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NASA NTRSDate not supplied

On Improving the Dust Lidar Ratios for Version 5 of CALIOP by Using Measurements with Source-tagged Model Results

Vertically resolved retrievals of aerosol backscatter and extinction have been available since 2006 from global measurements acquired by the space borne lidar CALIOP onboard the CALIPSO satellite. These retrievals depend crucially upon the ratio of extinction to backscatter (i.e., lidar ratio) which typically has to be assumed for the various aerosol species for an elastic backscatter lidar like CALIOP. For all CALIPSO data releases up until now (version 4.2), these lidar ratios have been taken as constant both spatially and temporally. However, it is well established that the aerosol lidar ratios can vary significantly regionally, seasonally, and also as a function of age and relative humidity. In particular, the dust lidar ratios show significant variation depending upon their source regions, which is related to the mineral composition of dust in that region. In this paper, we shall present a scheme to obtain the regionally and seasonally dependent lidar ratios of dust. In this scheme, which may be implemented in a forthcoming version of CALIOP aerosol extinction retrievals, we first derive lidar ratios of aerosol layers globally, classified as dust by CALIOP, by using the backscatter measurements constrained by collocated MODIS aerosol optical depths. Since this dust will frequently be a mixture of dust from various source regions, we obtain the corresponding regional contributions from the dust simulations using the GEOS model tagged to nine source regions. Finally, combining information from both measurements and models, we obtain the lidar ratios of dust corresponding to the nine source regions. The lidar ratio of the mixed dust anywhere can now be obtained from the tagged model fractions and the corresponding regional lidar ratio. We shall show the application of this scheme for various regions and seasons.

CALIPSO↗
DOE OSTI2022

Hard X-Ray Emission from the Eastern Jet of SS 433 Powering the W50 “Manatee” Nebula: Evidence for Particle Reacceleration

We present a broadband X-ray study of W50 (the “Manatee” nebula), the complex region powered by the microquasar SS 433, that provides a test bed for several important astrophysical processes. The W50 nebula, a Galactic PeVatron candidate, is classified as a supernova remnant but has an unusual double-lobed morphology likely associated with the jets from SS 433. Using NuSTAR, XMM-Newton, and Chandra observations of the inner eastern lobe of W50, we have detected hard nonthermal X-ray emission up to ~30 keV, originating from a few-arcminute-sized knotty region (“Head”) located ≲18' (29 pc for a distance of 5.5 kpc) east of SS 433, and constrained its photon index to 1.58 ± 0.05 (0.5–30 keV band). The index gradually steepens eastward out to the radio “ear” where thermal soft X-ray emission with a temperature kT ~ 0.2 keV dominates. The hard X-ray knots mark the location of acceleration sites within the jet and require an equipartition magnetic field of the order of ≳12 μG. The unusually hard spectral index from the “Head” region challenges classical particle acceleration processes and points to particle injection and reacceleration in the subrelativistic SS 433 jet, as seen in blazars and pulsar wind nebulae.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS2011

Informing Aerosol Transport Models With Satellite Multi-Angle Aerosol Measurements

As the aerosol products from the NASA Earth Observing System's Multi-angle Imaging SpectroRadiometer (MISR) mature, we are placing greater focus on ways of using the aerosol amount and type data products, and aerosol plume heights, to constrain aerosol transport models. We have demonstrated the ability to map aerosol air-mass-types regionally, and have identified product upgrades required to apply them globally, including the need for a quality flag indicating the aerosol type information content, that varies depending upon retrieval conditions. We have shown that MISR aerosol type can distinguish smoke from dust, volcanic ash from sulfate and water particles, and can identify qualitative differences in mixtures of smoke, dust, and pollution aerosol components in urban settings. We demonstrated the use of stereo imaging to map smoke, dust, and volcanic effluent plume injection height, and the combination of MISR and MODIS aerosol optical depth maps to constrain wildfire smoke source strength. This talk will briefly highlight where we stand on these application, with emphasis on the steps we are taking toward applying the capabilities toward constraining aerosol transport models, planet-wide.

