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DOE OSTI2025

TCC in the interior of moduli space and its implications for the string landscape and cosmology

We consider the classical Friedmann-Robertson-Walker solutions that describe a universe undergoing a transition from an accelerating expansion phase in the past to an eternal decelerating expansion phase in the future, driven by a scalar field evolving in a potential energy landscape. We show that any solution for which the accelerating phase violates the Trans-Planckian Censorship Conjecture (TCC), even in the interior of moduli space, never approaches the asymptotic vacuum with zero particles. Based on the assumption that the effective field theory must be valid for the vacuum on the asymptotic boundary, as motivated by holography and string theory, we argue that (multi-field) scalar potentials with such solutions are disallowed, thus strengthening the case for TCC. In particular, assuming the regularity of the future vacuum state in the string landscape, we derive results that imply a new set of highly-nonlinear constraints across the string landscape which in the absence of certain meta-stable vacua make realizing inflation impossible.

Cosmological models↗
DOE OSTI2020

The Lorentzian inversion formula and the spectrum of the 3d O(2) CFT

We study the spectrum and OPE coefficients of the three-dimensional critical O(2) model, using four-point functions of the leading scalars with charges 0, 1, and 2 ( s , $\phi$, and t ). We obtain numerical predictions for low-twist OPE data in several charge sectors using the extremal functional method. We compare the results to analytical estimates using the Lorentzian inversion formula and a small amount of numerical input. We find agreement between the analytic and numerical predictions. We also give evidence that certain scalar operators lie on double-twist Regge trajectories and obtain estimates for the leading Regge intercepts of the O(2) model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Integrating out beyond tree level and relativistic superfluids

We revisit certain subtleties of renormalization that arise when one derives a low-energy effective action by integrating out the heavy fields of a more complete theory. Usually these subtleties are circumvented by matching some physical observables, such as scattering amplitudes, but a more involved procedure is required if one is interested in deriving the effective theory to all orders in the light fields (but still to fixed order in the derivative expansion). As a concrete example, we study the U(1) Goldstone low-energy effective theory that describes the spontaneously broken phase of a $\phi$ 4 theory for a complex scalar. Working to lowest order in the derivative expansion, but to all orders in the Goldstones, we integrate out the radial mode at one loop and express the low-energy effective action in terms of the renormalized couplings of the UV completion. This yields the one-loop equation of state for the superfluid phase of (complex) $\phi$ 4 . We perform the same analysis for a renormalizable scalar SO(N) theory at finite chemical potential, integrating out the gapped Goldstones as well, and confirm that the effective theory for the gapless Goldstone exhibits no obvious sign of the original SO(N) symmetry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

The timbre of Hawking gravitons: an effective description of energy transport from holography

Planar black holes in AdS, which are holographically dual to compressible relativistic fluids, have a long-lived phonon mode that captures the physics of attenuated sound propagation and transports energy in the plasma. We describe the open effective field theory of this fluctuating phonon degree of freedom. The dynamics of the phonon is encoded in a single scalar field whose gravitational coupling has non-trivial spatial momentum dependence. This description fits neatly into the paradigm of classifying gravitational modes by their Markovianity index, depending on whether they are long-lived. The sound scalar is a non-Markovian field with index 3 - d for a d-dimensional fluid. We reproduce (and extend) the dispersion relation of the holographic sound mode to quartic order in derivatives, constructing in the process the effective field theory governing its attenuated dynamics and associated stochastic fluctuations. We also remark on the presence of additional spatially homogeneous zero modes in the gravitational problem, which remain disconnected from the phonon Goldstone mode.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

A fully solvable model of fermionic interaction in 3 + 1d

Recently, Romatschke found that the poles in O(N) scalar theories do not affect observables such as temperature and pressure. Romatschke went on to show this result holds for marginal, relevant, and irrelevant operators in 3 + 1d O(N) scalar theories. We continue in this direction by studying large-N fermi-interactions in 3 + 1d. To do so, we produce a model of marginally coupled fermi-interactions which is fully renormalizable at large-N. This theory contains poles in the running coupling, however we argue these poles do not affect any physical observables. Further, our theory contains first order phase transition which separates a stable, meta-stable, and unstable phase.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

