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DOE OSTI2025

A Black Hole Airy Tail

In Jackiw-Teitelboim (JT) gravity, which is dual to a random matrix ensemble, the annealed entropy differs from the quenched entropy at low temperatures and goes negative. However, computing the quenched entropy in JT gravity requires a replica limit that is poorly understood. To circumvent this, we define an intermediate quantity called the semi-quenched entropy, which has the positivity properties of the quenched entropy, while requiring a much simpler replica trick. We compute this in JT gravity in different regimes using i) a bulk calculation involving wormholes corresponding to the Airy limit of the dual matrix integral and ii) a boundary calculation involving one-eigenvalue instanton saddles proposed by Hernández-Cuenca, demonstrating consistency between these two calculations in their common regime of validity. We also clarify why similar one-eigenvalue instanton saddles cannot be used to compute the quenched entropy due to a breakdown of the saddle-point approximation for the one-eigenvalue instanton in the replica limit. Our results show how to use the gravitational path integral to prove that black holes in JT gravity have isolated ground states and to study their properties.

FOS: Physical sciences↗
DOE OSTI2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional N = 2 supergravity resolves the singularity. In doing so, we extend the recently-developed “new attractor mechanism” to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

A principle of maximum ignorance for semiclassical gravity

The principle of maximum ignorance posits that the coarse-grained description of a system is maximally agnostic about its underlying microscopic structure. We briefly review this principle for random matrix theory and for the eigenstate thermalization hypothesis. We then apply this principle in holography to construct ensembles of random mixed states. This leads to an ensemble of microstates which models our microscopic ignorance, and which on average reproduces the effective semiclassical physics of a given bulk state. We call this ensemble the state-averaging ansatz. The output of our model is a prediction for semiclassical contributions to variances and higher statistical moments over the ensemble of microstates. The statistical moments provide coarse-grained — yet gravitationally non-perturbative — information about the microstructure of the individual states of the ensemble. We show that these contributions exactly match the on-shell action of known wormhole configurations of the gravitational path integral. These results strengthen the view that wormholes simply parametrize the ignorance of the microstructure of a fundamental state, given a fixed semiclassical bulk description.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Constrained HRT Surfaces and their Entropic Interpretation

Abstract Consider two boundary subregionsAandBthat lie in a common boundary Cauchy surface, and consider also the associated HRT surfaceγ B forB. In that context, the constrained HRT surfaceγ A:B can be defined as the codimension-2 bulk surface anchored toAthat is obtained by a maximin construction restricted to Cauchy slices containingγ B . As a result,γ A:B is the union of two pieces,$$ {\gamma}_{A:B}^B $$ γ A : B B and$$ {\gamma}_{A:B}^{\overline{B}} $$ γ A : B B ¯ lying respectively in the entanglement wedges ofBand its complement$$ \overline{B} $$ B ¯ . Unlike the area$$ \mathcal{A}\left({\gamma}_A\right) $$ A γ A of the HRT surfaceγ A , at least in the semiclassical limit, the area$$ \mathcal{A}\left({\gamma}_{A:B}\right) $$ A γ A : B ofγ A:B commutes with the area$$ \mathcal{A}\left({\gamma}_B\right) $$ A γ B ofγ B . To study the entropic interpretation of$$ \mathcal{A}\left({\gamma}_{A:B}\right) $$ A γ A : B , we analyze the Rényi entropies of subregionAin a fixed-area state of subregionB. We use the gravitational path integral to show that then ≈1 Rényi entropies are then computed by minimizing$$ \mathcal{A}\left({\gamma}_A\right) $$ A γ A over spacetimes defined by a boost angle conjugate to$$ \mathcal{A}\left({\gamma}_B\right) $$ A γ B . In the case where the pieces$$ {\gamma}_{A:B}^B $$ γ A : B B and$$ {\gamma}_{A:B}^{\overline{B}} $$ γ A : B B ¯ intersect at a constant boost angle, a geometric argument shows that then ≈1 Rényi entropy is then given by$$ \frac{\mathcal{A}\left({\gamma}_{A:B}\right)}{4G} $$ A γ A : B 4 G . We discuss how then ≈1 Rényi entropy differs from the von Neumann entropy due to a lack of commutativity of then→ 1 andG →0 limits. We also discuss how the behaviour changes as a function of the width of the fixed-area state. Our results are relevant to some of the issues associated with attempts to use standard random tensor networks to describe time dependent geometries.

