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DOE OSTI2025

Precision string phenomenology

Calabi-Yau compactifications of the E 8 × E 8 heterotic string provide a promising route to recovering the four-dimensional particle physics described by the Standard Model. While the topology of the Calabi-Yau space determines the overall matter content in the low-energy effective field theory, further details of the compactification geometry are needed to calculate the normalized physical couplings and masses of elementary particles. In this work, we present numerical computations of physical Yukawa couplings in a number of heterotic models in the standard embedding and demonstrate the existence of natural hierarchies, a coveted feature in string model building. Published by the American Physical Society 2025

Berglund, Per (ORCID:0000000316754133)↗
DOE OSTI2024

The Standard Model from String Theory: What Have We Learned?

Amid all candidates of physics beyond the Standard Model, string theory provides a unique proposal for incorporating gauge and gravitational interactions. In string theory, a four-dimensional theory that unifies quantum mechanics and gravity is obtained automatically if one posits that the additional dimensions predicted by the theory are small and curled up—a concept known as compactification. The gauge sector of the theory is specified by the topology and geometry of the extra dimensions, and the challenge is to reproduce all of the features of the Standard Model of particle physics from them. We review the state of the art in reproducing the Standard Model from string compactifications and summarize the lessons drawn from this fascinating quest. We describe novel scenarios and mechanisms that string theory provides to address some of the Standard Model puzzles as well as the most frequent signatures of new physics that could be detected in future experiments. We then comment on recent developments that connect, in a rather unexpected way, the Standard Model with quantum gravity and that may change our field theory notion of naturalness.

Physics↗
DOE OSTI2021

Cluster Configuration Spaces of Finite Type

For each Dynkin diagram $D$, we define a ''cluster configuration space'' ${\mathcal{M}}_D$ and a partial compactification ${\widetilde {\mathcal{M}}}_D$. For $D = A_{n-3}$, we have ${\mathcal{M}}_{A_{n-3}} = {\mathcal{M}}_{0,n}$, the configuration space of $n$ points on ${\mathbb P}^1$, and the partial compactification ${\widetilde {\mathcal{M}}}_{A_{n-3}}$ was studied in this case by Brown. The space ${\widetilde {\mathcal{M}}}_D$ is a smooth affine algebraic variety with a stratification in bijection with the faces of the Chapoton-Fomin-Zelevinsky generalized associahedron. The regular functions on ${\widetilde {\mathcal{M}}}_D$ are generated by coordinates $u_\gamma$, in bijection with the cluster variables of type $D$, and the relations are described completely in terms of the compatibility degree function of the cluster algebra. As an application, we define and study cluster algebra analogues of tree-level open string amplitudes.

97 MATHEMATICS AND COMPUTING↗
DOE OSTI2021

Machine learning and algebraic approaches towards complete matter spectra in 4d F-theory

Motivated by engineering vector-like (Higgs) pairs in the spectrum of 4d F-theory compactifications, we combine machine learning and algebraic geometry techniques to analyze line bundle cohomologies on families of holomorphic curves. To quantify jumps of these cohomologies, we first generate 1.8 million pairs of line bundles and curves embedded in dP 3 , for which we compute the cohomologies. A white-box machine learning approach trained on this data provides intuition for jumps due to curve splittings, which we use to construct additional vector-like Higgs-pairs in an F-Theory toy model. We also find that, in order to explain quantitatively the full dataset, further tools from algebraic geometry, in particular Brill-Noether theory, are required. Using these ingredients, we introduce a diagrammatic way to express cohomology jumps across the parameter space of each family of matter curves, which reflects a stratification of the F-theory complex structure moduli space in terms of the vector-like spectrum. Furthermore, these insights provide an algorithmically efficient way to estimate the possible cohomology dimensions across the entire parameter space.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Type IIB at eight derivatives: insights from Superstrings, Superfields and Superparticles

We study the non-linear structure of Type IIB eight-derivative couplings involving the metric and the complexified three-form G 3 . We show that, at the level of five-point string amplitudes, the kinematics in the maximally R-symmetry-violating sector is fully matched by standard superspace integrals and by superparticle amplitudes in M-theory on a two-torus. The latter approach is used to determine the complete effective action in this sector and to verify its invariance under SL(2, Z) duality. We further comment on the general structure of the higher-point kinematics. Compactifications to lower dimensions provide both tests for our results and the arena for their applications. We verify that K 3 reductions are fully consistent with the constraints of six-dimensional supersymmetry, and derive the four-dimensional flux scalar potential and axion kinetic terms at order (α') 3 in Calabi-Yau threefold reductions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Moduli axions, stabilizing moduli, and the large field swampland conjecture in heterotic M-theory

