SEARCH · Engineering Papers

Results for “causal”

Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

SourceResearch connectionFrom yearThrough year

Quote a phrase for an exact phrase match. Source license links do not imply unrestricted reuse.

At least 469 records · Page 26

All sources NASA NTRS DOE OSTI

DOE OSTI2024

Quantum theory of three-dimensional de Sitter space

We sketch the construction of a quantum model of three-dimensional de Sitter space, based on the covariant entropy principle and the observation that semiclassical physics suggests the possibility of a consistent theory of a finite number of unstable massive particles with purely gravitational interactions. Our model is holographic, finite, unitary, causal, plausibly exhibits fast scrambling, and qualitatively reproduces features of semiclassical de Sitter physics. In an appendix we outline some calculations that might lead to further tests of the model. Published by the American Physical Society 2024

Astronomy & Astrophysics↗

DOE OSTI2024

Strong gravity extruding peaks in speed of sound profiles of massive neutron stars

The speed of sound squared (SSS) s 2 in massive neutron stars (NSs) characterizes not only the stiffness of supradense neutron-rich matter within but also equivalently properties of the curved geometry due to the strong-field gravity and matter-geometry coupling. A peaked density or radius profile of s 2 has been predicted for massive NSs using various NS equation of state (EOS) models. However, the nature, cause, location and size of the peak in s 2 profiles are still very EOS model dependent. In this work, we investigate systematically s 2 profiles in massive NSs in a new approach that is independent of the nuclear EOS model and without any presumption about the NS structure and/or composition. In terms of the small quantities (reduced radius, the energy density and pressure scaled by their central values), we perform double-element perturbative expansions in solving perturbatively the scaled Tolman-Oppenheimer-Volkoff (TOV) equations and analyzing s 2 profiles from the Newtonian limit to the general relativistic (GR) case. The GR term in the TOV equations plays a twofold role: it compresses NS matter and modifies the pressure/energy density ratio from small values in Newtonian stars showing no s 2 peak to large ones for massive NSs possessing a peak in their s 2 profiles, and eventually takes away the peak in extremely compact/massive NSs approaching the causality limit. In particular, the peaked behavior in s 2 is expected to emerge near the center of massive NSs like PSR J⁢0740+6620, while a sharp phase transition is unlikely to occur there. Furthermore, these features revealed from our analyses are universal as they are intrinsic properties of the GR stellar structure equations independent of the still very uncertain EOS of supradense neutron-rich matter in NSs.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2024

Finite density QCD equation of state: Critical point and lattice-based 𝑇′ expansion

Here, we present a novel construction of the QCD equation of state (EoS) at finite baryon density. Our work combines a recently proposed resummation scheme for lattice QCD results with the universal critical behavior at the QCD critical point. This allows us to obtain a family of equations of state in the range 0 ≤ 𝜇 𝐵 ≤ 700 MeV and 25 MeV ≤ 𝑇 ≤ 800 MeV, which match lattice QCD results near 𝜇 𝐵 =0 while featuring a critical point in the 3D Ising model universality class. The position of the critical point can be chosen within the range accessible to beam-energy scan heavy-ion collision experiments. The strength of the singularity and the shape of the critical region are parametrized using a standard parameter set. We impose stability and causality constraints and discuss the available ranges of critical point parameter choices, finding that they extend beyond earlier parametric QCD EoS proposals. We present thermodynamic observables, including baryon density, pressure, entropy density, energy density, baryon susceptibility and speed of sound, that cover a wide range in the QCD phase diagram relevant for experimental exploration.

Astronomy & Astrophysics↗

DOE OSTI2024

Modeling stochastic fluctuations in relativistic kinetic theory

Using the information current, we develop a Lorentz-covariant framework for modeling equilibrium fluctuations in relativistic kinetic theory in the grand-canonical ensemble. The resulting stochastic theory is proven to be causal and covariantly stable, and its predictions do not depend on the choice of spacetime foliation used to define the grand-canonical probabilities. As expected, in a box containing N > 5 particles, Boltzmann’s molecular chaos postulate is broken with (almost exact) probability N -1/2 , leading to a breakdown of the Boltzmann equation in small systems. Here, we also verify that, in ultrarelativistic gases, transient hydrodynamics already accounts for at least 80% of the equilibrium fluctuations of the stress-energy tensor at a given time. Finally, we compute the correlators at nonequal times for two selected collision kernels: that of a chemically active diluted solution, and that of ultrarelativistic scalar particles self-interacting via a quartic potential. For the former, we compute the density-density correlators analytically in real space, and dehydrodynamization of the stochastic theory is proven to occur whenever the mean free path diverges at high energy.

