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DOE OSTI2026

Living on the edge: a non-perturbative resolution to the negativity of bulk entropies

Lin, Maldacena, Rozenberg, and Shan (LMRS) presented a new information paradox in black hole physics by noticing that the entanglement and Rényi entropies in a two-sided black hole can become negative when the geometry contains a very large number of matter excitations behind the black hole horizon. While originally this puzzle was presented in the context of BPS two-sided black holes in two-dimensional supergravity, the negativity in fact persists for more general two-sided black holes in the presence of a large number of matter excitations. Since the entanglement and Rényi entropies in ordinary quantum systems cannot be negative, resolving this puzzle is a necessary step towards understanding the quantum mechanical description of black holes. In this paper, we explain how to address the entanglement negativity puzzle, both in the original setting discussed by LMRS and in more general non-supersymmetric settings, by summing over all non-perturbative contributions to the gravitational path integral. We then interpret this result from the point of view of a dual matrix integral, which we use to extend our analysis beyond the regime of validity of the genus re-summation performed in the gravitational path integral. In this regime, positivity is rescued by new saddles of the matrix integral, a one-eigenvalue instanton and a two-eigenvalue instanton. Finally, we formulate a similar puzzle and its resolution using random tensor network techniques.

2D Gravity↗
DOE OSTI2021

Size and momentum of an infalling particle in the black hole interior

The future interior of black holes in AdS/CFT can be described in terms of a quantum circuit. We investigate boundary quantities detecting properties of this quantum circuit. We discuss relations between operator size, quantum complexity, and the momentum of an infalling particle in the black hole interior. We argue that the trajectory of the infalling particle in the interior close to the horizon is related to the growth of operator size. The notion of size here differs slightly from the size which has previously been related to momentum of exterior particles and provides an interesting generalization. The fact that both exterior and interior momentum are related to operator size growth is a manifestation of complementarity.

2D Gravity↗
DOE OSTI2021

Seeing the entanglement wedge

We study the problem of revealing the entanglement wedge using simple operations. We ask what operation a semiclassical observer can do to bring the entanglement wedge into causal contact with the boundary, via backreaction. In a generic perturbative class of states, we propose a unitary operation in the causal wedge whose backreaction brings all of the previously causally inaccessible ‘peninsula’ into causal contact with the boundary. This class of cases includes entanglement wedges associated to boundary sub-regions that are unions of disjoint spherical caps, and the protocol works to first order in the size of the peninsula. The unitary is closely related to the so-called Connes Cocycle flow, which is a unitary that is both well-defined in QFT and localised to a sub-region. Our construction requires a generalization of the work by Ceyhan & Faulkner to regions which are unions of disconnected spherical caps. We discuss this generalization in the appendix. We argue that this cocycle should be thought of as naturally generalizing the non-local coupling introduced in the work of Gao, Jafferis & Wall.

2D gravity↗
DOE OSTI2022

Negative complexity of formation: the compact dimensions strike back

We show that the vacuum-subtracted maximal volume, the proposed holographic dual to complexity of formation, can be negative when contributions from compact directions are included. We construct explicit solutions with arbitrarily negative complexity of formation in asymptotically AdS 4 × S 7 SUGRA. These examples rely critically on the compact directions, specifically the fact that the full eleven-dimensional spacetime is not asymptotically AdS 11 . While there is some ambiguity in the extension of the holographic complexity proposal to the compact directions, we show that the two natural candidates can both have arbitrarily negative complexity of formation in SUGRA solutions. We further find examples in which complexity can even decrease at late times, including cases of both single-sided geometries and two-sided wormholes. In particular, we construct a cosmological wormhole with simultaneously negative and decreasing complexity of formation (as computed by volume) at late times. We find a distinguished role for relevant primaries in these constructions and comment on possible interpretations.

2D Gravity↗
DOE OSTI2022

Black hole induced false vacuum decay: the role of greybody factors

We study false vacuum decay catalyzed by black holes. We consider a toy two-dimensional model of a scalar field with an unstable potential in the background of a dilaton black hole. A realistic black hole in four dimensions possesses the potential barrier for linear field perturbations. We model this barrier — the greybody factor — for spherically-symmetric perturbations in the toy model by adding a coupling between the scalar field and dilaton. We compute analytically the decay rate for the black hole in thermal equilibrium (Hartle-Hawking state) and for the radiating black hole in empty space (Unruh state). Our results show that, contrary to the Hartle-Hawking vacuum, the decay probability of the Unruh vacuum remains exponentially suppressed at all black hole temperatures. We argue that this result holds also in four dimensions.

