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NASA NTRS2014

Ground Level Enhancement in the 2014 January 6 Solar Energetic Particle Event

We present a study of the 2014 January 6 solar energetic particle event which produced a small ground level enhancement (GLE), making it the second GLE of this unusual solar cycle 24. This event was primarily observed by the South Pole neutron monitors (increase of approximately 2.5 percent) while a few other neutron monitors recorded smaller increases. The associated coronal mass ejection (CME) originated behind the western limb and had a speed of 1960 kilometers per second. The height of the CME at the start of the associated metric type II radio burst, which indicates the formation of a strong shock, was measured to be 1.61 solar radii using a direct image from STEREO-A/EUVI. The CME height at the time of the GLE particle release (determined using the South Pole neutron monitor data) was directly measured as 2.96 solar radii based on STEREO-A/COR1 white-light observations. These CME heights are consistent with those obtained for GLE71, the only other GLE of the current cycle, as well as cycle-23 GLEs derived using back-extrapolation. GLE72 is of special interest because it is one of only two GLEs of cycle 24, one of two behind-the-limb GLEs, and one of the two smallest GLEs of cycles 23 and 24.

ground level enhancement↗
NASA NTRS2012

Deflections of Fast Coronal Mass Ejections and the Properties of Associated Solar Energetic Particle Events

The onset times and peak intensities of solar energetic particle (SEP) events at Earth have long been thought to be influenced by the open magnetic fields of coronal holes (CHs). The original idea was that a CH lying between the solar SEP source region and the magnetic footpoint of the 1 AU observer would result in a delay in onset and/or a decrease in the peak intensity of that SEP event. Recently, Gopalswamy et al. showed that CHs near coronal mass ejection (CME) source regions can deflect fast CMEs from their expected trajectories in space, explaining the appearance of driverless shocks at 1 AU from CMEs ejected near solar central meridian (CM). This suggests that SEP events originating in CME-driven shocks may show variations attributable to CH deflections of the CME trajectories. Here, we use a CH magnetic force parameter to examine possible effects of CHs on the timing and intensities of 41 observed gradual E approx 20 MeV SEP events with CME source regions within 20 deg. of CM. We find no systematic CH effects on SEP event intensity profiles. Furthermore, we find no correlation between the CME leading-edge measured position angles and SEP event properties, suggesting that the widths of CME-driven shock sources of the SEPs are much larger than the CMEs. Independently of the SEP event properties, we do find evidence for significant CME deflections by CH fields in these events

coronal mass ejections (CMEs)↗
NASA NTRS2008

The Solar Energetic Particle Event of December 14, 2006

We report on observations of a solar energetic particle event by instruments on five different spacecraft: the Advanced Composition Explorer (ACE), STEREO A and B, WIND, and GOES II. The event began with a class X1.5 .soft x-ray flare in AR930 on December 14 at 22:15 UT. At this time the two STEREO spacecraft were located outside the Earth's magnetosphere and were heading for their first lunar swing-by on December 15. The x-ray event was located on the sun at W46, a longitude which is nominally well-connected magnetically to the Earth. An interplanetary shock, associated with an earlier X3.4 event on December 13 (also from AR930), passed the Earth on December 14 at approx.13:56 (time at ACE). The corresponding magnetic cloud arrived at approx.22 UT on December 14, close to the time of the onset of the particle event associated with the X1.5 flare, and extended until approx.08 UT on December 15. The intensity of approx.14 MeV protons at STEREO A shows three dips by factors of approx.10 or more during the early stages of this event while the spacecraft was within the magnetic cloud. Similar dips are seen for protons to at least 100 MeV. In principle, these dips could have been caused by changes in the magnetic field direction with respect to the particle telescope's field of view while viewing a beamed particle distribution. However, this possibility can be ruled out because the magnetic field at the spacecraft shows no evidence of such directional variations, and similar particle intensity dips were seen by instruments on other spacecraft in the near-Earth solar wind. We shall present evidence that the dips were actually associated with varying magnetic connection to the Sun within the magnetic cloud. These dips were not observed at GOES II, suggesting they were somehow smoothed out by passage into the magnetosphere.

