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Search indexed NASA NTRS and DOE OSTI research on propulsion, heat transfer, battery materials and energy systems. Follow report and document links to the original sources.

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411 records · Page 23
All sourcesNASA NTRSDOE OSTI
NASA NTRS2007

Global Simulation of Electromagnetic Ion Cyclotron Waves

It is well known that the effects of electromagnetic ion cyclotron (EMIC) waves on ring current (RC) ion and radiation belt (RB) electron dynamics strongly depend on such particle/wave characteristics as the phase-space distribution function, frequency, wave-normal angle, wave energy, and the form of wave spectral energy density. The consequence is that accurate modeling of EMIC waves and RC particles requires robust inclusion of the interdependent dynamics of wave growth/damping, wave propagation, and particles. Such a self-consistent model is being progressively developed by Khazanov et al. [2002 - 2007]. This model is based on a system of coupled kinetic equations for the RC and EMIC wave power spectral density along with the ray tracing equations. We will discuss the recent progress in understanding EMIC waves formation mechanisms in the inner magnetosphere. This problem remains unsettled in spite of many years of experimental and theoretical studies. Modern satellite observations by CRRES, Polar and Cluster still do not reveal the whole picture experimentally since they do not stay long enough in the generation region to give a full account of all the spatio-temporal structure of EMIC waves. The complete self-consistent theory taking into account all factors significant for EMIC waves generation remains to be developed. Several mechanisms are discussed with respect to formation of EMIC waves, among them are nonlinear modification of the ionospheric reflection by precipitating energetic protons, modulation of ion-cyclotron instability by long-period (Pc3/4) pulsations, reflection of waves from layers of heavy-ion gyroresonances, and nonlinearities of wave generation process. We show that each of these mechanisms have their attractive features and explains certain part experimental data but any of them, if taken alone, meets some difficulties when compared to observations. We conclude that development of a refined nonlinear theory and further correlated analysis of modern satellite and ground-based data is needed to solve this very intriguing problem.

Khazanov, G. V.↗
NASA NTRS2020

Multimessenger Gravitational-wave Searches with Pulsar Timing Arrays: Application to 3C 66B Using the NANOGrav 11-year Data Set

When galaxies merge, the supermassive black holes in their centers may form binaries and emit low-frequency gravitational radiation in the process. In this paper, we consider the galaxy 3C 66B, which was used as the target of the first multimessenger search for gravitational waves. Due to the observed periodicities present in the photometric and astrometric data of the source, it has been theorized to contain a supermassive black hole binary. Its apparent 1.05-year orbital period would place the gravitational-wave emission directly in the pulsar timing band. Since the first pulsar timing array study of 3C 66B, revised models of the source have been published, and timing array sensitivities and techniques have improved dramatically. With these advances, we further constrain the chirp mass of the potential supermassive black hole binary in 3C 66B to less than (1.65±0.02)×109Me using data from the NANOGrav 11-year data set. This upper limit provides a factor of 1.6 improvement over previous limits and a factor of 4.3 over the first search done. Nevertheless, the most recent orbital model for the source is still consistent with our limit from pulsar timing array data. In addition, we are able to quantify the improvement made by the inclusion of source properties gleaned from electromagnetic data over “blind” pulsar timing array searches. With these methods, it is apparent that it is not necessary to obtain exact a priori knowledge of the period of a binary to gain meaningful astrophysical inferences.

Zaven Arzoumanian↗
DOE OSTI2018

Long-term GRMHD simulations of neutron star merger accretion discs: implications for electromagnetic counterparts