Limbacher, J.↗
DOE OSTI2021

Comparison of Conventional and Constrained Variational Methods for Computing Large-Scale Budgets and Forcing Fields

Analyses of atmospheric heat and moisture budgets serve as an effective tool to study convective characteristics over a region and to provide large-scale forcing fields for various modeling applications. This paper examines two popular methods for computing large-scale atmospheric budgets: the conventional budget method (CBM) using objectively gridded analyses based primarily on radiosonde data and the constrained variational analysis (CVA) approach which supplements vertical profiles of atmospheric fields with measurements at the top of the atmosphere and at the surface to conserve mass, water, energy, and momentum. Successful budget computations are dependent on accurate sampling and analyses of the thermodynamic state of the atmosphere and the divergence field associated with convection and the large-scale circulation that influences it. Utilizing analyses generated from data taken during Dynamics of the Madden-Julian Oscillation (DYNAMO) field campaign conducted over the central Indian Ocean from October to December 2011, we evaluate the merits of these budget approaches and examine their limitations. While many of the shortcomings of the CBM, in particular effects of sampling errors in sounding data, are effectively minimized with CVA, accurate large-scale diagnostics in CVA are dependent on reliable background fields and rainfall constraints. Finally, for the DYNAMO analyses examined, the operational model fields used as the CVA background state provided wind fields that accurately resolved the vertical structure of convection in the vicinity of Gan Island. However, biases in the model thermodynamic fields were somewhat amplified in CVA resulting in a convective environment much weaker than observed.

54 ENVIRONMENTAL SCIENCES↗
DOE OSTI2022

The eROSITA Final Equatorial-Depth Survey (eFEDS)

Here, we investigate the physical properties – such as the stellar mass (M * ), star-formation rate, infrared (IR) luminosity (L IR ), X-ray luminosity (L X ), and hydrogen column density (N H ) – of mid-IR (MIR) galaxies and active galactic nuclei (AGN) at z < 4 in the 140 deg 2 field observed by eROSITA on SRG using the Performance-and-Verification-Phase program named the eROSITA Final Equatorial Depth Survey (eFEDS). By cross-matching the WISE 22 μm (W4)-detected sample and the eFEDS X-ray point-source catalog, we find that 692 extragalactic objects are detected by eROSITA. We have compiled a multiwavelength dataset extending from X-ray to far-IR wavelengths. We have also performed (i) an X-ray spectral analysis, (ii) spectral-energy-distribution fitting using X-CIGALE, (iii) 2D image-decomposition analysis using Subaru Hyper Suprime-Cam images, and (iv) optical spectral fitting with QSFit to investigate the AGN and host-galaxy properties. For 7088 WISE 22 μm objects that are undetected by eROSITA, we have performed an X-ray stacking analysis to examine the typical physical properties of these X-ray faint and probably obscured objects. We find that (i) 82% of the eFEDS–W4 sources are classified as X-ray AGN with log L X > 42 erg s –1 ; (ii) 67 and 24% of the objects have log(L IR /L ⊙ ) > 12 and 13, respectively; (iii) the relationship between L X and the 6 μm luminosity is consistent with that reported in previous works; and (iv) the relationship between the Eddington ratio and N H for the eFEDS–W4 sample and a comparison with a model prediction from a galaxy-merger simulation indicates that approximately 5.0% of the eFEDS–W4 sources in our sample are likely to be in an AGN-feedback phase, in which strong radiation pressure from the AGN blows out the surrounding material from the nuclear region. Thanks to the wide area coverage of eFEDS, we have been able to constrain the ranges of the physical properties of the WISE 22 μm-selected sample of AGNs at z < 4, providing a benchmark for forthcoming studies on a complete census of MIR galaxies selected from the full-depth eROSITA all-sky survey.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Variance-Reduced Accelerated First-Order Methods: Central Limit Theorems and Confidence Statements

In this paper, we consider a strongly convex stochastic optimization problem and propose three classes of variable sample-size stochastic first-order methods: (i) the standard stochastic gradient descent method, (ii) its accelerated variant, and (iii) the stochastic heavy-ball method. In each scheme, the exact gradients are approximated by averaging across an increasing batch size of sampled gradients. We prove that when the sample size increases at a geometric rate, the generated estimates converge in mean to the optimal solution at an analogous geometric rate for schemes (i)–(iii). Based on this result, we provide central limit statements, whereby it is shown that the rescaled estimation errors converge in distribution to a normal distribution with the associated covariance matrix dependent on the Hessian matrix, the covariance of the gradient noise, and the step length. If the sample size increases at a polynomial rate, we show that the estimation errors decay at a corresponding polynomial rate and establish the associated central limit theorems (CLTs). Under certain conditions, we discuss how both the algorithms and the associated limit theorems may be extended to constrained and nonsmooth regimes. As a result, we provide an avenue to construct confidence regions for the optimal solution based on the established CLTs and test the theoretical findings on a stochastic parameter estimation problem.

