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DOE OSTI2025

The gravitational index of 5d black holes and black strings

The supersymmetric index of 5d black strings and spinning black holes in M-theory is related to that of 4d black holes in type IIA supergravity when both theories are compactified on the same Calabi-Yau threefold. We find the finite-temperature saddles for the 5d gravitational supersymmetric index by uplifting the recently found attractor saddles of the corresponding 4d index. We study uplifts for two types of geometries: 5d black holes and 5d black strings. For 5d black holes, the uplift guarantees that the index of 4d and 5d black holes match. For 5d black strings, the saddle reproduces the microscopic index at leading order in G N , even without the conventional decoupling limit taken in AdS/CFT. In particular, when the temperature is set to be finite in the 5d flat space region, the black string index is computed from an asymptotically flat solution where the AdS throat is absent. Further, as the temperature is lowered and eventually becomes infinitesimally small in the flat space region, the solution admits a novel decoupling limit in which the AdS 3 throat takes the form of a finite-temperature BTZ black hole that is known to compute the index in AdS 3 /CFT 2 . This represents the first step towards understanding holography for supersymmetric observables in flat space, away from the decoupling limit.

AdS-CFT correspondence↗
DOE OSTI2025

BPS and near-BPS black holes in AdS 5 and their spectrum in $\mathcal{N}$ = 4 SYM

We study quantum corrections in the gravitational path integral around nearly 1/16-BPS black holes in asymptotically AdS 5 × S 5 space, dual to heavy states in 4D N = 4 super Yang-Mills. The analysis provides a gravitational explanation of why 1/16-BPS black holes exhibit an exact degeneracy at large N and why all such states have the same charges, confirming the belief that the superconformal index precisely counts the entropy of extremal black holes. We show the presence of a gap of order N −2 between the 1/16-BPS black holes and the lightest near-BPS black holes within the same charge sector. This is the first example of such a gap for black hole states within the context of AdS 5 holography. We also derive the spectrum of near-BPS states that lie above this gap. Our computation relies on finding the correct version of the N = 2 super-Schwarzian theory which captures the breaking of the SU(1, 1|1) symmetry when the black hole has finite temperature and non-zero chemical potential. Finally, we comment on possible stringy and non-perturbative corrections that can affect the black hole spectrum.

AdS-CFT Correspondence↗
DOE OSTI2023

The attractor flow for AdS 5 black holes in $\mathcal{N}$ = 2 gauged supergravity

We study the flow equations for BPS black holes in $\mathcal{N}$ = 2 five-dimensional gauged supergravity coupled to any number of vector multiplets via FI couplings. We develop the Noether-Wald procedure in this context and exhibit the conserved charges as explicit integrals of motion, in the sense that they can be computed at any radius on the rotating spacetime. The boundary conditions needed to solve the first order differential equations are discussed in great detail. We extremize the entropy function that controls the near horizon geometry and give explicit formulae for all geometric variables at their supersymmetric extrema. We have also considered a complexification of the near-horizon variables that elucidates some features of the theory from the near-horizon perspective.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Elliptical and purely $\mathrm{NS}$ superstrata

We analyze the BPS equations in the “superstratum sector” of three-dimensional gauged supergravity. We obtain multi-parameter supersymmetric solutions that include elliptical deformations of the supertubes that underlie standard superstrata. We uplift the three-dimensional solutions to obtain the corresponding six-dimensional geometries. This yields new families of elliptically-deformed, ambi-bolar hyper-Kahler geometries in four dimensions with a non-tri-holomorphic U(1) isometry. We also find a new family of scaling superstrata whose S-dual lives entirely within the NS-sector of supergravity, and will thus be more amenable to exact analysis using string probes. In all these new superstrata, including the scaling ones, if the momentum charge is non-zero we find that the ellipse stays away from the degeneration locus in which the ellipse becomes flat.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Revisiting the refined Distance Conjecture