We investigate the long-term evolution of black hole accretion disks formed in neutron star mergers. These disks expel matter that contributes to an r-process kilonova, and can produce relativistic jets powering short gamma-ray bursts. Here we report the results of a three-dimensional, general-relativistic magnetohydrodynamic (GRMHD) simulation of such a disk which is evolved for long enough (~9s, or ~6×10 5 r$_g$/c) to achieve completion of mass ejection far from the disk. Our model starts with a poloidal field, and fully resolves the most unstable mode of the magnetorotational instability. We parameterize the dominant microphysics and neutrino cooling effects, and compare with axisymmetric hydrodynamic models with shear viscosity. The GRMHD model ejects mass in two ways: a prompt MHD-mediated outflow and a late-time, thermally-driven wind once the disk becomes advective. The total amount of unbound mass ejected (0.013M ⊙ , or ≃40% of the initial torus mass) is twice as much as in hydrodynamic models, with higher average velocity (0.1c) and a broad electron fraction distribution with a lower average value (0.16). Scaling the ejected fractions to a disk mass of ~0.1M ⊙ can account for the red kilonova from GW170817 but underpredicts the blue component. About ~10-3M ⊙ of material should undergo neutron freezout and could produce a bright kilonova precursor in the first few hours after the merger. With our idealized initial magnetic field configuration, we obtain a robust jet and sufficient ejecta with Lorentz factor ~1-10 to (over)produce the non-thermal emission from GW1708107.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2013

HOT ELECTROMAGNETIC OUTFLOWS. II. JET BREAKOUT

We consider the interaction between radiation, matter, and a magnetic field in a compact, relativistic jet. The entrained matter accelerates outward as the jet breaks out of a star or other confining medium. In some circumstances, such as gamma-ray bursts (GRBs), the magnetization of the jet is greatly reduced by an advected radiation field while the jet is optically thick to scattering. Where magnetic flux surfaces diverge rapidly, a strong outward Lorentz force develops and radiation and matter begin to decouple. The increase in magnetization is coupled to a rapid growth in Lorentz factor. We take two approaches to this problem. The first examines the flow outside the fast magnetosonic critical surface, and calculates the flow speed and the angular distribution of the radiation field over a range of scattering depths. The second considers the flow structure on both sides of the critical surface in the optically thin regime, using a relaxation method. In both approaches, we find how the terminal Lorentz factor and radial profile of the outflow depend on the radiation intensity and optical depth at breakout. The effect of bulk Compton scattering on the radiation spectrum is calculated by a Monte Carlo method, while neglecting the effects of internal dissipation. The peak of the scattered spectrum sits near the seed peak if radiation pressure dominates the acceleration, but is pushed to a higher frequency if the Lorentz force dominates. The unscattered seed radiation can form a distinct, low-frequency component of the spectrum, especially if the magnetic Poynting flux dominates.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2019

GRB and blazar jets shining through their stripes

Black hole-driven relativistic astrophysical jets, such as blazars and gamma-ray bursts (GRBs), are powerful sources of electromagnetic radiation. Their emission is powered by some energy dissipation and particle acceleration mechanism operating in situ at large distances from the black hole. We propose that the formation of the dissipative structures in the jet is controlled by the time variability of the accretion disc. We argue that the open magnetic field lines through the black hole, which drive a strongly magnetized jet, may have their polarity reversing over time-scales related to the growth of the magnetorotational dynamo in the disc. Consequently, the jet is characterized by an alternating toroidal field polarity along its propagation axis, i.e. it is a ‘striped jet’. Magnetic reconnection in the current sheets that form between the stripes dissipates the alternating field energy and thus powers further jet acceleration. Here, we consider a jet with a broad distribution of stripe widths l > l min , above a dominant scale l min . We find that the bulk acceleration of the jet, driven by the annihilation of the stripes, is very gradual. The dissipation rate peaks at a distance $z_{\rm peak}\sim 10^6 R_\mathrm{ g}\, (\Gamma _\infty /30)^2\, (l_{\rm min}/1000R_\mathrm{ g})$| , where R g is the black hole’s gravitational radius and Γ ∞ the jet’s asymptotic Lorentz factor, and exhibits a very broad plateau extending by ~4–5 orders of magnitude in distance. The prolonged energy dissipation accounts for the flat-to-inverted long-wavelength spectra commonly observed in jets. The model can also account for the broad range of flaring time-scales of blazars and the fact that their bulk acceleration appears to continue out to ~100 pc scales. In GRB jets, the model predicts comparable power for the photopsheric and Thomson-thin emission components.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2016

