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NASA NTRS1979

Helium synthesis, neutrino flavors, and cosmological implications

The problem of the production of helium in big bang cosmology is re-examined in the light of several recent astrophysical observations. These data, and theoretical particle physics considerations, lead to some important inconsistencies in the standard big bang model and suggest that a more complicated picture is needed. Thus, recent constraints on the number of neutrino flavors, as well as constraints on the mean density (openness) of the universe, need not be valid.

Stecker, F. W.↗

DOE OSTI2026

CDRL: Certification-Driven Reinforcement Learning for Neutrino Flavor Model Discovery

Many scientific discovery problems require searching combinatorial hypothesis spaces under complex domain constraints. Reinforcement learning (RL) offers a promising approach, but existing methods rely on scalar rewards that provide limited information about why candidate solutions fail, leading agents to repeatedly explore invalid regions. We introduce Certification-Driven Reinforcement Learning (CDRL), a framework that leverages structured feedback from symbolic reasoning tools. When a candidate violates domain constraints, these tools produce certificates identifying the actions responsible for failure. CDRL converts these certificates into reusable constraints that eliminate classes of invalid solutions and guide exploration toward valid regions. We evaluate CDRL on neutrino flavor model discovery in theoretical particle physics, where the hypothesis space exceeds $10^{26}$ possible models, and compare it with the state-of-the-art RL approach previously used for this task. Across three theory spaces, CDRL achieves up to 1.95$\times$ higher valid model rates and up to 6.33$\times$ higher neutrino model rates while evaluating up to 4$\times$ fewer candidates. We further extract 40 interpretable rules from search trajectories using a post-hoc decision-tree framework and show that reusing them as soft constraints yields gains of up to 2$\times$ in valid model rates and 3$\times$ in neutrino model discovery across all three theory spaces. These results suggest that CDRL uncovers reusable structure in combinatorial search spaces and provides a general framework for scientific model discovery.

Jha, Piyush [Georgia Tech., Atlanta; Georgia Tech]↗

DOE OSTI2025

Towards a general subtraction formula for NNLO QCD corrections to processes at hadron colliders: final states with quarks and gluons

We describe the calculation of integrated subtraction terms in the nested soft-collinear subtraction scheme for hadron collider processes with quarks and gluons, thereby extending the results presented in ref. [1]. Although this extension eventually proves to be straightforward, it requires a more careful treatment of certain collinear limits to achieve a compact and physically-transparent final result. We also show that the cancellation of infrared divergences can be organized in such a way that, once soft contributions are removed, it occurs independently for each of the external partons. We consider these results to be important stepping stones on the way to deriving finite remainders of the integrated subtraction terms for fully-general hadron collider processes in the context of the nested soft-collinear subtraction scheme.

NNLO calculations↗

DOE OSTI2025

EFT approach to the endpoint of muon decay-in-orbit

As upcoming experiments aim to probe muon conversion with unprecedented precision, equally precise theoretical predictions are crucial to maximize discovery potential. This applies not only to the new physics signal, muon-electron conversion, but also to its only irreducible background, muon decay-in-orbit (DIO) near the endpoint. Accurate computation of higher-order corrections in bound states is a long-standing challenge due to the difficulty of systematically organizing contributions. In previous work, we developed an Effective Field Theory framework to address this issue and applied it to muon conversion. Here, we extend this approach to the DIO endpoint, a more complex problem due to the presence of a neutrino-antineutrino pair in the final state. We present the most precise prediction to date of the background spectrum relevant for future muon conversion searches, achieving next-to-leading logarithmic prime accuracy for QED corrections.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Towards natural and realistic E 7 GUTs in F-theory

