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DOE OSTI2026

Nonmonotonic-potential description of polarization effects, fusion, and nuclear rainbows in elastic scattering of 6 Li + 12 C at 4.5–600 MeV

The experimental differential cross-section (CS) and analyzing power (AP) data of the 6 Li + 12 C elastic scattering over a wide laboratory energy scale (4.5MeV≤𝐸 lab ≤600MeV) are analyzed within the framework of the optical model (OPM) using nonmonotonic (NM) nucleus–nucleus potentials. The real part of the NM potentials is derived from the Pauli-embodied energy density-functional (EDF) formalism with the sudden approximation. The real part of the noncentral spin-orbit and tensor terms, as well as the imaginary parts, are treated phenomenologically. The effect of the radius of sensitivity on the CS and AP data is found to be more important at lower energies. The diffractive and refractive scattering with Airy structures in the whole angular region of the elastic scattering across the studied energy range is successfully described within the OPM using the NM 6 Li + 12 C potential. The near- and far-side (N and F) decomposition of the total elastic-scattering amplitudes has also been studied using our NM potentials. The evolution of the Airy minima in the angular distributions, coupled with the fitting of the AP data, provides an accurate description of Airy minima of different orders. The OPM calculations with the NM potentials describe exceptionally well the CS, vector analyzing power (VAP), and tensor analyzing power data at 𝐸 lab =9.0,19.24,20,30, and 50MeV. In agreement with our past successful descriptions of CS and the opposite signs of the VAP data for the 6 Li and 7 Li elastic scattering using NM potentials in OPM, the present results appear to provide a better fit, so far, than those obtained from the coupled-channels method. The fusion cross sections of 6 Li + 12 C have been predicted in the energy range (4.5MeV≤𝐸 lab ≤20MeV), fitting the experimental data well in the range 𝐸 lab =2.97–11.77MeV. The EDF potential without any energy dependence and renormalization is also found to describe satisfactorily the experimental CS and AP data at energies up to several hundreds of MeV.

6 ≤ A ≤ 19↗

DOE OSTI2014

The {sup 3}He(e,e'p){sup 2}H and {sup 4}He(e,e'p){sup 3}H reactions at high momentum transfer

We present updated calculations for observables in the processes {sup 3}He(e,e'p){sup 2}H, {sup 4}He(e,e'p){sup 3}H and {sup 4}He(e-vector, e'p-vector){sup 3}H. This update entails the implementation of improved nucleon-nucleon (NN) amplitudes to describe final state interactions (FSI) within a Glauber approximation and includes full spin-isospin dependence in the profile operator. In addition, an optical potential, which has also been updated since previous work, is utilized to treat FSI for the {sup 4}He(e,e'p){sup 3}H and {sup 4}He(e-vector, e'p-vector){sup 3}H reactions. The calculations are compared with experimental data and show good agreement between theory and experiment. Comparisons are made between the various approximations in the Glauber treatment, including model dependence due to the NN scattering amplitudes, rescattering contributions, and spin dependence. We also analyze the validity of the Glauber approximation at the kinematics the data is available, by comparing to the results obtained with the optical potential.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2021

Unitarity violation and the geometry of Higgs EFTs

We derive the scale of unitarity violation from the geometry of Effective Field Theory (EFT) extensions of the Standard Model Higgs sector. The high-energy behavior of amplitudes with more than four scalar legs depends on derivatives of geometric invariants with respect to the physical Higgs field h, such that higher-point amplitudes begin to reconstruct the scalar manifold away from our vacuum. In theories whose low-energy limit can be described by the Higgs EFT (HEFT) but not the Standard Model EFT (SMEFT), non-analyticities in the vicinity of our vacuum limit the radius of convergence of geometric invariants, leading to unitarity violation at energies below 4πv. Our results unify approaches to the HEFT/SMEFT dichotomy based on unitarity, analyticity, and geometry, and more broadly illustrate the sense in which observables probe the geometry of an EFT. Along the way, we provide novel basis-independent results for Goldstone/Higgs boson scattering amplitudes expressed in terms of geometric covariant quantities.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Electroweak three-body decays in the presence of two- and three-body bound states

