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DOE OSTI2023

Experimental Considerations in Long-Baseline Neutrino Oscillation Measurements

Long-baseline neutrino oscillation experiments, which are among the largest neutrino experiments in the world, have extensive physics programs to make precision measurements of three-flavor oscillation parameters, search for physics beyond the Standard Model, and study neutrinos from astrophysical sources. In this article, experimental considerations, including oscillation phenomenology, detector and experiment design, and analysis strategies, are described, with a focus on the three-flavor oscillation measurements. Current and future experiments are discussed, and significant sources of systematic uncertainty, along with mitigation strategies, are emphasized as control of systematic uncertainty is critical for success in precise measurement of long-baseline oscillation parameters. This article is structured as a primer for those new to this area of experimental work.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Risk-Informed Applications and Science – Past, Present, & Future

This is a presentation to be made at the University of Tokyo. The Idaho National Laboratory is creating the next-generation reliability- and risk-assessment methods and tools that support risk-informed decision-making by combining physics-based models with probabilistic quantification approaches. Integrating these two worlds of physics and probability using a simulation framework leads us to predictions based upon an approach called “computational risk assessment” which will serve as the technical basis for the future of reliability and risk approaches. The driving factors for this new approach includes: temporal (timing issues), spatial (location issues), mechanistic (physics issues), and topological (complexity issues). By combining phenomenology directly with stochastic quantification, we are able to perform advanced uncertainty analysis directly on both parameters and models. In addition, new tools allow for the creation of reduced order models that mimic high-fidelity engineering models while still permitting the realization of thousands of simulation iterations in short run-times on current workstation-class computers. While these advanced methods and tools can provide increased realism in our engineering safety and risk approaches, their greater benefit is to provide a risk-informed engineering framework for design and operation. This talk will briefly review the history of risk assessment and risk-informed applications, describe some of the current research and development found at the Idaho National Laboratory, and discuss potential future applications and approaches for advanced methods and tools.

97 MATHEMATICS AND COMPUTING↗

DOE OSTI2024

Interaction-enhanced nesting in spin-fermion and Fermi-Hubbard models

The spin-fermion (SF) model postulates that the dominant coupling between low-energy fermions in near critical metals is mediated by collective spin fluctuations (paramagnons) peaked at the Néel wave vector, Q N , connecting hot spots on opposite sides of the Fermi surface. It has been argued that strong correlations at hot spots lead to a Fermi surface deformation (FSD) featuring flat regions and increased nesting. This conjecture was confirmed in the perturbative self-consistent calculations when the paramagnon propagator dependence on momentum deviation from Q N is given by χ − 1 ∝ | Δ q | . Using diagrammatic Monte Carlo (diagMC) technique we show that such a dependence holds only at temperatures orders of magnitude smaller than any other energy scale in the problem, indicating that a different mechanism may be at play. Instead, we find that a χ − 1 ∝ | Δ q | 2 dependence yields a robust finite- T scenario for achieving FSD. To link phenomenological and microscopic descriptions, we applied the connected determinant diagMC method to the ( t − t ′ ) Hubbard model and found that at large U / t > 5.5 before the formation of electron and hole pockets (i) the FSD defined as a maximum of the spectral function is not very pronounced; instead, it is the lines of zeros of the renormalized dispersion relation that deforms toward nesting, and (ii) the static spin susceptibility is well described by χ − 1 ∝ | Δ q | 2 . Flat FS regions yield a nontrivial scenario for realizing a non-Fermi liquid state. Published by the American Physical Society 2024

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2020

Phenomenology of magnetic black holes with electroweak-symmetric coronas

Magnetically charged black holes (MBHs) are interesting solutions of the Standard Model and general relativity. They may possess a “hairy” electroweak-symmetric corona outside the event horizon, which speeds up their Hawking radiation and leads them to become nearly extremal on short timescales. Their masses could range from the Planck scale up to the Earth mass. We study various methods to search for primordially produced MBHs and estimate the upper limits on their abundance. We revisit the Parker bound on magnetic monopoles and show that it can be extended by several orders of magnitude using the large-scale coherent magnetic fields in Andromeda. This sets a mass-independent constraint that MBHs have an abundance less than 4 × 10 -4 times that of dark matter. MBHs can also be captured in astrophysical systems like the Sun, the Earth, or neutron stars. There, they can become non-extremal either from merging with an oppositely charged MBH or absorbing nucleons. The resulting Hawking radiation can be detected as neutrinos, photons, or heat. High-energy neutrino searches in particular can set a stronger bound than the Parker bound for some MBH masses, down to an abundance 10 -7 of dark matter.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Assembly of polyelectrolyte star block copolymers at the oil–water interface

