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DOE OSTI2017

Solar Decathlon 2017: Final Report and Lessons Learned

Energetics Incorporated, with its project partners (collectively known as Team Energetics), has prepared the Solar Decathlon 2017 Final Report and Lessons Learned for the U.S. Department of Energy (DOE) to summarize and reflect on the administration of the planning, implementation, and close-out of Solar Decathlon 2017. This final report introduces the Solar Decathlon 2017 Program Administrator, Core Advisory Committee, event sponsors and donors, and regional stakeholders that were integral to the success of Solar Decathlon 2017. The substantial balance of this report presents evaluative metrics and lessons learned about the primary aspects of administering Solar Decathlon 2017, including Project Management, Competition and Site Management, Stakeholder Engagement, Communications, Sponsor Management, Education Programming, and Volunteer Coordination. Several appendices compliment the discussion.

14 SOLAR ENERGY↗

DOE OSTI2018

Annular Core Research Reactor Pulse History Report: 2003-2017

This report documents and describes the tabulation and analysis of historical pulse operation data from the Annular Core Research Reactor (ACRR) at Sandia National Laboratories (SNL). The pulse data was obtained from a combination of pulse log files generated at the control console and pulse diagnostics system data. The pulses presented were performed within the time period of April 2003 and December 2017. A brief analysis of the data is included to characterize the aggregate behavior of ACRR pulses with respect to theoretical treatments based on the point reactor kinetics model. It is expected that the data presented will provide an organized and consolidated resource to reference historical pulse data at the ACRR for use in analyses, verification and validation, and general understanding of the machine. A comprehensive set of data is presented to the reader in the appendices.

21 SPECIFIC NUCLEAR REACTORS AND ASSOCIATED PLANTS↗

DOE OSTI2017

FY17 Report for Instrumentation Development for the Transient Testing Program

This report details the technical activities and accomplishment carried out under the in-pile instrumentation work package supporting the transient testing program. These activities were performed in direct support of cross-cutting transient testing experiment objectives. The purpose of this report is to provide a complete summary of all work, which is of particular interest to nuclear irradiation test experimenters and in-pile instrumentation engineers with emphasis on transient testing applications. Development activities are focused on devices to perform online measurement of neutron flux, temperature, and mechanical behaviors in nuclear fuels experiments. A brief summary of activities and accomplishments is first provided for each major activity. Detailed reports are presented in appendices.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2011

Integration of High Temperature Gas-Cooled Reactors into Selected Industrial Process Applications

This report summarizes the material and energy requirements and preliminary economics for conventional and high temperature gas-cooled reactor -integrated processes that recover oil from oil shale, desalinate seawater, and upgrade bitumen to synthetic crude oil. Also included are summaries of other industrial processes that were briefly evaluated, which included processes to produce metallurgical coke and steel. The appendices include more detailed technical analyses for each of the processes. This report updates a prior similar report (INL 2010) by summarizing the additional work accomplished in FY 2011.

42 ENGINEERING↗

DOE OSTI2018

Resilience: Concepts from Engineering, Ecology, and the Social Sciences

“Resilience” is fast becoming a key word for describing the desired result of the activities we group under the heading of “homeland security.” Department of Homeland Security (DHS) Secretary Napolitano has made resilience a key theme in her speeches, highlighting the efforts of DHS to “strengthen the resilience of ... infrastructure, computer networks, and of ... communities and citizens.” She has talked about resilience as “strengthening the ability for our systems, our cities, our towns, and our country to bounce back quickly from an attack or a natural disaster, and to be even stronger than before. This paper first provides an overview of resilience concepts from U.S. government and academic research sources. It then discusses resilience concepts and metrics from the academic literature in more detail, focusing on three types of resilience: engineering resilience, ecological resilience, and community and regional resilience. Next, it discusses system characteristics that have been associated with increased resilience. Based on this background, we propose a model of the infrastructure resilience analysis process. We then review LANL capabilities for each process element and indicate areas where capability development opportunities exist. Appendices provide additional information on funding sources and key players in infrastructure resilience, and a more detailed technical explanation of ecological resilience.

