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All sourcesNASA NTRSDOE OSTI
NASA NTRS1995

Characteristics of coronal shock waves and solar type 2 radio bursts

In the solar corona shock waves generated by flares and/or coronal mass ejections can be observed by radio astronomical methods in terms of solar type 2 radio bursts. In dynamic radio spectra they appear as emission stripes slowly drifting from high to low frequencies. A sample of 25 solar type 2 radio bursts observed in the range of 40 - 170 MHz with a time resolution of 0.1 s by the new radiospectrograph of the Astrophvsikalisches Institut Potsdam in Tremsdorf is statistically investigated concerning their spectral features, i.e, drift rate, instantaneous bandwidth, and fundamental harmonic ratio. In-situ plasma wave measurements at interplanetary shocks provide the assumption that type 2 radio radiation is emitted in the vicinity of the transition region of shock waves. Thus, the instantaneous bandwidth of a solar type 2 radio burst would reflect the density jump across the associated shock wave. Comparing the inspection of the Rankine-Hugoniot relations of shock waves under coronal circumstances with those obtained from the observational study, solar type 2 radio bursts should be regarded to be generated by weak supercritical, quasi-parallel, fast magnetosonic shock waves in the corona.

Mann, G.↗
NASA NTRS1984

Coronal Transients and Their Interplanetary Effects

The role of coronal mass ejections in the context of solar-terrestrial physics is examined. Some of the necessary background material on flares and geomagnetic storms, on interplanetary shock waves, and on coronal mass ejections is described. One of the modern tools available for approaching these questions - theoretical models for the initiation and propagation of transient phenomenon in the solar corona is described. All of this material was extensively reviewed in the recent literature, and the coverage of it is both selective and somewhat abbreviated. The second of the tools - a new generation of coronagraph observation of mass ejections and complementary set of solar and interplanetary observations suitable for correlative studies, is described. Important problems to be solved in answering these questions and some suggested strategies for approaching these problems will be discussed.

Source record↗
NASA NTRS2023

Type II Radio Bursts and Their Association With Coronal Mass Ejections in Solar Cycles 23 and 24

Context. Meter-wavelength type II solar radio bursts are thought to be the signatures of shock-accelerated electrons in the corona. Studying these bursts can give information about the initial kinematics, dynamics, and energetics of coronal mass ejections (CMEs) in the absence of white-light observations. Aims. We investigate the occurrence of type II bursts in solar cycles 23 and 24 and their association with CMEs. We also explore whether type II bursts might occur in the absence of a CME. Methods. We performed a statistical analysis of type II bursts that occurred between 200 and 25 MHz in solar cycles 23 and 24 and determined the temporal association of these radio bursts with CMEs. We categorized the CMEs based on their linear speed and angular width and studied the distribution of type II bursts with fast (≥500 km s−1 ), slow (<500 km s−1), wide (≥60◦), and narrow (<60◦) CMEs. We explored the dependence of type II bursts occurrence on the phases of the solar cycle. Results. Our analysis shows that during solar cycles 23 and 24, 768 and 435 type II bursts occurred, respectively. Of these, 79% were associated with CMEs in solar cycle 23, and 95% were associated with CMEs in solar cycle 24. However, only 4% and 3% of the total number of CMEs were accompanied by type II bursts in solar cycle 23 and 24, respectively. Most of the type II bursts in both cycles were related to fast and wide CMEs (48%). We also determined the typical drift rate and duration for type II bursts, which is 0.06 MHz s−1 and 9 min. Our results suggest that type II bursts dominate at heights ≈1.7−2.3±0.3 R . A clear majority have an onset height around 1.7 ± 0.3 R assuming the four-fold Newkirk model. Conclusions. The results indicate that most of the type II bursts had a white-light CME counterpart, but a few type II bursts lacked a clear CME association. There were more CMEs in cycle 24 than in cycle 23. However, cycle 24 contained fewer type II radio bursts than cycle 23. The onset heights of type II bursts and their association with wide CMEs reported in this study indicate that the early lateral expansion of CMEs may play a key role in the generation of these radio bursts.