To understand and resolve adsorption, reconfiguration, and equilibrium conformations of charged star copolymers, we carried out an integrated experimental and coarse-grained molecular dynamics simulation study of the assembly process at the oil–water interface. This is important to guide development of novel surfactants or amphiphiles for chemical transformations and separations. The star block copolymer consisted of arms that are comprised of hydrophilic–hydrophobic block copolymers that are covalently tethered via the hydrophobic blocks to one point. The hydrophobic core represents polystyrene (PS) chains, while the hydrophilic corona represents quaternized poly(2-vinylpyridine) (P2VP) chains. The P2VP is modeled to become protonated when in contact with an acidic aqueous phase, thereby massively increasing the hydrophilicity of this block, and changing the nature of the star at the oil–water interface. This results in a configurational change whereby the chains comprising the hydrophilic corona are significantly stretched into the aqueous phase, while the hydrophobic core remains solubilized in the oil phase. In the simulations, we followed the kinetics of the anchoring and assembly of the star block copolymer at the interface, monitoring the lateral assembly, and the subsequent reconfiguration of the star via changes in the interfacial tension that varies as the degree-of-protonation increases. At low fractions of protonation, the arm cannot fully partition into the aqueous side of the interface and instead interacts with other arms in the oil phase forming a network near the interface. These insights were used to interpret the non-monotonic dependence of pH with the asymptotic interfacial tension from pendant drop tensiometry experiments and spectral signatures of aromatic stretches seen in vibrational sum frequency generation (SFG) spectroscopy. We describe the relationship of interfacial tension to the star assembly via the Frumkin isotherm, which phenomenologically describes anti-cooperativity in adsorbing stars to the interface due to crowding. Although our model explicitly considers long-range electrostatics, the contribution of electrostatics to interfacial tension is small and brought about by strong counterion condensation at the interface. Finally, these results provide key insights into resolving the adsorption, reconfiguration, and equilibrium conformations of charged star block copolymers as surfactants.

36 MATERIALS SCIENCE↗

DOE OSTI2023

Quantifying uncertainties due to irreducible three-body forces in deuteron-nucleus reactions

Deuteron-induced nuclear reactions are an essential tool for probing the structure of nuclei as well as astrophysical information such as (n, γ) cross sections. The deuteron-nucleus system is typically described within a Faddeev three-body model consisting of a neutron (n), a proton (p), and the target nucleus (A) interacting through pairwise phenomenological potentials. While Faddeev techniques enable the exact description of the three-body dynamics, their predictive power is limited in part by the omission of irreducible neutron-proton-nucleus three-body force (n–p–A 3BF). Here, our goal is to quantify systematic uncertainties stemming from the reduction of deuteron-nucleus (d + A) dynamics to a picture of three pointlike nuclear clusters interacting via pairwise nucleon-nucleus forces, using as testing grounds d + α scattering and the 6 Li ground state. We particularly focus on quantifying uncertainties arising from the full antisymmetrization of the (A + 2)-body system with the target nucleus fixed in its ground state. We adopt the ab initio no-core shell model coupled with the resonating group method (NCSM/RGM) to compute microscopic n–α and p–α interactions, and use them in a three-body description of the d + α system by means of momentum-space Faddeev-type equations. Simultaneously, we also carry out ab initio calculations of d + α scattering and 6 Li ground state by means of six-body NCSM/RGM calculations to serve as a benchmark for the three-body model predictions given by the Faddeev calculations. By comparing the Faddeev and NCSM/RGM results, we show that the irreducible n–p–α 3BF has a non-negligible effect on bound state and scattering observables alike. Specifically, the Faddeev approach yields a 6 Li ground state that is approximately 600 keV shallower than the one obtained with the NCSM/RGM. Additionally, the Faddeev calculations for d + α scattering yield a 3 + resonance that is located approximately 400 keV higher in energy compared to the NCSM/RGM result. The shape of the d + α angular distributions computed using the two approaches also differ, owing to the discrepancy in the predictions of the 3 + resonance energy. The Faddeev three-body model predictions for d + α scattering and 6 Li using microscopic n–α and p–α potentials differ from those computed microscopically with the NCSM/RGM. These discrepancies are due to the n–p–α 3BF, which arises from two-nucleon exchange terms in the microscopic d–α interaction and are not accounted for in the three-body model Faddeev calculations. This study lays the foundation for future parametrizations of the 3BF due to Pauli exclusion principle effects in improved three-body calculations of deuteron-induced reactions.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2020