We consider phenomenological aspects of a natural class of Standard Model-like supersymmetric F-theory vacua realized through flux breaking of rigid E 7 gauge factors. Three generations of Standard Model matter are realized in many of these vacua. We further find that many other Standard Model-like features are naturally compatible with these constructions. For example, dimension-4 and 5 terms associated with proton decay are ubiquitously suppressed. Many of these features are due to the group theoretical structure of E 7 and associated F-theory geometry. In particular, a set of approximate global symmetries descends from the E 7 group, leading to exponential suppression of undesired couplings.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Zero modes of massive fermions delocalize from axion strings

Massless chiral excitations can arise from the interactions between a fermion and an axion string, propagating along the string and allowing it to superconduct. The properties of these excitations, or zero modes, dictate how the string interacts with light and can thus have important phenomenological consequences. In this paper, we add a nowhere-vanishing Dirac mass for the fermion in the usual model of axion electrodynamics. We find that the zero modes exhibit an interesting phase structure in which they delocalize from the string’s core as the mass increases, up until a critical value past which they disappear. We study this structure from an analytic perspective, with explicit numerical solutions, and via anomaly inflow arguments. Finally, we derive the two-dimensional effective theory of the zero mode and its interactions with the four-dimensional gauge field and show how this effective theory breaks down as the zero modes delocalize.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Theoretical Investigations in Elementary Particle Physics and Cosmological Physics

The goals of this project were to improve our understanding of the fundamental constituents of the universe, at both the smallest and largest scales. At the smallest scales, we examined the masses and mixings of neutrinos, to understand and probe for physics beyond the Standard Model at the LHC, and to explore models in quantum field theory. At the largest scales, we investigated the sources of high-energy neutrinos and cosmic rays, the nature of dark matter, and the behavior of dark energy. This report centers on the final extension period, which was focused on publications of the research.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2024

Wilsonian effective potentials and closed string field theory

We investigate Wilsonian effective field theory as a model for the construction of the tachyon potential and nonperturbative vacua in closed string field theory. In a number of cases we are able to find the effective potential exactly, and observe what appear to be universal features. We find that the effective field theory contains the same nonperturbative vacuum structure as the bare Lagrangian, though this information is encoded less efficiently as the distance scale of the effective field theory is increased. The implication is that closed string field theory plausibly contains information about the nonperturbative vacuum structure of string theory, in spite of its similarities to effective field theory. We also truncate the effective potential at a fixed power of the field and investigate how the global structure of the effective potential may be approximated via Padé resummation. Qualitative comparisons suggest that computation of the eighth to sixteenth order closed string vertex should be enough to obtain reliable results for the closed string field theory action evaluated on the tachyon field.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Generalized parton distributions and gravitational form factors at large momentum transfer

Within the soft collinear effective theory (SCET), we derive a factorization theorem which resums Sudakov logarithms (α s ln 2 ( –t)) n to all orders in the quark-in-quark generalized parton distribution (GPD) at large momentum transfer t, and perform a consistency check to one-loop. We show that the same Sudakov factor appears in the ‘Feynman’ contribution to the GPDs of the nucleon. Our result enables the resummation of all the large logarithms ln Q 2 and ln 2 t in exclusive processes with two hard scales Λ$^{2}_{QCD}$ ≪ |t| ≪ Q 2 . We also present a SCET power counting analysis of the Feynman contributions to the GPDs and show that the x-dependence of GPDs factorizes at large-t with controlled corrections. This in particular implies that any ratio of GPD moments such as the electromagnetic and gravitational form factors (GFF) is perturbatively calculable in this approximation. Furthermore, we identify a novel order α s power-law t-dependence in the GPD and the D-type GFF that will dominate over the standard order α$^{2}_{s}$ ‘leading twist’ asymptotic contribution in the phenomenologically relevant region of t.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2024

The constructive method for massive particles in QED

The constructive method of determining amplitudes from on-shell pole structure has been shown to be promising for calculating amplitudes in a more efficient way. However, challenges have been encountered when a massless internal photon is involved in the gluing of three-point amplitudes with massive external particles. In this paper, we use the original on-shell method, old-fashioned perturbation theory, to shed light on the constructive method, and show that one can derive the Feynman amplitude by correctly identifying the residue even when there is an internal photon involved.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Hadronic uncertainties versus new physics for the W boson mass and Muon g – 2 anomalies