2D Gravity↗
DOE OSTI2022

Spectral form factor in sparse SYK models

We investigate the spectral form factor of the sparse Sachdev-Ye-Kitaev model. We use numerical methods to establish that at intermediate times the connected part of the spectral form factor is the dominant one. These connected contributions arise from fluctuations around the disconnected geometry, not from a new saddle point. A similar effect was previously conjectured in SYK but required a value of N out of reach of current numerical simulations.

2D Gravity↗
DOE OSTI2022

Microstructure in matrix elements

We investigate the simple model of Pennington, Shenker, Stanford and Yang for modeling the density matrix of Hawking radiation, but further include dynamics for EOW branes behind the horizon. This allows interactions that scatter one interior state to another, and also allows EOW loops. At strong coupling, we find that EOW states are no longer random; the ensemble has collapsed, and coupling constants encode the microscopic matrix elements of Hawking radiation. This suggests strong interior dynamics are important for understanding evaporating black holes, without any ensemble average. In this concrete model the density matrix of the radiation deviates from the thermal state, small off-diagonal fluctuations encode equivalences between naively orthogonal states, and bound the entropy from above. For almost evaporated black holes the off-diagonal terms become as large as the diagonal ones, eventually giving a pure state. We also find the unique analytic formula for all Renyi entropies.

2D gravity↗
DOE OSTI2021

Submerging islands through thermalization

We illustrate scenarios in which Hawking radiation collected in finite regions of a reservoir provides temporary access to the interior of black holes through transient entanglement “islands.” Whether these islands appear and the amount of time for which they dominate — sometimes giving way to a thermalization transition — is controlled by the amount of radiation we probe. In the first scenario, two reservoirs are coupled to an eternal black hole. The second scenario involves two holographic quantum gravitating systems at different temperatures interacting through a Rindler-like reservoir, which acts as a heat engine maintaining thermal equilibrium. The latter situation, which has an intricate phase structure, describes two eternal black holes radiating into each other through a shared reservoir.

2D gravity↗
DOE OSTI2021

Black hole induced false vacuum decay from first principles

We provide a method to calculate the rate of false vacuum decay induced by a black hole. The method uses complex tunneling solutions and consistently takes into account the structure of different quantum vacua in the black hole metric via boundary conditions. The latter are connected to the asymptotic behavior of the time-ordered Green’s function in the corresponding vacua. We illustrate the technique on a two-dimensional toy model of a scalar field with inverted Liouville potential in an external background of a dilaton black hole. We analytically derive the exponential suppression of tunneling from the Boulware, Hartle-Hawking and Unruh vacua and show that they are parametrically different. The Unruh vacuum decay rate is exponentially smaller than the decay rate of the Hartle-Hawking state, though both rates become unsuppressed at high enough black hole temperature. We interpret the vanishing suppression of the Unruh vacuum decay at high temperature as an artifact of the two-dimensional model and discuss why this result can be modified in the realistic case of black holes in four dimensions.

2D Gravity↗
DOE OSTI2023

Out-of-time-order correlators and Lyapunov exponents in sparse SYK

We use a combination of analytical and numerical methods to study out-of-time order correlators (OTOCs) in the sparse Sachdev-Ye-Kitaev (SYK) model. We find that at a given order of N, the standard result for the q-local, all-to-all SYK, obtained through the sum over ladder diagrams, is corrected by a series in the sparsity parameter, k. We present an algorithm to sum the diagrams at any given order of 1/(kq) n . We also study OTOCs numerically as a function of the sparsity parameter and determine the Lyapunov exponent. We find that numerical stability when extracting the Lyapunov exponent requires averaging over a massive number of realizations. This trade-off between the efficiency of the sparse model and consistent behavior at finite N becomes more significant for larger values of N.

2D gravity↗
DOE OSTI2021

Island for gravitationally prepared state and pseudo entanglement wedge

We consider spacetime initiated by a finite-sized initial boundary as a generalization of the Hartle-Hawking no-boundary state. We study entanglement entropy of matter state prepared by such spacetime. We find that the entanglement entropy for large subregion is given either by the initial state entanglement or the entanglement island, preventing the entropy to grow arbitrarily large. Consequently, the entanglement entropy is always bounded from above by the boundary area of the island, leading to an entropy bound in terms of the island. The island I is located in the analytically continued spacetime, either at the bra or the ket part of the spacetime in Schwinger-Keldysh formalism. The entanglement entropy is given by an average of complex pseudo generalized entropy for each entanglement island. We find a necessary condition of the initial state to be consistent with the strong sub-additivity, which requires that any probe degrees of freedom are thermally entangled with the rest of the system. We then find a large parameter region where the spacetime with finite-sized initial boundary, which does not have the factorization puzzle at leading order, dominates over the Hartle-Hawking no-boundary state or the bra ket wormhole. Due to the absence of a moment of time reflection symmetry, the island in our setup is a generalization of the entanglement wedge, called pseudo entanglement wedge. In pseudo entanglement wedge reconstruction, we consider reconstructing the bulk matter transition matrix on A ∪ I, from a fine-grained state on A. The bulk transition matrix is given by a thermofield double state with a projection by the initial state. We also provide an AdS/BCFT model by considering EOW branes with corners. We also find the exponential hardness of such reconstruction task using a generalization of Python’s lunch conjecture to pseudo generalized entropy.