We compute the F- and D-term potential energy for the dilaton, complex structure, and Kähler moduli of realistic vacua of heterotic M-theory compactified on Calabi-Yau threefolds where, for simplicity, we choose ℎ 1,1 = ℎ 2,1 = 1. However, the formalism is immediately applicable to the “universal” moduli of Calabi-Yau threefolds with ℎ 1,1 = ℎ 1,2 > 1 as well. The F-term potential is computed using the nonperturbative complex structure, gaugino condensate and “world sheet instanton” superpotentials in theories in which the hidden sector contains an anomalous U⁡(1) structure group. The Green-Schwarz anomaly cancellation induces inhomogeneous “axion” transformations for the imaginary components of the dilaton and Kähler modulus—which then produce a D-term potential. V D is a function of the real components of the dilaton and Kähler modulus (s and t) that is minimized and precisely vanishes along a unique line in the s–t plane. Excitations transverse to this line have a mass m anom which is an explicit function of t. The F-term potential energy is then evaluated along the V D = 0 line. For values of t small enough that m anom ≳ M U —where M U is the compactification scale—we plot V F for a realistic choice of coefficients as a function of the Pfaffian parameter p. We find values of p for which V F has a global minimum at negative or zero vacuum density or a metastable minimum with positive vacuum density. In all three cases, the s, t, and associated “axion” moduli are completely stabilized. Finally, we show that, for any of these vacua, the large t behavior of the potential energy satisfies the “large scalar field” Swampland conjecture.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

On the Search for Low W 0

The magnitude of the vacuum expectation value of the Gukov-Vafa-Witten superpotential |W o | plays a central role in the phenomenology of type IIB flux compactifications. Recent analytical constructions have shown that perturbatively flat vacua can be used to obtain very low values of |W o |. We present systematic algorithms to carry out exhaustive numerical searches for such vacua. Here we also analyse them in the statistical context, as part of the entire ensemble of type IIB flux vacua at low |W o |. Our preliminary analysis indicates that these perturbatively flat vacua are statistically sparse in the whole set of vacua at low |W o | as calculated by Denef and Douglas. Two-moduli examples are used to illustrate these more general findings in specific settings. We find that these simple (two moduli) cases are good examples for existence proofs but they do not feature a large statistical tuning freedom for phenomenological applications.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

Phase transitions from the fifth dimension

We study the cosmological transition of 5D warped compactifications, from the high-temperature black-brane phase to the low-temperature Randall-Sundrum I phase. The transition proceeds via percolation of bubbles of IR-brane nucleating from the black-brane horizon. The violent bubble dynamics can be a powerful source of observable stochastic gravitational waves. While bubble nucleation is non-perturbative in 5D gravity, it is amenable to semiclassical treatment in terms of a “bounce” configuration interpolating between the two phases. We demonstrate how such a bounce configuration can be smooth enough to maintain 5D effective field theory control, and how a simple ansatz for it places a rigorous lower-bound on the transition rate in the thin-wall regime, and gives plausible estimates more generally. When applied to the Hierarchy Problem, the minimal Goldberger-Wise stabilization of the warped throat leads to a slow transition with significant supercooling. We demonstrate that a simple generalization of the Goldberger-Wise potential modifies the IR-brane dynamics so that the transition completes more promptly. Supercooling determines the dilution of any (dark) matter abundances generated before the transition, potentially at odds with data, while the prompter transition resolves such tensions. We discuss the impact of the different possibilities on the strength of the gravitational wave signals. Via AdS/CFT duality the warped transition gives a theoretically tractable holographic description of the 4D Composite Higgs (de)confinement transition. Our generalization of the Goldberger-Wise mechanism is dual to, and concretely models, our earlier proposal in which the composite dynamics is governed by separate UV and IR RG fixed points. The smooth 5D bounce configuration we introduce complements the 4D dilaton/radion dominance derivation presented in our earlier work.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Heisenberg spin chain as a worldsheet coordinate for lightcone quantized string

Although the energy spectrum of the Heisenberg spin chain on a circle defined by H = 1 4 Σ k = 1 M σ k x σ k + 1 x + σ k y σ k + 1 y + Δ σ k z σ k + 1 z is well known for any fixed M, the boundary conditions vary according to whether Mϵ 4N + r, where r = -1,0,1,2, and also according to the parity of the number of overturned spins in the state, In string theory all these cases must be allowed because interactions involve a string with M spins breaking into strings with M 1 < M and M - M 1 spins (or vice versa). We organize the energy spectrum and degeneracies of H in the case Δ = 0 where the system is equivalent to a system of free fermions. In spite of the multiplicity of special cases, in the limit M → ∞ the spectrum is that of a free compactified worldsheet field. Such a field can be interpreted as a compact transverse string coordinate x(σ) ≡ x(σ) + R 0 . We construct the bosonization formulas explicitly in all separate cases, and for each sector give the Virasoro conformal generators in both fermionic and bosonic formulations. Furthermore from calculations in the literature for selected classes of excited states, there is strong evidence that the only change for Δ ≠ 0 is a change in the compactification radius R 0 → R Δ . As Δ→ -1 this radius goes to infinity, giving a concrete example of noncompact space emerging from a discrete dynamical system. Finally we apply our work to construct the three string vertex implied by a string whose bosonic coordinates emerge from this mechanism.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Non-perturbative geometries for planar $ \mathcal{N} $ = 4 SYM amplitudes

