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DOE OSTI2024

Rounding out the story of higher derivative consistent truncations

At the two-derivative order, the group manifold reduction of heterotic supergravity on S 3 results in a half-maximal 7D gauged supergravity coupled to three vector multiplets, and a further truncation can be taken to remove the vector multiplets. We demonstrate that this truncation remains consistent at the four-derivative level; we do so both by analysis of the equations of motion and the supersymmetry variations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Linearizing the BPS equations with vector and tensor multiplets

We analyse the BPS equations of N = (1, 0) supergravity theory in six dimensions coupled to a vector and tensor multiplet. We show how these BPS equations can be reduced to a set of linear differential equations. This system is triangular in that each layer of equations, while linear, is quadratically sourced by the solutions of the previous layers. We examine several explicit examples and discuss the construction of new families of microstate geometries. We expect that the result presented here will open up new branches of superstrata in which the momentum is encoded in a new class of charge carriers.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

New superstrata from three-dimensional supergravity

We find a two-parameter family of generalized superstrata that emerge as smooth, supersymmetric solutions in three-dimensional gauged supergravity coupled to additional scalar fields. This new family of generalized superstrata are smooth microstate geometries and may be thought of as supersymmetric Coulomb-branch extensions of the original superstrata in which the underlying supertube undergoes an elliptical deformation. These solutions had already been obtained numerically, and as series solutions, to the equations of motion, and some of them were conjectured to be supersymmetric. Here we prove the supersymmetry of an entire two-parameter family and we obtain a highly non-trivial analytic and smooth solution for a one-parameter limit in which the global symmetry of the metric is enhanced to SO(3). We also confirm that the other known families of microstrata are not supersymmetric. We conclude with a cursory analysis of some of the singular brane distributions that can be accessed from three-dimensional gauged supergravity while preserving the same supersymmetries as the superstratum, and therefore of the three-charge black hole.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Soft and collinear limits in $\mathcal{N}$ = 8 supergravity using double copy formalism

It is known that $\mathcal{N}$ = 8 supergravity is dual to $\mathcal{N}$ = 4 super Yang-Mills (SYM) via the double copy relation. Using the explicit relation between scattering amplitudes in the two theories, we calculate the soft and collinear limits in $\mathcal{N}$ = 8 supergravity from know results in $\mathcal{N}$ = 4 SYM. In our application of double copy, a particular self-duality condition is chosen for scalars that allows us to constrain and determine the R-symmetry indices of the supergravity states in the collinear limit.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Supersymmetry and the celestial Jacobi identity

In this paper we study the simplifying effects of supersymmetry on celestial OPEs at both tree and loop level. We find at tree level that theories with unbroken supersymmetry around a stable vacuum have celestial soft current algebras satisfying the Jacobi identity, and we show at one loop that celestial OPEs in these theories have no double poles.

Supersymmetric Gauge Theory↗
DOE OSTI2024

Holographic Weyl anomalies for 4d defects in 6d SCFTs

In this note, we study 1/4- and 1/2-BPS co-dimension two superconformal defects in the 6d N = (2, 0) A N–1 SCFT at large N using their holographic descriptions as solutions of 11d supergravity. In this regime, we are able to compute the defect contribution to the sphere entanglement entropy and the change in the stress-energy tensor one-point function due to the presence of the defect using holography. From these quantities, we are then able to unambiguously compute the values for two of the twenty-nine total Weyl anomaly coefficients that characterize 4d conformal defects in six and higher dimensions. We are able to demonstrate the consistency of the supergravity description of the defect theories with the average null energy condition on the field theory side. For each class of defects that we consider, we also show that the A-type Weyl anomaly coefficient is non-negative. Lastly, we uncover and resolve a discrepancy between the on-shell action of the 7d 1/4-BPS domain wall solutions and that of their 11d uplift.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Four-derivative corrections to minimal gauged supergravity in five dimensions

We study four-derivative corrections to pure N = 2, D = 5 gauged supergravity. In particular, we find that, up to field redefinitions, there is a single four-derivative superinvariant that one can add to the action, up to factors of the two-derivative action. Consequently, this selects out a unique set of coefficients for the four-derivative corrections. We confirm these coefficients (in the ungauged limit) on the BMPV solution.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