Lei, Jinlong↗
DOE OSTI2022

Ideas and perspectives: Enhancing research and monitoring of carbon pools and land-to-atmosphere greenhouse gases exchange in developing countries

Carbon (C) and greenhouse gas (GHG) research has traditionally required data collection and analysis using advanced and often expensive instruments, complex and proprietary software, and highly specialized research technicians. Partly as a result, relatively little C and GHG research has been conducted in resource-constrained developing countries. At the same time, these are often the same countries and regions in which climate change impacts will likely be strongest and in which major science uncertainties are centered, given the importance of dryland and tropical systems to the global C cycle. Increasingly, scientific communities have adopted appropriate technology and approach (AT&A) for C and GHG research, which focuses on low-cost and low-technology instruments, open-source software and data, and participatory and networking-based research approaches. Adopting AT&A can mean acquiring data with fewer technical constraints and lower economic burden and is thus a strategy for enhancing C and GHG research in developing countries. However, AT&A can have higher uncertainties; these can often be mitigated by carefully designing experiments, providing clear protocols for data collection, and monitoring and validating the quality of obtained data. For implementing this approach in developing countries, it is first necessary to recognize the scientific and moral importance of AT&A. At the same time, new AT&A techniques should be identified and further developed. All these processes should be promoted in collaboration with local researchers and through training local staff and encouraged for wide use and further innovation in developing countries.

Kim, Dong-Gill↗
NASA NTRS1975

Comparison of techniques for approximating ocean bottom topography in a wave-refraction computer model

A study of the effects of using different methods for approximating bottom topography in a wave-refraction computer model was conducted. Approximation techniques involving quadratic least squares, cubic least squares, and constrained bicubic polynomial interpolation were compared for computed wave patterns and parameters in the region of Saco Bay, Maine. Although substantial local differences can be attributed to use of the different approximation techniques, results indicated that overall computed wave patterns and parameter distributions were quite similar.

Poole, L. R.↗
NASA NTRS1981

Saturnian kilometric radiation - Statistical properties and beam geometry

An adequate description of the average statistical properties of Saturn's radio emissions is needed for a study of these emissions. Data regarding these properties are presented, and the implications for source location, beaming, and magnetic surface anomalies are discussed. A description is presented of the average properties of the Saturn kilometric radiation (SKR) as observed from two locations by the Voyager 1 planetary radio astronomy (PRA) instrument for a 2-month period centered on the November 12, 1980 encounter. An analysis of the occurrence pattern of SKR as a function of Saturn's rotation phase has shown that SKR occurrence is not continuous, but variable and roughly periodic. The statistical SKR properties obtained strongly constrain possible source locations. Several source locations are possible, but most intriguing is the region at high latitudes near the noon meridian.

Kaiser, M. L.↗
NASA NTRS2002

Enhanced ClO from 10 to 12 km Near the Winter Polar Tropopause During SOLVE/THESEO-2000

Abundances of chlorine oxide have been measured in situ near the tropopause from the NASA DC-8 aircraft during the SOLVE/THESEO-2000 campaign. Significant abundances, averaging 15-20 parts per trillion, were observed throughout the lowermost stratosphere at high latitudes during winter. Mixing ratios of ClO generally increased with increasing ozone (the latter an indicator of stratospheric air) as has been observed at other latitudes and seasons. However, the ratio of ClO to inorganic chlorine ([ClO]/[Cl(sub y)]) was found to be largest in air characterized by low abundances of ozone (approximately l00-250). It was within this range of ozone values that cirrus clouds were also observed occasionally throughout the measurement period, although distinct enhancements of ClO were not commonly observed directly within cirrus clouds. Elevated abundances of ClO were also apparently observed in polar darkness. However, we attribute these measurements to OClO, a species that can also be detected by the DC-8 instrument under the conditions encountered during SOLVE/THESEO-2000. Using a photochemical box model constrained by daytime abundances of ClO, we infer that BrO mixing ratios in this region were approximately 2-4 ppt, consistent with previous measurements from balloon-borne remote sensors.