Physics↗
DOE OSTI2025

Non-isometry, state dependence and holography

We establish an equivalence between non-isometry of quantum codes and state dependence of operator reconstruction, and discuss implications of this equivalence for holographic duality. Specifically, we define quantitative measures of non-isometry and state dependence and describe bounds relating these quantities. In the context of holography we show that, assuming known gravitational path integral results for overlaps between semiclassical states, non-isometric bulk-to-boundary maps with a trivial kernel are approximately isometric and bulk reconstruction approximately state-independent. In contrast, non-isometric maps with a non-empty kernel always lead to state-dependent reconstruction. We also show that if a global bulk-to-boundary map is non-isometric, then there exists a region in the bulk which is causally disconnected from the boundary. Finally, we conjecture that, under certain physical assumptions for the definition of the Hilbert space of effective field theory in AdS space, the presence of a global horizon implies a non-isometric global bulk-to-boundary map.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Resurgence, conformal blocks, and the sum over geometries in quantum gravity

In two dimensional conformal field theories the limit of large central charge plays the role of a semi-classical limit. Certain universal observables, such as conformal blocks involving the exchange of the identity operator, can be expanded around this classical limit in powers of the central charge c. This expansion is an asymptotic series, so — via the same resurgence analysis familiar from quantum mechanics — necessitates the existence of non-perturbative effects. In the case of identity conformal blocks, these new effects have a simple interpretation: the CFT must possess new primary operators with dimension of order the central charge. This constrains the data of CFTs with large central charge in a way that is similar to (but distinct from) the conformal bootstrap. We study this phenomenon in three ways: numerically, analytically using Zamolodchikov’s recursion relations, and by considering non-unitary minimal models with large (negative) central charge. In the holographic dual to a CFT2, the expansion in powers of c is the perturbative loop expansion in powers of ћ. So our results imply that the graviton loop expansion is an asymptotic series, whose cure requires the inclusion of new saddle points in the gravitational path integral. In certain cases these saddle points have a simple interpretation: they are conical excesses, particle-like states with negative mass which are not in the physical spectrum but nevertheless appear as non-manifold saddle points that control the asymptotic behaviour of the loop expansion. This phenomenon also has an interpretation in SL(2, R) Chern-Simons theory, where the non-perturbative effects are associated with the non-Teichmüller component of the moduli space of flat connections.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

On observers in holographic maps

A straightforward gravitational path integral calculation implies that closed universes are trivial, described by a one dimensional Hilbert space. Two recent papers by Harlow-Usatyuk-Zhao and Abdalla-Antonini-Iliesiu-Levine have sought to ameliorate this issue by defining special rules to incorporate observers into the path integral. However, the proposed rules are different, leading to differing results for the Hilbert space dimension. Moreover, the former work offers a holographic map realized using a non-isometric code construction to complement their path integral result and clarify its physics. In this work, we propose a non-isometric code that implements the second construction, allowing thorough comparison. Our prescription may be thought of as simply removing the portion of the map that acts on the observer, while preserving the rest, creating an effective holographic boundary at the observer-environment interface. This proposal can be directly applied to general holographic maps for both open and closed universes of any dimension.

AdS-CFT correspondence↗
DOE OSTI2022

The Page curve for reflected entropy

We study the reflected entropy $S_{R}$ in the West Coast Model, a toy model of black hole evaporation consisting of JT gravity coupled to end-of-the-world branes. We demonstrate the validity of the holographic duality relating it to the entanglement wedge cross section away from phase transitions. Further, we analyze the important non-perturbative effects that smooth out the discontinuity in the phase transition. By performing the gravitational path integral, we obtain the reflected entanglement spectrum analytically. The spectrum takes a simple form consisting of superselection sectors, which we interpret as a direct sum of geometries, a disconnected one and a connected one involving a closed universe. We find that area fluctuations of $\textit{O}$$\sqrt{G_N}$ spread out the $S_{R}$ phase transition in the canonical ensemble, analogous to the entanglement entropy phase transition. We also consider a Renyi generalization of the reflected entropy and show that the location of the phase transition varies as a function of the Renyi parameter.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Thermodynamics of the near-extremal Kerr spacetime

We examine the thermodynamics of a near-extremal Kerr black hole, and demonstrate that the geometry behaves as an ordinary quantum system with a vanishingly small degeneracy at low temperatures. This is in contrast with the classical analysis, which instead predicts a macroscopic entropy for the extremal Kerr black hole. Our results follow from a careful analysis of the gravitational path integral. Specifically, the low temperature canonical partition function behaves as Z ~ T$\frac{3}{2}$ e S 0 +c log S 0 , with S 0 the classical degeneracy and c a numerical coefficient we compute. This is in line with the general expectations for non-supersymmetric near-extremal black hole thermodynamics, as has been clarified in the recent past, although cases without spherical symmetry have not yet been fully analyzed until now. We also point out some curious features relating to the rotational zero modes of the near-extremal Kerr black hole background that affects the coefficient c. This raises a puzzle when considering similar black holes in string theory. Our results generalize to other rotating black holes, as we briefly exemplify.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Universality in logarithmic temperature corrections to near-extremal rotating black hole thermodynamics in various dimensions