Sun: activity↗
NASA NTRS2000

X-Ray, EUV, UV and Optical Emissivities of Astrophysical Plasmas

This grant primarily covered the development of the thermal X-ray emission model code called APEC, which is meant to replace the Raymond and Smith (1977) code. The new code contains far more spectral lines and a great deal of updated atomic data. The code is now available (http://hea-www.harvard.edu/APEC), though new atomic data is still being added, particularly at longer wavelengths. While initial development of the code was funded by this grant, current work is carried on by N. Brickhouse, R. Smith and D. Liedahl under separate funding. Over the last five years, the grant has provided salary support for N. Brickhouse, R. Smith, a summer student (L. McAllister), an SAO predoctoral fellow (A. Vasquez), and visits by T. Kallman, D. Liedahl, P. Ghavamian, J.M. Laming, J. Li, P. Okeke, and M. Martos. In addition to the code development, the grant supported investigations into X-ray and UV spectral diagnostics as applied to shock waves in the ISM, accreting black holes and white dwarfs, and stellar coronae. Many of these efforts are continuing. Closely related work on the shock waves and coronal mass ejections in the solar corona has grown out of the efforts supported by the grant.

Raymond, John C.↗
NASA NTRS2014

Synthesis of 3-D Coronal-Solar Wind Energetic Particle Acceleration Modules

Acute space radiation hazards pose one of the most serious risks to future human and robotic exploration. Large solar energetic particle (SEP) events are dangerous to astronauts and equipment. The ability to predict when and where large SEPs will occur is necessary in order to mitigate their hazards. The Coronal-Solar Wind Energetic Particle Acceleration (C-SWEPA) modeling effort in the NASANSF Space Weather Modeling Collaborative [Schunk, 2014] combines two successful Living With a Star (LWS) (http:lws.gsfc.nasa.gov) strategic capabilities: the Earth-Moon-Mars Radiation Environment Modules (EMMREM)[Schwadron et al., 2010] that describe energetic particles and their effects, with the Next Generation Model forthe Corona and Solar Wind developed by the Predictive Science, Inc. (PSI) group. The goal of the C-WEPA effort is to develop a coupled model that describes the conditions of the corona, solar wind, coronal mass ejections (CMEs) and associated shocks, particle acceleration, and propagation via physics-based modules. Assessing the threat of SEPs is a difficult problem. The largest SEPs typically arise in conjunction with X classflares and very fast (1000 kms) CMEs. These events are usually associated with complex sunspot groups(also known as active regions) that harbor strong, stressed magnetic fields. Highly energetic protonsgenerated in these events travel near the speed of light and can arrive at Earth minutes after the eruptiveevent. The generation of these particles is, in turn, believed to be primarily associated with the shock waveformed very low in the corona by the passage of the CME (injection of particles fromthe flare sitemay also playa role). Whether these particles actually reach Earth (or any other point) depends on their transport in theinterplanetary magnetic field and their magnetic connection to the shock.

exploration↗
NASA NTRS2011

Factors Affecting the Intensity of Solar Energetic Particle Events

This paper updates the influence of environmental and source factors of shocks driven by coronal mass ejections (CMEs) that are likely to influence the solar energetic particle (SEP) events. The intensity variation due to CME interaction reported that is confirmed by expanding the investigation to all the large SEP events of solar cycle 23. The large SEP events are separated into two groups, one associated with CMEs running into other CMEs, and the other with CMEs running into the ambient solar wind. SEP events with CME interaction generally have a higher intensity. New possibilities such as the influence of coronal holes on the SEP intensity are also discussed. For example, the presence of a large coronal hole between a well-connected eruption and the solar disk center may render the shock poorly connected because of the interaction between the CME and the coronal hole. This point is illustrated using the 2004 December 3 SEP event delayed by about 12 hours from the onset of the associated CME. There is no other event at the Sun that can be associated with the SEP onset. This event is consistent with the possibility that the coronal hole interaction influences the connectivity of the CMEs that produce SEPs, and hence the intensity of the SEP event.