There is a remarkable well-known connection between the G(4, n) cluster algebra and n-particle amplitudes in $ \mathcal{N} $ = 4 SYM theory. For n ≥ 8 two long-standing open questions have been to find a mathematically natural way to identify a finite list of amplitude symbol letters from among the infinitely many cluster variables, and to find an explanation for certain algebraic functions, such as the square roots of four-mass-box type, that are expected to appear in symbols but are not cluster variables. In this letter we use the notion of “stringy canonical forms” to construct polytopal realizations of certain compactifications of (the positive part of) the configuration space Conf n (P k–1 ) ≅ G(k, n)/T that are manifestly finite for all k and n. Some facets of these polytopes are naturally associated to cluster variables, while others are naturally associated to algebraic functions constructed from Lusztig’s canonical basis. For (k, n) = (4, 8) the latter include precisely the expected square roots, revealing them to be related to certain “overpositive” functions of the kinematical invariants.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Radiative natural supersymmetry emergent from the string landscape

In string theory with flux compactifications, anthropic selection for structure formation from a discretuum of vacuum energy values provides at present our only understanding of the tiny yet positive value of the cosmological constant. We apply similar reasoning to a toy model of the multiverse restricted to vacua with the MSSM as the low energy effective theory. Here, one expects a statistical selection favoring large soft SUSY breaking terms leading to a derived value of the weak scale in each pocket universe (with appropriate electroweak symmetry breaking) which differs from the weak scale as measured in our universe. In contrast, the SUSY preserving μ parameter is selected uniformly on a log scale as is consistent with the distribution of SM fermion masses: this favors smaller values of μ. An anthropic selection of the weak scale to within a factor of a few of our measured value — in order to produce complex nuclei as we know them (atomic principle) — provides statistical predictions for Higgs and sparticle masses in accord with LHC measurements. The statistical selection then more often leads to (radiatively-driven) natural SUSY models over the Standard Model or finely-tuned SUSY models such as mSUGRA/CMSSM, split, mini-split, spread, high scale or PeV SUSY. The predicted Higgs and superparticle spectra might be testable at HL-LHC or ILC via higgsino pair production but is certainly testable at higher energy hadron colliders with $ \sqrt{s}$ ~ 30–100 TeV.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Gopakumar-Vafa invariants and the Emergent String Conjecture

Abstract The Emergent String Conjecture of Lee, Lerche, and Weigand holds that every infinite-distance limit in the moduli space of a quantum gravity represents either a decompactification limit or an emergent string limit in some duality frame. Within the context of 5d supergravities coming from M-theory compactifications on Calabi-Yau threefolds, we find evidence for this conjecture by studying (a) the gauge couplings and (b) the BPS spectrum, which is encoded in the Gopakumar-Vafa invariants of the threefold. In the process, we disuss a testable geometric consequence of the Emergent String Conjecture, and we verify that it is satisfied in all complete intersection Calabi-Yau threefolds in products of projective spaces (CICYs).

Physics↗
DOE OSTI2025

cymyc: $\underline{C}$alabi-$\underline{Y}$au $\underline{M}$etrics, $\underline{Y}$ukawas, and $\underline{C}$urvature

We introduce cymyc, a high-performance Python library for numerical investigation of the geometry of a large class of string compactification manifolds and their associated moduli spaces. We develop a well-defined geometric ansatz to numerically model tensor fields of arbitrary degree on a large class of Calabi-Yau manifolds. cymyc includes a machine learning component which incorporates this ansatz to model tensor fields of interest on these spaces by finding an approximate solution to the system of partial differential equations they should satisfy.

differential and algebraic geometry↗
DOE OSTI2023

Entanglement and topology in RG flows across dimensions: caps, bridges and corners