Toohey, Darin W.↗
NASA NTRS2022

Onset of long-lived silicic and alkaline magmatism in eastern North America preceded CAMP emplacement

The White Mountain Magma Series (WMMS) is the largest Mesozoic felsic igneous province on the Eastern North American Margin (ENAM). Existing geochronology has suggested that magmatism occurred over 50 Myr with published ages for the oldest units apparently coeval with the ca. 201 Ma Central Atlantic Magmatic Province (CAMP), the flood basalt province associated with the end-Triassic mass extinction and the opening of the Atlantic Ocean. We use zircon U-Pb geochronology to show that emplacement of WMMS plutons was already underway at 207.5 Ma. The largest volcanic-plutonic complex, the White Mountain Batholith, was emplaced episodically from ca. 198.5 Ma to ca. 180 Ma, ca. 25 Myr older than published ages suggest, and all samples we dated from the Moat Volcanics are between ca. 185 to 180 Ma. This result shows that the Moat Volcanics and the White Mountain Batholith are broadly comagmatic, and it also constrains the age of a key Jurassic paleomagnetic pole. Our data suggest that a regional mantle thermal anomaly in eastern North America developed at least ca. 5 Myr prior to the main stage of CAMP flood basalt volcanism and suggests a geodynamic link between the WMMS and the CAMP.

Sean T. Kinney↗
NASA NTRS2021

Frustration in Fuzzy Protein Complexes Leads to Interaction Versatility

Disordered proteins frequently serve as interaction hubs involving a constrained variety of partners. Complexes with different partners frequently exhibit distinct binding modes, involving regions that remain disordered in the bound state. While the conformational properties of disordered proteins are well-characterized in their free states, less is known about the molecular mechanisms by which specificity can be achieved not with one but with multiple partners. Using the energy landscape theory concept of protein frustration, we demonstrate that complexes of disordered proteins exhibit a high degree of local frustration, especially at the binding interface. These suboptimal interactions lead to the possibility of multiple bound substates, each displaying distinct frustration patterns, which are differently populated in complexes with different partners. These results explain how specificity of disordered proteins can be achieved without a single common bound conformation and how the conflict between different interactions can be used to control the binding to multiple partners.

Chemical specificity↗
DOE OSTI2024

Baselining the Indirect Effect by Improving Quantification of Sea Spray and Marine Sources at Ascension Island (Final Report)

Oceans cover two-thirds of the Earth and understanding the interactions of aerosols with clouds in these large marine regions requires quantifying the man-made contributions to the budget of cloud-drop forming particles (known as cloud condensation nuclei, or CCN) relative to the non-manmade “baseline” conditions and understanding the meteorology of boundary layer clouds. Modeling studies have shown substantial uncertainties and sensitivities to natural marine CCN sources, meaning that to reduce uncertainties in indirect effects we must be able to better quantify the CCN budget in ocean regions. While models provide important constraints on these uncertainties, actually reducing uncertainties requires substantial observations in open-ocean and coastal regions in order to establish the baseline on which manmade emissions are added. The tropical South Atlantic Ocean is one of the least-sampled regions of the planet, making the comprehensive measurements of the Department of Energy Atmospheric Radiation Measurement Layered Atlantic Smoke Interactions with Clouds (LASIC) campaign provides the longest record of aerosol size distribution measurements from a differential mobility analyzer in a cloud-influenced marine location in the ARM database, with 17 months of ground-based aerosol size distribution measurements. This project addressed the research topic of Aerosol-Cloud Interactions (ACI) by supporting three publications from the LASIC measurements: 1. The ARM measurements were combined with a new value-added technique that was pioneered by the Russell group for quantifying sea salt. This quantification of sea salt uses supermicron scattering measurements for retrieving reasonable sea spray mass concentrations, providing the best-available, observationally-constrained estimate of the sea spray mode properties when supermicron size distribution measurements are not available. 2. The fitted modes of the distribution were used to investigate the signatures of cloud processing for very clean to very smoky aerosol conditions, revealing not only differences in the particles that activate in clouds but also in the mechanisms that control that droplet formation process. In clean air, the size required to form a cloud droplet is influenced by the number of particles, as well as how quickly particles take up water during growth in cloud. 3. Building on this aerosol characterization, cloud and meteorological conditions were used to evaluate aerosol-related changes in cloud albedo and optical depth. We introduced a new method of decomposing the impact of aerosols on clouds known as the Twomey effect by incorporating retrieved supersaturation from two independent sets of observations to constrain the feedback of aerosol particles on cloud properties. The method quantifies the reduction of the Twomey effect at high aerosol concentrations, which has never been explained quantitatively by observations. In addition, the results provide the first direct validation for the conditions observed in the tropical South Atlantic of a parcel-based approach that is embedded in many climate models. Together these findings illustrate how ARM extended field campaigns in stratocumulus-covered regions can be used to constrain ACI processes with direct observations, providing specific radiative effects without models. By making such process-specific constraints available to improve ACI in global climate models, ARM observations play a key role in supporting model development.