There are now two single measurements of precision observables that have major anomalies in the Standard Model: the recent CDF measurement of the W mass shows a 7σ deviation and the Muon g – 2 experiment at FNAL confirmed a long-standing anomaly, implying a 4.2σ deviation. Doubts regarding new physics interpretations of these anomalies could stem from uncertainties in the common hadronic contributions. We demonstrate that these two anomalies pull the hadronic contributions in opposite directions by performing electroweak fits in which the hadronic contribution was allowed to float. The fits show that including the g – 2 measurement worsens the tension with the CDF measurement and conversely that adjustments that alleviate the CDF tension worsen the g – 2 tension beyond 5σ. This means that if we adopt the CDF W mass measurement, the case for new physics in either the W mass or muon g – 2 is inescapable regardless of the size of the SM hadronic contributions. Lastly, we demonstrate that a mixed scalar leptoquark extension of the Standard Model could explain both anomalies simultaneously.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2019

Searches for new phenomena beyond the standard model. Final report

Theoretical research under this award includes several major parts to support experimental effort in energy frontier, intensity frontier and cosmic frontier. Collider studies and dark matter phenomenology are also included.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Particle Theory and Cosmology

This project covered theoretical studies in particle physics, particle astrophysics and cosmology, aiming to bridge theoretical models with observable phenomena. The central focus was on exploring innovative mechanisms that could simultaneously address several outstanding puzzles in these areas, including the nature of dark matter, the muon g-2 anomaly, the existence of topologically stable monopoles, the generation of observable gravitational waves from early universe phenomena and high energy cosmic rays. One of the major achievements of this project was the development of models that predict new physics accessible through current and forthcoming experimental setups, both in particle colliders and astrophysical observations. These models have been instrumental in proposing verifiable predictions concerning supersymmetric extensions, the dynamics of cosmic strings and monopoles, and the intricate processes underpinning baryogenesis and reheating post-inflation. In tackling the dark matter conundrum, the project proposed several candidates within extended frameworks, such as light Z' models, pseudo-Goldstone dark matter, and scenarios integrating dark matter with inflationary cosmology. Each model outlined pathways for detection through direct, indirect, and collider search strategies, marking significant strides in the hunt for dark matter. Another cornerstone of the project was the in-depth analysis of inflationary models compliant with the Trans-Planckian Censorship Conjecture, highlighting the compatibility of axion dark matter within such frameworks. This not only provided a coherent picture of early universe cosmology but also delineated clear experimental signatures. The exploration of grand unified theories yielded insights into the potential discovery of monopoles and novel particle configurations at energy scales accessible to current and future colliders. This endeavor expanded the predictive power of these theories, particularly in the context of proton decay and the properties of Higgs-portal dark matter. Throughout the project, significant emphasis was placed on ensuring the theoretical developments were grounded in experimental testability. This led to a series of publications across prestigious journals, each contributing to the vibrant discourse at the intersection of particle physics and cosmology. In summary, this project has elucidated pathways beyond the Standard Model that are ripe for exploration through both ongoing and upcoming experimental efforts. The comprehensive approach adopted herein not only enhances our understanding of the fundamental forces and constituents of the universe but also propels the field towards new frontiers in high-energy physics and cosmology.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2025

Entanglement properties of SU(2) gauge theory

Understanding how isolated quantum systems thermalize is central to both fundamental physics and the development of quantum technologies. In this Perspective, we present recent and new results on thermalization in nonabelian gauge theory from exact real-time simulations of two-dimensional lattice models. We discuss tests of the eigenstate thermalization hypothesis, entanglement entropy dynamics, the absence of persistent non-thermal states, spectral signatures, and measures of quantum complexity. Our new results include a two-step thermalization process in localized regions and the role of higher gauge field representations. These findings suggest that thermalization in gauge theories may offer a test case for quantum advantage.

