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DOE OSTI2018

Neutrino Oscillations in Supernovae

A (core-collapse) supernova is the final death call of a massive star during which a gigantic amount of a special kind of elementary particles known as neutrinos are released for a brief period of time. An earlier work by the PI and his collaborators has shown that the dense neutrino gas deep inside the supernova can experience "flavor transformation" or "oscillations" in a collective fashion, a macroscopic quantum phenomenon spanning over distances of 100-1000 kilometers. During this process neutrinos of different energies and propagation directions change their identities simultaneously. This phenomenon may be a key to understanding the mechanism of supernova explosion and the origin of many of the chemical elements found on the earth which were produced in the supernovae exploded in the past. The previous understanding of neutrino oscillations in supernovae was based on a stationary 3-dimensional model with 1 spatial dimension and 2 momentum dimensions. In this "neutrino bulb model" neutrinos are emitted from a spherically symmetric surface and they are decoupled from the motion of matter and the production of chemical elements. In order to accurately model the neutrino oscillations in supernovae and determine its physical consequences, sophisticated 7-dimensional (1 temporal dimension + 3 spatial dimensions + 3 momentum dimensions) modelling of neutrino transport must be performed self-consistently together with the hydrodynamic simulation of the flow of energy and matter inside the supernova and with the calculation of the production and destruction of chemical elements through a large nucleosynthesis network. Although it will be long journey to achieve the lofty goal, our project has made important progress in three different fronts towards this goal. In the first front we explored new computing hardware on which the next generation simulation codes may be run. We ported the neutrino bulb code to the platform of Graphics Processing Unit (GPU) and then later developed a new bulb code that can be run on supercomputers equipped with the Intel Xeon CPUs and/or the Xeon Phi coprocessors. In the second front we developed new algorithms that can be used towards computing neutrino oscillations in multi-dimensional models. We have developed a moment expansion method which is approximately 10 times more efficient than the old algorithm. We have also developed numerical codes to solve neutrino oscillations in toy models with two spatial dimensions. In the last front we used analytic methods to study neutrino oscillations in more sophisticated models, e.g. of multiple spatial dimensions and/or with time dependence. By analyzing the neutrino oscillations in toy models with two spacial dimensions we found that the approximate spacial translation symmetry, which is similar to the spherical symmetry in the neutrino bulb model, can be broken spontaneously as neutrino oscillations begin. By analyzing a time-dependent neutrino bulb model we found that certain modes of neutrino oscillations that are suppressed in the stationary model can become active in the time-dependent model. We have also developed theories which give insights to how ordinary matter may affect neutrino oscillations in supernovae and other astrophysical environments.

Duan, Huaiyu↗

DOE OSTI2024

Solar neutrinos and ν 2 visible decays to ν 1

Experimental bounds on the neutrino lifetime depend on the nature of the neutrinos and the details of the potentially new physics responsible for neutrino decay. In the case where the decays involve active neutrinos in the final state, the neutrino masses also qualitatively impact how these manifest themselves experimentally. In order to further understand the impact of nonzero neutrino masses, we explore how observations of solar neutrinos constrain a very simple toy model. We assume that neutrinos are Dirac fermions and there is a new massless scalar that couples to neutrinos such that a heavy neutrino— ν 2 with mass m 2 —can decay into a lighter neutrino— ν 1 with mass m 1 —and a massless scalar. We find that the constraints on the new physics coupling depend, sometimes significantly, on the ratio of the daughter-to-parent neutrino masses and that, for large-enough values of the new physics coupling, the “dark side” of the solar neutrino parameter space— sin 2 θ 12 ∼ 0.7 —provides a reasonable fit to solar neutrino data, if only B 8 or Be 7 neutrino data alone are considered, but no allowed region is found in the combined analysis. Our results generalize to other neutrino-decay scenarios, including those that mediate ν 2 → ν 1 ν ¯ 3 ν 3 when the neutrino mass ordering is inverted mass and m 2 > m 1 ≫ m 3 , the mass of ν 3 . Published by the American Physical Society 2024