58 GEOSCIENCES↗
NASA NTRS1998

Subsurface Structure in the Martian Polar Layered Deposits: The Deep Space 2 Impact Accelerometry Experiment

While primarily a technology demonstration mission, the New Millenium Mars Microprobes (also known as Deep Space 2, or simply DS2)will also provide the first in situ science measurements of the martian subsurface. The DS2 impact accelerometry experiment will provide both engineering data about the depth of probe emplacement and science data about the physical nature of the subsurface at the probes' landing sites. Little is known about the detailed physical properties or small-scale vertical structure of the subsurface at the DS2 landing site in the southern martian polar layered deposits. Imaging data from the Viking Orbiters and Mars Global Surveyor reveal alternating bands of light and dark material in this region with thicknesses at least as small as the limit of resolution, about 10 m. The overall composition of these layers is poorly constrained, but generally thought to be a mixture of dust and ice with the layers being caused by variations in the dust/ice ratio, or perhaps by dust deposits of different densities. Low thermal inertias in the region suggest that the top few centimeters of the surface are composed of a mantling of fine-grained dust. However, 3.5-cm radar returns indicate that the maximum depth of this dust is not greater than a few tens of centimeters. Thermal models generally agree that, while the layered deposits do provide a potential near-surface reservoir for ice, the uppermost few centimeters to meters in these regions are likely to be ice-free because of sublimation losses. Finally, while it is generally agreed that the layered deposits are the product of variations in the martian climate, no direct correlation has been made between band sequences and specific climate changes. Our intention is to shed light on some of these questions about the martian polar layered deposits by using the DS2 accelerometry experiment to determine the physical nature of the layered deposits, and to detect the presence of any subsurface layering of dust, ice, and/or rock. In the process, we will also determine the final resting depth of the two microprobes, an important parameter in the interpretation of other DS2 experiments.

Moersch, J. E.↗
DOE OSTI2026

Process-oriented evaluation of quasi-stationary Rossby waves and their impact on surface air temperature extremes in dynamical downscaling over North America

Quasi-stationary Rossby waves are a crucial component of the general circulation and play a significant role in regional water and energy cycles, as well as in extreme events. However, process-oriented evaluation for Rossby waves is rarely performed for dynamical downscaling simulations. To close this gap, we evaluate three classes of dynamical downscaling approaches, with a focus on quasi-stationary Rossby waves and their impact on surface air temperature over North America during Northern Hemisphere summer. The three classes of models differ in the way large-scale forcing is provided: a limited-area model (LAM) constrained only by lateral boundary conditions, represented by RegCM4 from the North American branch of the Coordinated Regional Downscaling Experiment (NA-CORDEX), a LAM with spectral nudging to maintain consistency in large-scale dynamics with the forcing data, represented by the Weather Research and Forecasting (WRF) model simulation in NA-CORDEX, and a global variable-resolution model with smoothly varying grid spacings, represented by the Community Atmosphere Model version 5.4, with the Model for Prediction Across Scales (MPAS) as its dynamical core (CAM-MPAS). With no constraints on the atmospheric dynamics, CAM-MPAS exhibits several mean biases in the upper-level circulations over the Pacific Coast region: a weaker subtropical jet, a northward-shifted mid-latitude jet, and an overestimated southerly flow. With the lateral boundary constraint alone, RegCM4 also exhibits weaker jets and overestimated southerly winds off the West Coast. Rossby ray theory reveals that those wind biases direct incoming Rossby waves northward. The erroneously routed Rossby waves distort the relationship between the accumulation of wave activity over the US West Coast and surface temperature anomalies over the Southern Great Plains, which emerges approximately 4 d after the convergence of wave-activity flux in the ERA-Interim reanalysis. Furthermore, the response of heatwaves to the extreme wave activity flux is not reproduced by the two models, a serious drawback as a dynamical downscaling framework is expected to connect large-scale forcing to local-scale phenomena. The WRF model employing spectral nudging is largely free from the aforementioned problems. A pair of sensitivity simulations suggests that spectral nudging is the key to improving the dynamics of quasi-stationary Rossby waves and their impact on surface air temperature. Our results also demonstrate the effectiveness of Rossby wave diagnostics that allow for realistic background flows for assessing the credibility of dynamical downscaling over North America, where incoming Rossby waves propagate through complex circulation patterns before traveling across the continent.