Astronomy & Astrophysics↗

DOE OSTI2024

Reviving QFT in ( 2 + 1 )-dimensional de Sitter spacetime

We consider a conformally coupled scalar quantum field theory (QFT) on ( 2 + 1 )-dimensional static Einstein universe R × S 2 and write down the free theory Hilbert space. We explain that this theory is secretly a QFT in ( 2 + 1 )-dimensional de Sitter space because all the quantum observables experience “quantum revivals,” which naturally restricts the timelike R to the appropriate de Sitter time range. Our construction circumvents the causal obstruction to formulating QFT in de Sitter due to event horizons. There are not any in static Einstein. The “unitary gauge” description of the theory is realized by the zonal harmonics P ℓ ( n ^ · n ^ ′ ) . We verify that interactions with conformally invariant external sources are mediated only by these modes. Hence these modes comprise the complete basis of the “bulk” theory. When the theory is cut off in the UV, the basis dimension scales as the Bekenstein-Hawking formula. Published by the American Physical Society 2024

D’Amico, Guido (ORCID:0000000281831214)↗

DOE OSTI2025

Warm and fuzzy dark matter: Free streaming of wave dark matter

Wave or fuzzy dark matter that is produced with relativistic wave numbers exhibits free-streaming effects analogous to warm or hot particle dark matter with relativistic momenta. Axions produced after inflation provide such a warm or mildly relativistic candidate, where the enhanced suppression and observational bounds are only moderately stronger than that from wave propagation of initially cold axions. More generally, the free-streaming damping also impacts isocurvature fluctuations from generation in causally disconnected patches. As coherent spatial fluctuations free stream away they leave incoherent and transient superpositions in their wakes. These multiple wave momentum streams are the wave analog of particle phase space fluctuations or directional collisionless damping of massive neutrinos or hot dark matter. The observable impact on both adiabatic and isocurvature fluctuations of fuzzy dark matter can differ from their cold dark matter counterparts due to free streaming depending on how warm or hot is their momentum distribution.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Minkowski vacuum entanglement and accelerated oscillator chains

Minkowski vacuum is empty from the perspective of Unruh-Minkowski photons, however, in the Rindler picture, it is filled with entangled pairs of Rindler photons. A ground-state atom uniformly accelerated through Minkowski vacuum can become excited by absorbing a Rindler photon (Unruh effect) or, in the alternative description, by emitting an Unruh-Minkowski photon (Unruh-Wald effect). We find an exact solution for the quantum evolution of a long chain of harmonic oscillators accelerated through Minkowski vacuum and for two chains accelerated in the opposite directions. We show how entanglement of Rindler photons present in Minkowski vacuum is transferred to the oscillators moving in causally disconnected regions. We also show that in the Unruh-Minkowski photon picture the process can be interpreted as if initial correlations between collective oscillator modes are transferred to the generated Unruh-Minkowski photons. Published by the American Physical Society 2025

Svidzinsky, Anatoly A. (ORCID:0000000247756767)↗

DOE OSTI2025

Lorentzian OPE inversion formula: A geometric perspective

We give a new perspective on the Lorentzian operator product expansion inversion formula [S. Caron-Huot, Analyticity in spin in conformal theories, .; D. Simmons-Duffin, D. Stanford, and E. Witten, A spacetime derivation of the Lorentzian OPE inversion formula, .], building on [P. Agarwal , companion paper, Embedding space approach to Lorentzian CFT amplitudes and causal spherical functions, .]. We introduce an “auxiliary” fourpoint function that can be related to the traditionally defined ones via a Radon transform. The Mellin amplitudes associated with this auxiliary function can be shown to be equivalent to the conventional partial wave amplitudes. This has the intuitive geometrical meaning of a generalization of the projection-slice theorem. Published by the American Physical Society 2025

Agarwal, Pulkit (ORCID:0000000346581691)↗

DOE OSTI2022

Transient Relativistic Fluid Dynamics in a General Hydrodynamic Frame

In this work, we propose a new theory of second-order viscous relativistic hydrodynamics which does not impose any frame conditions on the choice of the hydrodynamic variables. It differs from Mueller-Israel-Stewart theory by including additional transient degrees of freedom, and its first-order truncation reduces to Bemfica-Disconzi-Noronha-Kovtun theory. Conditions for causality and stability are explicitly given in the conformal regime. As an illustrative example, we consider Bjorken flow solutions to our equations and identify variables which make a hydrodynamic attractor manifest.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Multiparticle Factorization and the Rigidity of String Theory