Astronomy & Astrophysics↗

DOE OSTI2020

Neutrino oscillation phenomenology in the standard model and beyond

Over the last 20 years measurements of neutrino oscillation parameters have become very precise. In the standard neutrino oscillation picture most of the parameters are measured at the percent level. In this thesis we study neutrino oscillations in the standard picture and beyond. We analyze data from all types of neutrino oscillation experiments to obtain a global picture of neutrino oscillations. The remaining unknowns in the standard picture are the value of the CP-violating phase $\delta$, the octant of the atmospheric angle $\theta_{23}$ and the neutrino mass ordering. We discuss the current status of these unknowns and also comment on how well future experiments will do in measuring these quantities, where we discuss new facilities which will observe accelerator, atmossperic and reactor neutrinos. Using oscillation data it is possible to bound a possible violation of the CPT symmetry in the neutrino sector. This is done by performing a fit to neutrino and antineutrino oscillation data separately. We also address the capability of the future experiment DUNE to this scenario. We show that DUNE could improve some of the current bounds considerably. We discuss the sensitivity of DUNE together with the next generation reactor neutrino experiment JUNO to measure quasi-Dirac neutrino oscillations. We find that the future experiments will be able to bound the important quantities, mostly unbounded by current data. Finally, we discuss atmospheric neutrinos at the next generation neutrino telescope ORCA. We show that ORCA will put the best bounds on the invisible neutrino decay of $\nu_3$, coming from neutrino oscillation experiments. We also find that, a scenario like this would not affect the standard measurements of ORCA, namely the determination of the atmospheric neutrino oscillation parameters and the measurement of the neutrino mass ordering.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2012

Neutrino Oscillation Physics

To complement the neutrino-physics lectures given at the 2011 International School on Astro Particle Physics devoted to Neutrino Physics and Astrophysics (ISAPP 2011; Varenna, Italy), at the 2011 European School of High Energy Physics (ESHEP 2011; Cheila Gradistei, Romania), and, in modified form, at other summer schools, we present here a written description of the physics of neutrino oscillation. This description is centered on a new way of deriving the oscillation probability. We also provide a brief guide to references relevant to topics other than neutrino oscillation that were covered in the lectures. Neutrinos and photons are by far the most abundant elementary particles in the universe. Thus, if we would like to comprehend the universe, we must understand the neutrinos. Of course, studying the neutrinos is challenging, since the only known forces through which these electrically-neutral leptons interact are the weak force and gravity. Consequently, interactions of neutrinos in a detector are very rare events, so that very large detectors and intense neutrino sources are needed to make experiments feasible. Nevertheless, we have confirmed that the weak interactions of neutrinos are correctly described by the Standard Model (SM) of elementary particle physics. Moreover, in the last 14 years, we have discovered that neutrinos have nonzero masses, and that leptons mix. These discoveries have been based on the observation that neutrinos can change from one 'flavor' to another - the phenomenon known as neutrino oscillation. We shall explain the physics of neutrino oscillation, deriving the probability of oscillation in a new way. We shall also provide a very brief guide to references that can be used to study some major neutrino-physics topics other than neutrino oscillation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2013

Task I: Dark Matter Search Experiments with Cryogenic Detectors: CDMS-I and CDMS-II Task II: Experimental Study of Neutrino Properties: EXO and KamLAND

Dark Matter Search - During the period of performance, our group continued the search for dark matter in the form of weakly interacting massive particles or WIMPs. As a key member of the CDMS (Cryogenic Dark Matter Search) collaboration, we completed the CDMS II experiment which led the field in sensitivity for more than five years. We fabricated all detectors, and participated in detector testing and verification. In addition, we participated in the construction and operation of the facility at the Soudan Underground Laboratory and played key roles in the data acquisition and analysis. Towards the end of the performance period, we began operating the SuperCDMS Soudan experiment, which consists of 15 advanced Ge (9 kg) detectors. The advanced detector design called iZIP grew out of our earlier DOE Particle Detector R&D program which demonstrated the rejection of surface electrons to levels where they are no longer the dominant source of background. Our group invented this advanced design and these larger detectors were fabricated on the Stanford campus in collaboration with the SLAC CDMS group and the Santa Clara University group. The sensitivity reach is expected to be up to 5 times better than CDMS II after two years of operation. We will check the new limits on WIMPs set by XENON100, and we expect improved sensitivity for light mass WIMPs beyond that of any other existing experiment. Our group includes the Spokesperson for SuperCDMS and continues to make important contributions to improvements in the detector technology which are enabling the very low trigger thresholds used to explore the low mass WIMP region. We are making detailed measurements of the charge transport and trapping within Ge crystals, measuring the diffusive trapping distance of the quasiparticle excitations within the Al phonon collector fins on the detector surface, and we are contributing to the development of much improved detector Monte Carlos which are essential to guide the detector design and optimize the analysis. Neutrino Physics – In the period of performance the neutrino group successfully completed the construction of EXO-200 and commissioned the detector. Science data taking started on Jun 1, 2011. With the discovery of the 2-neutrino double-beta decay in 136-Xe and the first measurement of the 0-neutrino mode resulting in the most stringent limit of Majorana masses, our group continues to be a leading innovator in the field of neutrino physics which is central to DOE-HEP Intensity Frontier program. The phenomenon of neutrino oscillations, in part elucidated by our earlier efforts with the Palo Verde and KamLAND experiments, provides the crucial information that neutrino masses are non-zero and, yet, it contains no information on the value of the neutrino mass scale. In recent times our group has therefore shifted its focus to a high sensitivity 0-neutrino double beta decay program, EXO. The 0-neutrino double beta decay provides the best chance of extending the sensitivity to the neutrino mass scale below 10 meV but, maybe more importantly, it tests the nature of the neutrino wave function, providing the most sensitive probe for Majorana particles and lepton number violation. The EXO program, formulated by our group several years ago, plans to use up to tonnes of the isotope 136-Xe to study the 0-neutrino double beta decay mode. The EXO-200 detector is the first step in this program and it represents the only large US-led and based experiment taking data. The EXO-200 isotope enrichment program broke new grounds for the enterprise of double beta decay. The detector design and material selection program paid off, resulting in a background that is among the very best in the field. The “first light" of EXO-200 was very exciting with the discovery -in the first month of data- of the rarest 2-neutrino double beta decay mode ever observed. The lower limit on the 0-neutrino double beta decay half-life, published in Phys. Rev. Lett. and based on the first 120 days of data is the second best but, when translated into a Majorana mass scale, it is one of the most stringent constraint we have on neutrino masses. Indeed, such a limit was the first result to contradict a claim of discovery in 76-Ge for most nuclear matrix elements calculations. As we continue data taking and plan some modest upgrades to EXO-200 our group is also very active in the design of nEXO, a 5 tonne detector based on the technology demonstrated by EXO-200. Over the years we have made it a tradition to explore the frontier and not to be shy about looking in new directions and re-inventing ourselves to best take advantage of the precious few opportunities provided by Nature. We have also cultivated a number of young people at all levels and, by now, many of the undergraduates, graduate students and postdocs educated by this group have leading positions in academia and industry around the world.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