vonRosenvinge, T. T.↗
NASA NTRS1983

Ionization states of helium in He-3-rich solar energetic particle events

Results of a systematic study of the ionic charge state of helium in the energy range 0.6-1.0 MeV/nucleon for He-3-rich solar energetic particle events during the time period August 1978 to October 1979 are reported. The data have been obtained with the Max-Planck-Institut/University of Maryland experiment on ISEE-3. Whereas for solar energetic particle events with no enrichment of He-3 relative to He-4 surprisingly large abundances of singly ionized helium have been reported recently, He-3-rich solar energetic particle events do not show significant abundances of He-3(+). This result is consistent with current theories explaining large compositional anomalies by mass per charge dependent selective heating of the minor ion species.

Klecker, B.↗
NASA NTRS2022

The First Gradual Solar Energetic Particle Event With an Enhanced He-3 Abundance on Solar Orbiter

The origin of 3 He abundance enhancements in gradual solar energetic particle (SEP) events remains largely unexplained. Two mechanisms have been suggested: the reacceleration of remnant flare material by coronal mass ejection (CME)-driven shocks in interplanetary space, and concomitant activity in the corona. We explore the first gradual SEP event with enhanced 3 He abundance that was observed by Solar Orbiter. The event started on 2020 November 24 and was associated with a relatively fast halo CME. During the event, the spacecraft was at 0.9 au from the Sun. The event-averaged 3 He/ 4 He abundance ratio is 24 times higher than the coronal or solar wind value, and the timing of the 3He intensity was similar to that of other species. We inspected available imaging, radio observations, and the spacecraft magnetic connection to the CME source. The most probable cause of the enhanced 3He abundance apparently are residual 3He ions remaining from a preceding long period of 3 He-rich SEPs on 2020 November 17–23.

Solar particle emission↗
NASA NTRS1985

Two classes of solar energetic particle events associated with impulsive and long duration soft X-ray flares

Solar energetic particle events observed in space have different properties depending on the class of associated flare. Impulsive flares, which occur low in the corona in regions of high energy density, are associated with particle events which are deficient in protons. These events are rarely associated with coronal mass ejections and interplanetary shocks. The vast majority of large, high energy proton events are associated with long duration flares, many of which are also associated with fast coronal mass ejections and strong interplanetary shocks. Such flare events originate relatively high in the corona.

Cane, H. V.↗
NASA NTRS2023

The 17 April 2021 Widespread Solar Energetic Particle Event

A complex and long-lasting solar eruption on 17 April 2021 produced a widespread solar energetic particle (SEP) event that was observed by five longitudinally well-separated observers in the inner heliosphere that covered distances to the Sun from 0.42 to 1 au: BepiColombo, Parker Solar Probe, Solar Orbiter, STEREO A, and near-Earth spacecraft. The event was the second widespread SEP event detected in solar cycle 25, and it produced relativistic electrons and protons. It was associated with a long-lasting solar hard X-ray flare that showed multiple hard X-ray peaks over a duration of one hour. The event was further accompanied by a medium-fast coronal mass ejection (CME) with a speed of 880 km s -1 that drove a shock, an extreme ultraviolet wave, and long-lasting and complex radio burst activity that showed four distinct type III burst groups over a period of 40 min. We aim to understand the reason for the wide spread of elevated SEP intensities in the inner heliosphere as well as identify the underlying source regions of the observed energetic electrons and protons. We applied a comprehensive multi-spacecraft analysis of remote-sensing observations and in situ measurements of the energetic particles and interplanetary context to attribute the SEP observations at the different locations to the various potential source regions at the Sun. We used an ENLIL simulation to characterize the complex interplanetary state and its role in the energetic particle transport. The magnetic connection between each spacecraft and the Sun was determined using ballistic backmapping in combination with potential field source surface extrapolations in the lower corona. Using also a reconstruction of the coronal shock front, we then determined the times when the shock establishes magnetic connections with the different observers. Radio observations were used to characterize the directivity of the four main injection episodes, which were then employed in a 2D SEP transport simulation to test the importance of these different injection episodes. A comprehensive timing analysis of the inferred solar injection times of the SEPs observed at each spacecraft suggests different source processes being important for the electron and proton events. Comparison among the characteristics and timing of the potential particle sources, such as the CME-driven shock or the flare, suggests a stronger shock contribution for the proton event and a more likely flare-related source for the electron event. In contrast to earlier studies on widespread SEP events, we find that in this event an important ingredient for the wide SEP spread was the wide longitudinal range of about 110 o covered by distinct SEP injections, which is also supported by our SEP transport modeling.