The low-temperature thermodynamics of near-extremal rotating black holes has recently been revisited to incorporate one-loop contributions that are dominant in this regime. We discuss these quantum corrections to the gravitational path integral for asymptotically Anti de-Sitter black holes in four and five dimensions. In four dimensions we explicitly consider Kerr-AdS 4 , Kerr-Newman-AdS 4 and the rotating black hole in $\mathcal{N}$ = 4 gauged supergravity with two scalars and two electric charges turned on. In five dimensions we explicitly address the asymptotically flat Myers-Perry black hole and the Kerr-AdS5 black hole. In every case we find that tensor modes contribute $\frac{3}{2}$logT Hawking to the low-temperature thermodynamics. We identify the root cause of this universality in two facts: (i) the universal presence of a SL(2, $\mathbb{R}$) subgroup of isometries in the near-horizon geometry and (ii) a set of cancellations in the Lichnerowicz operator. We show that these two conditions hold for near-extremal black holes in asymptotically flat and asymptotically AdS spacetimes of various dimensions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Quantum error correction in the black hole interior

We study the quantum error correction properties of the black hole interior in a toy model for an evaporating black hole: Jackiw-Teitelboim gravity entangled with a non-gravitational bath. After the Page time, the black hole interior degrees of freedom in this system are encoded in the bath Hilbert space. We use the gravitational path integral to show that the interior density matrix is correctable against the action of quantum operations on the bath which (i) do not have prior access to details of the black hole microstates, and (ii) do not have a large, negative coherent information with respect to the maximally mixed state on the bath, with the lower bound controlled by the black hole entropy and code subspace dimension. Thus, the encoding of the black hole interior in the radiation is robust against generic, low-rank quantum operations. For erasure errors, gravity comes within an O (1) distance of saturating the Singleton bound on the tolerance of error correcting codes. For typical errors in the bath to corrupt the interior, they must have a rank that is a large multiple of the bath Hilbert space dimension, with the precise coefficient set by the black hole entropy and code subspace dimension.

2D gravity↗
DOE OSTI2024

Causal sets and an emerging continuum

Abstract Causal set theory offers a simple and elegant picture of discrete physics. But the vast majority of causal sets look nothing at all like continuum spacetimes, and must be excluded in some way to obtain a realistic theory. I describe recent results showing that almost all non-manifoldlike causal sets are, in fact, very strongly suppressed in the gravitational path integral. This does not quite demonstrate the emergence of a continuum—we do not yet understand the remaining unsuppressed causal sets well enough—but it is a significant step in that direction.

Astronomy & Astrophysics↗
DOE OSTI2021

The statistical mechanics of near-BPS black holes

Due to the failure of thermodynamics for low temperature near-extremal black holes, it has long been conjectured that a 'thermodynamic mass gap' exists between an extremal black hole and the lightest near-extremal state. For non-supersymmetric near-extremal black holes in Einstein gravity with an AdS2 throat, no such gap was found. Rather, at that energy scale, the spectrum exhibits a continuum of states, up to non-perturbative corrections. In this paper, we compute the partition function of near-BPS black holes in supergravity where the emergent, broken, symmetry is PSU(1, 1|2). To reliably compute this partition function, we show that the gravitational path integral can be reduced to that of a $\mathcal{N}=4$ supersymmetric extension of the Schwarzian theory, which we define and exactly quantize. In contrast to the non-supersymmetric case, we find that black holes in supergravity have a mass gap and a large extremal black hole degeneracy consistent with the Bekenstein–Hawking area. Furthermore, our results verify a plethora of string theory conjectures, concerning the scale of the mass gap and the counting of extremal micro-states.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Fluctuations in the entropy of Hawking radiation

We use the gravitational path integral (GPI) to compute the fluctuations of the Hawking radiation entropy around the Page curve in a two-dimensional model introduced by Penington Before the Page time, we find that δ S = e − S / 2 , where S is the black hole entropy. This result agrees with the Haar-averaged entropy fluctuations in a bipartite system. After the Page time, we find that δ S ∼ e − S , up to a prefactor that depends logarithmically on the width of the microcanonical energy window. This is not symmetric under exchange of subsystem sizes and so does not agree with the Haar average for a subsystem of fixed Hilbert space dimension. The discrepancy can be attributed to the fact that the black hole Hilbert space dimension is not fixed by the state preparation: even in a microcanonical ensemble with a top-hat smearing function, the GPI yields an additive fluctuation in the number of black hole states. This result, and the fact that the Page curve computed by the GPI is smooth, all point towards an ensemble interpretation of the GPI. Published by the American Physical Society 2024