Coronal mass ejections↗
NASA NTRS2014

Simulation of Energetic Neutral Atoms from Solar Energetic Particles

Energetic neutral atoms (ENAs) provide the only way to observe the acceleration site of coronal-mass-ejection-driven (CME-driven) shock-accelerated solar energetic particles (SEPs). In gradual SEP events, energetic protons can charge exchange with the ambient solar wind or interstellar neutrals to become ENAs. Assuming a CME-driven shock with a constant speed of 1800 km/s and compression ratio of 3.5, propagating from 1.5 to 40 Rs, we calculate the accelerated SEPs at 5-5000 keV and the resulting ENAs via various charge-exchange interactions. Taking into account the ENA losses in the interplanetary medium, we obtain the flux-time profiles of these solar ENAs reaching 1AU.We find that the arriving ENAs at energies above approx.100 keV show a sharply peaked flux-time profile, mainly originating from the shock source below 5 RS, whereas the ENAs below approx. 20 keV have a flat-top time profile, mostly originating from the source beyond 10 Rs. Assuming the accelerated protons are effectively trapped downstream of the shock, we can reproduce the STEREO ENA fluence observations at approx. 2-5 MeV/nucleon. We also estimate the flux of ENAs coming from the charge exchange of energetic storm protons, accelerated by the fast CME-driven shock near 1AU, with interstellar hydrogen and helium. Our results suggest that appropriate instrumentation would be able to detect ENAs from SEPs and to even make ENA images of SEPs at energies above approx.10-20 keV.

sun↗
NASA NTRS2016

Prompt Acceleration of Magnetospheric Electrons to Ultrarelativistic Energies by the 17 March 2015 Interplanetary Shock

Trapped electrons in Earth's outer Van Allen radiation belt are influenced profoundly by solar phenomena such as high-speed solar wind streams, coronal mass ejections (CME), and interplanetary (IP) shocks. In particular, strong IP shocks compress the magnetosphere suddenly and result in rapid energization of electrons within minutes. It is believed that the electric fields induced by the rapid change in the geomagnetic field are responsible for the energization. During the latter part of March 2015, a CME impact led to the most powerful geomagnetic storm (minimum Dst = −223 nT at 17 March, 23 UT) observed not only during the Van Allen Probe era but also the entire preceding decade. Magnetospheric response in the outer radiation belt eventually resulted in elevated levels of energized electrons. The CME itself was preceded by a strong IP shock whose immediate effects vis-a-vis electron energization were observed by sensors on board the Van Allen Probes. The comprehensive and high-quality data from the Van Allen Probes enable the determination of the location of the electron injection, timescales, and spectral aspects of the energized electrons. The observations clearly show that ultrarelativistic electrons with energies E greater than 6 MeV were injected deep into the magnetosphere at L approximately equals 3 within about 2 min of the shock impact. However, electrons in the energy range of approximately equals 250 keV to approximately equals 900 keV showed no immediate response to the IP shock. Electric and magnetic fields resulting from the shock-driven compression complete the comprehensive set of observations that provide a full description of the near-instantaneous electron energization.

radiation belts↗
NASA NTRS2013

Height of Shock Formation in the Solar Corona Inferred from Observations of Type II Radio Bursts and Coronal Mass Ejections

