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Baryon number violation: from nuclear matrix elements to BSM physics

Processes that violate baryon number, most notably proton decay and $n\bar{n}$ transitions, are promising probes of physics beyond the Standard Model (BSM) needed to understand the lack of antimatter in the Universe. To interpret current and forthcoming experimental limits, theory input from nuclear matrix elements to UV complete models enters. Thus, an interplay of experiment, effective field theory, lattice QCD, and BSM model building is required to develop strategies to accurately extract information from current and future data and maximize the impact and sensitivity of next-generation experiments. Here, we briefly summarize the main results and discussions from the workshop ‘INT-25-91W: Baryon Number Violation: From Nuclear Matrix Elements to BSM Physics,’ held at the Institute for Nuclear Theory, University of Washington, Seattle, WA, 13–17 January 2025.

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Volume I. Introduction to DUNE

The preponderance of matter over antimatter in the early universe, the dynamics of the supernovae that produced the heavy elements necessary for life, and whether protons eventually decay -- these mysteries at the forefront of particle physics and astrophysics are key to understanding the early evolution of our universe, its current state, and its eventual fate. The Deep Underground Neutrino Experiment (DUNE) is an international world-class experiment dedicated to addressing these questions as it searches for leptonic charge-parity symmetry violation, stands ready to capture supernova neutrino bursts, and seeks to observe nucleon decay as a signature of a grand unified theory underlying the standard model. The DUNE far detector technical design report (TDR) describes the DUNE physics program and the technical designs of the single- and dual-phase DUNE liquid argon TPC far detector modules. This TDR is intended to justify the technical choices for the far detector that flow down from the high-level physics goals through requirements at all levels of the Project. Volume I contains an executive summary that introduces the DUNE science program, the far detector and the strategy for its modular designs, and the organization and management of the Project. The remainder of Volume I provides more detail on the science program that drives the choice of detector technologies and on the technologies themselves. It also introduces the designs for the DUNE near detector and the DUNE computing model, for which DUNE is planning design reports. Volume II of this TDR describes DUNE's physics program in detail. Volume III describes the technical coordination required for the far detector design, construction, installation, and integration, and its organizational structure. Volume IV describes the single-phase far detector technology. A planned Volume V will describe the dual-phase technology.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

Volume III. DUNE far detector technical coordination

The preponderance of matter over antimatter in the early universe, the dynamics of the supernovae that produced the heavy elements necessary for life, and whether protons eventually decay -- these mysteries at the forefront of particle physics and astrophysics are key to understanding the early evolution of our universe, its current state, and its eventual fate. The Deep Underground Neutrino Experiment (DUNE) is an international world-class experiment dedicated to addressing these questions as it searches for leptonic charge-parity symmetry violation, stands ready to capture supernova neutrino bursts, and seeks to observe nucleon decay as a signature of a grand unified theory underlying the standard model. The DUNE far detector technical design report (TDR) describes the DUNE physics program and the technical designs of the single- and dual-phase DUNE liquid argon TPC far detector modules. Volume III of this TDR describes how the activities required to design, construct, fabricate, install, and commission the DUNE far detector modules are organized and managed. This volume details the organizational structures that will carry out and/or oversee the planned far detector activities safely, successfully, on time, and on budget. It presents overviews of the facilities, supporting infrastructure, and detectors for context, and it outlines the project-related functions and methodologies used by the DUNE technical coordination organization, focusing on the areas of integration engineering, technical reviews, quality assurance and control, and safety oversight. Because of its more advanced stage of development, functional examples presented in this volume focus primarily on the single-phase (SP) detector module.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

Volume IV. The DUNE far detector single-phase technology

The preponderance of matter over antimatter in the early universe, the dynamics of the supernovae that produced the heavy elements necessary for life, and whether protons eventually decay -- these mysteries at the forefront of particle physics and astrophysics are key to understanding the early evolution of our universe, its current state, and its eventual fate. DUNE is an international world-class experiment dedicated to addressing these questions as it searches for leptonic charge-parity symmetry violation, stands ready to capture supernova neutrino bursts, and seeks to observe nucleon decay as a signature of a grand unified theory underlying the standard model. Central to achieving DUNE's physics program is a far detector that combines the many tens-of-kiloton fiducial mass necessary for rare event searches with sub-centimeter spatial resolution in its ability to image those events, allowing identification of the physics signatures among the numerous backgrounds. In the single-phase liquid argon time-projection chamber (LArTPC) technology, ionization charges drift horizontally in the liquid argon under the influence of an electric field towards a vertical anode, where they are read out with fine granularity. A photon detection system supplements the TPC, directly enhancing physics capabilities for all three DUNE physics drivers and opening up prospects for further physics explorations. The DUNE far detector technical design report (TDR) describes the DUNE physics program and the technical designs of the single- and dual-phase DUNE liquid argon TPC far detector modules. Volume IV presents an overview of the basic operating principles of a single-phase LArTPC, followed by a description of the DUNE implementation. Each of the subsystems is described in detail, connecting the high-level design requirements and decisions to the overriding physics goals of DUNE.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