Systematic errors in low-latency gravitational wave parameter estimation impact electromagnetic follow-up observations

Among the most eagerly anticipated opportunities made possible by Advanced LIGO/Virgo are multimessenger observations of compact mergers. Optical counterparts may be short-lived so rapid characterization of gravitational wave (GW) events is paramount for discovering electromagnetic signatures. One way to meet the demand for rapid GW parameter estimation is to trade off accuracy for speed, using waveform models with simplified treatment of the compact objects’ spin. We report on the systematic errors in GW parameter estimation suffered when using different spin approximations to recover generic signals. Component mass measurements can be biased by >5σ using simple-precession waveforms and in excess of 20σ when non-spinning templates are employed. This suggests that electromagnetic observing campaigns should not take a strict approach to selecting which LIGO/Virgo candidates warrant follow-up observations based on low-latency mass estimates. For sky localization, we find that searched areas are up to a factor of ∼2 larger for non-spinning analyses, and are systematically larger for any of the simplified waveforms considered in our analysis. Distance biases for the non-precessing waveforms can be in excess of 100% and are largest when the spin angular momenta are in the orbital plane of the binary. We confirm that spin-aligned waveforms should be used for low-latency parameter estimation at the minimum. Including simple precession, though more computationally costly, mitigates biases except for signals with extreme precession effects. Our results shine a spotlight on the critical need for development of computationally inexpensive precessing waveforms and/or massively parallel algorithms for parameter estimation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2012

On the mechanism of electromagnetic microwave absorption in superfluid helium

In experiments on electromagnetic (EM) wave absorption in the microwave range in superfluid (SF) helium [1-3], a narrow EM field absorption line with a width on the order of (20-200) kHz was observed against the background of a wide absorption band with a width of 30-40 GHz at frequencies f{sub 0} Almost-Equal-To 110-180 GHz corresponding to the roton gap energy {Delta}{sub r}(T) in the temperature range 1.4-2.2 K. Using the so-called flexoelectric mechanism of polarization of helium atoms ({sup 4}He) in the presence of density gradients in SF helium (HeII), we show that nonresonance microwave absorption in the frequency range 170-200 GHz can be due to the existence of time-varying local density gradients produced by roton excitations in the bulk HeII. The absorption bandwidth is determined by the roton-roton scattering time in an equilibrium Boltzmann gas of rotons, which is t{sub r-r} Almost-Equal-To 3.4 Multiplication-Sign 10{sup -11} s at T = 1.4 K and decreases upon heating. We propose that the anomalously narrow microwave resonance absorption line in HeII at the roton frequency f{sub 0}(T) = {Delta}r(T)/2{pi}h appears due to the following two factors: (i) the discrete structure of the spectrum of the surface EM resonator modes in the form of a periodic sequence of narrow peaks and (ii) the presence of a stationary dipole layer in HeII near the resonator surface, which forms due to polarization of {sup 4}He atoms under the action of the density gradient associated with the vanishing of the density of the SF component at the solid wall. For this reason, the relaxation of nonequilibrium rotons generated in such a surface dipole layer is strongly suppressed, and the shape and width of the microwave resonance absorption line are determined by the roton density of states, which has a sharp peak at the edge of the roton gap in the case of weak dissipation. The effective dipole moments of rotons in the dipole layer can be directed either along or across the normal to the resonator surface, which explains the experimentally observed symmetric doublet splitting of the resonance absorption line in an external dc electric field perpendicular to the resonator surface. We show that negative absorption (induced emission) of EM field quanta observed after triggering a Kapitza 'heat gun' occurs when the occupation numbers for roton states due to 'pumping' of rotons exceed the occupation numbers of EM field photons in the resonator.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2019

Radio frequency wave interactions with a plasma sheath: The role of wave and plasma sheath impedances