Employing coronagraphic and EUV observations close to the solar surface made by the Solar Terrestrial Relations Observatory (STEREO) mission, we determined the heliocentric distance of coronal mass ejections (CMEs) at the starting time of associated metric type II bursts. We used the wave diameter and leading edge methods and measured the CME heights for a set of 32 metric type II bursts from solar cycle 24. We minimized the projection effects by making the measurements from a view that is roughly orthogonal to the direction of the ejection. We also chose image frames close to the onset times of the type II bursts, so no extrapolation was necessary. We found that the CMEs were located in the heliocentric distance range from 1.20 to 1.93 solar radii (Rs), with mean and median values of 1.43 and 1.38 Rs, respectively. We conclusively find that the shock formation can occur at heights substantially below 1.5 Rs. In a few cases, the CME height at type II onset was close to 2 Rs. In these cases, the starting frequency of the type II bursts was very low, in the range 25-40 MHz, which confirms that the shock can also form at larger heights. The starting frequencies of metric type II bursts have a weak correlation with the measured CME/shock heights and are consistent with the rapid decline of density with height in the inner corona.

EUV↗
NASA NTRSDate not supplied

Intense High-Energy ESP Events and Self-Excited Waves at Inner Heliospheric Distances

Energetic Storm Particle (ESP) events are particle intensity increases associated with the passage of interplanetary (IP) shocks. Although ESP events at 1 AU are usually a low-energy phenomenon (i.e., at proton energies <10 MeV), occasionally they may reach energies of >100 MeV. An analysis of the ESP events observed at proton energies >40 MeV over the last four solar cycles shows that these high-energy particle intensity increases tend to occur when unrelated IP structures such as intervening coronal mass ejections and other unlinked shocks are present in the solar wind through which the IP shock generating the ESP event propagates. The acceleration of particles by IP shocks becomes more efficient when particles repeatedly interact with the traveling shocks. These multiple interactions may be favored by either the effects that these unrelated IP structures produce in the particle transport, or by amplified magnetic field fluctuations excited by the accelerated particles. However, the search for these self-excited waves at IP shocks at 1 AU has been often unsuccessful, with just a handful of events showing enhanced field fluctuations that can resonate with the energetic particles. Modeling results indicate that particle acceleration to the highest energies by the shocks occurs close to the Sun, resulting in large intensities of self-excited waves. We have initiated a search for ESP events in the inner heliosphere with evidence for self-excited waves and few cases observed by Parker Solar Probe will be shown.

David Lario↗
NASA NTRS2023

High-Energy (> 40 MeV) Proton Intensity Enhancements Associated with the Passage of Interplanetary Shocks at 1 au

We analyze periods with elevated >40 MeV proton intensities observed near Earth over a time span of 43 years (1973-2016) that coincide with the passage of interplanetary shocks. Typically, elevated proton intensities result from large solar energetic particle (SEP) events. The interplanetary shocks observed during these elevated-intensity periods may or may not be related to the origin of the SEP events. By choosing those cases when the shocks can be confidently associated with the solar eruption that generated the SEP event, we analyze the components of these SEP events that are localized in the vicinity of the shock (so-called “energetic storm particles (ESPs)"), focusing on those events where the ESP component exceeds 40 MeV. We examine the interdependence of these high-energy ESPs with (i) the properties of the solar eruptions that generated the shocks and the SEP events, and (ii) the parameters of the shocks at their arrival at 1 au. The solar eruptions at the origin of the shocks producing >40 MeV proton ESP intensity enhancements are within ±50° longitude of central meridian and are associated with fast coronal mass ejections (plane-of-sky speeds ≳1000 km s -1 ). The ESP events with the largest >40 MeV proton intensity increases tend to occur when there are structures such as intervening interplanetary coronal mass ejections and other unrelated shocks present in the solar wind through which the shock is propagating. Among the various local shock parameters considered, only the shock speed shows a certain degree of correlation with the observed ESP intensity increase.