NASA NTRS2022

NIAC Phase-2 Final Report for Astrophysics and Technical Lab Studies of a Solar Neutrino Spacecraft Detector

The Sun provides all the energy that our planet needs for life and has been doing so for five billion years. Understanding our Sun and its interior is one of the major goals of the NASA Science program. Still this is a very difficult task because very little makes it directly out of the Sun’s interior. The energy we see today, that warms the Earth, was made 50,000 to 80,000 years ago and is only now coming to the surface to make light. However, neutrinos penetrate matter almost without interaction and make it to Earth in only eight minutes from creation. Since neutrinos interact only weakly they are hard to detect; never-the-less within the last ten years neutrino detectors on Earth have started to reliably detect neutrinos from the fusion reactions in the interior of the Sun and scientists have started to use this information to investigate the Sun’s nuclear furnace. Changes in solar neutrino flux make it advantageous to take a neutrino detector into space since the solar neutrino intensity changes dramatically as the inverse square of the distance from the Sun, by five orders of magnitude when going from the Earth to the Sun. Launch of a neutrino detector into space toward the Sun will: a) aim to significantly increase the neutrino flux 10,000x allowing for a smaller detector which improves detector energy resolution and performance, b) attempt to completely eliminate background terrestrial neutrino sources for improved measurement accuracy, and c) conduct unique science experiments near the Sun not achievable with much larger detectors on the Earth. NASA's interest in deep space exploration has been a key factor in its unmanned spacecraft development and launch of exploration science satellites and spacecraft. NASA has done exceptional experiments in space where science benefits from the unique platform of spacecraft that provides unprecedented views. For example, the Hubble Space Telescope is really a small and very common instrument, but when it is put into an orbit high above the Earth, it becomes one of the most powerful optical observatories man has ever made. Moving neutrino observations to space is the next obvious step. The concept of putting a neutrino detector in close orbit of the sun is completely unexplored and innovative. Its scientific return is to vastly enhance the understanding of the solar interior which is a NASA major goal as stated in the decadal survey. Preliminary calculations show that such a spacecraft if properly shielded, can operate in this environment both taking data of neutrino interactions which can be distinguished from random background rates of solar Electromagnetic emissions, Galactic charged cosmic-ray, and gamma-rays by using a double pulsed signature. The NIAC Phase-1 simulations have shown this idea to be very successful in eliminating background and identifying the neutrino interaction signal, hence this spacecraft detector concept once demonstrated to be Technical Readiness Level 7 and flight mission-ready would enable a whole new type of mission to explore and study our Sun, in details that could neither be done with the largest neutrino detectors on Earth nor other types of space-craft measurements that are not using neutrino detection. Our goal in this NIAC Phase-2 was to take the detector simulation ideas and construct a prototype for testing in the lab with tagged sources to evaluate and demonstrate that the performance in the simulations are borne out by a prototype.