Recently, formalism has been derived for studying electroweak transition amplitudes for three-body systems both in infinite and finite volumes. The formalism provides exact relations that the infinite-volume amplitudes must satisfy, as well as a relationship between physical amplitudes and finite-volume matrix elements, which can be constrained from lattice QCD calculations. This formalism poses additional challenges when compared with the analogous well-studied two-body equivalent one, including the necessary step of solving integral equations of singular functions. In this work, we provide some non-trivial analytical and numerical tests on the aforementioned formalism. In particular, we consider a case where the three-particle system can have three-body bound states as well as bound states in the two-body subsystem. For kinematics below the three-body threshold, we demonstrate that the scattering amplitudes satisfy unitarity. We also check that for these kinematics the finite-volume matrix elements are accurately described by the formalism for two-body systems up to exponentially suppressed corrections. Finally, we verify that in the case of the three-body bound state, the finite-volume matrix element is equal to the infinite-volume coupling of the bound state, up to exponentially suppressed errors.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Recent progress on in-medium properties of heavy mesons from finite-temperature EFTs

Mesons with heavy flavor content are an exceptional probe of the hot QCD medium produced in heavy-ion collisions. In the past few years, significant progress has been made toward describing the modification of the properties of heavy mesons in the hadronic phase at finite temperature. Ground-state and excited-state thermal spectral properties can be computed within a self-consistent many-body approach that employs appropriate hadron-hadron effective interactions, providing a unique opportunity to confront hadronic Effective Field Theory predictions with recent and forthcoming lattice QCD simulations and experimental data. In this article, we revisit the application of the imaginary-time formalism to extend the calculation of unitarized scattering amplitudes from the vacuum to finite temperature. These methods allow us to obtain the ground-state thermal spectral functions. The thermal properties of the excited states that are dynamically generated within the molecular picture are also directly accessible. We present here the results of this approach for the open-charm and open-bottom sectors. We also analyze how the heavy-flavor transport properties, which are strongly correlated to experimental observables in heavy-ion collisions, are modified in hot matter. In particular, transport coefficients can be computed using an off-shell kinetic theory that is fully consistent with the effective theory describing the scattering processes. The results of this procedure for both charm and bottom transport coefficients are briefly discussed.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2017

Relating the finite-volume spectrum and the two-and-three-particle S matrix for relativistic systems of identical scalar particles

Working in relativistic quantum field theory, we derive the quantization condition satisfied by coupled two- and three-particle systems of identical scalar particles confined to a cubic spatial volume with periodicity $L$. This gives the relation between the finite-volume spectrum and the infinite-volume $\textbf 2 \to \textbf 2$, $\textbf 2 \to \textbf 3$ and $\textbf 3 \to \textbf 3$ scattering amplitudes for such theories. The result holds for relativistic systems composed of scalar particles with nonzero mass $m$, whose center of mass energy lies below the four-particle threshold, and for which the two-particle K-matrix has no singularities below the three-particle threshold. Finally, the quantization condition is exact up to corrections of the order $\mathcal{O}(e^{-mL})$ and holds for any choice of total momenta satisfying the boundary conditions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2018