Solar energetic particles↗
NASA NTRS2016

Two Exceptions in the Large SEP Events of Solar Cycles 23 and 24

We discuss our findings from a survey of all large solar energetic particle (SEP) events of Solar Cycles 23 and 24, i.e. the SEP events where the intensity of greater than 10 megaelectronvolts protons observed by GOES (Geostationary Operational Environmental Satellite) was greater than 10 proton flux units. In our previous work (Gopalswamy et al. in Geophys.Res.Lett. 41, 2673, 2014) we suggested that ground level enhancements (GLEs) in Cycles 23 and 24 also produce an intensity increase in the GOES greater than 700 megaelectronvolts proton channel. Our survey, now extended to include all large SEP events of Cycle 23, confirms this to be true for all but two events: i) the GLE of 6 May 1998 (GLE57) for which GOES did not observe enhancement in greater than 700 megaelectronvolts protons intensities and ii) a high-energy SEP event of 8 November 2000, for which GOES observed greater than 700 megaelectronvolts protons but no GLE was recorded. Here we discuss these two exceptions. We compare GLE57 with other small GLEs, and the 8 November 2000 SEP event with those that showed similar intensity increases in the GOES greater than 700 megaelectronvolts protons but produced GLEs. We find that, because GOES greater than 700 megaelectronvolts proton intensity enhancements are typically small for small GLEs, they are difficult to discern near solar minima due to higher background. Our results also support that GLEs are generally observed when shocks of the associated coronal mass ejections (CMEs) form at heights 1.2-1.93 solar radii [R (sub solar)] and when the solar particle release occurs between 2-6 solar radii [R (sub solar)]. Our secondary findings support the view that the nose region of the CME-shock may be accelerating the first-arriving GLE particles and the observation of a GLE is also dependent on the latitudinal connectivity of the observer to the CME-shock nose. We conclude that the GOES greater than 700 megaelectronvolts proton channel can be used as an indicator of GLEs excluding some rare exceptions, such as those discussed here.

Thakur, N.↗
NASA NTRS2007

Turbulence Evolution and Shock Acceleration of Solar Energetic Particles

We model the effects of self-excitation/damping and shock transmission of Alfven waves on solar-energetic-particle (SEP) acceleration at a coronal-mass-ejection (CME) driven parallel shock. SEP-excited outward upstream waves speedily bootstrap acceleration. Shock transmission further raises the SEP-excited wave intensities at high wavenumbers but lowers them at low wavenumbers through wavenumber shift. Downstream, SEP excitation of inward waves and damping of outward waves tend to slow acceleration. Nevertheless, > 2000 km/s parallel shocks at approx. 3.5 solar radii can accelerate SEPs to 100 MeV in < 5 minutes.

Chee, Ng K.↗
NASA NTRS1990

Formation of slow shock pairs associated with coronal mass ejections

The formation of a forward-reverse slow shock pair in the solar corona is presently simulated by an MHD model that uses the Rankine-Hugoniot solution to calculate the flow-property jumps at all shock crossings. The shocks divide the solution-domain into several continuous flow regions whose respective governing characteristics are solved by the method of characteristics. The plasma impact compresses the plasma near the front of the coronal mass ejection (CME); as the CME-associated slow shock pair moves outwards in interplanetary space, it evolves into a pair of fast shocks. All three phenomena are eventually manifested in interplanetary space as a magnetic cloud accompanied by a fast shock pair, with a forward shock preceding the cloud and a reverse shock appearing either within or behind the cloud.

Whang, Y. V.↗
NASA NTRS1985

The Propagation of Solar Energetic Particles in Magnetic Channels

The existence of interplanetary flow systems produced by the entrainment of interplanetary transients, consisting of flare produced shocks, high speed solar wind streams and coronal mass ejection, has been established. This entrainment process produces enhanced regions of the interplanetary magnetic field that should be connected back to the solar corona. These compressed regions can provide a preferred magnetic channel for the propagation of solar cosmic rays. The characteristics of these events appear to be different from those previously reported by the NASA/University of New Hampshire team and the University of Chicago in their study of a large number of events in the region beyond 1 AU. These new events have a very flat energy spectra (with gamma = approx. 1.5) that frequently extend to energies above 100 MeV and have a significant enhancement of MeV electrons.