42 ENGINEERING↗

DOE OSTI2019

Transportation Energy Data Book: Edition 37

The Transportation Energy Data Book: Edition 37 is a statistical compendium prepared and published by Oak Ridge National Laboratory (ORNL) under contract with the U.S. Department of Energy, Office of Energy Efficiency and Renewable Energy, Vehicle Technologies Office. Designed for use as a desk-top reference, the Data Book represents an assembly and display of statistics and information that characterize transportation activity, and presents data on other factors that influence transportation energy use. The purpose of this document is to present relevant statistical data in the form of tables and graphs. The latest edition of the Data Book is available via the Internet (cta.ornl.gov/data).This edition of the Data Book has 12 chapters which focus on various aspects of the transportation industry. Chapter 1 focuses on petroleum; Chapter 2 – energy; Chapter 3 – highway vehicles; Chapter 4 – light vehicles; Chapter 5 – heavy vehicles; Chapter 6 – alternative fuel vehicles; Chapter 7 – fleet vehicles; Chapter 8 – household vehicles; Chapter 9 – nonhighway modes; Chapter 10 – transportation and the economy; Chapter 11 – greenhouse gas emissions; and Chapter 12 – criteria pollutant emissions. The sources used represent the latest available data. There are also two appendices which include detailed source information for some tables and measures of conversion. A glossary of terms is also included for the reader’s convenience.

33 ADVANCED PROPULSION SYSTEMS↗

DOE OSTI2017

Sierra Structural Dynamics–User's Notes

Sierra/SD provides a massively parallel implementation of structural dynamics finite element analysis, required for high fidelity, validated models used in modal, vibration, static and shock analysis of weapons systems. This document provides a users guide to the input for Sierra/SD. Details of input specifications for the different solution types, output options, element types and parameters are included. The appendices contain detailed examples, and instructions for running the software on parallel platforms.

42 ENGINEERING↗

DOE OSTI2018

2017 Project Peer Review: U.S. Department of Energy Wind Energy Technologies Office: Volume I

This report details the results of the 2017 Peer Review for the U.S. Department of Energy’s Office of Energy Efficiency and Renewable Energy Wind Energy Technologies Office (WETO). The purpose of the review was to evaluate projects funded by DOE from fiscal year 2014 through fiscal year 2016 for their contribution to the mission and goals of the office, assess progress against stated objectives, and appraise WETO’s overall management and performance. This volume (Volume I) includes Sections 1–5 of the report: the executive summary, synopses of the program and project-level evaluation results, and WETO’s response to the 2017 Peer Review findings. Volume II includes Sections 6 and 7—the complete program-level and project-level evaluation results—as well as the report appendices.

17 WIND ENERGY↗

DOE OSTI2015

NSLS-II Emittance and Lifetime with Damping Wigglers

This paper is focused on the measurements of the major machine parameters under influence of the Damping Wigglers and their comparison with analytic estimates. We present analysis of the impact of the Damping Wigglers on the beam emittance and lifetime in the NSLS-II storage ring. We conclude that these parameters for the NSLS-II follow well-known dependencies as described, for example, by Weidemann and Touschek. Appendices A and B show details of the experiment and the estimates.