Neutrino↗

DOE OSTI2021

Novel usage of deep learning and high-performance computing in long-baseline neutrino oscillation experiments

Mención Internacional en el título de doctorDeep-learning methods are playing a crucial role in numerous scientific and industrialapplications. Over the past two decades, these techniques have helped in the collection,reconstruction, and analysis of large data samples in particle physics experiments. Themain topic of this PhD research is the study of deep-learning techniques in long-baselineneutrino oscillation experiments. Neutrinos are mysterious light elementary particles,and their investigation is essential to shed light on some of the remaining open questionsin physics. The work presented here describes an algorithm based on a convolutionalneural network developed to provide highly accurate and efficient selections of electronneutrino and muon neutrino interactions in the Deep Underground Neutrino Experiment(DUNE). With this algorithm, the electron neutrino (antineutrino) selection efficiencypeaks at 90% (94%) and exceeds 85% (90%) for reconstructed neutrino energies between2-5 GeV. The selection efficiency for muon neutrino (antineutrino) interactions is foundto have a maximum of 96% (97%) and exceeds 90% (95%) efficiency for reconstructedneutrino energies above 2 GeV. When considering all electron neutrino and antineutrinointeractions as signal (both those appearing from oscillations and those intrinsic tothe beam), a selection purity of 90% is achieved. These event selections are criticalto maximise the sensitivity of the experiment to CP-violating effects, key to furtherunderstand the matter-antimatter asymmetry of the Universe.In high-energy physics experiments, deep learning has also been explored for producingfast simulations and physically-motivated manipulations of simulated images. Some ofthose simulations, such as the light production and detection, are very computationallyexpensive and require novel methods to produce the necessary samples while controllingthe varied underlying physics model parameters. To do so, we invented the model-assistedgenerative adversarial network (MAGAN), first validated on simple generic case studiesand then successfully applied to the DUNE photon-detector simulation.Moreover, we also developed graph neural networks for 3D-voxel classification ofambiguities and optical crosstalk for a different particle physics experiment, most preciselyfor the proposed SuperFGD. This novel 3D-granular plastic-scintillator neutrino detectorwill be used to upgrade the near detector of the T2K neutrino oscillation experiment, and our method reports efficiencies and purities of 94-96% per event in the classificationof particle track voxels.Due to the growth and complexity of deep neural networks, researchers have beeninvestigating techniques to train those networks in a more computationally-efficient way.Many efforts have been made by the community to optimise deep-learning models byparallelising or distributing their training computation across multiple devices. In thisthesis, we study an approach based on data locality for those neural networks that cannotbenefit from scaling their computation due to a significant bottleneck in the data I/O.The research also includes a detailed study on the performance of deep neural networkson hardware accelerator boards.Los métodos de aprendizaje profundo son cada vez más utilizados en numerosas aplicacionescientíficas e industriales hoy en día. Durante las dos últimas décadas, estastécnicas se han empleado en la recolección, reconstrucción y análisis de la gran cantidadde datos generados por experimentos de física de partículas. El tema principal de estatesis doctoral es el uso de estos modelos de aprendizaje profundo en experimentos defísica de neutrinos, en concreto en los experimentos de larga distancia DUNE y T2K. Losneutrinos, partículas fundamentales neutras, de las más ligeras del Universo, pueden serclave para explicar algunas de las cuestiones todavía sin resolver en física fundamental.Entre las diferentes contribuciones que esta tesis ha hecho a su estudio, cabe destacar eldesarrollo de un algoritmo basado en una red de neuronas convolucional para seleccionarcon gran eficiencia y precisión las interacciones de neutrinos electrónicos y muónicos enel Deep Underground Neutrino Experiment (DUNE). La eficiencia de selección obtenidapara neutrinos (antineutrinos) electrónicos alcanza un máximo del 90% (94%) y supera el85% (90%) para neutrinos con energías reconstruidas en el rango 2-5 GeV. La selección deneutrinos (antineutrinos) muónicos tiene una eficiencia máxima del 96% (97%) y excedeel 90% (95%) para neutrinos con energías reconstruidas de más de 2 GeV. Considerandocomo señal todas las interacciones de neutrinos y antineutrinos electrónicos (procedentestanto de oscilaciones como intrínsecos en el haz inicial), se logra una pureza en la seleccióndel 90%. Dichas selecciones de eventos son fundamentales para maximizar la sensibilidaddel experimento a los efectos de violació...