2D gravity↗
DOE OSTI2022

Holographic BCFT with a Defect on the End-of-the-World brane

In this paper, we propose a new gravity dual for a 2d BCFT with two conformal boundaries by introducing a defect that connects the two End-of-the-World branes. We demonstrate that the BCFT dual to this bulk model exhibits a richer lowest spectrum. The corresponding lowest energy eigenvalue can continuously interpolate between - πc 24 Δ x and 0 where Δ x is the distance between the boundaries. This range was inaccessible to the conventional AdS/BCFT model with distinct boundary conditions. We compute the holographic entanglement entropy and find that it exhibits three different phases, one of which breaks the time reflection symmetry. We also construct a wormhole saddle, analogous to a 3d replica wormhole, which connects different boundaries through the AdS bulk. This saddle is present only if the BCFT is non-unitary and is always subdominant compared to the disconnected saddle.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Dust-void evolution driven by turbulent dust flux can induce runaway migration of Earth-mass planets

Torques from asymmetric dust structures (so-called dust-void and filamentary structures) formed around low-mass planets embedded in a nonturbulent dust-gas disk can exceed the torques produced by the gas disk component and then go on to dominate the planet’s orbital dynamics. Here, we investigate how these structures (hence the dust torque) change when the effect of turbulent dust diffusion and dust feedback are included, along with the direct implications on the migration of Earth-like planets. Using the FARGO3D code, we performed 2D and 3D multifluid hydrodynamic simulations, focusing on a non-migrating planet with a mass of M p = 1.5 M ⊕ in 2D and on migrating planets with M p ∈ [1.5, 12] M ⊕ in 3D. We varied the δ-dimensionless diffusivity parameter in the range [0, 3 × 10 −3 ] and considered three different Stokes numbers, St = {0.04, 0.26, 0.55}, which are representative of the gas-dominated, the transitional, and the gravity-dominated regimes, respectively. In our 2D models, we find that turbulent diffusion of dust prevents the formation of the dust-void and filamentary structures when δ > 3 × 10 −4 . Otherwise, dust structures survive turbulent diffusion flow. However, dust and total torques become positive only in transitional and gravity-dominated regimes. In our 3D models, we find that the dust-void is drastically modified and the high-density ring-shaped barrier delineating the dust-void disappears if δ ≳ 10 −4 , due to the effect of dust turbulent diffusion along with the back-reaction of the dust. For all values of δ, the filament in front of the planet is replaced by a low-density trench. Remarkably, as we have allowed the planets to migrate, the evolving dust-void can drive either runaway migration or outward (inward) oscillatory-torque migration. Our study thus suggests that low-mass Earth-like planets can undergo runaway migration in dusty disks.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

Evidence for an Early Formation of Serenitatis Basin at 4.25 Ga Shifts Lunar Chronology

Troctolite sample 76535, collected in Serenitatis basin during Apollo 17, formed at least 50 km deep, experienced maximum shock pressures of 6 GPa, and has a 40 Ar/ 39 Ar excavation age of 4.25 Ga. Previous work attributed 76535 to the South Pole-Aitken (SPA) basin, presumably dating the SPA-impact and constraining lunar bombardment history. Here we use the iSALE-2D shock-physics code and gravity inversion modeling to determine if instead the Serenitatis impact event excavated 76535. We find nearly 140,000 km 3 of material (∼2% of near-surface ejecta) matching the depth and pressure constraints of 76535 is displaced to the surface during crater collapse of a Serenitatis-like impact event. We conclude that the Serenitatis impact event possibly excavated 76535, redefining its age to 4.25 Ga, 300 My older than the consensus age based on Apollo 17 samples. This finding would provide an important anchor point where lunar chronology where bombardment flux is especially uncertain.