36 MATERIALS SCIENCE↗

DOE OSTI2019

Ventilation and Indoor Air Quality in New California Homes with Gas Appliances and Mechanical Ventilation

Substantial energy is used to condition the air that enters California homes through leaks in the building envelope and ductwork - typically about a third of all heating and cooling. Reducing this through air sealing is essential to California achieving zero energy homes. However, this outdoor air also dilutes pollutants emitted inside homes and contributes to a healthy indoor environment and acceptable indoor air quality (IAQ). To address this IAQ issue, California’s Title 24 Building Standards have required mechanical ventilation in new homes since 2008. This report presents a comprehensive study of the impacts of these requirements in recently constructed homes with natural gas appliances. The study included a survey about satisfaction and activities that impact IAQ; a field study of homes built to 2008 or later; and simulations assessing how various ventilation rates would impact chronic exposures to an indoor emitted pollutant as air tightness improves in California. The report focuses on the field study; the webbased survey and simulation elements are described in appendices. The field study characterized 70 homes built between 2011 and 2017. Each home was monitored over roughly one week with the dwelling unit mechanical ventilation system operating and windows closed. Pollutant measurements included time-resolved fine particulate matter (PM 2.5 ) indoors and outdoors, and formaldehyde, nitrogen dioxide (NO 2 ), and carbon dioxide (CO 2 ) indoors. Time-integrated measurements were made for formaldehyde, NO 2 and nitrogen oxides (NO X ) indoors and outdoors at all homes. Activity monitoring devices were installed on the cooktop, range hood and other exhaust fans, and the heating and cooling system. The field study found that most homes met most ventilation requirements and the dwelling unit ventilation fans on average moved 50% more airflow than the minimum specified in Title 24. Air pollutant concentrations were similar or lower than those reported in a study of recent construction California new homes conducted in 2007-08. Notably, the median formaldehyde level was 38% lower than in the prior study. Measured concentrations were below health guidelines for most pollutants, indicating that IAQ is acceptable in new California homes when dwelling unit mechanical ventilation is used. However, the dwelling unit mechanical ventilation fans were only operating in one quarter of the homes when first visited and the control switches in many homes did not have informative labels as required by the standards. Corrective action needs to be taken to improve labeling and controls for ventilation systems.

32 ENERGY CONSERVATION, CONSUMPTION, AND UTILIZATI↗

DOE OSTI2019

Data Evaluation of Actinide Cross Sections: 237 Np and 239 Np

A new evaluation of the ENDL cross section set for Neptunium (Z=93) is developed using the TALYS statistical model cross section code. The primary goal of this effort is to produce an evaluation that attempts to match as closely as possible fission cross sections developed through surrogate reaction techniques on actinide targets 237 Np and 239 Np.Additional experimental data on the long-lived 237 Np target including (n,g), (n,2n), (n,total), and (n,elastic) isalso considered. This evaluation effort and theprocessing needed to render its results into data libraries is a necessary step in making the efforts of nuclear experimentalists useful to the broad community of researchers engaged in simulations of nuclear fusion for basic and applied science. Anotheraspect, verification and validation against various AGEX experiments, is also presented. The end-product is an updated library that includes the latest measurements of key fission cross sections for comparison against those measured via traditional techniques.All the steps in the evaluation, processing, validation and verification, and library release are described in the following sections. For completeness, the appendices contain all the parameters used in the TALYS evaluation for the 237 Np and 239 Np cross sections.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2019