Radio frequency (RF) sheaths form near surfaces where plasma and strong RF fields coexist. The effect of these RF sheaths on wave propagation near the boundary can be characterized by an effective sheath impedance that includes both resistive and capacitive contributions describing RF sheath rectification and RF power absorption in the sheath [J. R. Myra and D. A. D'Ippolito, Phys. Plasmas 22, 062507 (2015)]. We define a dimensionless parameter, the ratio of incoming wave impedance to the sheath impedance, which determines the characteristics of the interaction, ranging from quasi-conducting to quasi-insulating, or in the case of matched impedances, to either perfect absorption or a sheath-plasma resonance. A semi-analytical analysis is carried out for electrostatic slow waves in the ion cyclotron range of frequencies. For the propagating slow wave case, where the incident wave is partially reflected, the fraction of power dissipated in the sheath is calculated. For the evanescent slow wave case, which admits a sheath-plasma resonance, an amplification factor is calculated. Using the impedance ratio approach, RF sheath interactions are characterized for a range of RF wave and plasma parameters including plasma density, magnetic field angle with respect to the surface, wave frequency, and wave-vector components tangent to the surface. For a particularly interesting example case, results are compared with the rfSOL code [H. Kohno and J. R. Myra, Comput. Phys. Commun. 220, 129 (2017)]. Finally, electromagnetic effects, absent from the semi-analytical analysis, are assessed.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2014

Soft X-ray extended emissions of short gamma-ray bursts as electromagnetic counterparts of compact binary mergers: possible origin and detectability

We investigate the possible origin of extended emissions (EEs) of short gamma-ray bursts with an isotropic energy of ∼10{sup 50-51} erg and a duration of a few 10 s to ∼100 s, based on a compact binary (neutron star (NS)-NS or NS-black hole (BH)) merger scenario. We analyze the evolution of magnetized neutrino-dominated accretion disks of mass ∼0.1 M {sub ☉} around BHs formed after the mergers and estimate the power of relativistic outflows via the Blandford-Znajek (BZ) process. We show that a rotation energy of the BH up to ≳ 10{sup 52} erg can be extracted with an observed timescale of ≳ 30(1 + z) s with a relatively small disk viscosity parameter of α < 0.01. Such a BZ power dissipates by clashing with non-relativistic pre-ejected matter of mass M ∼ 10{sup –(2-4)} M {sub ☉}, and forms a mildly relativistic fireball. We show that the dissipative photospheric emissions from such fireballs are likely in the soft X-ray band (1-10 keV) for M ∼ 10{sup –2} M {sub ☉}, possibly in NS-NS mergers, and in the BAT band (15-150 keV) for M ∼ 10{sup –4} M {sub ☉}, possibly in NS-BH mergers. In the former case, such soft EEs can provide a good chance of ∼6 yr{sup −1} (ΔΩ{sub softEE}/4π) (R{sub GW}/40 yr{sup −1}) for simultaneous detections of the gravitational waves with a ∼0.°1 angular resolution by soft X-ray survey facilities like the Wide-Field MAXI. Here, ΔΩ{sub softEE} is the beaming factor of the soft EEs and R{sub GW} is the NS-NS merger rate detectable by the advanced LIGO, the advanced Virgo, and KAGRA.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

High-resolution spectroscopy of extremely metal-poor stars from SDSS/Segue. II. Binary fraction

The fraction of binary systems in various stellar populations of the Galaxy and the distribution of their orbital parameters are important but not well-determined factors in studies of star formation, stellar evolution, and Galactic chemical evolution. While observational studies have been carried out for a large sample of nearby stars, including some metal-poor Population II stars, almost no constraints on the binary nature for extremely metal-poor (EMP; [Fe/H] <−3.0) stars have yet been obtained. Here we investigate the fraction of double-lined spectroscopic binaries and carbon-enhanced metal-poor (CEMP) stars, many of which could have formed as pairs of low-mass and intermediate-mass stars, to estimate the lower limit of the fraction of binary systems having short periods. The estimate is based on a sample of very metal-poor stars selected from the Sloan Digital Sky Survey and observed at high spectral resolution in a previous study by Aoki et al. That survey reported 3 double-lined spectroscopic binaries and 11 CEMP stars, which we consider along with a sample of EMP stars from the literature compiled in the SAGA database. We have conducted measurements of the velocity components for stacked absorption features of different spectral lines for each double-lined spectroscopic binary. Our estimate indicates that the fraction of binary stars having orbital periods shorter than 1000 days is at least 10%, and possibly as high as 20% if the majority of CEMP stars are formed in such short-period binaries. This result suggests that the period distribution of EMP binary systems is biased toward short periods, unless the binary fraction of low-mass EMP stars is significantly higher than that of other nearby stars.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