Minkowski conformal blocks and the Regge limit for Sachdev-Ye-Kitaev-like models

We discuss scattering in a conformal field theory (CFT) via the conformal partial-wave analysis and the Regge limit. The focus of this paper is on understanding an operator product expansion (OPE) with Minkowski conformal blocks. Starting with a t-channel OPE, it leads to an expansion for an s-channel scattering amplitude in terms of t-channel exchanges. By contrasting with Euclidean conformal blocks we see a precise relationship between conformal blocks in the two limits without preforming an explicit analytic continuation. We discuss a generic feature for a CFT correlation function having singular F (M) (u,v) ~ u –δ , δ > 0, in the limit u → 0 and v → 1. Here, δ = (ℓ eff – 1)/2, with ℓ eff serving as an effective spin and it can be determined through an OPE. In particular, it is bounded from above, ℓ eff ≤ 2, for all CFTs with a gravity dual, and it can be associated with string modes interpolating the graviton in AdS. This singularity is historically referred to as the Pomeron. This bound is nearly saturated by SYK-like effective d = 1 CFT, and its stringy and thermal corrections have piqued current interests. Our analysis has been facilitated by dealing with Wightman functions. We provide a direct treatment in diagonalizing dynamical equations via harmonic analysis over physical scattering regions. As an example these methods are applied to the SYK model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

What is the iε for the S-matrix?

Can the S-matrix be complexified in a way consistent with causality? Since the 1960's, the affirmative answer to this question has been well-understood for 2→2 scattering of the lightest particle in theories with a mass gap at low momentum transfer, where the S-matrix is analytic everywhere except at normal-threshold branch cuts. We ask whether an analogous picture extends to realistic theories, such as the Standard Model, that include massless fields, UV/IR divergences, and unstable particles. Especially in the presence of light states running in the loops, the traditional iε prescription for approaching physical regions might break down, because causality requirements for the individual Feynman diagrams can be mutually incompatible. We demonstrate that such analyticity problems are not in contradiction with unitarity. Instead, they should be thought of as finite-width effects that disappear in the idealized 2→2 scattering amplitudes with no unstable particles, but might persist at higher multiplicity. To fix these issues, we propose an iε -like prescription for deforming branch cuts in the space of Mandelstam invariants without modifying the analytic properties. This procedure results in a complex strip around the real part of the kinematic space, where the S-matrix remains causal. In addition to giving a pedagogical introduction to the analytic properties of the perturbative S-matrix from a modern point of view, we illustrate all the points on explicit examples, both symbolically and numerically. Furthermore, to help with the investigation of related questions, we introduce a number of tools, including holomorphic cutting rules, new approaches to dispersion relations, as well as formulae for local behavior of Feynman integrals near branch points.

Anomalous thresholds↗

DOE OSTI2016

Rosenbluth Separation of the π 0 Electroproduction Cross Section

In this paper, we present deeply virtual $\pi^0$ electroproduction cross-section measurements at $x_B$=0.36 and three different $Q^2$ values ranging from 1.5 to 2 GeV$^2$, obtained from Jefferson Lab Hall A experiment E07-007. The Rosenbluth technique is used to separate the longitudinal and transverse responses. Results demonstrate that the cross section is dominated by its transverse component and, thus, is far from the asymptotic limit predicted by perturbative quantum chromodynamics. Nonetheless, an indication of a nonzero longitudinal contribution is provided by the measured interference term $\sigma_{LT}$. Results are compared with several models based on the leading-twist approach of generalized parton distributions (GPDs). In particular, a fair agreement is obtained with models in which the scattering amplitude includes convolution terms of chiral-odd (transversity) GPDs of the nucleon with the twist-3 pion distribution amplitude. Finally, this experiment, together with previous extensive unseparated measurements, provides strong support to the exciting idea that transversity GPDs can be accessed via neutral pion electroproduction in the high-Q 2 regime.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2014

Space-time S-matrix and flux tube S-matrix II. Extracting and matching data

We elaborate on a non-perturbative formulation of scattering amplitudes/null polygonal Wilson loops in planar N=4 Super-Yang-Mills theory. The construction is based on a decomposition of the Wilson loop into elementary building blocks named pentagon transitions. Our discussion expands on a previous letter of the authors where these transitions were introduced and analyzed for the so-called gluonic excitations. In this paper we revisit these transitions and extend the analysis to the sector of scalar excitations. We restrict ourselves to the single particle transitions and bootstrap their finite coupling expressions using a set of axioms. Besides these considerations, the main focus of the paper is on the extraction of perturbative data from scattering amplitudes at weak coupling and its comparison against the proposed pentagon transitions. We present several tests for both the hexagon and heptagon (MHV and NMHV) amplitudes up to two- and three-loop orders. In attached notebooks we provide explicit higher-loop predictions obtained from our method.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2019