The Distance Conjecture of Ooguri and Vafa holds that any infinite-distance limit in the moduli space of a quantum gravity theory must be accompanied by a tower of exponentially light particles, which places tight constraints on the low-energy effective field theories in these limits. One attempt to extend these constraints to the interior of moduli space is the refined Distance Conjecture, which holds that the towers of light particles predicted by the Distance Conjecture must appear any time a modulus makes a super-Planckian excursion in moduli space. In this note, however, we point out that a tower which satisfies the Distance Conjecture in an infinite-distance limit of moduli space may be parametrically heavier than the Planck scale for an arbitrarily long geodesic distance. This means that the refined Distance Conjecture, in its most naive form, does not place meaningful constraints on low-energy effective field theory. This motivates alternative refinements of the Distance Conjecture, which place an absolute upper bound on the tower mass scale in the interior of moduli space. We explore two possibilities, providing evidence for them and briefly discussing their implications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Consistent truncations in higher derivative supergravity

We consider the torus reduction of heterotic supergravity in the presence of four-derivative corrections. In particular, the reduction on T n generically leads to a half-maximal supergravity coupled to n vector multiplets, and we show that it is consistent to truncate out said vector multiplets. This is done by the analysis of both the bosonic equations of motion and the Killing spinor equations. As an application of the consistent truncation, we examine the four-derivative corrected BPS black string that reduces to a black hole in minimal nine-dimensional supergravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional N = 2 supergravity resolves the singularity. In doing so, we extend the recently-developed “new attractor mechanism” to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Towards the construction of multi-centered black holes in AdS

We find a class of approximate perturbative solutions describing multi-centered BPS black holes in asymptotically AdS 4 . These black holes are moving coplanarly in a circular orbit with common radius but fixed phase differences, where the radius is characterized by a common boost velocity v. While the solutions are not complete, as they are only accurate up to O (M 2 v 2 ), we are able to locally investigate their supersymmetric properties in four-dimensional N = 2 supergravity. The result indicates that, while a single BPS black hole preserves half of the supersymmetries, a configuration with two or more black holes is only 1/4 BPS. These perturbative solutions reduce in the asymptotically Minkowski limit to the multi-black hole solution of Majumdar and Papapetrou.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Neutralizing topological obstructions to bubbles of nothing

Theories with compact extra dimensions can exhibit a vacuum instability known as a bubble of nothing. These decay modes can be obstructed if the internal manifold is stabilized by fluxes, or if it carries Wilson lines for background gauge fields, or if the instanton is incompatible with the spin structure. In each of these cases the decay can proceed by adding dynamical charged membranes or gauge fields. We give a general, bottom-up procedure for constructing approximate bubble of nothing solutions in models with internal spheres stabilized by flux and study the influence of the brane tension on the tunneling exponent, finding two branches of solutions that merge at a minimal superextremal value of the tension. In the case of Wilson operators and incompatible fermions, the relevant bubble is shown to be the Euclidean Reissner-Nordstrom black hole, and the ordinary decay exponent is modified by 1/g 2 effects. We examine the Dirac operator on this background and comment on the relevance for models of supergravity with gauged R-symmetry.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

BRST symmetry and the convolutional double copy

Motivated by the results of Anastasiou et al., we consider the convolutional double copy for BRST and anti-BRST covariant formulations of gravitational and gauge theories in more detail. We give a general BRST and anti-BRST invariant formulation of linearised $\mathcal{N}$ = 0 supergravity using superspace methods and show how this may be obtained from the square of linearised Yang-Mills theories. We demonstrate this relation for the Schwarzschild black hole and the ten-dimensional black string solution as two concrete examples.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Testing α -attractor quintessential inflation against CMB and low-redshift data

Due to universality and attractor properties, α-attractor quintessential inflation establishes direct relations between inflationary observables such as the scalar tilt n s and the tensor-to-scalar ratio r, and late-time dark energy equation of state parameters w 0 and w a . In this work, we examine three different physically motivated regimes, considering complete freedom in the parameter α, models inspired by supergravity where α takes on values up to α = 7/3, and Starobinsky inflation (α = 1). We investigate the consistency and constraints imposed by Cosmic Microwave Background measurements from the Planck satellite, B-mode polarization data from the BICEP/Keck collaboration, and low-redshift observations. Additionally, we consider small-scale CMB measurements released by the Atacama Cosmology Telescope, which give results approaching the Harrison– Zel’dovich spectrum (n s ≈ 1). Here α-attractors lead to an improved fit over $\Lambda$CDM. For the large-scale CMB measurements, α ≳ 2 models can provide equally good fits as $\Lambda$CDM

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2022

Towards an “$\mathrm{AdS}_1$/$\mathrm{CFT}_0$” correspondence from the $\mathrm{D}$(-1)/$\mathrm{D}$7 system?