Search for Time Reversal Symmetry Violation with TREK at J-PARC (Closeout Report)

This DOE Early Career Award has enabled Dr. Michael Kohl to take on and expand his leadership roles in several projects such as TREK@J-PARC, OLYMPUS@DESY, MUSE@PSI, and in the experimental program in Hall C at Jefferson Lab. Dr. Kohl has successfully accomplished several items: (i) Preliminary results from SANE (E08-003) at Jefferson Lab: Former HU graduate student Anusha Liyanage has pursued her PhD research on SANE. Her analysis of the elastic ep scattering data has resulted in the extraction of the proton electric-to-magnetic form factor ratio from double spin asymmetries at the highest momentum transfer to date. The results are almost final and a publication is in preparation. (ii) Approval of TREK/E36 for running, preparation of simulation and analysis: the TREK experiment has been stage-II approved in fall 2013, has been mounted on the hall floor from November 2014 to April 2015, has been commissioned in April-June 2015 and is scheduled to run in fall 2015. The group has contributed significantly with simulations and magnetic field map calculations, has investigated the sensitivity of TREK to new light neutral particles, and contributed substantially to the mounting and commissioning of the experiment. (iii) Running of OLYMPUS and analysis: Under Dr. Kohl's leadership as spokesman, the OLYMPUS experiment has completed data taking beginning of 2013; calibrations and analysis have been well underway, with results to be expected in the course of 2015. (iv) Operation of GEM detectors at OLYMPUS and MUSE: The GEM telescopes built for OLYMPUS luminosity monitoring with forward-angle ep elastic scattering have been operated successfully, have meanwhile been relocated to PSI, and have been re-commissioned as beam particle trackers for the PSI secondary beams for MUSE. (v) Trained and prepared postdocs and graduate students for their future careers. Two postdocs from Dr. Kohl's group (Dr. Juergen Diefenbach and Dr. Peter Monaghan) have found permanent academic positions. Two former graduate students of the group have graduated and received their PhD degrees in nuclear physics (Dr. Anusha Liyanage and Dr. Ozgur Ates). In particular, this award has enabled Dr. Kohl to pursue the TREK project (Time Reversal Experiment with Kaons) at J-PARC, which he has been leading and advancing as International Spokesperson. Originally proposed as a search for time reversal symmetry violation, the project has evolved into a precision test of lepton flavor universality in the Standard Model along with sensitive searches for physics beyond the Standard Model through a possible discovery of new particles such as a sterile neutrino or a neutral gauge boson from the hidden sector in the mass region up to 300 MeV/c2. Experiment TREK/E36, first proposed in 2010, has been mounted between November 2014 and April 2015, and commissioning with beam has been started in April 2015, with production running anticipated in early summer and late fall 2015. It uses the apparatus from the previous KEK/E-246 experiment with partial upgrades to measure the ratio of decay widths of leptonic two-body decays of the charged kaon to µν and eν, respectively, which is highly sensitive to the ratio of electromagnetic charged lepton couplings and possible new physics processes that could differentiate between μ and e, hence breaking lepton flavor universality of the Standard Model. Through the searches for neutral massive particles, TREK/E36 can severely constrain any new physics scenarios designed to explain the proton radius puzzle.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2026

Study of the Protection Improvements for a Weak Grid Area With High Inverter-Based Resources (IBRs)