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2018

Search for Sterile Neutrinos with MINOS and MINOS+

MINOS+, a three year extension of the successful MINOS experiment, is a long-baseline neutrino experiment consisting of a beam originating at the NuMI beam facility, which is sampled 1 km downstream from in the 1 kt Near Detector at Fermilab, and again at 735 km downstream in the 5.4 kt Far Detector in the Soudan Underground Laboratory. Comparison of measurements taken at the Near and Far Detectors allows MINOS+ to probe with great precision the atmospheric domain of neutrino oscillations. Through observation of both neutral-current and charged-current weak interactions, MINOS+ is sensitive to both the muon neutrino survival and muon neutrino disappearance along its long baseline, which not only permits the high-precision measurement of m2 32 and 23 in the standard three- avor neutrino oscillations model but also allows for searches for anomalous oscillation behaviors. Here we show that observation of the anomalous disappearance of muon neutrinos can be interpreted in the context of oscillations in a phenomenological model containing three active neutrino avor eigenstates and one sterile neutrino eigenstate. MINOS+, a three year extension of the successful MINOS experiment, is a long-baseline neutrino experiment consisting of a beam originating at the NuMI beam facility, which is sampled 1 km downstream from in the 1 kt Near Detector at Fermilab, and again at 735 km downstream in the 5.4 kt Far Detector in the Soudan Underground Laboratory. Comparison of measurements taken at the Near and Far Detectors allows MINOS+ to probe with great precision the atmospheric domain of neutrino oscillations. Through observation of both neutral-current and charged-current weak interactions, MINOS+ is sensitive to both the muon neutrino survival and muon neutrino disappearance along its long baseline, which not only permits the high-precision measurement of m2 32 and 23 in the standard three- avor neutrino oscillations model but also allows for searches for anomalous oscillation behaviors. Here we show that observation of the anomalous disappearance of muon neutrinos can be interpreted in the context of oscillations in a phenomenological model containing three active neutrino avor eigenstates and one sterile neutrino eigenstate.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Majorana versus Dirac Constraints on the Neutrino Dipole Moments

Massive neutrinos are guaranteed to have nonzero electromagnetic moments and, since there are at least three neutrino species, these dipole moments define a matrix. Here, we estimate the current upper bounds on all independent neutrino electromagnetic moments, concentrating on Earth-bound experiments and measurements with solar neutrinos, including the very recent results reported by XENONnT. We make no simplifying assumptions and compare the hypotheses that neutrinos are Majorana fermions or Dirac fermions. In particular, we fully explore constraints in the Dirac-neutrino parameter space. Majorana and Dirac neutrinos are different; for example, the upper bounds on the magnitudes of the elements of the dipole moment matrix are weaker for Dirac neutrinos, relative to Majorana neutrinos. The potential physics reach of next-generation experiments also depends on the nature of the neutrino. We find that a next-generation experiment two orders of magnitude more sensitive to the neutrino electromagnetic moments via $\nu_{\mu}$ elastic scattering may discover that the neutrino electromagnetic moments are nonzero if the neutrinos are Dirac fermions. Instead, if the neutrinos are Majorana fermions, such a discovery is ruled out by existing solar neutrino data, unless there are more than three light neutrinos.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2013

Non-linear evolution of the cosmic neutrino background

We investigate the non-linear evolution of the relic cosmic neutrino background by running large box-size, high resolution N-body simulations which incorporate cold dark matter (CDM) and neutrinos as independent particle species. Our set of simulations explore the properties of neutrinos in a reference ΛCDM model with total neutrino masses between 0.05-0.60 eV in cold dark matter haloes of mass 10{sup 11}−10{sup 15} h{sup −1}M{sub s}un, over a redshift range z = 0−2. We compute the halo mass function and show that it is reasonably well fitted by the Sheth-Tormen formula, once the neutrino contribution to the total matter is removed. More importantly, we focus on the CDM and neutrino properties of the density and peculiar velocity fields in the cosmological volume, inside and in the outskirts of virialized haloes. The dynamical state of the neutrino particles depends strongly on their momentum: whereas neutrinos in the low velocity tail behave similarly to CDM particles, neutrinos in the high velocity tail are not affected by the clustering of the underlying CDM component. We find that the neutrino (linear) unperturbed momentum distribution is modified and mass and redshift dependent deviations from the expected Fermi-Dirac distribution are in place both in the cosmological volume and inside haloes. The neutrino density profiles around virialized haloes have been carefully investigated and a simple fitting formula is provided. The neutrino profile, unlike the cold dark matter one, is found to be cored with core size and central density that depend on the neutrino mass, redshift and mass of the halo, for halos of masses larger than ∼ 10{sup 13.5}h{sup −1}M{sub s}un. For lower masses the neutrino profile is best fitted by a simple power-law relation in the range probed by the simulations. The results we obtain are numerically converged in terms of neutrino profiles at the 10% level for scales above ∼ 200 h{sup −1}kpc at z = 0, and are stable with respect to box-size and starting redshift of the simulation. Our findings are particularly important in view of upcoming large-scale structure surveys, like Euclid, that are expected to probe the non-linear regime at the percent level with lensing and clustering observations.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2012