A study of quantum field theories in AdS at finite coupling

We study the $O(N)$ and Gross-Neveu models at large $N$ on AdS$_{d+1}$ background. Thanks to the isometries of AdS, the observables in these theories are constrained by the SO$(d,2)$ conformal group even in the presence of mass deformations, as was discussed by Callan and Wilczek, and provide an interesting two-parameter family of quantities which interpolate between the S-matrices in flat space and the correlators in CFT with a boundary. For the actual computation, we judiciously use the spectral representation to resum loop diagrams in the bulk. After the resummation, the AdS $4$-particle scattering amplitude is given in terms of a single unknown function of the spectral parameter. We then "bootstrap" the unknown function by requiring the absence of double-trace operators in the boundary OPE. Our results are at leading nontrivial order in $\frac{1}{N}$, and include the full dependence on the quartic coupling, the mass parameters, and the AdS radius. In the bosonic $O(N)$ model we study both the massive phase and the symmetry-breaking phase, which exists even in AdS$_2$ evading Coleman's theorem, and identify the AdS analogue of a resonance in flat space. We then propose that symmetry breaking in AdS implies the existence of a conformal manifold in the boundary conformal theory. We also provide evidence for the existence of a critical point with bulk conformal symmetry, matching existing results and finding new ones for the conformal boundary conditions of the critical theories. For the Gross-Neveu model we find a bound state, which interpolates between the familiar bound state in flat space and the displacement operator at the critical point.

Resummation↗

DOE OSTI2018

Counting conformal correlators

We introduce simple group-theoretic techniques for classifying conformallyinvariant tensor structures. With them, we classify tensor structures of general n-point functions of non-conserved operators, and n ≥ 4-point functions of general conserved currents, with or without permutation symmetries, and in any spacetime dimension d. Our techniques are useful for bootstrap applications. The rules we derive simultaneously count tensor structures for flat-space scattering amplitudes in d + 1 dimensions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2018

Zero-range effective field theory for resonant wino dark matter. Part II. Coulomb resummation

Near a critical value of the wino mass where there is a zero-energy S-wave resonance at the neutral-wino-pair threshold, low-energy winos can be described by a zero-range effective field theory (ZREFT) in which the winos interact nonperturbatively through a contact interaction and charged winos also have electromagnetic interactions. At energies near the wino-pair thresholds, the Coulomb interaction from photon exchange between charged winos must also be treated nonperturbatively. The parameters of ZREFT can be determined by matching wino-wino scattering amplitudes calculated by solving the Schrödinger equation for winos interacting through a potential due to the exchange of electroweak gauge bosons. As a result with Coulomb resummation, ZREFT at leading order gives a good description of the low-energy two-body observables for winos.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Three-loop soft function for energetic electroweak boson production at hadron colliders

We calculate the three-loop soft function for the production of an electroweak boson (Higgs, γ , W ± , Z ) with large transverse momentum at a hadron collider. It is the first time a soft function for a three-parton process is computed at next-to-next-to-next-to-leading order (N 3 LO). As a technical novelty, we perform the calculation in terms of forward-scattering-type loop diagrams rather than evaluating phase space integrals. Our three-loop result contains color-tripole contributions and explicitly confirms predictions on the universal infrared structure of QCD scattering amplitudes with three massless parton legs. The soft function is a central ingredient in the factorized cross section for electroweak boson production near the kinematic endpoint (threshold), where the invariant mass of the recoiling hadronic radiation is small compared to its transverse momentum. Our result is required for predictions of the near-threshold cross sections at N 3 LO and for the resummation of threshold logarithms at primed next-to-next-to-next-to-leading logarithmic (N 3 LL') accuracy.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2022

Implementing the three-particle quantization condition for π + π + K + and related systems