This project designs enhanced protection scheme for the real-world weak grid area with a high penetration of IBRs. As the existing protection schemes are originally designed for traditional synchronous machines, we first evaluate if the protection scheme will continue to operate reliably in systems with high levels of IBRs. Hardware relays are tested using a controller-hardware-in-the-loop setup. PSCAD electromagnetic transient simulation with IBR original equipment manufacturer black-box models is used to perform fault studies and generate COMTRADE data, which are replayed by a real-time digital simulator (RTDS) to feed input to the hardware relays. Three scenarios are analyzed: normal operation, an N-1 contingency, and an IBR-only scenario. The evaluation results reveal the following: 1) the protection scheme remains reliable under normal conditions and N-1 contingencies and 2) in IBR-only scenarios, differential protection (87L) continues to operate reliably, whereas local protection elements, such as distance and directional elements, fail because of the lack of regulated negative sequence current contributed by IBRs. Enhanced protection is designed to address the challenge of lack of negative sequence current from IBRs, including increased restraining factors a2 and k2 to block 32Q or using V instead QV ORDER for ground faults, enhanced mho distance element with voltage and phase angle supervision for L-L faults. The efficacy of enhanced protection logic is validated and proven to work reliably. Additionally, IEEE Std. 2800-2022 negative sequence current compliant GFL and GFM IBRs from another vendor are tested and proven to work reliably without need for enhanced logic. Therefore, this work provides valuable decision-making for utilities facing protection system challenges due to IBRs, either designing enhanced protection scheme or requesting their IBRs being IEEE Std. 2800-2022 compliant to produce regulated negative sequence current for protection relay to make correct decision.

24 POWER TRANSMISSION AND DISTRIBUTION↗
DOE OSTI2011

DIFFUSE Ly{alpha} EMITTING HALOS: A GENERIC PROPERTY OF HIGH-REDSHIFT STAR-FORMING GALAXIES

Using a sample of 92 UV continuum-selected, spectroscopically identified galaxies with (z) = 2.65, all of which have been imaged in the Ly{alpha} line with extremely deep narrow-band imaging, we examine galaxy Ly{alpha} emission profiles to very faint surface brightness limits. The galaxy sample is representative of spectroscopic samples of Lyman break galaxies (LBGs) at similar redshifts in terms of apparent magnitude, UV luminosity, inferred extinction, and star formation rate and was assembled without regard to Ly{alpha} emission properties. Approximately 45% (55%) of the galaxy spectra have Ly{alpha} appearing in net absorption (emission), with {approx_equal} 20% satisfying commonly used criteria for the identification of 'Ly{alpha} emitters' (LAEs; W{sub 0}(Ly{alpha}) {>=} 20 A). We use extremely deep stacks of rest-UV continuum and continuum-subtracted Ly{alpha} images to show that all sub-samples exhibit diffuse Ly{alpha} emission to radii of at least 10'' ({approx}80 physical kpc). The characteristic exponential scale lengths for Ly{alpha} line emission exceed that of the {lambda}{sub 0} = 1220 A UV continuum light by factors of {approx}5-10. The surface brightness profiles of Ly{alpha} emission are strongly suppressed relative to the UV continuum light in the inner few kpc, by amounts that are tightly correlated with the galaxies' observed spectral morphology; however, all galaxy sub-subsamples, including that of galaxies for which Ly{alpha} appears in net absorption in the spectra, exhibit qualitatively similar diffuse Ly{alpha} emission halos. Accounting for the extended Ly{alpha} emission halos, which generally would not be detected in the slit spectra of individual objects or with typical narrow-band Ly{alpha} imaging, increases the total Ly{alpha} flux (and rest equivalent width W{sub 0}(Ly{alpha})) by an average factor of {approx}5, and by a much larger factor for the 80% of LBGs not classified as LAEs. We argue that most, if not all, of the observed Ly{alpha} emission in the diffuse halos originates in the galaxy H II regions but is scattered in our direction by H I gas in the galaxy's circum-galactic medium. The overall intensity of Ly{alpha} halos, but not the surface brightness distribution, is strongly correlated with the emission observed in the central {approx}1''-more luminous halos are observed for galaxies with stronger central Ly{alpha} emission. We show that whether or not a galaxy is classified as a giant 'Ly{alpha} blob' (LAB) depends sensitively on the Ly{alpha} surface brightness threshold reached by an observation. Accounting for diffuse Ly{alpha} halos, all LBGs would be LABs if surveys were sensitive to 10 times lower Ly{alpha} surface brightness thresholds; similarly, essentially all LBGs would qualify as LAEs.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2020