54 ENVIRONMENTAL SCIENCES↗
NASA NTRS2021

A Ring Accelerator? Unusual Jet Dynamics in the IceCube Candidate PKS 1502+106

On 2019/07/30.86853 UT, IceCube detected a high-energy astrophysical neutrino can-didate. The Flat Spectrum Radio Quasar PKS 1502+106 is located within the 50 percent uncertainty region of the event. Our analysis of 15 GHz Very Long Baseline Ar-ray (VLBA) and astrometric 8 GHz VLBA data, in a time span prior and after theIceCube event, reveals evidence for a radio ring structure which develops with time.Several arc-structures evolve perpendicular to the jet ridge line. We find evidence forprecession of a curved jet based on kinematic modelling and a periodicity analysis.An outflowing broad line region (BLR) based on the C IV line emission (Sloan Dig-ital Sky Survey, SDSS) is found. We attribute the atypical ring to an interaction ofthe precessing jet with the outflowing material.We discuss our findings in thecontext of a spine-sheath scenario where the ring reveals the sheath andits interaction with the surroundings (NLR clouds).We find that the radioemission is correlated with theγ-ray emission, with radio lagging theγ-rays. Basedon theγ-ray variability timescale, we constrain theγ-ray emission zone to the BLR(30-200rg) and within the jet launching region. We discuss that the outflowing BLRprovides the external radiation field forγ-ray production via external Compton scat-tering.The neutrino is most likely produced by proton-proton interactionin the blazar zone (beyond the BLR), enabled by episodic encounters ofthe jet with dense clouds, i.e. some molecular cloud in the NLR.

S Britzen↗
NASA NTRSDate not supplied

Polarization Measurement of the OV 121.83 nm Intercombination Line with CLASP

The Chromospheric Lyman-Alpha SpectroPolarimeter (CLASP) sounding rocket experiment provided precise polarimetric measurements of far ultraviolet (FUV) emission lines emanating from the solar chromosphere and transition region. The CLASP observation covered linear polarization not only at the optically thick H I Lyman-alpha 121.57 nm line but also at the weaker Si III 120.65 nm line as well as at the even weaker O V 121.83 nm line adjacent to H I Lyman-alpha. The Lyman-alpha wings and THE Si III line exhibit clear center-to-limb variation (CLV) of the fractional linear polarization Q/I, showing a negative increase toward the limb, with a fractional polarization signal of around 4% near the limb (Kano et al. 2017, Ishikawa et al. 2017). The negative Q/I corresponds to polarization perpendicular to the limb, which is consistent with the theoretical prediction where multiple scattering events create the linear polarization when the radiation propagates through the upper chromosphere and the transition region. The O V 121.83 nm line is weak because the line results from an intercombination transition. The CLASP observation indicates the possible existence of linear polarization perpendicular to the limb at the O V line. The fractional linear polarization Q/I is larger than the estimated noise only near the limb and is about 2% when we subtract the influence of the nearby continuum coming from the Lyman-alpha wing. If confirmed, polarization measurements of the OV line might provide a new tool to constrain the density as well as the magnetic field configuration in the upper chromosphere and the transition region.

Yukio Katsukawa↗
NASA NTRS2011

Investigating the Nature of and Methods for Managing Metroplex Operations

A combination of traffic demand growth, Next Generation Air Transportation System (NextGen) technologies and operational concepts, and increased utilization of regional airports is expected to increase the occurrence and severity of coupling between operations at proximate airports. These metroplex phenomena constrain the efficiency and/or capacity of airport operations and, in NextGen, have the potential to reduce safety and prevent environmental benefits. Without understanding the nature of metroplexes and developing solutions that provide efficient coordination of operations between closely-spaced airports, the use of NextGen technologies and distribution of demand to regional airports may provide little increase in the overall metroplex capacity. However, the characteristics and control of metroplex operations have not received significant study. This project advanced the state of knowledge about metroplexes by completing three objectives: 1. developed a foundational understand of the nature of metroplexes; 2. provided a framework for discussing metroplexes; 3. suggested and studied an approach for optimally managing metroplexes that is consistent with other NextGen concepts

Atkins, Stephen↗