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2024

Generalized entanglement capacity of de Sitter space

Near horizons, quantum fields of low spin exhibit densities of states that behave asymptotically like 1 + 1 dimensional conformal field theories. In effective field theory, imposing some short-distance cutoff, one can compute thermodynamic quantities associated with the horizon, and the leading cutoff sensitivity of the heat capacity is found to equal to the leading cutoff sensitivity of the entropy. One can also compute contributions to the thermodynamic quantities from the gravitational path integral. For the cosmological horizon of the static patch of de Sitter space, a natural conjecture for the relevant heat capacity is shown to equal the Bekenstein-Hawking entropy. These observations allow us to extend the well-known notion of the generalized entropy to a generalized heat capacity for the static patch of de Sitter (dS). The finiteness of the entropy and the nonvanishing of the generalized heat capacity suggest it is useful to think about dS as a state in a finite dimensional quantum gravity model that is not maximally uncertain. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Quantum chaos on edge

Recently, the physics of many-body quantum chaotic systems close to their ground states has come under intensified scrutiny. Such studies are motivated by the emergence of model systems exhibiting chaotic fluctuations throughout the entire spectrum [the Sachdev-Ye-Kitaev (SYK) model being a renowned representative] as well as by the physics of holographic principles, which likewise unfold close to ground states. Interpreting the edge of the spectrum as a quantum critical point, here we combine a wide range of analytical and numerical methods to the identification and comprehensive description of two different universality classes: the near edge physics of “sparse” and the near edge of “dense” chaotic systems. The distinction lies in the ratio between the number of a system's random parameters and its Hilbert space dimension, which is exponentially small or algebraically small in the sparse and dense case, respectively. Notable representatives of the two classes are generic chaotic many-body models (sparse) and invariant random matrix ensembles or chaotic gravitational systems (dense). While the two families share identical spectral correlations at energy scales comparable to the level spacing, the density of states and its fluctuations near the edge are different. Considering the SYK model as a representative of the sparse class, we apply a combination of field theory and exact diagonalization to a detailed discussion of its edge spectrum. Conversely, Jackiw-Teitelboim gravity is our reference model for the dense class, where an analysis of the gravitational path integral and random matrix theory reveal universal differences to the sparse class, whose implications for the construction of holographic principles we discuss. Published by the American Physical Society 2024

Altland, Alexander (ORCID:0000000229914805)↗
DOE OSTI2025

Multicentered black hole saddles for supersymmetric indices

The supersymmetric index in string theory can sometimes have a discontinuous integer-valued jump at co-dimension one surfaces in moduli space called walls of marginal stability. When the index counts black hole microstates, crossing such walls of marginal stability amounts to the appearance or disappearance of a large number of such states. While wall-crossing has been understood in string theory and through the disappearance of extremal Lorentzian supergravity solutions as the moduli are varied, there has been no understanding about how the discontinuous changes in the index occur at the level of the gravitational path integral. In this paper, we find the finite-temperature saddles in $4d$ flatspace supergravity in which fermionic fields are periodic when going around the thermal circle that correspond to the multi-center black hole contributions to the index. By analyzing these saddles, we can explain how wall-crossing occurs: as the scalar moduli in supergravity are varied at the asymptotic boundary, for a given split of the charges, the saddle point equations can no longer be solved and, consequently, the corresponding multi-center saddle no longer contributes to the index. While the values of the scalars and the jump in the index when a wall is crossed all agree with the prediction from previously found Lorentzian supergravity solutions, the saddles in the index exhibit a much richer moduli space, which we analyze in detail.

FOS: Physical sciences↗
DOE OSTI2026

The Fate of Nucleated Black Holes in de Sitter Quantum Gravity

The Euclidean Nariai geometry has long been proposed as the instanton describing the nucleation of maximal-mass black holes in de Sitter space. We place this interpretation on firmer footing by showing that, once an observer is included, the gravitational path integral produces the imaginary phase required for a transition rate. As a warmup, we revisit the Hawking-Moss instanton and, as a byproduct, find that scalar fields can enhance black-hole nucleation, suggesting a quantum-gravity bound on scalar potentials with de Sitter solutions. We then study the subsequent semiclassical evolution of the nucleated black hole. We show that the previously claimed "anti-evaporation" channel is unphysical, arising from a quantum state with singular horizons. In a smooth state, the black hole instead undergoes standard thermal Hawking evaporation. We verify explicit agreement with the no-boundary state and argue that this evaporation is not subject to large quantum-gravity corrections. The nucleated black hole thus evaporates completely back to the maximally-entropic empty de Sitter vacuum, making the full process a Boltzmann fluctuation.

FOS: Physical sciences↗