The DUNE Far Detector Vertical Drift Technology. Technical Design Report

DUNE is an international experiment dedicated to addressing some of the questions at the forefront of particle physics and astrophysics, including the mystifying preponderance of matter over antimatter in the early universe. The dual-site experiment will employ an intense neutrino beam focused on a near and a far detector as it aims to determine the neutrino mass hierarchy and to make high-precision measurements of the PMNS matrix parameters, including the CP-violating phase. It will also stand ready to observe supernova neutrino bursts, and seeks to observe nucleon decay as a signature of a grand unified theory underlying the standard model. The DUNE far detector implements liquid argon time-projection chamber (LArTPC) technology, and combines the many tens-of-kiloton fiducial mass necessary for rare event searches with the sub-centimeter spatial resolution required to image those events with high precision. The addition of a photon detection system enhances physics capabilities for all DUNE physics drivers and opens prospects for further physics explorations. Given its size, the far detector will be implemented as a set of modules, with LArTPC designs that differ from one another as newer technologies arise. In the vertical drift LArTPC design, a horizontal cathode bisects the detector, creating two stacked drift volumes in which ionization charges drift towards anodes at either the top or bottom. The anodes are composed of perforated PCB layers with conductive strips, enabling reconstruction in 3D. Light-trap-style photon detection modules are placed both on the cryostat's side walls and on the central cathode where they are optically powered. This Technical Design Report describes in detail the technical implementations of each subsystem of this LArTPC that, together with the other far detector modules and the near detector, will enable DUNE to achieve its physics goals.

47 OTHER INSTRUMENTATION↗

AMS Thermal Cooling System (Final Report)

The Alpha Magnetic Spectrometer (AMS) is a U.S. Department of Energy-sponsored particle physics experiment on the International Space Station (ISS). AMS is exploring some of the most fundamental questions in physics such as understanding dark matter, antimatter, the origin of cosmic rays and their characteristics as well as searching for new physics phenomena in the universe. It has recorded more than 200 billion cosmic rays since its launch in May 2011. Over time, anomalies associated with the dedicated cooling system of the AMS Silicon Tracker system were observed, leading to the discovery of progressive deterioration in the functioning of the cooling system's four redundant pumps. The Tracker is crucial to the scientific mission of AMS, as it is the only subdetector that can distinguish matter from antimatter. This report details the successful program of work for the installation of the Upgraded Tracker Thermal Pump System (UTTPS) on AMS. This program included: identifying the root cause of deterioration in the original pumps; design, production, testing, and integration of the new UTTPS cooling system; launch of the UTTPS to ISS; installation of the UTTPS in AMS across a series of four complex extra-vehicular activities (EVAs); and establishment of a dedicated Flight Simulator Laboratory to test the performance of the UTTPS under various thermal conditions. This program was critical to the success of the AMS experiment, and its successful completion will enable AMS to continue taking data through 2030.

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Cosmogenic 137 Xe Analysis of Alternatives for nEXO

