the bulk Riemann curvature. We extend this approach by studying modular transport in the presence of a non-trivial quantum extremal surface. Focusing on JT gravity on an AdS background coupled to a non-gravitating bath, we compute the modular curvature of an interval in the bath in the presence of an island: the Quantum Extremal Modular Curvature (QEMC). We highlight some important properties of the QEMC, most importantly that it is non-local in general. In an OPE limit, the QEMC becomes local and probes the bulk Riemann curvature in regions with an island. Our work gives a new approach to probe physics behind horizons.

2D Gravity↗
DOE OSTI2024

Out-of-time-ordered-correlators for the pure inverted quartic oscillator: classical chaos meets quantum stability

Out-of-time-ordered-correlators (OTOCs) have been suggested as a means to diagnose chaotic behavior in quantum mechanical systems. Recently, it was found that OTOCs display exponential growth for the inverted quantum harmonic oscillator, mirroring the fact that this system is classically and quantum mechanically unstable. In this work, I study OTOCs for the inverted anharmonic (pure quartic) oscillator in quantum mechanics, finding only oscillatory behavior despite the classically unstable nature of the system. For higher temperature, OTOCs seem to exhibit saturation consistent with a value of –2< x 2 > T < p 2 > T at late times. I provide analytic evidence from the spectral zeta-function and the WKB method as well as direct numerical solutions of the Schrödinger equation that the inverted quartic oscillator possesses a real and positive energy eigenspectrum, and normalizable wave-functions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Transmission coefficient of super-Janus solution

We calculate the transmission coefficient of the super-Janus interface conformal field theory, both at weak and at strong coupling, where latter is described holographically as a domain-wall solution on AdS 2 × S 2 × M 4 × Σ. Surprisingly we find perfect agreement between the free and strong coupling answer, mirroring a similar unexpected equivalence previously found for the entanglement entropy.

AdS-CFT correspondence↗
DOE OSTI2025

Simple holography in general spacetimes

The simple or “outermost” wedge in AdS is the portion of the entanglement wedge that can be reconstructed with sub-exponential effort from CFT data. Here we furnish a definition in arbitrary spacetimes: given an input wedge a analogous to a CFT boundary region, the simple wedge z(a) is the largest wedge accessible by a “zigzag,” a certain sequence of antinormal lightsheets. We show that z(a) is a throat, and that it is contained in every other throat. This implies that z(a) is unique; that it is contained in the generalized entanglement wedge; and that it reduces to the AdS prescription as a special case. The zigzag explicitly constructs a preferred Cauchy slice that renders the simple wedge accessible from a; thus it adds a novel structure even in AdS. So far, no spacelike construction is known to reproduce these results, even in time-symmetric settings. This may have implications for the modeling of holographic encoding by tensor networks.

AdS-CFT Correspondence↗
DOE OSTI2025

An apologia for islands

Entanglement islands have played a key role in the recent derivation of the Page curve and other progress on the black hole information problem. Arising from the inclusion of connected wormhole saddles in a gravitational replica trick, islands signal that degrees of freedom in the black hole interior are not microscopically independent of the exterior Hawking radiation. Islands were originally discovered in the context of AdS/CFT coupled to an external, nongravitating reservoir, where the coupling gives graviton excitations an anomalous boundary scaling dimension (or “mass”). It has been claimed in the literature that this mass is crucial for the existence of islands and even the Page curve itself. In this paper, however, we explain how entanglement islands can also appear in setups with massless gravitons and no external reservoir, giving a number of examples including the entanglement wedges of boundary CFT regions, of radiation at null infinity in asymptotically flat spacetimes, and of radiation inside a semiclassical but gravitating spacetime. In each case, the Page curve is physically observable and can be determined with sufficiently careful experiments on many copies of the black hole. We give general arguments for the existence of gauge-invariant operators in gravity which are compactly supported to all orders in perturbation theory (whenever no isometries of the background spacetime exist) and refine a recently-proposed explicit construction of such operators. When applied to islands, these results — together with entanglement wedge reconstruction — guarantee that semiclassical operators in the island can be approximated by nonperturbative operators on the Hawking radiation.