Is string theory uniquely determined by self-consistency? Causality and unitarity seemingly permit a multitude of putative deformations, at least at the level of two-to-two scattering. Motivated by this question, we initiate a systematic exploration of the constraints on scattering from higher-point factorization, which imposes extraordinarily restrictive sum rules on the residues and spectra defined by a given amplitude. These bounds handily exclude several proposed deformations of the string: the simplest “bespoke” amplitudes with tunable masses and a family of modified string integrands from “binary geometry.” While the string itself passes all tests, our formalism directly extracts the three-point amplitudes for the low-lying string modes without the aid of worldsheet vertex operators. Published by the American Physical Society 2024

Physics↗

DOE OSTI2024

Denoising and Extension of Response Functions in the Time Domain

Response functions of quantum systems, such as electron Green’s functions, magnetic, or charge susceptibilities, describe the response of a system to an external perturbation. They are the central objects of interest in field theories and quantum computing and measured directly in experiment. Further, response functions are intrinsically causal. In equilibrium and steady-state systems, they correspond to a positive spectral function in the frequency domain. Since response functions define an inner product on a Hilbert space and thereby induce a positive definite function, the properties of this function can be used to reduce noise in measured data and, in equilibrium and steady state, to construct positive definite extensions for data known on finite time intervals, which are then guaranteed to correspond to positive spectra.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2024

Astrophysical Equation-of-State Constraints on the Color-Superconducting Gap

We demonstrate that astrophysical constraints on the dense-matter equation of state place an upper bound on the color-superconducting gap in dense matter above the transition from nuclear matter to quark matter. Pairing effects in the color-flavor locked quark matter phase increase the pressure at high density, and if this effect is sufficiently large then the requirements of causality and mechanical stability make it impossible to reach such a pressure in a way that is consistent with what is known at lower densities. The intermediate-density equation of state is inferred by considering extensions of chiral effective field theory to neutron star densities, and conditioning these using current astrophysical observations of neutron star radius, maximum mass, and tidal deformability (PSR J⁢0348+0432, PSR J1624-2230, PSR J⁢0740+6620, GW170817). At baryon number chemical potential μ = 2.6 GeV we find a 95% upper limit on the color-flavor locked pairing gap Δ of 457 MeV using overly conservative assumptions and 216 MeV with more reasonable assumptions. Furthermore, this constraint may be strengthened by future astrophysical measurements as well as by future advances in high-density QCD calculations.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗

DOE OSTI2025

Effective Action for Relativistic Hydrodynamics from the Crooks Fluctuation Theorem

A new effective theory framework for fluctuating hydrodynamics in the relativistic regime is derived using standard thermodynamical principles and general properties of nonequilibrium stochastic dynamics. For the first time, we establish clear and concise conditions for ensuring that the resulting effective theories are causal, stable, and well-posed within general relativity. Here, these properties are independent of spacetime foliation and are valid in the full nonlinear regime. Out-of-equilibrium fluctuations are constrained by a relativistically covariant version of the Crooks fluctuation theorem, which determines how the entropy production is distributed even when the system is driven by an external force. This leads to an emerging Z 2 symmetry responsible for imposing fluctuation-dissipation relations for n-point correlation functions, which matches the standard constraints for the Schwinger-Keldysh effective action.

Fluctuation theorems↗

DOE OSTI2025

Effect of interparticle fields and radiation reaction on beam dynamics

The dynamics of relativistic particles in an intense electromagnetic field can be described by the Landau-Lifshitz (LL) equation, where the radiation reaction (RR) is accounted for via a self-force, and interparticle fields are often neglected as an approximation. However, the inclusion of interparticle fields is necessary to ensure energy-momentum conservation, particularly during coherent emission. Here we present (i) an analytical proof showing that the energy-momentum conservation law of the Hamilton-Rohrlich-Dirac action, which is divergence free and describes a generic system of interacting charges, respects causality and provides physically sensible results; (ii) a simple generalization of the LL equation for many particles evaluated as a function of the total field, i.e., the sum of the external and interparticle fields. By performing first-principles numerical simulations of a neutral, relativistic bunch of electrons and positrons (e − /e + ) colliding with a laser pulse, this theory is shown to satisfy energy-momentum conservation when interparticle fields and RR are simultaneously taken into account; and (iii) the combined effect of interparticle fields and RR primarily affects the tail of the particle energy distribution. Additionally, our first-principles simulations show that the effect of interparticle fields on beam energy loss becomes smaller when most of the radiated energy is incoherent.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Multipositivity bounds for scattering amplitudes