WIMP cogenesis for asymmetric dark matter and the baryon asymmetry

We propose a new mechanism where asymmetric dark matter (ADM) and the baryon asymmetry are both generated in the same decay chain of a metastable weakly interacting massive particle (WIMP) after its thermal freezeout. Dark matter and baryons are connected by a generalized baryon number that is conserved, while the DM asymmetry and baryon asymmetry compensate each other. This unified framework addresses the DM-baryon coincidence while inheriting the merit of the conventional WIMP miracle in predicting relic abundances of matter. Examples of renormalizable models realizing this scenario are presented. These models generically predict ADM with sub-GeV to GeV-scale mass that interacts with Standard Model quarks or leptons, thus rendering potential signatures at direct detection experiments sensitive to low mass DM. Other interesting phenomenological predictions are also discussed, including: LHC signatures of new intermediate particles with color or electroweak charge and DM induced nucleon decay; the long-lived WIMP may be within reach of future high energy collider experiments.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2023

FIMP dark matter from flavon portals

We investigate the phenomenology of a non-thermal dark matter (DM) candidate in the context of flavor models that explain the hierarchy in the masses and mixings of quarks and leptons via the Froggatt-Nielsen (FN) mechanism. A flavor-dependent U(1) FN symmetry explains the fermion mass and mixing hierarchy, and also provides a mechanism for suppressed interactions of the DM, assumed to be a Majorana fermion, with the Standard Model (SM) particles, resulting in its FIMP (feebly interacting massive particle) character. Such feeble interactions are mediated by a flavon field through higher dimensional operators governed by the U(1) FN charges. We point out a natural stabilizing mechanism for the DM within this framework with the choice of half-integer U(1) FN charge n for the DM fermion, along with integer charges for the SM fermions and the flavon field. In this flavon portal scenario, the DM is non-thermally produced from the decay of the flavon in the early universe which becomes a relic through the freeze-in mechanism. We explore the allowed parameter space for this DM candidate from relic abundance by solving the relevant Boltzmann equations. We find that reproducing the correct relic density requires the DM mass to be in the range (100 – 300) keV for n = 7.5 and (3 – 10) MeV for n = 8.5 where n is the U(1) FN charge of the DM fermion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

The electroweak phase transition: a collider target

Determining the thermal history of electroweak symmetry breaking (EWSB) is an important challenge for particle physics and cosmology. Lattice simulations indicate that EWSB in the Standard Model (SM) occurs through a crossover transition, while the presence of new physics beyond the SM could alter this thermal history. The occurrence of a first order EWSB transition would be particularly interesting, providing the needed pre-conditions for generation of the cosmic matter-antimatter asymmetry and sources for potentially observable gravitational radiation. I provide simple, generic arguments that if such an alternate thermal history exists, the new particles involved cannot be too heavy with respect to the SM electroweak temperature, nor can they interact too feebly with the SM Higgs boson. These arguments do not rely on the decoupling limit. I derive corresponding quantitative expectations for masses and interaction strengths which imply that their effects could in principle be observed (or ruled out) by prospective next generation high energy colliders. The simple, generic arguments provide a quantitative, parametric understanding of results obtained in a wide range of explicit model studies; relate them explicitly to the electroweak temperature; and delineate broad contours of collider phenomenology pertaining to a non-standard history of EWSB.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Flipped SU(5) GUT phenomenology: proton decay and $\mathbf {g_\mu - 2}$

We consider proton decay and $\mathbf {g_\mu - 2}$ in flipped SU(5) GUT models. We first study scenarios in which the soft supersymmetry-breaking parameters are constrained to be universal at some high scale M in above the standard GUT scale where the QCD and electroweak SU(2) couplings unify. In this case the proton lifetime is typically > rsim10 36 years, too long to be detected in the foreseeable future, and the supersymmetric contribution to $\mathbf {g_\mu - 2}$ is too small to contribute significantly to resolving the discrepancy between the experimental measurement and data-driven calculations within the Standard Model. However, we identify a region of the constrained flipped SU(5) parameter space with large couplings between the 10- and 5-dimensional GUT Higgs representations where p → e + π 0 decay may be detectable in the Hyper-Kamiokande experiment now under construction, though the contribution to $\mathbf {g_\mu - 2}$ is still small. A substantial contribution to $\mathbf {g_\mu - 2}$ is possible, however, if the universality constraints on the soft supersymmetry-breaking masses are relaxed. We find a ‘quadrifecta’ region where observable proton decay co-exists with a (partial) supersymmetric resolution of the $\mathbf {g_\mu - 2}$ discrepancy and acceptable values of m h and the relic LSP density.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Primordial black hole versus inflaton