Recently, the formalism needed to relate the finite-volume spectrum of systems of nondegenerate spinless particles has been derived. In this work we discuss a range of issues that arise when implementing this formalism in practice, provide further theoretical results that can be used to check the implementation, and make available codes for implementing the three-particle quantization condition. Specifically, we discuss the need to modify the upper limit of the cutoff function due to the fact that the left-hand cut in the scattering amplitudes for two nondegenerate particles moves closer to threshold; we describe the decomposition of the three-particle amplitude K df,3 into the matrix basis used in the quantization condition, including both s and p waves, with the latter arising in the amplitude for two nondegenerate particles; we derive the threshold expansion for the lightest three-particle state in the rest frame up to O(1/L 5 ); and we calculate the leading-order predictions in chiral perturbation theory for K df,3 in the π + π + K + and π + K + K + systems. We focus mainly on systems with two identical particles plus a third that is different (“2+1” systems). We describe the formalism in full detail, and present numerical explorations in toy models, in particular checking that the results agree with the threshold expansion, and making a prediction for the spectrum of π + π + K + levels using the two- and three-particle interactions predicted by chiral perturbation theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Renormalization of the Standard Model Effective Field Theory from geometry

S-matrix elements are invariant under field redefinitions of the Lagrangian. They are determined by geometric quantities such as the curvature of the field-space manifold of scalar and gauge fields. We present a formalism where scalar and gauge fields are treated together, with a metric on the combined space of both types of fields. Scalar and gauge scattering amplitudes are given by the Riemann curvature Rijkl of this combined space, with indices i, j, k, l chosen to be scalar or gauge indices depending on the type of external particle. One-loop divergences can also be computed in terms of geometric invariants of the combined space, which greatly simplifies the computation of renormalization group equations. We apply our formalism to the Standard Model Effective Field Theory (SMEFT), and compute the renormalization group equations for even-parity bosonic operators to mass dimension eight.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2019

Implementing the three-particle quantization condition including higher partial waves

We present an implementation of the relativistic three-particle quantization condition including both s - and d -wave two-particle channels. For this, we develop a systematic expansion of the three-particle K matrix, $ \mathcal{K} $ df,3 , about threshold, which is the generalization of the effective range expansion of the two-particle K matrix, $ \mathcal{K} $ 2 . Relativistic invariance plays an important role in this expansion. We find that d -wave two-particle channels enter first at quadratic order. We explain how to implement the resulting multichannel quantization condition, and present several examples of its application. We derive the leading dependence of the threshold three-particle state on the two-particle d -wave scattering amplitude, and use this to test our implementation. We show how strong two-particle d -wave interactions can lead to significant effects on the finite-volume three-particle spectrum, including the possibility of a generalized three-particle Efimov-like bound state. We also explore the application to the 3 π + system, which is accessible to lattice QCD simulations, where we study the sensitivity of the spectrum to the components of $ \mathcal{K} $ df,3 . Finally, we investigate the circumstances under which the quantization condition has unphysical solutions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Unitarity methods in AdS/CFT

We develop a systematic unitarity method for loop-level AdS scattering amplitudes, dual to non-planar CFT correlators, from both bulk and boundary perspectives. We identify cut operators acting on bulk amplitudes that put virtual lines on shell, and show how the conformal partial wave decomposition of the amplitudes may be efficiently computed by gluing lower-loop amplitudes. A central role is played by the double discontinuity of the amplitude, which has a direct relation to these cuts. We then exhibit a precise, intuitive map between the diagrammatic approach in the bulk using cutting and gluing, and the algebraic, holographic unitarity method of [1] that constructs the non-planar correlator from planar CFT data. Our analysis focuses mostly on four-point, one-loop diagrams — we compute cuts of the scalar bubble, triangle and box, as well as some one-particle reducible diagrams — in addition to the five-point tree and four-point double-ladder. Analogies with S-matrix unitarity methods are drawn throughout.

79 ASTRONOMY AND ASTROPHYSICS↗