sun↗
NASA NTRS2017

A Hierarchical Relationship Between the Fluence Spectra and CME Kinematics in Large Solar Energetic Particle Events: A Radio Perspective

We report on further evidence that solar energetic particles are organized by the kinematic properties of coronal mass ejections (CMEs). In particular, we focus on the starting frequency of type II bursts, which is related to the distance from the Sun where the radio emission starts. We find that the three groups of solar energetic particle (SEP) events known to have distinct values of CME initial acceleration, also have distinct average starting frequencies of the associated type II bursts. SEP events with ground level enhancement (GLE) have the highest starting frequency (107 MHz), while those associated with filament eruption (FE) in quiescent regions have the lowest starting frequency (22 MHz); regular SEP events have intermediate starting frequency (81 MHz). Taking the onset time of type II bursts as the time of shock formation, we determine the shock formation heights measured from the Sun center. We find that the shocks form on average closest to the Sun (1.51 Rs) in GLE events, farthest from the Sun in FE SEP events (5.38 Rs), and at intermediate distances in regular SEP events (1.72 Rs). Finally, we present the results of a case study of a CME with high initial acceleration (approx.3 km s-2) and a type II radio burst with high starting frequency (approx. 200 MHz) but associated with a minor SEP event. We find that the relation between the fluence spectral index and CME initial acceleration continues to hold even for this minor SEP event.

Gopalswamy, N.↗
NASA NTRS2017

A Hierarchical Relationship Between the Fluence Spectra and CME Kinematics in Large Solar Energetic Particle Events: A Radio Perspective

We report on further evidence that solar energetic particles are organized by the kinematic properties of coronal mass ejections (CMEs). In particular, we focus on the starting frequency of type II bursts, which is related to the distance from the Sun where the radio emission starts. We find that the three groups of solar energetic particle (SEP) events known to have distinct values of CME initial acceleration, also have distinct average starting frequencies of the associated type II bursts. SEP events with ground level enhancement (GLE) have the highest starting frequency (107 MHz), while those associated with filament eruption (FE) in quiescent regions have the lowest starting frequency (22 MHz); regular SEP events have intermediate starting frequency (81 MHz). Taking the onset time of type II bursts as the time of shock formation, we determine the shock formation heights measured from the Sun center. We find that the shocks form on average closest to the Sun (1.51 Rs) in GLE events, farthest from the Sun in FE SEP events (5.38 Rs), and at intermediate distances in regular SEP events (1.72 Rs). Finally, we present the results of a case study of a CME with high initial acceleration (approx. 3 km s-2) and a type II radio burst with high starting frequency (~200 MHz) but associated with a minor SEP event. We find that the relation between the fluence spectral index and CME initial acceleration continues to hold even for this minor SEP event.