We quantitatively address the following question: for a QFT which is partially compactified, so as to realize an RG flow from a D-dimensional CFT in the UV to a d-dimensional CFT in the IR, how does the entanglement entropy of a small spherical region probing the UV physics evolve as the size of the region grows to increasingly probe IR physics? This entails a generalization of spherical regions to setups without full Lorentz symmetry, and we study the associated entanglement entropies holographically. We find a tight interplay between the topology and geometry of the compact space and the evolution of the entanglement entropy, with universal transitions from ‘cap’ through ‘bridge’ and ‘corner’ phases, whose features reflect the details of the compact space. As concrete examples we discuss twisted compactifications of 4d $\mathcal{N}$ = 4 SYM on T 2 , S 2 and hyperbolic Riemann surfaces.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

4-manifolds and topological modular forms

We build a connection between topology of smooth 4-manifolds and the theory of topological modular forms by considering topologically twisted compactification of 6d (1, 0) theories on 4-manifolds with flavor symmetry backgrounds. The effective 2d theory has (0, 1) supersymmetry and, possibly, a residual flavor symmetry. The equivariant topological Witten genus of this 2d theory then produces a new invariant of the 4-manifold equipped with a principle bundle, valued in the ring of equivariant weakly holomorphic (topological) modular forms. We describe basic properties of this map and present a few simple examples. As a byproduct, we obtain some new results on ’t Hooft anomalies of 6d (1, 0) theories and a better understanding of the relation between 2d (0, 1) theories and TMF spectra.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Dark matter and dark radiation from the early universe with a modulus coupled to the PQMSSM

The supersymmetrized DFSZ axion model is especially compelling in that it contains 1. the SUSY solution to the gauge hierarchy problem, 2. the Peccei-Quinn (PQ) solution to the strong CP problem and 3. the Kim-Nilles solution to the SUSY μ problem. In a string setting, where a discrete R-symmetry ($Z$$^{R}_{24}$ for example) may emerge from the compactification process, a high-quality accidental axion (accion) can emerge from the accidental, approximate remnant global U(1) PQ symmetry where the decay constant f a is linked to the SUSY breaking scale, and is within the cosmological sweet zone. In this setup, one also expects the presence of stringy remnant moduli fields Φ i . Here, we consider the situation of a single light modulus Φ coupled to the PQMSSM in the early universe, with mixed axion plus higgsino-like WIMP dark matter. We evaluate dark matter and dark radiation production via nine coupled Boltzmann equations and assess the severity of the cosmological moduli problem (CMP) along with dark matter and dark radiation production rates. We find that typically the light modulus mass should be m Φ ≳ 10 4 TeV to avoid the moduli-induced dark matter overproduction problem. If one is able to (anthropically) tune the modulus field amplitude, we find a value of Φ 0 ≲ 10 –7 m P would be required to solve the overall CMP.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Moduli stabilisation and the statistics of axion physics in the landscape

String theory realisations of the QCD axion are often said to belong to the anthropic window where the decay constant is around the GUT scale and the initial misalignment angle has to be tuned close to zero. In this paper we revisit this statement by studying the statistics of axion physics in the string landscape. We take moduli stabilisation properly into account since the stabilisation of the saxions is crucial to determine the physical properties of the corresponding axionic partners. We focus on the model-independent case of closed string axions in type IIB flux compactifications and find that their decay constants and mass spectrum feature a logarithmic, instead of a power-law, distribution. In the regime where the effective field theory is under control, most of these closed string axions are ultra-light axion-like particles, while axions associated to blow-up modes can naturally play the role of the QCD axion. Hence, the number of type IIB flux vacua with a closed string QCD axion with an intermediate scale decay constant and a natural value of the misalignment angle is only logarithmically suppressed. In a recent paper we found that this correlates also with a logarithmic distribution of the supersymmetry breaking scale, providing the intriguing indication that most, if not all, of the phenomenologically interesting quantities in the string landscape might feature a logarithmic distribution.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Semiclassics with ’t Hooft flux background for QCD with 2-index quarks

We study quantum chromodynamics including the two-index symmetric or anti-symmetric quark (QCD(Sym/ASym)) on small $\mathbb{R}^2$× T 2 with a suitable magnetic flux. We first discuss the ’t Hooft anomaly of these theories and claim that discrete chiral symmetry should be spontaneously broken completely to satisfy the anomaly matching condition. The T 2 compactification with the magnetic flux preserves the ’t Hooft anomaly, and the 2d effective theory is constrained by the same anomaly of 4d QCD(Sym/ASym). We demonstrate the spontaneous breakdown of chiral symmetry using the dilute gas of center vortices, which confirms the prediction of the ’t Hooft anomaly. We also find that each vacuum maintains the charge conjugation symmetry, and this gives affirmative support for the nonperturbative large-N orientifold equivalence between QCD(Sym/ASym) and $\mathcal{N}$ = 1 supersymmetric SU(N) Yang-Mills theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