Neutrinoless double-beta decay is a hypothetical nuclear decay in which two matter particles are produced without corresponding antimatter particles. Observation of neutrinoless double-beta decay would shed light on a potential explanation of matter-antimatter observed in the universe and also indicate the Majorana nature of neutrinos, meaning that the neutrino can act as its own antiparticle. The nEXO experiment is a proposed 5-ton liquid xenon time projection chamber detector with a projected 1.35 × 10 28 yr half-life sensitivity to neutrinoless double-beta decay in 136 Xe [J. Phys. G 49, 015104 (2022)]. While nEXO has a baseline location of SNOLAB, there are several other underground facilities in the world capable of hosting the experiment. The primary change at each site will be cosmogenic 137 Xe backgrounds, caused by varied cosmogenic muon activity at each site. This study finds that while there is a negligible increase in nEXO’s half-life sensitivity at 90% C.L. from improving the cosmogenic 137 Xe veto rejection procedure for SNOLAB, much higher daily muon rates at three other sites will have an adversely negative effect on nEXO’s sensitivity and would likely require further modifications to nEXO’s baseline design to reach nEXO’s scientific goals. Monte Carlo simulations of muons inducing 137 Xe backgrounds were conducted at four underground sites, SNOLAB, SURF, LNGS, and WIPP, each with roughly a factor of 10 times higher daily muon activity than the previous site. There were two primary inputs to these simulations. The first was sample data of cosmogenic muon flight through nEXO’s outer detector, a 12.8m tall and 12.3m wide cylindrical water tank lined with photomultiplier tubes to detect Cerenkov radiation, and all of the secondary interactions produced in the detector. The second input was a parametrization of 137 Xe* production tagging when 137 Xe de-excites and release prompt gammas, as well as accidental tagging caused by neutron capture on 63 Cu, 65 Cu, 19 F, and 1 H throughout the detector. Together, the number of backgrounds relative to the previous 2021 Sensitivity Paper [J. Phys. G 49, 015104 (2022)] was found at each of these four sites across three energy windows, from 400, 1400, and 2600 keV all up to 4600 keV, just above the end point of the prompt gamma spectrum for 137 Xe*. Using level curves for the sensitivity as 137 Xe backgrounds scale relative to baseline calculations, the half-life sensitivity at 90% C.L. for each of trial was found. Even with reduced 137 Xe backgrounds, the results for SNOLAB yielded neglible improvements in nEXO’s predicted sensitivity. On the contrary, the increased backgrounds for the three other considered sites yielded sensitivity estimates below nEXO’s previous projections. This study demonstrates that the shielding from cosmogenic muons at SNOLAB makes it highly preferred even amongst other world leading underground laboratories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Development of the photon detector system for DUNE Vertical Drift TPC

The term DUNE stands for ”Deep Underground Neutrino Experiment”. The program will be carried out as an international, leading-edge, dual-site experiment for neutrino physics and proton decay studies, indeed, the main objective of this experiment is to study long-baseline neutrino oscillations (fig. 1.1)(experiments carried out over the past half century have revealed that neutrinos are found in three states, or flavors, and can transform from one flavor into another. These results indicate that each neutrino flavor state is a mixture of three different nonzero mass states). Moreover, this studies will help us discover more about why matter is more abundant than antimatter (the so called matter-antimatter asymmetry) and DUNE’s capability to collect and analyze neutrino signal from a supernova within the Milky Way would provide a rare opportunity to peer inside a newly formed neutron star and potentially witness the birth of a Black Hole.

47 OTHER INSTRUMENTATION↗

Nuclear Structure Studies for Schiff Moment Enhancement

One of the major open questions in modern physics is the origin of the matter-antimatter asymmetry observed in the universe. While the Standard Model contains sources of charge-parity (CP) violation, they appear insufficient to explain the observed dominance of matter over antimatter. As a result, searches for additional sources of CP violation are an important area of contemporary nuclear and particle physics. Atomic electric dipole moments (EDMs) provide sensitive probes of CP-violating interactions. In heavy nuclei, the observable atomic EDM can be enhanced through the presence of a nuclear Schiff moment, which arises from CP-violating nuclear forces and nuclear structure effects. The review paper Nuclear Schiff Moments and CP Violation by Jonathan Engel provides an overview of the theoretical framework connecting CP violation, nuclear structure, and Schiff moments. The long-term goal of this project is to contribute to the identification and characterization of nuclei that may exhibit enhanced Schiff moments. Such nuclei are often associated with strong octupole correlations or low-energy parity-doublet structures that can amplify CP-violating effects. This report summarizes progress made during the initial phase of the project, including a survey of candidate isotopes and preparation for nuclear-structure calculations using the HFODD code.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Parity solution to the strong CP problem and a unified framework for inflation, baryogenesis, and dark matter

It has been known for some time that asymptotic parity invariance of weak interactions can provide a solution to the strong CP problem without the need for the axion. Left-right symmetric theories which employ a minimal Higgs sector consisting of a left-handed and a right-handed doublet is an example of such a theory wherein all fermion masses arise through a generalized seesaw mechanism. In this paper we present a way to understand the origin of matter-antimatter asymmetry as well as the dark matter content of the universe in these theories using the Affleck-Dine (AD) leptogenesis mechanism and inflaton decay, respectively. Three gauge singlet fermions are needed for this purpose, two of which help to implement the Dirac seesaw for neutrino masses while the third one becomes the non-thermal dark matter candidate. A soft lepton number breaking term involving the AD scalar field is used to generate lepton asymmetry which suffers no wash-out effects and maintains the Dirac nature of neutrinos. This framework thus provides a unified description of many of the unresolved puzzles of the standard model that require new physics.