Anti-Neutrino Charged Current Quasi-Elastic Scattering in MINER$\nu$A

The phenomenon of neutrino oscillation is becoming increasingly understood with results from accelerator-based and reactor-based experiments, but unanswered questions remain. The proper ordering of the neutrino mass eigenstates that compose the neutrino avor eigenstates is not completely known. We have yet to detect CP violation in neutrino mixing, which if present could help explain the asymmetry between matter and anti-matter in the universe. We also have not resolved whether sterile neutrinos, which do not interact in any Standard Model interaction, exist. Accelerator-based experiments appear to be the most promising candidates for resolving these questions; however, the ability of present and future experiments to provide answers is likely to be limited by systematic errors. A significant source of this systematic error comes from limitations in our knowledge of neutrino-nucleus interactions. Errors on cross-sections for such interactions are large, existing data is sometimes contradictory, and knowledge of nuclear effects is incomplete. One type of neutrino interaction of particular interest is charged current quasi-elastic (CCQE) scattering, which yields a final state consisting of a charged lepton and nucleon. This process, which is the dominant interaction near energies of 1 GeV, is of great utility to neutrino oscillation experiments since the incoming neutrino energy and the square of the momentum transferred to the final state nucleon, Q 2 , can be reconstructed using the final state lepton kinematics. To address the uncertainty in our knowledge of neutrino interactions, many experiments have begun making dedicated measurements. In particular, the MINER A experiment is studying neutrino-nucleus interactions in the few GeV region. MINERvA is a fine-grained, high precision, high statistics neutrino scattering experiment that will greatly improve our understanding of neutrino cross-sections and nuclear effects that affect the final state particles in neutrino interactions. We present the first cross-section measurement for MINER A, the differential cross-section dσ/dQ 2 for muon anti-neutrino CCQE scattering on polystyrene scintillator (CH) as well as comparisons to several final state models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

First Measurement of Inclusive Muon Neutrino Charged Current Triple Differential Cross Section on Argon

The field of accelerator neutrino experiments is entering an era of precision oscillation measurements where the remaining unknown neutrino measurements will be determined. The upcoming DUNE and Hyper-K experiments aim to determine the neutrino mass hierarchy and degree of Charge-Parity (CP) violation in the neutrino sector, providing potential insight on the matter-antimatter imbalance observed in the universe. However, these experiments require highly accurate measurements, and neutrino cross section modeling uncertainties may limit their capabilities. Cross section measurements at current- generation experiments can aid the development of neutrino interaction models to reduce these uncertainties. This is especially true for measurements of neutrino energy, as it drives neutrino oscillations and is of key importance to oscillation experiments. The MicroBooNE experiment uses a Liquid Argon Time Projection Chamber (LArTPC) to produce neutrino-argon cross sections as one of its physics goals. The MicroBooNE detector’s fully active volume, precision reconstruction, and calorimetry information are leveraged in the Wire-Cell analysis to produce a muon neutrino selection that is 92% pure while maintaining 68% efficiency. A reconstruction chain featuring a fully 3D charge reconstruction and a graph-based particle trajectory fit are used to produce accurate measurements of lepton kinematics as well as visible hadronic energy produced in a neutrino interaction. This thesis presents the first neutrino-argon triple-differential cross section measurement, targeting inclusive charged-current final states. Wiener SVD unfolding is used to produce a measurement over neutrino energy, muon momentum, and muon scattering angle. A series of constrained goodness of fit tests are used to demonstrate the validity of MicroBooNE’s model in describing the distribution of reconstructed kinematics seen in data to ensure the accuracy of unfolding. The validated unfolding to neutrino energy represents a step forward in the field of neutrino cross sections, and demonstrates the capabilities of the LArTPC detector.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2015

Observation of Electron Neutrino Appearance in the NuMI Beam with the NOvA Experiment

NOvA is a long-baseline neutrino oscillation experiment that uses two functionally identical detectors separated by 810 kilometers at locations 14 milliradians off-axis from the NuMI muon neutrino beam at Fermilab. At these locations the beam energy peaks at 2 GeV. This baseline is the longest in the world for an accelerator-based neutrino oscillation experiment, which enhances the sensitivity to the neutrino mass ordering. The experiment studies oscillations of the muon neutrino and anti-neutrino beam that is produced. Both detectors completed commissioning in the summer of 2014 and continue to collect data. One of the primary physics goals of the experiment is the measurement of electron neutrino appearance in the muon neutrino beam which yields measurements of the oscillation parameters sin 2 2θ 13 , δ , and the neutrino mass ordering within the standard model of neutrino oscillations. This thesis presents the analysis of data collected between February 2014 and May 2015, corresponding to 3.52 X 10 20 protons-on-target. In this first analysis NOvA recorded 6 electron neutrino candidates, which is a 3.3σ observation of electron neutrino appearance. The T2K experiment performs the same measurement on a baseline of 295 kilometers and has a 1 σ preference for the normal mass ordering over the inverted ordering over the phase space of the CP violating parameter δ, which is also weakly seen in the NOvA result. By the summer of 2016 NOvA will triple its statistics due to increased beam power and a completed detector. If electron neutrinos continue to be observed at the current rate NOvA will be able to establish a mass ordering preference at a similar confidence level to T2K.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2015