A 10d construction of Euclidean axion wormholes in flat and AdS space

Euclidean wormhole geometries sourced by axions and dilatons are puzzling objects in quantum gravity. From one side of the wormhole to the other, the scalar fields traverse a few Planck lengths in field space and so corrections from the UV might potentially affect the consistency of the solution, even when the wormholes are large. Motivated by this, we carry out the first explicit 10d lifts of regular Euclidean axion wormholes. We start off with the lift of Giddings-Strominger wormholes in $\mathcal{N}$ = 8 Euclidean supergravity over a 6-torus to 10d type IIA supergravity and find the solution can be everywhere tuned into the parametrically controlled supergravity regime. Secondly, we construct explicit wormholes in AdS spaces and find them again to be under parametric control. We find the first wormhole solutions in massive type IIA on S 3 × S 3 and in type IIB on T 1,1 . The latter has an explicit holographic dual, and similar to the earlier constructions in AdS 5 × S 5 /$\mathbb{Z}$ k , the wormholes violate operator positivity since Tr(F ± $\star$ F) 2 < 0. This puzzle might arise from subtleties related to computing holographic n-point functions in the presence of multiple boundaries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

The gravitational index of 5d black holes and black strings

The supersymmetric index of 5d black strings and spinning black holes in M-theory is related to that of 4d black holes in type IIA supergravity when both theories are compactified on the same Calabi-Yau threefold. We find the finite-temperature saddles for the 5d gravitational supersymmetric index by uplifting the recently found attractor saddles of the corresponding 4d index. We study uplifts for two types of geometries: 5d black holes and 5d black strings. For 5d black holes, the uplift guarantees that the index of 4d and 5d black holes match. For 5d black strings, the saddle reproduces the microscopic index at leading order in G N , even without the conventional decoupling limit taken in AdS/CFT. In particular, when the temperature is set to be finite in the 5d flat space region, the black string index is computed from an asymptotically flat solution where the AdS throat is absent. Further, as the temperature is lowered and eventually becomes infinitesimally small in the flat space region, the solution admits a novel decoupling limit in which the AdS 3 throat takes the form of a finite-temperature BTZ black hole that is known to compute the index in AdS 3 /CFT 2 . This represents the first step towards understanding holography for supersymmetric observables in flat space, away from the decoupling limit.

AdS-CFT correspondence↗
DOE OSTI2021

Separability in consistent truncations

The separability of the Hamilton-Jacobi equation has a well-known connection to the existence of Killing vectors and rank-two Killing tensors. This paper combines this connection with the detailed knowledge of the compactification metrics of consistent truncations on spheres. The fact that both the inverse metric of such compactifications, as well as the rank-two Killing tensors can be written in terms of bilinears of Killing vectors on the underlying “round metric,” enables us to perform a detailed analyses of the separability of the Hamilton-Jacobi equation for consistent truncations. We introduce the idea of a separating isometry and show that when a consistent truncation, without reduction gauge vectors, has such an isometry, then the Hamilton-Jacobi equation is always separable. When gauge vectors are present, the gauge group is required to be an abelian subgroup of the separating isometry to not impede separability. We classify the separating isometries for consistent truncations on spheres, S n , for n = 2, …, 7, and exhibit all the corresponding Killing tensors. These results may be of practical use in both identifying when supergravity solutions belong to consistent truncations and generating separable solutions amenable to scalar probe calculations. Finally, while our primary focus is the Hamilton-Jacobi equation, we also make some remarks about separability of the wave equation.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2025

BPS and near-BPS black holes in AdS 5 and their spectrum in $\mathcal{N}$ = 4 SYM

We study quantum corrections in the gravitational path integral around nearly 1/16-BPS black holes in asymptotically AdS 5 × S 5 space, dual to heavy states in 4D N = 4 super Yang-Mills. The analysis provides a gravitational explanation of why 1/16-BPS black holes exhibit an exact degeneracy at large N and why all such states have the same charges, confirming the belief that the superconformal index precisely counts the entropy of extremal black holes. We show the presence of a gap of order N −2 between the 1/16-BPS black holes and the lightest near-BPS black holes within the same charge sector. This is the first example of such a gap for black hole states within the context of AdS 5 holography. We also derive the spectrum of near-BPS states that lie above this gap. Our computation relies on finding the correct version of the N = 2 super-Schwarzian theory which captures the breaking of the SU(1, 1|1) symmetry when the black hole has finite temperature and non-zero chemical potential. Finally, we comment on possible stringy and non-perturbative corrections that can affect the black hole spectrum.