U.S. Efforts in Support of Examinations at Fukushima Daiichi: 2019 Evaluations

Much is still not known about the end-state of core materials in each unit that was operating on March 11, 2011 at the Fukushima Daiichi Nuclear Power Station (Daiichi). Information obtained from Daiichi is required to inform Decontamination and Decommissioning (D&D) activities, improving the ability of the Tokyo Electric Power Company Holdings, Incorporated (TEPCO Holdings) to characterize potential hazards and to ensure the safety of workers involved with cleanup activities. This document, which has been updated to include Fiscal Year 2019 (FY2019) information, summarizes results from a U.S. effort to review Daiichi information and extract insights to enhance the safety of existing and future nuclear power plant designs. This U.S. effort, which was initiated in 2014 by the Department of Energy Office of Nuclear Energy (DOE-NE), is completed by a group of experts in reactor safety and plant operations that identify examination needs and evaluate recent Daiichi examination data to address these needs. Each year, annual reports are issued that document significant safety insights being obtained in areas of special emphasis. For FY2019, the areas emphasized by the expert panel include component performance, radionuclide surveys and sampling, debris end-state location, combustible gas effects, and plant operations and maintenance. In addition to reducing uncertainties related to severe accident modeling progression, these insights have and continue to be used to update guidance for severe accident prevention, mitigation, and emergency planning. Reduced uncertainties in modeling the events at Daiichi improve the realism of reactor safety evaluations that inform future D&D activities. In addition, the process established by this U.S. effort provides an example that Japan may wish to implement in future international efforts to support D&D. As emphasized in this FY2019 report, important insights are being gained from examinations of the affected units at Daiichi. Although many results from prior years have been moved to appendices, key areas of interest are highlighted in the main document. For example, larger intact components and fuel containing materials observed on the floor of the primary containment and retained on ex-vessel structures continue to be emphasized because of insights that may be gained with respect to vessel failure and ex-vessel interactions with structures and concrete. In addition, the main report presents insights gained by focused evaluations of plant data because of potential use of systems and components during severe accident conditions and alternate perspectives regarding accident progression that may be inferred from such data. The report also illustrates how systems analysis codes can be applied to reduce uncertainties about the progression of events at Daiichi and how practical insights obtained from Daiichi can be used to enhance radiation safety for the existing fleet. Recent and planned updates to systems analysis codes are also discussed. As in prior years, this report contains an appendix with a list of examination needs that was updated after U.S. experts reviewed recently obtained information from Daiichi. Additional details for higher priority, near-term, examination activities are also provided. This report also includes an appendix with a description of a website that was developed to assist U.S. experts by providing information in an archived retrievable location.

21 SPECIFIC NUCLEAR REACTORS AND ASSOCIATED PLANTS↗

DOE OSTI2019

Preservation of the distribution of beam particles with respect to longitudinal oscillation amplitude in a 3 to 1 bunch merge

In the work presented here we show in detail how the 3 to 1 bunch merge can be set up so that it preserves the distribution of beam particles with respect to longitudinal oscillation amplitude. This is an elaboration based on the work presented in reference 1. The desired merge is achieved by slowly reducing the area inside the three-lobed separatrix that contains the beam while keeping the areas of the three lobes equal to one another. A sequence of RF voltages that does the job is found by employing a numerical integration routine and a search algorithm. The integration routine calculates the areas of the three lobes for given voltages. This is used by the search algorithm to nd voltages that give three lobes of equal area. The resulting voltages are listed in Section 12 in order of decreasing lobe area. These may be multiplied by a common scaling factor to make the scheme work for any given longitudinal emittance in any given machine. The analytic basis of the scheme is presented in Sections 2 through 13. (These sections may be treated as appendices.) Demonstration of the merge is done by simulation. The results are shown in Figures 1 through 39 and are discussed in Section 1. References [1] through [10] and those cited therein provide a history of bunch merging (and splitting) relevant to the present work. Refs. [1] and [2] record the early work done at CERN. Refs. [3] through [10] record the setup and study of the 2 to 1 and 3 to 1 merges used in Booster and AGS. In particular, Refs. [9] and [10] record the recent work of K. Zeno who proposed and developed the 3 to 1 bunch merge in Booster. It is this merge that is studied in the present work.

43 PARTICLE ACCELERATORS↗

DOE OSTI2016

Sierra Structural Dynamics--User's Notes

42 ENGINEERING↗

DOE OSTI2013

Risk Assessment for Marine Vessel Traffic and Wind Energy Development in the Atlantic