Sterile Neutrinos in Cold Climates

Measurements of neutrino oscillations at short baselines contain an intriguing set of experimental anomalies that may be suggestive of new physics such as the existence of sterile neutrinos. This three-part thesis presents research directed towards understanding these anomalies and searching for sterile neutrino oscillations. Part I contains a theoretical discussion of neutrino coherence properties. The open-quantum-system picture of neutrino beams, which allows a rigorous prediction of coherence distances for accelerator neutrinos, is presented. Validity of the standard treatment of active and sterile neutrino oscillations at short baselines is verified and non-standard coherence loss effects at longer baselines are predicted. Part II concerns liquid argon detector development for the MicroBooNE experiment, which will search for short-baseline oscillations in the Booster Neutrino Beam at Fermilab. Topics include characterization and installation of the MicroBooNE optical system; test-stand measurements of liquid argon optical properties with dissolved impurities; optimization of wavelength-shifting coatings for liquid argon scintillation light detection; testing and deployment of high-voltage surge arrestors to protect TPC field cages; and software development for optical and TPC simulation and reconstruction. Part III presents a search for sterile neutrinos using the IceCube neutrino telescope, which has collected a large sample of atmospheric-neutrino-induced events in the 1-10 TeV energy range. Sterile neutrinos would modify the detected neutrino flux shape via MSW-resonant oscillations. Following a careful treatment of systematic uncertainties in the sample, no evidence for MSW-resonant oscillations is observed, and exclusion limits on 3+1 model parameter space are derived. Under the mixing assumptions made, the 90\% confidence level exclusion limit extends to $\mathrm{sin}^2 2\theta_{24} \leq 0.02$ at $\Delta m^2 \sim 0.3\,eV^2$, and the LSND and MiniBooNE allowed regions are excluded at~>99\% confidence level.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2015

Estudo da Oscilação de Neutrinos Muônicos Usando Dados Atmosféricos e de Acelerador nos Experimentos MINOS e MINOS+

The MINOS (Main Injector Neutrino Oscillation Search) and MINOS+ experiments were designed to study neutrino oscillations using a muon neutrino beam which is detected in two different locations, in the Near Detector and in the Far Detector. The distance between the detectors allows the beam neutrinos to oscillate to a different flavor. Therefore, a disappearance of the muon neutrinos from the beam is observed in the Far Detector. The Far Detector has a special apparatus which makes possible the selection of atmospheric neutrinos and antineutrinos. These come from interactions of cosmic rays with the Earth’s atmosphere. Both detectors have a magnetic field, allowing the distiction between neutrinos and antineutrinos interactions. This thesis presents the first combined analysis of data from the MINOS and MINOS+ experiments. We have analyzed the combined neutrino energy spectrum from the complete MINOS beam data and the first, more energetic, MINOS+ beam data. The disappearance of the muon neutrinos was observed and the data has shown to be congruent with the oscillation model. Beyond that, we have measured the atmospheric oscillation parameters of the beam and atmospheric neutrinos and antineutrinos from MINOS combined with the atmospheric neutrinos and antineutrinos from MINOS+. Assuming the same oscillation parameters for both neutrinos and antineutrinos, the best fit is obtained for inverted hierarchy and lower octant with Δm 2 32 = 2:37 X 10 -3 eV 2 and sin 2 θ 23 = 0:43, and the limits m 2 32 = [2,29 - 2,49] 10 -3 eV 2 (68%) and sin 2 θ 23 = 0.36 - 0.66 (90%). These results are the most precise measurement of the neutrinos mass splitting using muon neutrino disappearance data only.