Bjonnes, Evan [Lawrence Livermore National Laborat↗
DOE OSTI2024

Monsoonal MCS Initiation, Rainfall, and Diurnal Gravity Waves over the Bay of Bengal: Observation and a Linear Model

Abstract Previous observational studies have indicated that mesoscale convective systems (MCSs) contribute the majority of precipitation over the Bay of Bengal (BoB) during the summer monsoon season, yet their initiation and propagation remain incompletely understood. To fill this knowledge gap, we conducted a comprehensive study using a combination of 20-yr satellite observations, MCS tracking, reanalysis data, and a theoretical linear model. Satellite observations reveal clear diurnal propagation signals of MCS initiation frequency and rainfall from the west coast of the BoB toward the central BoB, with the MCS rainfall propagating slightly slower than the MCS initiation frequency. Global reanalysis data indicate a strong association between the offshore-propagating MCS initiation frequency/rainfall and diurnal low-level wind perturbations, implying the potential role of gravity waves. To verify the hypothesis, we developed a 2D linear model that can be driven by realistic meteorological fields from reanalysis. The linear model realistically reproduces the characteristics of offshore-propagating diurnal wind perturbations. The wind perturbations, as well as the offshore propagation signals of MCS initiation frequency and rainfall, are associated with diurnal gravity waves emitted from the coastal regions, which in turn are caused by the diurnal land–sea thermal contrast. The ambient wind speed and vertical wind shear play crucial roles in modulating the timing, propagation, and amplitude of diurnal gravity waves. Using the linear model and satellite observations, we further show that the stronger monsoonal flows lead to faster offshore propagation of diurnal gravity waves, which subsequently control the offshore propagation signals of MCS initiation and rainfall. Significance Statement Rainfall over the Bay of Bengal (BoB) is primarily contributed by large and organized rainfall systems in the summer monsoon season. During this season, these systems are commonly observed over the east coast of India around midnight, the western BoB in the morning, and the central BoB in the afternoon. This eastward rainfall propagation is confirmed by observations, reanalysis data, and a theoretical model to have a strong association with atmospheric diurnal gravity waves. These waves are caused by land–sea thermal contrast and can trigger rainfall systems over the offshore regions. We also found that the diurnal gravity waves, as well as their triggered rainfall systems, can be greatly modulated by the large-scale monsoonal flows. All the above findings improve our understanding of diurnal rainfall cycle over the BoB and may contribute to the future improvement of rainfall forecast over the region.

Meteorology & Atmospheric Sciences↗
DOE OSTI2024

AdS 3 Einstein gravity and boundary description: pedagogical review

We review the various aspects of the 3D Einstein gravity theory with a negative cosmological constant and its boundary description. We also explore its connections to conformal field theories (CFTs), modular symmetry, and holography. It is worth noting that this particular theory is topological in nature, which means that all the physical degrees of freedom are located on the boundary. Additionally, we can derive the boundary description on a torus, which takes the form of a 2D Schwarzian theory. This observation suggests that the relevant degrees of freedom for the theory can be described using this 2D theory. Because of the renormalizability of the 3D gravity theory, one can probe the quantum regime. This suggests that it is possible to investigate quantum phenomena. Unlike the conventional CFTs, when considering the AdS 3 background, the boundary theory loses modular symmetry. This represents a departure from the usual behavior of CFT and is quite intriguing. The Weyl transformation induces anomaly in CFTs, and we indicate that applying this transformation to the 2D Schwarzian theory leads to similar results. Summing over all geometries with the asymptotic AdS 3 boundary condition is equivalent to summing over a modular group. The partition function is one-loop exact and therefore an analytical expression from the summation. This theory holds potential applications in Quantum Information and is a recurring theme in the study of holography, where gravitational theories are connected with CFTs.

2D Schwarzian theory↗
DOE OSTI2022

Constraining scale dependent growth with redshift surveys

Ongoing and future redshift surveys have the capability to measure the growth rate of large scale structure at the percent level over a broad range of redshifts, tightly constraining cosmological parameters. Beyond general relativity, however, the growth rate in the linear density perturbation regime can be not only redshift dependent but scale dependent, revealing important clues to modified gravity. We demonstrate that a fully model independent approach of binning the gravitational strength G eff (k,z) matches scalar-tensor results for the growth rate fσ 8 (k,z) to 0.02%–0.27% rms accuracy. For data of the quality of the Dark Energy Spectroscopic Instrument (DESI) we find the bin values can be constrained to 1.4%–28%. We also explore the general scalar-tensor form, constraining the amplitude and past and future scalaron mass/shape parameters. Perhaps most interesting is the strong complementarity of low redshift peculiar velocity data with DESI-like redshift space distortion measurements, enabling improvements up to a factor 6–7 on 2D joint confidence contour areas. Finally, we quantify some issues with gravity parametrizations that do not include all the key physics.

79 ASTRONOMY AND ASTROPHYSICS↗