The Bureau of Ocean Energy Management (BOEM) is initiating leasing of the seabed for offshore wind energy development on the outer continental shelf (OCS) in the Atlantic from Maine to Florida, with initial development planned for a series of Wind Energy Areas (WEAs) designated by the Department of Interior. Additional wind areas are under development and are currently considered to be Wind Call Areas (WCAs), leasing areas, and other set asides. Some of the proposed sites are located at or near the entrances to major ports, others are located at the seaward terminus of existing Traffic Separation Schemes (TSS), and many of the wind areas occupy locations along historical shipping routes. The siting of offshore wind farms has the potential to affect existing shipping along the Atlantic Coast; modifications to safe-access routes may be required. The United States Coast Guard (USCG) has the authority to ensure navigational safety in U.S. waters. The USCG has undertaken the Atlantic Coast Port Access Study (ACPARS) to assess future port access and navigation needs for the Atlantic coast, at a time when the mix of shipping routes and vessels are likely to change due to factors such as the widening of the Panama Canal and opening of the Arctic Ocean to shipping. The presence of wind turbines off the Atlantic coast has the potential to affect shipping routes and activities. In order to safely incorporate the presence of offshore wind farms into ACPARS, the USCG requires information on the following: the effects of offshore renewable energy infrastructure on potential traffic density; the impacts of offshore wind infrastructure on shipping traffic including rerouting, funneling, and obstructions to navigation; and whether changes to safe access routes for vessels are needed with the installation of offshore wind farms, including modifications to fairways or TSSs. BOEM entered into an Interagency Agreement in August 2012 with the US Department of Energy (DOE) to provide risk assessment expertise to the USCG development of ACPARS and BOEM’s OCS leasing. DOE assigned Pacific Northwest National Laboratory (PNNL) to provide an assessment of navigational safety risks (including collision, contact, grounding, and stranding). PNNL structured the project around several activities: 1) acquisition and processing of Automated Identification System (AIS) data; 2) geospatial analysis to elucidate historical shipping routes; 3) development of a data-driven numerical model to predict vessel movements in the presence of offshore wind farms; 4) enlisting expertise in navigation from an experts’ panel; 5) assessment of navigational risks from the presence of offshore wind farms; and 6) recommendations for changes to the navigation system to accommodate those changes. This report focuses on the activities carried out by PNNL, in close coordination with BOEM and USCG, from August 2012 to November 2013, and indicates the priority actions for additional enhancement to the modeling system to be carried out from December 2013 through November 2014. The body of the report briefly introduces each step of the process, and reports on notable outcomes. Detailed descriptions, computations, and figures that represent each step are included in ten technical appendices.

17 WIND ENERGY↗

DOE OSTI2019

Dark Energy Survey’s Observation Strategy, Tactics, and Exposure Scheduler

The Dark Energy Survey is a “stage III” dark energy experiment, performing an optical imaging survey to measure cosmological equation of state parameters using four independent methods. The scope and complexity of the survey, originally scheduled for 525 nights of observing spread over five years and combining a 5000 degree wide survey with a 10 field weekly time-domain survey, introduced complex strategic and tactical scheduling problems that needed to be addressed. We begin with an overview of the process used to develop DES strategy and tactics, from the inception of the project, to task forces that studied and developed strategy changes over the course of the survey, to the nightly pre-observing meeting in which immediate tactical issues were addressed. We then summarize the strategic choices made for each sub-survey, including metrics, scheduling considerations, choice of time domain fields and their sequences of exposures, and wide survey footprint and pointing layout choices. We go on to describe the detailed process that determined which specific exposures were taken at which specific times. We give a chronology of the strategic and tactical peculiarities of each year of observing, including the proposal and execution of a sixth year. We give an overview of obstac, the implementation of the DES scheduler used to simulate and evaluate strategic and tactical options, and automate exposure scheduling; and describe developments in obstac for use after DES. Appendices describe further details of data quality evaluation, t, and teff; airmass calculation; and modeling of the seeing and sky brightness. The significant corpus of DES data indicates that the simple scaling relations for seeing as a function of wavelength and airmass derived from the Kolmogorov turbulence model work adequately for exposure planning purposes: deviations from these relations are modest in comparison with short time-scale seeing variations.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2018

Central and Eastern North America Ground-Motion Characterization (NGA-East)