43 PARTICLE ACCELERATORS↗

DOE OSTI2025

Searching for Sterile Neutrinos In the NOvA Experiment and Measurements of Hadronic Energy Response with NOvA Test Beam Data

The NOvA (NuMI Off-Axis electron neutrino Appearance) experiment is a long-baseline neutrino oscillation experiment composed of two functionally identical detectors: a 300-ton Near Detector and a 14-kton Far Detector, separated by 809 km and placed 14 mrad off the axis of the NuMI neutrino beam created at Fermilab. This configuration enables NOvA’s rich neutrino physics program, which includes measuring neutrino mixing parameters, determining the neutrino mass hierarchy, probing CP violation in the leptonic sector, studying neutrino cross sections, searching for sterile neutrinos, and more.\\ In this thesis I will present two independent analyses developed within the NOvA experiment. The first is a search for light sterile neutrino oscillations in the 3+1 framework using $\nu_\mu$-CC and NC samples from the NOvA Near and Far Detectors. Light sterile neutrinos are hypothetical neutral leptons that do not participate in the weak interactions but can mix with the three known active neutrinos: $\nu_e$, $\nu_\mu$, and $\nu_\tau$. Anomalous results, such as $\nu_e$/$\bar{\nu}e$ appearance in a $\nu_\mu$ ($\bar{\nu}_\mu$) beam observed by the MiniBooNE and LSND experiments, can be explained by the existence of sterile neutrinos. Thus, proving the existence of this type of neutrino is essential. The latest results of these searches in the NOvA experiment, along with contributions to this effort, will be presented.\\ The second is the first measurement of the pion energy response using data from the NOvA Test Beam experiment. The NOvA Test Beam experiment, deployed at Fermilab, uses a scaled-down 30-ton NOvA detector to analyze tagged beamline particles. The beamline can select and identify electrons, muons, pions, kaons, and protons with momenta ranging from 0.4 to 1.4 GeV/c. Pions are an important component of the hadronic system in neutrino interactions, and understanding how the detector responds to these particles is crucial for the validation of the simulation and the reduction of detector calibration uncertainties, which remain one of the largest systematic uncertainties in NOvA analyses.

Dueñas Tonguino, David Francisco [Cincinnati U.] (↗

DOE OSTI2024

Validation of the NOνA experiment 2023-tuning on simulated neutrino-matter interactions

NOνA is a long-baseline neutrino oscillation experiment that utilizes a two-detector design to study the oscillations of muon neutrinos into electron neutrinos over a baseline of 810 km. The Near Detector (ND) measures the neutrino beam spectrum and composition before oscillation, which is then compared to the oscillated neutrino energy spectrum observed in the Far Detector (FD). In the ND, the neutrinos are detected through their interactions with the heavy target nuclei within the detector. NOνA employs the GENIE neutrino event generator for simulating these neutrino-nucleus interactions. However, the default GENIE prediction does not adequately reproduce the ND data. To address this, NOνA developed a tune of the neutrino interaction models within GENIE version 3:0:6 to minimize discrepancies between the simulated predictions and the observed data in the ND. This dissertation tests the NOνA’s 2023 tune of the GENIE neutrino cross-section simulations by performing a data/simulations comparison for the ND. The analysis employed datasets comprising $2.55\times10^{21}$ protons-on-target (POT) in neutrino beam mode and $1.14\times10^{21}$ POT in antineutrino beam mode. The NOνA tuning of neutrino-matter interaction simulations matches with ND data within the $1\sigma$ error band, overestimating muon neutrino and antineutrino charged current interactions by approximately 6 % and 9 %, respectively. Discrepancies were observed in the energy region dominated by Quasi-Elastic-like interactions. Systematic uncertainties associated with the modeling of the neutrino cross-section, particularly those pertaining Quasi-Elastic like interactions, contributed considerably to the overall error in the simulations. Furthermore, the reconstruction algorithm used in NOνA for particle classification demonstrated significant misidentifications between charged pions and protons, as well as a tendency to overlook additional pions or protons in multi-particle simulated events.

Cortés Parra, Camilo Andrés↗

DOE OSTI2015

Current status of new SAGE project with 51 Cr neutrino source

A very short-baseline neutrino oscillation experiment with an intense 51 Cr neutrino source is currently under construction at the Baksan Neutrino Observatory of the Institute for Nuclear Research RAS (BNO). The experiment, which is based on the existing SAGE experiment, will use an upgraded Gallium-Germanium Neutrino Telescope (GGNT) and an artificial 51 Cr neutrino source with activity ~3 MCi to search for transitions of active neutrinos to sterile states with Δm 2 ~1 eV 2 . The neutrino source will be placed in the center of a liquid Ga metal target that is divided into two concentric zones, internal and external. The average path length of neutrinos in each zone will be the same and the neutrino capture rate will be measured separately in each zone. The oscillation signature, which comes from the ratio of events in the near and far gallium volumes, will be largely free of systematic errors, such as may occur from cross section and source strength uncertainties, and will provide a clean signal of electron neutrino disappearance into a sterile state at baselines of about 0.6 and 2.0 m. The sensitivity to the disappearance of electron neutrinos is expected to be a few percent. Construction of this set of new facilities, including a two-zone tank for irradiation of 50 tons of Ga metal with the intense 51 Cr source, as well as additional modules of the GGNT counting and extraction systems, is close to completion. In order to check the new facilities they will first be used for SAGE solar neutrino measurements.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