A Goldstone boson equivalence for inflation

The effective field theory of single-field inflation characterizes the inflationary epoch in terms of a pattern of symmetry breaking. An operator acquires a time-dependent vacuum expectation value, defining a preferred spatial slicing. In the absence of dynamical gravity, the fluctuations around the time-dependent background are described by the Goldstone boson associated with this symmetry breaking process. With gravity, the Goldstone is eaten by the metric, becoming the scalar metric fluctuation. In this paper, we will show that in general single-field inflation, the statistics of scalar metric fluctuations are given by the statistics of this Goldstone boson decoupled from gravity up to corrections that are controlled as an expansion in slow-roll parameters. This even holds in the presence of additional parameters, like the speed of sound, that naively enhance the impact of the gravitational terms. In the process, we derive expressions for leading and sub-leading gravitational corrections to all-orders in the Goldstone boson.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Gravitational duals to the grand canonical ensemble abhor Cauchy horizons

The gravitational dual to the grand canonical ensemble of a large N holographic theory is a charged black hole. These spacetimes - for example Reissner- Nordström-AdS - can have Cauchy horizons that render the classical gravitational dynamics of the black hole interior incomplete. We show that a (spatially uniform) deformation of the CFT by a neutral scalar operator generically leads to a black hole with no inner horizon. There is instead a spacelike Kasner singularity in the interior. For relevant deformations, Cauchy horizons never form. For certain irrelevant deformations, Cauchy horizons can exist at one specific temperature. We show that the scalar field triggers a rapid collapse of the Einstein-Rosen bridge at the would-be Cauchy horizon. Finally, we make some observations on the interior of charged dilatonic black holes where the Kasner exponent at the singularity exhibits an attractor mechanism in the low temperature limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Systematizing the effective theory of self-interacting dark matter

If dark matter has strong self-interactions, future astrophysical and cosmological observations, together with a clearer understanding of baryonic feedback effects, might be used to extract the velocity dependence of the dark matter scattering rate. To interpret such data, we should understand what predictions for this quantity are made by various models of the underlying particle nature of dark matter. In this paper, we systematically compute this function for fermionic dark matter with light bosonic mediators of vector, scalar, axial vector, and pseudoscalar type. We do this by matching to the nonrelativistic effective theory of self-interacting dark matter and then computing the spin-averaged viscosity cross section nonperturbatively by solving the Schrödinger equation, thus accounting for any possible Sommerfeld enhancement of the low-velocity cross section. In the pseudoscalar case, this requires a coupled-channel analysis of different angular momentum modes. We find, contrary to some earlier analyses, that nonrelativistic effects only provide a significant enhancement for the cases of light scalar and vector mediators. Scattering from light pseudoscalar and axial vector mediators is well described by tree-level quantum field theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Muon g -2 anomaly and neutrino magnetic moments

We show that a unified framework based on an SU(2) H horizontal symmetry which generates a naturally large neutrino transition magnetic moment and explains the XENON1T electron recoil excess also predicts a positive shift in the muon anomalous magnetic moment. This shift is of the right magnitude to be consistent with the Brookhaven measurement as well as the recent Fermilab measurement of the muon g-2. A relatively light neutral scalar from a Higgs doublet with mass near 100 GeV contributes to muon g-2, while its charged partner induces the neutrino magnetic moment. In contrast to other multi-scalar theories, in the model presented here there is no freedom to control the sign and strength of the muon g-2 contribution. We analyze the collider tests of this framework and find that the HL-LHC can probe the entire parameter space of these models.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Correlators of four light-ray operators in CCFT