Gopalswamy, N.↗
NASA NTRS1983

Direct determination of the ionic charge distribution of heavy ions in Fe-rich solar energetic particle events

The first direct determination of the iron charge distribution in the energy range 0.3-1.0 MeV/nucleon during Fe-rich and He-3-rich solar energetic particle events is reported. The deterimination was made on the basis of ISEE-3 data for the event from August 1978 to October 1979. The enrichment of He-3 iron relative to oxygen was found to be directly correlated with the enrichment of He-3 to He-4. Average ion charge distributions were computed for: (1) He-3-rich periods which were also Fe-rich and had a He-3/He-4 ratio of 0.1 and (2) periods with a He-3/He-4 ratio of less than 0.1. It is found that the mean iron charge state for He-3-rich periods was in the range 19.5 (+ or - 1.5) and only 14 (+ or - 1) for the time periods with He-3/He-4 less than ratio of 0.1. The reduced data are found to be in good agreement with the theoretical predictions of Fisk (1978), suggesting a temperature in the source region above 5 million degrees K for Fe-rich and He-3-rich solar energetic particle events.

Klecker, B.↗
NASA NTRS2012

Forecasting the Solar Drivers of Solar Energetic Particle Events

Large flares and fast CMEs are the drivers of the most severe space weather including Solar Energetic Particle Events (SEP Events). Large flares and their co-produced CMEs are powered by the explosive release of free magnetic energy stored in non-potential magnetic fields of sunspot active regions. The free energy is stored in and released from the low-beta regime of the active region's magnetic field above the photosphere, in the chromosphere and low corona. From our work over the past decade and from similar work of several other groups, it is now well established that (1) a proxy of the free magnetic energy stored above the photosphere can be measured from photospheric magnetograms, maps of the measured field in the photosphere, and (2) an active region's rate of production of major CME/flare eruptions in the coming day or so is strongly correlated with its present measured value of the free-energy proxy. These results have led us to use the large database of SOHO/MDI full-disk magnetograms spanning Solar Cycle 23 to obtain empirical forecasting curves that from an active region's present measured value of the free-energy proxy give the active region's expected rates of production of major flares, CMEs, fast CMEs, and SEP Events in the coming day or so (Falconer et al 2011, Space Weather, 9, S04003). We will present these forecasting curves and demonstrate the accuracy of their forecasts. In addition, we will show that the forecasts for major flares and fast CMEs can be made significantly more accurate by taking into account not only the value of the free energy proxy but also the active region's recent productivity of major flares; specifically, whether the active region has produced a major flare (GOES class M or X) during the past 24 hours before the time of the measured magnetogram.

Falconer, David A.↗
NASA NTRS2022

Modeling the East-West Asymmetry of Energetic Particle Fluence in Large Solar Energetic Particle Events Using the iPATH Model

It has been noted that in large solar energetic particle (SEP) events, the peak intensities show an East-West asymmetry with respect to the source flare locations. Using the 2D improved Particle Acceleration and Transport in the Heliosphere (iPATH) model, we investigate the origin of this longitudinal trend. We consider multiple cases with different solar wind speeds and eruption speeds of the coronal mass ejections (CMEs) and fit the longitudinal distributions of time-averaged fluence by symmetric/asymmetric Gaussian functions with three time intervals of 8, 24 and 48 hr after the flare onset time respectively. The simulation results are compared with a statistical study of three-spacecraft events. We suggest that the East-West asymmetry of SEP fluence and peak intensity can be primarily caused the combined effect of an extended shock acceleration process and the evolution of magnetic field connection to the shock front. Our simulations show that the solar wind speed and the CME speed are important factors determining the East-West fluence asymmetry.

Zheyi Ding↗
NASA NTRS2018

Shock Connectivity and the Late Cycle 24 Solar Energetic Particle Events in July and September 2017

As solar activity steadily declined toward the cycle 24 minimum in the early months of 2017, the expectation for major solar energetic particle (SEP) events diminished with the sunspot number. It was thus surprising (though not unprecedented) when a new, potentially significant active region rotated around the East limb in early July that by midmonth was producing a series of coronal eruptions, reaching a crescendo around 23 July. This series, apparently associated with the birth of a growing pseudostreamer, produced the largest SEP event(s) seen since the solar maximum years. Activity abated with the decay of the active region, but a second episode of magnetic flux emergence in the same area in early September initiated a new round of eruptions. The western longitude of the erupting region, together with its similar coronal setting in both cases, resulted in a set of nearly homologous multipoint SEP event periods at Earth, Solar TErrestrial RElations Observatory-A and Mars (Mars Atmosphere and Volatile EvolutioN) for July and September 2017. We use a combination of WSA-ENLIL-cone heliospheric simulation results, together with SEPMOD SEP event modeling, to illustrate how the event similarities at the three observer sites can be understood from their relative positions and their connectivities to the generated interplanetary shocks.