information theory and computation↗

NASA NTRS1980

Helium synthesis, neutrino flavors, and cosmological implications

The problem of the production of helium in the big bang is reexamined in the light of several recent astrophysical observations. These data, and theoretical particle-physics considerations, lead to some important inconsistencies in the standard big-bang model and suggest that a more complicated picture is needed. Thus, recent constraints on the number of neutrino flavors, as well as constraints on the mean density (openness) of the universe, need not be valid.

Stecker, F. W.↗

DOE OSTI2020

Deep Underground Neutrino Experiment (DUNE), Far Detector Technical Design Report, Volume II: DUNE Physics

The preponderance of matter over antimatter in the early universe, the dynamics of the supernovae that produced the heavy elements necessary for life, and whether protons eventually decay -- these mysteries at the forefront of particle physics and astrophysics are key to understanding the early evolution of our universe, its current state, and its eventual fate. DUNE is an international world-class experiment dedicated to addressing these questions as it searches for leptonic charge-parity symmetry violation, stands ready to capture supernova neutrino bursts, and seeks to observe nucleon decay as a signature of a grand unified theory underlying the standard model. The DUNE far detector technical design report (TDR) describes the DUNE physics program and the technical designs of the single- and dual-phase DUNE liquid argon TPC far detector modules. Volume II of this TDR, DUNE Physics, describes the array of identified scientific opportunities and key goals. Crucially, we also report our best current understanding of the capability of DUNE to realize these goals, along with the detailed arguments and investigations on which this understanding is based. This TDR volume documents the scientific basis underlying the conception and design of the LBNF/DUNE experimental configurations. As a result, the description of DUNE's experimental capabilities constitutes the bulk of the document. Key linkages between requirements for successful execution of the physics program and primary specifications of the experimental configurations are drawn and summarized. This document also serves a wider purpose as a statement on the scientific potential of DUNE as a central component within a global program of frontier theoretical and experimental particle physics research. Thus, the presentation also aims to serve as a resource for the particle physics community at large.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗

DOE OSTI2020

Deep Underground Neutrino Experiment (DUNE), Far Detector Technical Design Report (Volume II: DUNE Physics)

The Physics volume of the DUNE far detector (FD) Technical Design Report (TDR) presents the science program of DUNE. Within, we describe the array of identified scientific opportunities and key goals. Crucially, we also report our best current understanding of the capability of DUNE to realize these goals, along with the detailed arguments and investigations on which this understanding is based. In the context of the complete set of DUNE TDR volumes, a central role for this volume is to document the scientific basis underlying the conception and design of the LBNF/DUNE experimental configurations. As a result, it is the description of DUNE’s experimental capabilities that constitutes the bulk of the document. Key linkages between requirements for successful execution of the physics program and primary specifications of the experimental configurations are drawn and summarized. This document also serves a wider purpose as a statement on the scientific potential of DUNE as a central component within a global program of frontier theoretical and experimental particle physics research. Thus, the presentation also aims to serve as a resource for the particle physics community at large. In this chapter, the scientific goals, the methodologies utilized to obtain sensitivity projections, the corresponding results for selected elements of the scientific program, and the demands placed on the experiment design and performance are presented in summary form. Together with the two chapters that follow, this summary establishes the context for the detailed descriptions specific to each area of research that comprise the remaining chapters.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Murray Gell-Mann

Murray Gell-Mann, the preeminent architect of theoretical elementary-particle physics, died on 24 May 2019 in Santa Fe, New Mexico. He received the 1969 Nobel Prize “for his contributions and discoveries concerning the classification of elementary particles and their interactions.” His contributions to physics include many foundational ideas, such as the renormalization group, which is fundamental to quantum field theory and statistical mechanics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