Building on results in arXiv:2203.04255, we compute the correlator of four gluon light-ray operators in celestial CFT. We find that it is described by Fox H-functions and generalized I-functions of multiple variables. We also analyze light-ray correlators for a scalar amplitude involving the exchange of a massive scalar.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Search for leptoquarks decaying into the bτ final state in pp collisions at $\sqrt{\textrm{s}}$ = 13 TeV with the ATLAS detector

A search for leptoquarks decaying into the $bτ$ final state is performed using Run 2 proton-proton collision data from the Large Hadron Collider, corresponding to an integrated luminosity of 139 fb —1 at $\sqrt{\textrm{s}}$ = 13 TeV recorded by the ATLAS detector. The benchmark models considered in this search are vector leptoquarks with electric charge of 2/3e and scalar leptoquarks with an electric charge of 4/3e. No significant excess above the Standard Model prediction is observed, and 95% confidence level upper limits are set on the cross-section times branching fraction of leptoquarks decaying into bτ. For the vector leptoquark production two models are considered: the Yang-Mills and Minimal coupling models. In the Yang-Mills (Minimal coupling) scenario, vector leptoquarks with a mass below 1.58 (1.35) TeV are excluded for a gauge coupling of 1.0 and below 2.05 (1.99) TeV for a gauge coupling of 2.5. In the case of scalar leptoquarks, masses below 1.28 (1.53) TeV are excluded for a Yukawa coupling of 1.0 (2.5). Finally, an interpretation of the results with minimal model dependence is performed for each of the signal region categories, and limits on the visible cross-section for beyond the Standard Model processes are provided.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Gravitational scattering and beyond from extreme mass ratio effective field theory

We explore a recently proposed effective field theory describing electromagnetically or gravitationally interacting massive particles in an expansion about their mass ratio, also known as the self-force (SF) expansion. By integrating out the deviation of the heavy particle about its inertial trajectory, we obtain an effective action whose only degrees of freedom are the lighter particle together with the photon or graviton, all propagating in a Coulomb or Schwarzschild background. The 0SF dynamics are described by the usual background field method, which at 1SF is supplemented by a “recoil operator” that encodes the wobble of the heavy particle, and similarly computable corrections appearing at 2SF and higher. Our formalism exploits the fact that the analytic expressions for classical backgrounds and particle trajectories encode dynamical information to all orders in the couplings, and from them we extract multiloop integrands for perturbative scattering. As a check, we study the two-loop classical scattering of scalar particles in electromagnetism and gravity, verifying known results. We then present new calculations for the two-loop classical scattering of dyons, and of particles interacting with an additional scalar or vector field coupling directly to the lighter particle but only gravitationally to the heavier particle.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

The fermionic universal one-loop effective action

Recent development of path integral matching techniques based on the covariant derivative expansion has made manifest a universal structure of one-loop effective Lagrangians. The universal terms can be computed once and for all to serve as a reference for one-loop matching calculations and to ease their automation. Here we present the fermionic universal one-loop effective action (UOLEA), resulting from integrating out heavy fermions (Dirac or Majorana) with scalar, pseudo-scalar, vector and axial-vector couplings. We also clarify the relation of the new terms computed here to terms previously computed in the literature and those that remain to complete the UOLEA. Our results can be readily used to efficiently obtain analytical expressions for effective operators arising from heavy fermion loops.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Cosmological particle production and pairwise hotspots on the CMB

Heavy particles with masses much bigger than the inflationary Hubble scale H * , can get non-adiabatically pair produced during inflation through their couplings to the inflaton. If such couplings give rise to time-dependent masses for the heavy particles, then following their production, the heavy particles modify the curvature perturbation around their locations in a time-dependent and scale non-invariant manner. This results into a non-trivial spatial profile of the curvature perturbation that is preserved on superhorizon scales and eventually generates localized hot or cold spots on the CMB. We explore this phenomenon by studying the inflationary production of heavy scalars and derive the final temperature profile of the spots on the CMB by taking into account the subhorizon evolution, focusing in particular on the parameter space where pairwise hot spots (PHS) arise. When the heavy scalar has an $\mathscr{O}$(1) coupling to the inflaton, we show that for an idealized situation where the dominant background to the PHS signal comes from the standard CMB fluctuations themselves, a simple position space search based on applying a temperature cut, can be sensitive to heavy particle masses M o /H * ~$\mathscr{O}$(100). The corresponding PHS signal also modifies the CMB power spectra and bispectra, although the corrections are below (outside) the sensitivity of current measurements (searches).