Luhmann, J. G.↗
NASA NTRS2023

Simulation of the Solar Energetic Particle Event on 2020 May 29 Observed by Parker Solar Probe

This paper presents a stochastic three-dimensional focused transport simulation of solar energetic particles (SEPs) produced by a data-driven coronal mass ejection (CME) shock propagating through a data-driven model of coronal and heliospheric magnetic fields. The injection of SEPs at the CME shock is treated using diffusive shock acceleration of post-shock suprathermal solar wind ions. A time-backward stochastic simulation is employed to solve the transport equation to obtain the SEP time–intensity profile at any location, energy, and pitch angle. The model is applied to a SEP event on 2020 May 29, observed by STEREO-A close to ∼1 au and by Parker Solar Probe (PSP) when it was about 0.33 au away from the Sun. The SEP event was associated with a very slow CME with a plane-of-sky speed of 337 km s −1 at a height below 6 RS as reported in the SOHO/LASCO CME catalog. We compute the time profiles of particle flux at PSP and STEREO-A locations, and estimate both the spectral index of the proton energy spectrum for energies between ∼2 and 16 MeV and the equivalent path length of the magnetic field lines experienced by the first arriving SEPs. We find that the simulation results are well correlated with observations. The SEP event could be explained by the acceleration of particles by a weak CME shock in the low solar corona that is not magnetically connected to the observers.

Solar energetic particles↗
NASA NTRS2014

Approaching Solar Maximum 24 with Stereo-Multipoint Observations of Solar Energetic Particle Events

Since the beginning of the Solar Terrestrial Relations Observatory (STEREO) mission at the end of 2006, the two spacecraft have now separated by more than 130◦ degrees from the Earth. A 360-degree view of the Sun has been possible since February 2011, providing multipoint in situ and remote sensing observations of unprecedented quality. Combining STEREO observations with near-Earth measurements allows the study of solar energetic particle (SEP) events over a wide longitudinal range with minimal radial gradient effects. This contribution provides an overview of recent results obtained by the STEREO/IMPACT team in combination with observations by the ACE and SOHO spacecraft. We focus especially on multi-spacecraft investigations of SEP events. The large longitudinal spread of electron and 3He-rich events as well as unusual anisotropies will be presented and discussed.

observations↗
NASA NTRS2009

The Near-Earth Distribution of Fe/O for Solar Energetic Particle Events: Is It Bimodal?

Pallavicini et al. (1977) suggested that there are two separate classes of solar soft X-ray events, impulsive and gradual. Cane et al. (1986) suggested that there might be two corresponding classes of Solar Energetic Particle (SEP) events. For both soft X-ray events and for SEP events, the fundamental question was whether there were two distinct classes of events or, alternatively, whether there was a continuum of event types with impulsive and gradual events at opposite ends of the distribution. Reames (1988) published results showing a bimodal distribution of Fe/O, which clearly suggested that there really are two distinct event types. Reames (2002) went further and suggested that impulsive events and gradual events were caused by two different types of solar events at the Sun corresponding to two different magnetic topologies. The energetic particles seen near earth from the two different event classes were considered to be accelerated in solar flares for impulsive events and by CME-driven shocks for gradual events. The Advanced Composition Explorer (ACE) spacecraft was launched in 1997 and has made observations of SEP events over the most recent solar activity cycle. We will examine data from the SIS and ULEIS instruments on ACE to see if the bimodal distribution of Fe/O is also evident in that data.

vonRosenvinge, Tycho↗