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Anatomy of the electroweak phase transition for dark sector induced baryogenesis

We investigate the electroweak phase transition patterns for a recently proposed baryogenesis model with CP violation originated in the dark sector. The model includes a complex scalar singlet-Higgs boson portal, a U(1) l gauge lepton symmetry with a Z ' gauge boson portal and a fermionic dark matter particle. We find a novel thermal history of the scalar sector, featuring a Z 2 breaking singlet vacuum in the early Universe driven by a dark Yukawa coupling, that induces a one-step strongly first order electroweak phase transition. We explore the parameter space that generates the observed matter-antimatter asymmetry and dark matter relic abundance, while being consistent with constraints from electric dipole moment, collider searches, and dark matter direct detection bounds. The complex singlet can be produced via the Higgs portal and decays into Standard Model particles after traveling a certain distance. We explore the reach for long-lived singlet scalars at the 13 TeV Large Hadron Collider with \( \mathcal{L} \) = 139 fb - 1 and show its impact on the parameter space of the model. Setting aside currently unresolved theoretical uncertainties, we estimate the gravitational wave signatures detectable at future observatories.

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A supersymmetric theory of baryogenesis and sterile sneutrino dark matter from B mesons

Low-scale baryogenesis and dark matter generation can occur via the production of neutral B mesons at MeV temperatures in the early Universe, which undergo CP-violating oscillations and subsequently decay into a dark sector. In this work, we discuss the consequences of realizing this mechanism in a supersymmetric model with an unbroken U(1) R symmetry which is identified with baryon number. B mesons decay into a dark sector through a baryon number conserving operator mediated by TeV scale squarks and a GeV scale Dirac bino. The dark sector particles can be identified with sterile neutrinos and their superpartners in a type-I seesaw framework for neutrino masses. The sterile sneutrinos are sufficiently long lived and constitute the dark matter. The produced matter-antimatter asymmetry is directly related to observables measurable at B factories and hadron colliders, the most relevant of which are the semileptonic-leptonic asymmetries in neutral B meson systems and the inclusive branching fraction of B mesons into hadrons and missing energy. We discuss model independent constraints on these experimental observables before quoting predictions made in the supersymmetric context. Constraints from astrophysics, neutrino physics and flavor observables are studied, as are potential LHC signals with a focus on novel long lived particle searches which are directly linked to properties of the dark sector.

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The electroweak phase transition: a collider target

Determining the thermal history of electroweak symmetry breaking (EWSB) is an important challenge for particle physics and cosmology. Lattice simulations indicate that EWSB in the Standard Model (SM) occurs through a crossover transition, while the presence of new physics beyond the SM could alter this thermal history. The occurrence of a first order EWSB transition would be particularly interesting, providing the needed pre-conditions for generation of the cosmic matter-antimatter asymmetry and sources for potentially observable gravitational radiation. I provide simple, generic arguments that if such an alternate thermal history exists, the new particles involved cannot be too heavy with respect to the SM electroweak temperature, nor can they interact too feebly with the SM Higgs boson. These arguments do not rely on the decoupling limit. I derive corresponding quantitative expectations for masses and interaction strengths which imply that their effects could in principle be observed (or ruled out) by prospective next generation high energy colliders. The simple, generic arguments provide a quantitative, parametric understanding of results obtained in a wide range of explicit model studies; relate them explicitly to the electroweak temperature; and delineate broad contours of collider phenomenology pertaining to a non-standard history of EWSB.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Antihelium-3 sensitivity for the GRAMS experiment