We compare the dark matter (DM) production processes and its parameters space in the background of reheating obtained from two chief systems in the early Universe: the inflaton ϕ and the primordial black holes (PBHs). We concentrated on the mechanism where DMs are universally produced only from the PBH decay and the generation of the standard model plasma from both inflaton and PBHs. Whereas the distribution of primordial black holes behaves like dust, the inflaton phenomenology depends strongly on its equation of state after the inflationary phase, which in turn is conditioned by the nature of the potential V ( ϕ ) . Depending upon the initial mass and population of PBHs, a large range of DM mass is shown to be viable if reheating is controlled by PBHs itself. Inflaton-dominated reheating is observed to further widen such possibilities depending on the initial population of black holes and its mass as well as the coupling of the inflaton to the standard model sector. Published by the American Physical Society 2024

Haque, Md Riajul (ORCID:0000000266184899)↗

DOE OSTI2025

From oversimplified to overlooked: The case for exploring rich dark sectors

The Standard Model (SM) of particle physics provides a very successful description of fundamental particles and their interactions but it is incomplete, as neutrino masses, dark matter and the baryon asymmetry of the Universe indicate. In addition, the origin of masses and of the approximate fundamental symmetries call out for deeper explanations. The quest for a New SM Theory, that extends the SM to a more general theory, is ongoing. For decades the main focus has been on the TeV scale, but despite an impressive theoretical and experimental effort, no hints of new physics at such scale has been found in experiments. Dark sectors provide an interesting alternative to TeV scale extensions of the SM to explain the open questions in particle and astroparticle physics. Going beyond minimal models, rich dark sectors extend the SM to a complex theory with multiple particles and interactions, in analogy to the SM itself. They have a wealth of theoretical and astrophysical/cosmological consequences and can lead to phenomenological signatures that can be markedly different to that of minimal ones. These include short-lived particles and semi-visible decay signatures, as opposed to minimal models where new states are typically long-lived and purely visible or invisible resonances. Given the experimental configurations and analysis strategies, current dark sector searches might miss such signatures. We advocate a dedicated programme of searches for rich dark sectors that overcomes the assumptions on minimality and on the long lifetime of particles and encompasses a broader range of possibilities. Here, we discuss a prototype model that includes a complex structure akin to the SM: multiple generations of fermions charged under a new spontaneously-broken gauge symmetry.

Dark matter↗

DOE OSTI2021

Dark Energy Survey Year 3 Results: Constraints on cosmological parameters and galaxy bias models from galaxy clustering and galaxy-galaxy lensing using the redMaGiC sample

We constrain cosmological parameters and galaxy-bias parameters using the combination of galaxy clustering and galaxy-galaxy lensing measurements from the Dark Energy Survey Year-3 data. We describe our modeling framework and choice of scales analyzed, validating their robustness to theoretical uncertainties in small-scale clustering by analyzing simulated data. Using a linear galaxy bias model and redMaGiC galaxy sample, we obtain constraints on the matter content of the universe to be $\Omega_{\rm m} = 0.325^{+0.033}_{-0.034}$. We also implement a non-linear galaxy bias model to probe smaller scales that includes parameterizations based on hybrid perturbation theory, and find that it leads to a 17% gain in cosmological constraining power. Using the redMaGiC galaxy sample as foreground lens galaxies, we find the galaxy clustering and galaxy-galaxy lensing measurements to exhibit significant signals akin to decorrelation between galaxies and mass on large scales, which is not expected in any current models. This likely systematic measurement error biases our constraints on galaxy bias and the $S_8$ parameter. We find that a scale-, redshift- and sky-area-independent phenomenological decorrelation parameter can effectively capture this inconsistency between the galaxy clustering and galaxy-galaxy lensing. We perform robustness tests of our methodology pipeline and demonstrate stability of the constraints to changes in the theory model. After accounting for this decorrelation, we infer the constraints on the mean host halo mass of the redMaGiC galaxies from the large-scale bias constraints, finding the galaxies occupy halos of mass approximately $1.5 \times 10^{13} M_{\odot}/h$.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Ratio-preserving approach to cosmological concordance