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

Effective field theories as Lagrange spaces

We present a formulation of scalar effective field theories in terms of the geometry of Lagrange spaces. The horizontal geometry of the Lagrange space generalizes the Riemannian geometry on the scalar field manifold, inducing a broad class of affine connections that can be used to covariantly express and simplify tree-level scattering amplitudes. Meanwhile, the vertical geometry of the Lagrange space characterizes the physical validity of the effective field theory, as a torsion component comprises strictly higher-point Wilson coefficients. Imposing analyticity, unitarity, and symmetry on the theory then constrains the signs and sizes of derivatives of the torsion component, implying that physical theories correspond to a special class of vertical geometry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Freeze-in dark matter from secret neutrino interactions

We investigate a simplified freeze-in dark-matter model in which the dark matter only interacts with the standard-model neutrinos via a light scalar. The extremely small coupling for the freeze-in mechanism is naturally realized in several neutrino-portal scenarios with the secret neutrino interactions. We study possible evolution history of the hidden sector: the dark sector would undergo pure freeze-in production if the interactions between the dark-sector particles are negligible, while thermal equilibrium within the dark sector could occur if the reannihilation of the dark matter and the scalar mediator is rapid enough. We investigate the relic abundance in the freeze-in and dark freeze-out regimes, calculate evolution of the dark temperature, and study its phenomenological aspects on BBN and CMB constraints, the indirect-detection signature, as well as the potential to solve the small scale structure problem.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Unitarity violation and the geometry of Higgs EFTs

We derive the scale of unitarity violation from the geometry of Effective Field Theory (EFT) extensions of the Standard Model Higgs sector. The high-energy behavior of amplitudes with more than four scalar legs depends on derivatives of geometric invariants with respect to the physical Higgs field h, such that higher-point amplitudes begin to reconstruct the scalar manifold away from our vacuum. In theories whose low-energy limit can be described by the Higgs EFT (HEFT) but not the Standard Model EFT (SMEFT), non-analyticities in the vicinity of our vacuum limit the radius of convergence of geometric invariants, leading to unitarity violation at energies below 4πv. Our results unify approaches to the HEFT/SMEFT dichotomy based on unitarity, analyticity, and geometry, and more broadly illustrate the sense in which observables probe the geometry of an EFT. Along the way, we provide novel basis-independent results for Goldstone/Higgs boson scattering amplitudes expressed in terms of geometric covariant quantities.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

De Sitter decays to infinity

Bubbles of nothing are a class of vacuum decay processes present in some theories with compactified extra dimensions. We investigate the existence and properties of bubbles of nothing in models where the scalar pseudomoduli controlling the size of the extra dimensions are stabilized at positive vacuum energy, which is a necessary feature of any realistic model. We map the construction of bubbles of nothing to a four-dimensional Coleman-De Luccia problem and establish necessary conditions on the asymptotic behavior of the scalar potential for the existence of suitable solutions. We perform detailed analyses in the context of five-dimensional theories with metastable dS 4 x S 1 vacua, using analytic approximations and numerical methods to calculate the decay rate. We find that bubbles of nothing sometimes exist in potentials with no ordinary Coleman-De Luccia decay process, and that in the examples we study, when both processes exist, the bubble of nothing decay rate is typically faster. Our methods can be generalized to other stabilizing potentials and internal manifolds.

classical theories of gravity↗