The Gamma-Ray and AntiMatter Survey (GRAMS) is a next-generation balloon/satellite mission utilizing a Liquid Argon Time Projection Chamber (LArTPC) detector to measure both MeV gamma rays and antinuclei produced by dark matter annihilation or decay. The GRAMS can identify antihelium-3 events based on the measurements of X-rays and charged pions from the decay of the exotic atoms, Time of Flight (TOF), energy deposition, and stopping range. This paper shows the antihelium-3 sensitivity estimation using a GEANT4 Monte Carlo simulation. For the proposed long-duration balloon (LDB) flight program (35 days x 3 flights) and future satellite mission (2-year observation/10-year observation), the sensitivities become 1.47 × 10 −7 [m 2 s sr GeV/n] −1 and 1.55 × 10 −9 [m 2 s sr GeV/n] −1 /3.10 x 10 -10 [m 2 s sr GeV/n] −1 , respectively. The results indicate that GRAMS can extensively investigate various dark matter models through the antihelium-3 measurements.

Antihelium-3↗

High precision fundamental physics experiments using compact spin-transparent storage rings of low energy polarized electron beams

We present a new design of highly specialized small storage rings for low energy polarized electron beams. The new design is based on the transparent spin methodology that cancels the spin precession due to the magnetic dipole moment at any energy while allowing for spin precession induced by the fundamental physics of interest to accumulate. The buildup of the vertical component of beam polarization can be measured using standard Mott polarimetry that is optimal at low electron energy. These rings can be used to measure the permanent electric dipole moment of the electron, relevant to CP violation and matter-antimatter asymmetry in the universe, and to search for dark energy and ultra-light dark matter.

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Coalescence formation of muonic atoms at RHIC

The discovery of exotic muonic atoms, including antimatter hydrogen muonic atoms and kaon muonic atoms, constitutes a milestone in our ability to make and study new forms of matter. Relativistic heavy-ion collisions provide the only likely condition for production and detection of these exotic atoms. Taking Coulomb correlations into account from the time of the fireball freeze-out, which refers to the cessation of hadronic interactions in the high-temperature, high-density region formed after the collision, until the formation of a stable atom has dramatic consequences on the expected yields of these atoms. When the coalescence model with the assumption of quantum wave function localization is applied to the formation of muonic atoms, we find that the atom yields are about two orders of magnitude higher than previously predicted.

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Annihilation-gamma-based diagnostic techniques for magnetically confined electron–positron pair plasma

Efforts are underway to magnetically confine electron–positron pair plasmas to study their unique behaviour, which is characterized by significant changes in plasma time and length scales, supported waves and unstable modes. However, use of conventional plasma diagnostics presents challenges with these low-density and annihilating matter–antimatter plasmas. To address this problem, we propose to develop techniques based on the distinct emission provided by annihilation. This emission exhibits two spatial correlations: the distance attenuation of isotropic sources and the back-to-back propagation of momentum-preserving 2 $\gamma$ annihilation. We present the results of our analysis of the $\gamma$ emission rate and the spatial profile of the annihilation in a magnetized pair plasma from direct pair collisions, from the formation and decay of positronium as well as from transport processes. In order to demonstrate the effectiveness of annihilation-based techniques, we tested them on annular $\gamma$ emission profiles produced by a $\beta ^+$ radioisotope on a rotating turntable. Direct and positronium-mediated annihilation result in overlapping volumetric $\gamma$ sources, and the 2 $\gamma$ emission from these volumetric sources can be tomographically reconstructed from coincident counts in multiple detectors. Transport processes result in localized annihilation where field lines intersect walls, limiters or internal magnets. These localized sources can be identified by the fractional $\gamma$ counts on spatially distributed detectors.

Physics↗

A buffer-gas trap for the NEPOMUC positron beam: optimization studies with electrons

Buffer-gas traps (BGTs) use inelastic interactions with nitrogen molecules to capture positrons from a continuous beam. These devices are invaluable for high-resolution studies of matter–antimatter interactions, antihydrogen research and positronium laser spectroscopy. We present a new project with the goal of producing a non-neutral plasma containing ${\sim }10^8$ low-energy positrons by installing a BGT on the NEPOMUC (NEutron induced POsitron source MUniCh) high-intensity positron beam. Details of the BGT are outlined and results are presented from experiments in which an electron beam, with a similar intensity and energy spread to the remoderated NEPOMUC beam, was used to create pulses of non-neutral electron plasma. The device is a vital component of the APEX (A Positron Electron eXperiment) project, which aims to create a low-temperature electron–positron pair plasma.

Physics↗