Cosmological observables are particularly sensitive to key ratios of energy densities and rates, both today and at earlier epochs of the Universe. Well-known examples include the photon-to-baryon and the matter-to-radiation ratios. Equally important, though less publicized, are the ratios of pressure-supported to pressureless matter and the Thomson scattering rate to the Hubble rate around recombination, both of which observations tightly constrain. Preserving these key ratios in theories beyond the Λ Cold-Dark-Matter ( Λ CDM ) model ensures broad concordance with a large swath of datasets when addressing cosmological tensions. We demonstrate that a mirror dark sector, reflecting a partial Z 2 symmetry with the Standard Model, in conjunction with percentage level changes to the visible fine-structure constant and electron mass which represent a phenomenological change to the Thomson scattering rate, maintains essential cosmological ratios. Incorporating this ratio-preserving approach into a cosmological framework significantly improves agreement to observational data ( Δ χ 2 = - 35.72 ) and completely eliminates the Hubble tension with a cosmologically inferred H 0 = 73.80 ± 1.02 km / s / Mpc when including the S H 0 ES calibration in our analysis. While our approach is certainly nonminimal, it emphasizes the importance of keeping key ratios constant when exploring models beyond Λ CDM .

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2022

Higher-group symmetries and weak gravity conjecture mixing

In four-dimensional axion electrodynamics, a Chern-Simons coupling of the form $θF$ Λ $F$ leads to a higher-group global symmetry between background gauge fields. At the same time, such a Chern-Simons coupling leads to a mixing between the Weak Gravity Conjectures for the axion and the gauge field, so that the charged excitations of a Weak Gravity Conjecture-satisfying axion string will also satisfy the Weak Gravity Conjecture for the gauge field. In this paper, we argue that these higher-group symmetries and this phenomenon of Weak Gravity Conjecture mixing are related to one another. We show that this relationship extends to supergravities in 5, 6, 7, 8, 9, and 10 dimensions, so higher-dimensional supergravity is endowed with precisely the structure needed to ensure consistency with emergent higher-group symmetries and with the Weak Gravity Conjecture. We further argue that a similar mixing of Weak Gravity Conjectures can occur in two-term Chern-Simons theories or in theories with kinetic mixing, though the connection with higher-group symmetries here is more tenuous, and accordingly the constraints on effective field theory are not as sharp.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2022

From rotating to charged black holes and back again

The mild form of the Weak Gravity Conjecture (WGC) requires higher derivative corrections to extremal charged black holes to increase their charge-to-mass ratio. This allows decay via emission of a smaller extremal black hole. In this paper, we investigate if similar constraints hold for extremal rotating black holes. We do so by considering the leading higher derivative corrections to the four-dimensional Kerr black hole and five-dimensional Myers-Perry black hole. We use a known mapping of these rotating solutions to a four-dimensional non-rotating dyonic Kaluza-Klein black hole and impose the WGC on this charged solution. Going back again to the rotating solutions, this fixes the sign of the corrections to the rotating extremality bounds. The sign of the corrections is non-universal, depending on the black hole under consideration. We argue that this is not at odds with black hole decay, because of the presence of a superradiant instability that persists in the extremal limit. When this instability is present, the WGC is implied for the four-dimensional charged black hole.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

𝐷-shell mixing in light baryons and its effect on the orbital motion

The standard description of the nucleon in the nonrelativistic quark model is an 1S,L = 0 state without orbital motion. Yet, there are several indications from phenomenology that an admixture of states with nonzero orbital motion maybe substantial. In this paper we focus on the “second shell” of the nucleon excitations (D-shell), for which we give a modern description of the wave functions. We follow it by investigating what we call a “maximal mixing” scenario, assuming a hypothetical long-range tensor force. We give the explicit wave functions for all states, before and after mixing, and reassess many predictions such as the magnetic moments, the standard and transitional form-factors from the nucleon to N*. Unexpectedly, in this scenario we can reproduce the long-puzzling features of the Roper resonance N*(1440). But even in this extreme case, the admixture of the 1D,L = 2 state to a nucleon remains significantly smaller than expected from phenomenology.

Baryons↗

DOE OSTI2024

Explainable AI classification for parton density theory

Quantitatively connecting properties of parton distribution functions (PDFs, or parton densities) to the theoretical assumptions made within the QCD analyses which produce them has been a longstanding problem in HEP phenomenology. To confront this challenge, we introduce an ML-based explainability framework, XAI4PDF, to classify PDFs by parton flavor or underlying theoretical model using ResNet-like neural networks (NNs). By leveraging the differentiable nature of ResNet models, this approach deploys guided backpropagation to dissect relevant features of fitted PDFs, identifying x-dependent signatures of PDFs important to the ML model classifications. By applying our framework, we are able to sort PDFs according to the analysis which produced them while constructing quantitative, human-readable maps locating the x regions most affected by the internal theory assumptions going into each analysis. This technique expands the toolkit available to PDF analysis and adjacent particle phenomenology while pointing to promising generalizations.

Artificial Intelligence↗