This document is the final project report of the Next Generation Attenuation for Central and Eastern North America (CENA) project (NGA-East). The NGA-East objective was to develop a new ground-motion characterization (GMC) model for the CENA region. The GMC model consists of a set of new ground-motion models (GMMs) for median and standard deviation of ground motions and their associated weights to be used with logic-trees in probabilistic seismic hazard analyses (PSHA). NGA-East is a large multidisciplinary project coordinated by the Pacific Earthquake Engineering Research Center (PEER), at the University of California. The project has two components: (1) a set of scientific research tasks, and (2) a model-building component following the framework of the “Seismic Senior Hazard Analysis Committee (SSHAC) Level 3” (Budnitz et al. 1997; NRC 2012). Component (2) is built on the scientific results of component (1) of the NGA-East project. This report documents the tasks under component (2) of the project. Under component (1) of NGA-East, several scientific issues were addressed, including: (a) development of a new database of ground motion data recorded in CENA; (b) development of a regionalized ground-motion map for CENA, (c) definition of the reference site condition; (d) simulations of ground motions based on different methodologies; and (e) development of numerous GMMs for CENA. The scientific tasks of NGA-East were all documented as a series of PEER reports. The scope of component (2) of NGA-East was to develop the complete GMC. This component was designed as a SSHAC Level 3 study with the goal of capturing the ground motions’ center, body, and range of the technically defensible interpretations in light of the available data and models. The SSHAC process involves four key tasks: evaluation, integration, formal review by the Participatory Peer Review Panel (PPRP), and documentation (this report). Key tasks documented in this report include review and evaluation of the empirical groundmotion database, the regionalization of ground motions, and screening sets of candidate GMMs. These are followed by the development of new median and standard deviation GMMs, the development of new analyses tools for quantifying the epistemic uncertainty in ground motions, and the documentation of implementation guidelines of the complete GMC for PSHA computations. Appendices include further documentation of the relevant SSHAC process and additional supporting technical documentation of numerous sensitivity analyses results. The PEER reports documenting component (1) of NGA-East are also considered “attachments” to the current report and are all available online on the PEER website (https://peer.berkeley.edu/). The final NGA-East GMC model includes a set of 17 GMMs defined for 24 ground-motion intensity measures, applicable to CENA in the moment magnitude range of 4.0 to 8.2 and covering distances up to 1500 km. Standard deviation models are also provided for site-specific analysis (single-station standard deviation) and for general PSHA applications (ergodic standard deviation). Adjustment factors are provided for consideration of source-depth effects and hanging-wall effects, as well as for hazard computations at sites in the Gulf Coast region.

58 GEOSCIENCES↗

DOE OSTI2019

Dust Control Planning

At the Hanford Site, dust control is required during many activities for health and safety purposes and to prevent contaminant dispersal via atmospheric transport. Water is commonly used to reduce dust dispersal, but can mobilize contaminants and facilitate transport through the vadose zone to groundwater as observed with past activities within the River Corridor. To prevent contaminant mobilization associated with remediation activities in the Central Plateau, alternative approaches for dust suppression are presented considering site-specific requirements at Hanford. There are two high-level categories of approaches to dust control: proactive work strategies to minimize fugitive dust generation and reactive engineered controls to mitigate dust generation and/or capture fugitive dust. Because a variety of activities have the potential to generate fugitive dust at a given site, there is no unique response to dust prevention and control. In fiscal year 2018, an evaluation was completed to identify alternatives, determine limits on surface water additions, and develop information suitable for consideration in feasibility studies. The technical basis detailed in the 2018 evaluation has been condensed into this document that provides a practical Dust Control Plan template and site-specific guidance in the appendices. This Dust Control Plan template specifically provides a workflow to 1) identify key project information, 2) identify fugitive dust sources, 3) assign dust control methods, and 4) determine appropriate monitoring practices to mitigate impacts to groundwater.

12 MANAGEMENT OF RADIOACTIVE AND NON-RADIOACTIVE W↗