Mcdonald, F. B.↗
NASA NTRS1986

Observations of shock acceleration processes in the solar wind

Substantial evidence was accumulated over more than two decades that ion acceleration occurs at all collisionless shocks sampled directly in the solar system. The various shock waves in the heliosphere and the associated energetic particle phenomena are shown schematically. Three shocks have attracted considerable attention in recent years: corotating shocks due to the interaction of fast and slow solar wind streams during solar minimum, travelling interplanetary shocks due to coronal mass ejections, and planetary bow shocks. The signatures of these shocks and of their energetic particles are briefly reviewed. The most prominent theoretical models for shock acceleration are also reviewed. Recent observations at the earth's bow shock and at quasi-parallel interplanetary shocks are discussed in detail.

Scholer, M.↗
NASA NTRS1995

Large-scale structure of solar wind as observed on the Prognoz 7 satellite

Properties of different solar wind streams depend on the large scale structure of coronal magnetic field and dynamical phenomena in the solar atmosphere. We present average values and distributions of MHD parameters (density, velocity, temperature, fluxes of mass, momentum and energy, ratio of thermal and magnetic pressures, as well as helium abundance) as observed on board the Prognoz 7 satellite in the different types of the solar wind streams connected with solar corona structure and phenomena: (1) heliospheric current sheet, (2) streams from coronal holes, (3) streams from coronal streamers, (4) plasma disturbed by interplanetary shocks, and (5) coronal mass ejections. As for quasistationary streams of solar wind, maximum mass flux is recorded in the streams emanating from the coronal streamers while maximum thermal and kinetic energy fluxes are observed in the streams from the coronal holes. The momentum fluxes are equal in both types of streams. Maximum ratio of thermal and magnetic pressures is observed in heliospheric current sheet. The maximum helium abundance is observed in coronal mass ejection, it is higher in streams from coronal holes than in streams from streamers, and its dependences on density and mass flux are different in different types of the streams. Dynamics of alpha-particle velocity and temperature relative to protons in different streams is discussed.

Yermolaev, Yu. I.↗
NASA NTRS2002

Sources of Geomagnetic Activity during Nearly Three Solar Cycles (1972-2000)

We examine the contributions of the principal solar wind components (corotating highspeed streams, slow solar wind, and transient structures, i.e., interplanetary coronal mass ejections (CMEs), shocks, and postshock flows) to averages of the aa geomagnetic index and the interplanetary magnetic field (IMF) strength in 1972-2000 during nearly three solar cycles. A prime motivation is to understand the influence of solar cycle variations in solar wind structure on long-term (e.g., approximately annual) averages of these parameters. We show that high-speed streams account for approximately two-thirds of long-term aa averages at solar minimum, while at solar maximum, structures associated with transients make the largest contribution (approx. 50%), though contributions from streams and slow solar wind continue to be present. Similarly, high-speed streams are the principal contributor (approx. 55%) to solar minimum averages of the IMF, while transient-related structures are the leading contributor (approx. 40%) at solar maximum. These differences between solar maximum and minimum reflect the changing structure of the near-ecliptic solar wind during the solar cycle. For minimum periods, the Earth is embedded in high-speed streams approx. 55% of the time versus approx. 35% for slow solar wind and approx. 10% for CME-associated structures, while at solar maximum, typical percentages are as follows: high-speed streams approx. 35%, slow solar wind approx. 30%, and CME-associated approx. 35%. These compositions show little cycle-to-cycle variation, at least for the interval considered in this paper. Despite the change in the occurrences of different types of solar wind over the solar cycle (and less significant changes from cycle to cycle), overall, variations in the averages of the aa index and IMF closely follow those in corotating streams. Considering solar cycle averages, we show that high-speed streams account for approx. 44%, approx. 48%, and approx. 40% of the solar wind composition, aa, and the IMF strength, respectively, with corresponding figures of approx. 22%, approx. 32%, and approx. 25% for CME-related structures, and approx. 33%, approx. 19%, and approx. 33% for slow solar wind.

Richardson, I. G.↗