AdS-CFT Correspondence↗
DOE OSTI2021

Supersymmetry and superstrata in three dimensions

We analyze the supersymmetry transformations of gauged SO(4) supergravity coupled to extra hypermultiplets in three dimensions, and find large families of smooth BPS solutions that preserve four supersymmetries. These BPS solutions are part of the consistent truncation of some families of six-dimensional superstrata. From the three-dimensional perspective, these solutions give rise to “smoothly-capped BTZ” geometries. We show how the twisting of the spin connection, the holomorphy of the fields, and the Chern-Simons connections all play an essential role in the existence of these supersymmetric solutions. This paper also closes the circle on the consistent truncation of superstrata, showing precisely how every feature of the superstratum enters into the three-dimensional BPS structure.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2023

The attractor flow for AdS 5 black holes in $\mathcal{N}$ = 2 gauged supergravity

We study the flow equations for BPS black holes in $\mathcal{N}$ = 2 five-dimensional gauged supergravity coupled to any number of vector multiplets via FI couplings. We develop the Noether-Wald procedure in this context and exhibit the conserved charges as explicit integrals of motion, in the sense that they can be computed at any radius on the rotating spacetime. The boundary conditions needed to solve the first order differential equations are discussed in great detail. We extremize the entropy function that controls the near horizon geometry and give explicit formulae for all geometric variables at their supersymmetric extrema. We have also considered a complexification of the near-horizon variables that elucidates some features of the theory from the near-horizon perspective.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Conformal symmetries for extremal black holes with general asymptotic scalars in STU supergravity

We present a construction of the most general BPS black holes of STU supergravity (N = 2 supersymmetric D = 4 supergravity coupled to three vector super-multiplets) with arbitrary asymptotic values of the scalar fields. These solutions are obtained by acting with a subset of the global symmetry generators on STU BPS black holes with zero values of the asymptotic scalars, both in the U-duality and the heterotic frame. The solutions are parameterized by fourteen parameters: four electric and four magnetic charges, and the asymptotic values of the six scalar fields. We also present BPS black hole solutions of a consistently truncated STU supergravity, which are parameterized by two electric and two magnetic charges and two scalar fields. These latter solutions are significantly simplified, and are very suitable for further explicit studies. We also explore a conformal inversion symmetry of the Couch-Torrence type, which maps any member of the fourteen-parameter family of BPS black holes to another member of the family. Furthermore, these solutions are expected to be valuable in the studies of various swampland conjectures in the moduli space of string compactifications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Elliptical and purely $\mathrm{NS}$ superstrata

We analyze the BPS equations in the “superstratum sector” of three-dimensional gauged supergravity. We obtain multi-parameter supersymmetric solutions that include elliptical deformations of the supertubes that underlie standard superstrata. We uplift the three-dimensional solutions to obtain the corresponding six-dimensional geometries. This yields new families of elliptically-deformed, ambi-bolar hyper-Kahler geometries in four dimensions with a non-tri-holomorphic U(1) isometry. We also find a new family of scaling superstrata whose S-dual lives entirely within the NS-sector of supergravity, and will thus be more amenable to exact analysis using string probes. In all these new superstrata, including the scaling ones, if the momentum charge is non-zero we find that the ellipse stays away from the degeneration locus in which the ellipse becomes flat.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Revisiting the refined Distance Conjecture

The Distance Conjecture of Ooguri and Vafa holds that any infinite-distance limit in the moduli space of a quantum gravity theory must be accompanied by a tower of exponentially light particles, which places tight constraints on the low-energy effective field theories in these limits. One attempt to extend these constraints to the interior of moduli space is the refined Distance Conjecture, which holds that the towers of light particles predicted by the Distance Conjecture must appear any time a modulus makes a super-Planckian excursion in moduli space. In this note, however, we point out that a tower which satisfies the Distance Conjecture in an infinite-distance limit of moduli space may be parametrically heavier than the Planck scale for an arbitrarily long geodesic distance. This means that the refined Distance Conjecture, in its most naive form, does not place meaningful constraints on low-energy effective field theory. This motivates alternative refinements of the Distance Conjecture, which place an absolute upper bound on the tower mass scale in the interior of moduli space. We explore two possibilities, providing evidence for them and briefly discussing their implications.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Consistent truncations in higher derivative supergravity

We consider the torus reduction of heterotic supergravity in the presence of four-derivative corrections. In particular, the reduction on T n generically leads to a half-maximal supergravity coupled to n vector multiplets, and we show that it is consistent to truncate out said vector multiplets. This is done by the analysis of both the bosonic equations of motion and the Killing spinor equations. As an application of the consistent truncation, we examine the four-derivative corrected BPS black string that reduces to a black hole in minimal nine-dimensional supergravity.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional N = 2 supergravity resolves the singularity. In doing so, we extend the recently-developed “new attractor mechanism” to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

79 ASTRONOMY AND ASTROPHYSICS↗