Lorentz invariance, unitarity, and causality enforce powerful constraints on the theory space of physical scattering amplitudes. However, virtually all efforts in this direction have centered on the very simplest case of four-point scattering. In this work, we derive an infinite web of “multipositivity bounds” that nonlinearly constrain all tree-level higher-point scattering amplitudes under similarly minimal assumptions. Our construction rules out several deformations of the string and implies mixed-multiplicity bounds on the Wilson coefficients of planar effective field theories. Curiously, an infinite class of multipositivity bounds is exactly saturated by the amplitudes of the open string.

effective field theory↗

DOE OSTI2026

Temporal Convolutional Network Using Empirical Mode Decomposition to Detect Faults in Grid Connected Systems

Grid-connected power electronic systems require timely and reliable fault detection to prevent equipment damage and reduce downtime. This paper presents a forecasting-based anomaly detection pipeline that decomposes voltage and current measurements into intrinsic mode functions (IMFs) using empirical mode decomposition (EMD), then trains a causal temporal convolutional network (TCN) on normal-operation IMF data to predict short-horizon future dynamics. Deviations between forecasts and observations are summarized as reliability-weighted residual scores and thresholded per sensor using robust statistics with temporal persistence constraints to suppress false positives. To reduce runtime, EMD is performed on downsampled signals for detection, while raw-rate EMD is applied only within a short region of interest for high-frequency interpretability near detected events. Results on a simulated grid-connected converter system demonstrate that IMF-domain forecasting improves anomaly separability relative to raw-signal forecasting and provides interpretable evidence of faults across decomposition channels.

Sutton, Elizabeth [ORNL] (ORCID:0009000078885935)↗

DOE OSTI2026

Feedback and Oscillations: Constructing Feedback Systems for Root Cause Analysis of Oscillations in Power Grids

Dynamic phenomena linked to inverter-based resources (IBRs) have gained global attention. Several IBR-induced dynamics have caused bulk power system-connected wind or solar power plants to trip, and some have even led to widespread outages. In addition, many oscillations have been observed involving IBR power plants. In 2023, the IEEE Power & Energy Society (PES) IBR Subsynchronous Oscillations (SSO) task force published a journal article, “Real-World Subsynchronous Oscillation Events in Power Grids With High Penetrations of Inverter-Based Resources,” in which 19 IBR oscillation events were examined for their causation. Earlier in 2020, another PES task force article, “Definition and Classification of Power System Stability-Revisited & Extended,” authored by prominent academics, introduced converter-driven stability as a new category of stability. The international power grid industry community also took action by publishing the CIGRE Green Book, Power System Dynamic Modelling and Analysis in Evolving Networks (led by Babak Badrzadeh and Zia Emin) in 2024. In August 2024, the Energy Systems Integration Group (ESIG) released a practical guide led by Nick Miller, “Diagnosis and Mitigation of Observed Oscillations in IBR-Dominant Power System: A Practical Guide.” The goal of the guide is to assist practicing engineers in making initial judgments and conducting detailed analyses about oscillations. Finally, when addressing the classification of stability and oscillations, the guide emphasizes a causality-based taxonomy for grouping, such as voltage control-induced oscillations, synchronization-induced oscillations, and frequency or active power control-induced oscillations.

Fan, Lingling [Univ. of South Florida, Tampa, FL (↗

DOE OSTI2024

Networked Microgrid Ownership, Data, and Control Implications: Challenges and Open Questions

Microgrid deployments increasingly favor the potential to form networks for greater benefits to resilience, reliability, and energy sovereignty. Both independent and networked micro-grids predominantly have a single-entity-ownership and control, where the associations from ownership to data requirements to control functions to microgrid objectives is linear. The emerging model, however, is cyclical, with bidirectional causal impacts between each of the 4 pillars: there are more complex mixed ownership models across the physical, electrical, data, communications, protection, and control boundaries that impact the data requirements for meeting control functions that help realize the use-cases or objectives. This paper is the first to delineate the pillars for effective ownership and controllability of both independent as well as networked microgrids through the cyclical model, and present barriers to the adoption of such a model.

Sundararajan, Aditya↗