AdS-CFT Correspondence↗
DOE OSTI2025

Nonperturbative quantum gravity in a closed Lorentzian universe

We study how meaningful physical predictions can arise in nonperturbative quantum gravity in a closed Lorentzian universe. In such settings, recent developments suggest that the quantum gravitational Hilbert space is one-dimensional and real for each α-sector, as induced by spacetime wormholes. This appears to obstruct the conventional quantum-mechanical prescription of assigning probabilities via projection onto a basis of states. While previous approaches have introduced external observers or augmented the theory to resolve this issue, we argue that quantum gravity itself contains all the necessary ingredients to make physical predictions. We demonstrate that the emergence of classical observables and probabilistic outcomes can be understood as a consequence of partial observability: physical observers access only a subsystem of the universe. Tracing out the inaccessible degrees of freedom yields reduced density matrices that encode classical information, with uncertainties exponentially suppressed by the environment’s entropy. We develop this perspective using both the Lorentzian path integral and operator formalisms and support it with a simple microscopic model. Our results show that quantum gravity in a closed universe naturally gives rise to meaningful, robust predictions without recourse to external constructs.

AdS-CFT Correspondence↗
DOE OSTI2025

Open-closed 3d gravity as a random ensemble

We investigate an ensemble of boundary CFTs within the framework of a tensor model recently constructed to model 3d quantum gravity. The incorporation of CFT borders introduces new elements to the gravity theory. In particular, it leads to an open-closed extension of Virasoro TQFT, which in the classical limit gives rise to 3d gravity with tensionful end-of-the-world branes. It also provides predictions for off-shell manifolds with bordered asymptotic boundaries, such as the annulus wormhole. As an application, we construct a purely open variant of the tensor model to study a purely open bootstrap problem in the context of CFT triangulation. We also briefly discuss the extension to non-orientable CFTs.

AdS-CFT correspondence↗
DOE OSTI2024

Islands far outside the horizon

Information located in an entanglement island in semiclassical gravity can be nonperturbatively reconstructed from distant radiation, implying a radical breakdown of effective field theory. We show that this occurs well outside of the black hole stretched horizon. We compute the island associated to large-angular momentum Hawking modes of a four-dimensional Schwarzschild black hole. These modes typically fall back into the black hole but can be extracted to infinity by relativistic strings or, more abstractly, by asymptotic boundary operators constructed using the timelike tube theorem. Remarkably, we find that their island can protrude a distance of order $\sqrt{\ell_p{r}_{\textrm{hor}}}$ outside the horizon. This is parametrically larger than the Planck scale ℓ p and is comparable to the Bohr radius for supermassive black holes. Therefore, in principle, a distant observer can determine experimentally whether the black hole information paradox is resolved by complementarity, or by a firewall.

AdS-CFT correspondence↗
DOE OSTI2024

Supergravity spectrum of AdS 5 black holes

We embed Kerr-Newman-AdS black holes into N = 8 gauged supergravity and study quadratic fluctuations around the black hole backgrounds of all fields in the larger theory. The equations of motion of the perturbations are partially diagonalized by the group theory of broken symmetry. Nearly all fields in theory have non-minimal couplings, so their equations of motion are not merely massive Klein-Gordon equations with minimal coupling to background gauge fields, and their analogues for fields with spin. In the special case of extremal black holes we identify specific modes of instability, some of which touch supersymmetric locus. For example, we identify scalar fields in supergravity that condense in the near horizon region and transition the black hole into a superconducting phase. We also identify supergravity modes that are susceptible to superradiant instability.

AdS-CFT Correspondence↗
DOE OSTI2024

Difference equations and integral families for Witten diagrams

We show that tree-level and one-loop Mellin space correlators in anti-de Sitter space obey certain difference equations, which are the direct analog to the differential equations for Feynman loop integrals in the flat space. Finite-difference relations, which we refer to as “summation-by-parts relations”, in parallel with the integration-by-parts relations for Feynman loop integrals, are derived to reduce the integrals to a basis. We illustrate the general methodology by explicitly deriving the difference equations and summation-by-parts relations for various tree-level and one-loop Witten diagrams up to the four-point bubble level.

AdS-CFT Correspondence↗
DOE OSTI2024

Reflected entropy in random tensor networks. Part III. Triway cuts

For general random tensor network states at large bond dimension, we prove that the integer Rényi reflected entropies (away from phase transitions) are determined by minimal triway cuts through the network. This generalizes the minimal cut description of bipartite entanglement for these states. A natural extrapolation away from integer Rényi parameters, suggested by the triway cut problem, implies the holographic conjecture S R = 2EW, where S R is the reflected entropy and EW is the entanglement wedge cross-section. Minimal triway cuts can be formulated as integer programs which cannot be relaxed to find a dual maximal flow/bit-thread description. This sheds light on the gap between the existence of tripartite entanglement in holographic states and the bipartite entanglement structure motivated by bit-threads. In particular, we prove that the Markov gap that measures tripartite entanglement is lower bounded by the integrality gap of the integer program that computes the triway cut.

AdS-CFT correspondence↗