We argue that a type IIB Euclidean supergravity solution of the form $\mathbb{R}$ x S 1 x $\mathbb{T}$ 8 with imaginary self-dual F 1 flux through $\mathbb{R}$ x S 1 belongs to the chain of AdS d x S d x $\mathbb{T}$ 10-2d vacua with (imaginary) self-dual Fd flux, where d ≤ 5. Such vacua come from the near-horizon of D(d - 2)/D(8 - d) branes and are supersymmetric for odd values of d. For d = 1 we speculate that the hallmark of conformal symmetry for the matrix model dual is a vanishing free energy. The matrix dual was recently constructed by [1] by adding matrix interactions coming from strings stretching between the D(-1) and D7 branes to the IKKT matrix model. We find that the corresponding supergravity solution indeed has vanishing on-shell action. Specific F 5 fluxes need to be switched on as a consequence of (a T-dual version of) the Hanany-Witten effect.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Testing the scalar weak gravity conjecture in no-scale supergravity

We explore possible extensions of the Weak Gravity Conjecture (WGC) to scalar field theories. To avoid charged black hole remnants, the WGC requires the existence of a particle with a mass m ≤ gqM P , with charge q and U(1) gauge coupling g, allowing the decay to shed the black hole charge. Although there is no obvious problem that arises in the absence of a U(1) charge, it has been postulated that gravity must remain the weakest force even when extended to scalar interactions. Quantifying this conjecture may be done by comparing scalar and gravitational amplitudes, or as we advocate here by comparing scattering cross sections. In theories with non-trivial field space geometries, by working out examples with perturbation theory around arbitrary field values and performing tadpole resummations, we argue that the conjecture must be applied only at extrema of the scalar potential (when expressed in locally canonical coordinates). We consider several toy models in the context of no-scale supergravity and also consider examples of inflationary models.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Precision unification and the scale of supersymmetry

In this paper, we study the implications of precise gauge coupling unification on supersymmetric particle masses. We argue that precise unification favors the superpartner masses that are in the range of several TeV and well beyond. We demonstrate this in the minimal supersymmetric theory with a common sparticle mass threshold, and two simple high-scale scenarios; minimal supergravity and minimal anomaly-mediated supersymmetry. We also identify candidate models with a Higgsino or a wino dark matter candidate. Finally, the analysis shows unambiguously that unless one takes foggy naturalness notions too seriously, the lack of direct superpartner discoveries at the LHC has not diminished the viability of supersymmetric unified theories in general nor even precision unification in particular. Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Soft theorems in matrix theory

We show that the Banks-Fischler-Shenker-Susskind matrix model for M-theory obeys the leading and subleading soft theorems expected from eleven-dimensional supergravity. The subleading soft theorem implies the amplitude is Lorentz symmetric. This is argued for general four point amplitudes, but only for restricted kinematics for five and higher point amplitudes.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Precision test of gauge/gravity duality in D0-brane matrix model at low temperature

We test the gauge/gravity duality between the matrix model and type IIA string theory at low temperatures with unprecedented accuracy. To this end, we perform lattice Monte Carlo simulations of the Berenstein-Maldacena-Nastase (BMN) matrix model, which is the one-parameter deformation of the Banks-Fischler-Shenker-Susskind (BFSS) matrix model, taking both the large N and continuum limits. We leverage the fact that sufficiently small flux parameters in the BMN matrix model have a negligible impact on the energy of the system while stabilizing the flat directions so that simulations at smaller N than in the BFSS matrix model are possible. Hence, we can perform a precision measurement of the large N continuum energy at the lowest temperatures to date. The energy is in perfect agreement with supergravity predictions including estimations of α'-corrections from previous simulations. At the lowest temperature where we can simulate efficiently (T = 0.25λ 1/3 , where λ is the ’t Hooft coupling), the difference in energy to the pure supergravity prediction is less than 10%. Furthermore, we can extract the coefficient of the 1/N 4 corrections at a fixed temperature with good accuracy, which was previously unknown.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