Changes in SSL Device Efficiency and Optical Performance Under Accelerated Aging Conditions

Lighting application efficiency (LAE) describes the efficient delivery of light from the light source to the lighted task and is viewed as a new frontier—increasing energy savings with solid-state lighting (SSL) technologies. The framework for LAE that is proposed by the U.S. Department of Energy (DOE) consists of four major elements: light source efficiency, optical delivery efficiency, spectral efficiency, and intensity effectiveness. This report focuses on a sampling of the available SSL products that can be broadly defined as having modified spectral output because the method of spectra modification has a significant impact on light source efficiency and long-term optical delivery and spectral efficiencies. This report focused on the changes in light source, optical delivery, and spectral efficiencies that occur during aging of SSL devices. An accelerated stress test (AST) regiment was developed for the devices under test (DUTs) examined in this report to provide insights into how the performance of SSL devices change with aging. The AST protocols demonstrate that the SSL products discussed in this report often reduce light source efficiency to achieve different spectral characteristics. In addition, aging of the optical components (e.g., lenses, solder masks) in SSL devices can produce increased light absorption, which negatively impacts optical delivery efficiency and light source efficiency. The modified spectral outputs of the selected SSL products discussed in this report come in a variety of form factors and achieve enhanced optical performance by using a variety of methods. All of the products examined in this study use mid-power light-emitting diodes (MP-LEDs), although the number, configuration, phosphor content, and light-emitting diode (LED) pump of the MP-LEDs differ. Product MS-1 is a 60-watt (W) replacement A19 lamp with a hermetically sealed glass globe, which contains an embedded optical filter to absorb green and yellow emissions, thereby creating a “sunlike” modified spectrum. Product MS-2 is a 60-W replacement A19 lamp with 30 MP-LEDs, and it uses a violet LED pump, along with green and red phosphor emissions, to produce a “healthy” spectrum. This spectrum omits blue emissions in an effort to reduce melanopic lux. Product MS-3 is an LED module consisting of 21 MP-LEDs that use a violet LED pump, along with blue, green, and red phosphors, to produce a “sunlike” spectrum. Products MS-4 and MS-5 are both 6-inch (in) downlights that use a manual switching mechanism so that users can select application-specific correlated color temperatures before installation. Products MS-4 and MS-5 both contain two LED primaries (2,700 Kelvin [K] and 5,000 K) for spectral tuning. Product MS-4 contains 12 MP-LEDs for each LED primary, and Product MS-5 contains 10 MP-LEDs for each LED primary. This report summarizes the overall findings from up to 8,000 hours (hrs) of AST on the lamp DUTs (Products MS-1 and MS-2); up to 5,000 hrs of AST on the LED light engine DUTs (Product MS-3); and up to 7,000 hrs of AST on the downlight DUTs (Products MS-4 and MS-5). The AST procedures used in this study included a room temperature operational life (RTOL) test, an operational life test conducted at 45 degrees Celsius (°C; 45OL) test, an operational life test conducted at 75°C (75OL), a wet high-temperature operational life test performed at 65°C and 90% relative humidity (6590), and a wet high-temperature operational life test performed at 75°C and 75% relative humidity (7575). The AST procedures used for Products MS-1 and MS-2 were RTOL, 45OL, and 6590. The AST procedures used for Products MS-3, MS-4, and MS-5 were RTOL, 75OL, and 7575. During the ASTs described herein, separate populations of each product (three DUTs in each population for Products MS-1, MS-2, MS-4, and MS-5; four DUTs in each population for Product MS-3) were subjected to power cycling of 1 hr on and 1 hr off. The key findings from this study include the following. Enhanced optical performance came at the cost of reduced light source efficiency for the lamps and light engines examined in this study. The optical filter used to produce a “sunlike” spectrum for Product MS-1 reduced light source efficiency by 26%, from 113 lumens per watt (lm/W) to 85 lm/W. Products MS-2 and MS-3 that used a violet-pumped LED to achieve “healthy” and “sunlike” enhanced optical performance, respectively, suffered the largest reduction in initial light source efficiency (49 lm/W for Product MS-2 and 68 lm/W for Products MS-3) perhaps because of the use of violet LED as the optical pump. Product MS-2 also had the poorest color fidelity because of undersaturation of blues and oversaturation of greens and yellows. Chromaticity maintenance of the products in this study was generally good, with parametric failure only occurring for one product at one AST condition (i.e., Product MS-3 at 7575). The chromaticity shift for Product MS-3 in 7575 test conditions resulted from reduced emissions of the broad green and red phosphors used to mimic sunlight in the 500–750 nanometer (nm) range. As a result of these phosphor emission losses, chromaticity shifted toward the more stable violet-pumped LED and blue phosphor. Although chromaticity maintenance was acceptable for most products tested, different chromaticity shift mechanisms were observed for temperature and humidity tests compared with temperature alone for Products MS-1, MS-2, and MS-3. For Product MS-1, a relative increase in green emissions was observed with humidity, which may indicate humidity-accelerated degradation of the optical filter at green wavelengths (optical delivery efficiency reduction) or degradation of the emitters in the red region (spectral efficiency reduction). The violet-pumped products (i.e., MS-2 and MS-3) exhibited different chromaticity shift behavior in the temperature-humidity environments, with Product MS-2 shifting generally yellow because of photo-induced oxidation of the plastic globe (i.e., a reduction of optical delivery efficiency) and Product MS-3 shifting toward violet and blue emitters because of faster loss of emission from green and red phosphors (i.e., a reduction in spectral efficiency). Because of an initial drop in power consumption, the light source efficiency of downlights (Products MS-4 and MS-5) increased at RTOL throughout the test duration. The light source efficiency initially increased during 75OL until a decay in luminous flux maintenance (LFM) dominated light source efficiency, whereas the light source efficiency decreased for the entire 7575 test duration. It was found that increasing the ambient environment of an SSL device from 25°C to 75°C decreases the LFM by 2.7 to 5.5, depending on design of the SSL device. Adding humidity to the system (75OL to 7575) was found to decrease LFM by another factor of approximately 3.0. A common location of failure was identified for the downlights (Products MS-4 and MS-5) operated in the 7575 environment. This failure abruptly occurred between 3,000 to 5,000 hrs of testing on the film capacitor of the electromagnetic interference (EMI) filter near the diode bridge for 11 of the 12 downlights. It is likely that this failure was caused by a combination of the high electrical voltage across the capacitor, the location of the capacitor near the heat sources (e.g., transformers, diode bridges, power resistors), and the high stress environment of 7575. Longer test times are needed to fully understand the LFM, luminous efficacy changes, and chromaticity shifts for some of the products. Because of the high reliability, light source efficiency, and spectral tuning capabilities of LEDs, the expectations of LAE for SSL products are greatly increased over traditional lighting products. The data gathered in this report begin to provide an understanding of the tradeoffs that current SSL products undergo when optimizing the different efficiency elements of LAE. As discussed in this report, the findings from the tests conducted show that the optimization of spectral efficiency can come at the cost of initial light source efficiency. Furthermore, the introduction of violet LEDs can promote long-term optical delivery efficiency degradation, and the introduction of optical filters or new phosphors can lead to unwanted spectral efficiency changes because the ratio of phosphor emitters changes with aging. The data presented in this report also identified a common failure location in 6-in downlights. The results regarding long-term behavior of the modified spectra devices studied provide valuable information about changes to the light source, spectral, and optical delivery efficiencies as the devices age. This information can be used to improve future SSL designs.

32 ENERGY CONSERVATION, CONSUMPTION, AND UTILIZATI↗