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Quantifying uncertainties and correlations in the nuclear-matter equation of state

We perform statistically rigorous uncertainty quantification (UQ) for chiral effective field theory (χ EFT) applied to infinite nuclear matter up to twice nuclear saturation density. The equation of state (EOS) is based on high-order many-body perturbation theory calculations with nucleon-nucleon and three-nucleon interactions up to fourth order in the χ EFT expansion. From these calculations our newly developed Bayesian machine-learning approach extracts the size and smoothness properties of the correlated EFT truncation error. Furthermore, we then propose a novel extension that uses multitask machine learning to reveal correlations between the EOS at different proton fractions. The inferred in-medium χ EFT breakdown scale in pure neutron matter and symmetric nuclear matter is consistent with that from free-space nucleon-nucleon scattering. These significant advances allow us to provide posterior distributions for the nuclear saturation point and propagate theoretical uncertainties to derived quantities: the pressure and incompressibility of symmetric nuclear matter, the nuclear symmetry energy, and its derivative. Our results, which are validated by statistical diagnostics, demonstrate that an understanding of truncation-error correlations between different densities and different observables is crucial for reliable UQ. The methods developed here are publicly available as annotated Jupyter notebooks.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Direct inference of nuclear equation-of-state parameters from gravitational-wave observations

The observation of neutron star mergers with gravitational waves (GWs) has provided a new method to constrain the dense-matter equation of state (EOS) and to better understand its nuclear physics. However, inferring nuclear microphysics from GW observations necessitates the sampling of EOS model parameters that serve as input for each EOS used during the GW data analysis. The sampling of the EOS parameters requires solving the Tolman–Oppenheimer–Volkoff (TOV) equations a large number of times—a process that slows down each likelihood evaluation in the analysis on the order of a few seconds. Here, we employ emulators for the TOV equations built using multilayer perceptron neural networks to enable direct inference of nuclear EOS parameters from GW strain data. Our emulators allow us to rapidly solve the TOV equations, taking in EOS parameters and outputting the associated tidal deformability of a neutron star in only a few tens of milliseconds. We implement these emulators in PyCBC to directly infer the EOS parameters using the event GW170817, providing posteriors on these parameters informed solely by GWs. We benchmark these runs against analyses performed using the full TOV solver and find that the emulators achieve speed ups of nearly two orders of magnitude, with negligible differences in the recovered posteriors. Additionally, we constrain the slope and curvature of the symmetry energy at the 90% upper credible interval to be $L$ sym ≲ 106 MeV and $K$ sym ≲ 26 MeV.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Neutron Stars and the Nuclear Matter Equation of State

Neutron stars provide a window into the properties of dense nuclear matter. Several recent observational and theoretical developments provide powerful constraints on their structure and internal composition. Among these are the first observed binary neutron star merger, GW170817, whose gravitational radiation was accompanied by electromagnetic radiation from a short γ-ray burst and an optical afterglow believed to be due to the radioactive decay of newly minted heavy r-process nuclei. These observations give important constraints on the radii of typical neutron stars and on the upper limit to the neutron star maximum mass and complement recent pulsar observations that established a lower limit. Pulse-profile observations by the Neutron Star Interior Composition Explorer (NICER) X-ray telescope provide an independent, consistent measure of the neutron star radius. Theoretical many-body studies of neutron matter reinforce these estimates of neutron star radii. Studies using parameterized dense matter equations of state (EOSs) reveal several EOS-independent relations connecting global neutron star properties.

Physics↗

Skyrme-Hartree-Fock-Bogoliubov mass models on a 3D mesh: III. From atomic nuclei to neutron stars

Here, we present BSkG3, the latest entry in the Brussels-Skyrme-on-a-grid series of large-scale models of nuclear structure based on an energy density functional. Compared to its predecessors, the new model offers a more realistic description of nucleonic matter at the extreme densities relevant to neutron stars. This achievement is made possible by incorporating a constraint on the infinite nuclear matter properties at high densities in the parameter adjustment, ensuring in this way that the predictions of BSkG3 for the nuclear Equation of State are compatible with the observational evidence for heavy pulsars with M > 2M ⊙ . Instead of the usual phenomenological pairing terms, we also employ a more microscopically founded treatment of nucleon pairing, resulting in extrapolations to high densities that are in line with the predictions of advanced many-body methods and are hence more suited to the study of superfluidity in neutron stars. By adopting an extended form of the Skyrme functional, we are able to reconcile the description of matter at high densities and at saturation density: the new model further refines the description of atomic nuclei offered by its predecessors. A qualitative improvement is our inclusion of ground state reflection asymmetry, in addition to the spontaneous breaking of rotational, axial, and time-reversal symmetry. Quantitatively, the model offers lowered root-mean-square deviations on 2457 masses (0.631 MeV), 810 charge radii (0.0237 fm) and an unmatched accuracy with respect to 45 primary fission barriers of actinide nuclei (0.33 MeV). Reconciling the complexity of neutron stars with those of atomic nuclei establishes BSkG3 as a tool of choice for applications to nuclear structure, the nuclear equation of state and nuclear astrophysics in general.

Physics↗

Motivations for early high-profile FRIB experiments

This white paper is the result of a collaboration by many of those that attended a workshop at the facility for rare isotope beams (FRIB), organized by the FRIB Theory Alliance (FRIB-TA), on ‘Theoretical Justifications and Motivations for Early High-Profile FRIB Experiments’. It covers a wide range of topics related to the science that will be explored at FRIB. After a brief introduction, the sections address: section 2: Overview of theoretical methods, section 3: Experimental capabilities, section 4: Structure, section 5: Near-threshold Physics, section 6: Reaction mechanisms, section 7: Nuclear equations of state, section 8: Nuclear astrophysics, section 9: Fundamental symmetries, and section 10: Experimental design and uncertainty quantification.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Reexamining the relation between the binding energy of finite nuclei and the equation of state of infinite nuclear matter

The energy density is calculated in coordinate space for 12 C, 40 Ca, 48 Ca, and 208 Pb using a dispersive optical model constrained by all relevant data including the corresponding energy of the ground state. The energy density of 8 Be is also calculated using the Green’s function Monte-Carlo method employing the Argonne/Urbana two and three-body interactions. The nuclear interior minimally contributes to the total binding energy due to the 4πr 2 phase space factor. Thus, the volume contribution to the energy in the interior is not well constrained. The dispersive-optical-model energy densities are in good agreement with ab initio self-consistent Green’s function calculations of infinite nuclear matter restricted to treat only short-range and tensor correlations. These results call into question the degree to which the equation of state for nuclear matter is constrained by the empirical mass formula. In particular, the results in this work indicate that saturated nuclear matter does not require the canonical value of 16 MeV binding per particle but only about 13-14 MeV when the interior of 208 Pb is considered.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Equation of State Constraints from Nuclear Physics, Neutron Star Masses, and Future Moment of Inertia Measurements

We explore constraints on the equation of state (EOS) of neutron-rich matter based on microscopic calculations up to nuclear densities and observations of neutron stars. In a previous work we showed that predictions based on modern nuclear interactions derived within chiral effective field theory and the observation of two-solar-mass neutron stars result in a robust uncertainty range for neutron star radii and the EOS over a wide range of densities. In this work we extend this study, employing both the piecewise polytrope extension from Hebeler et al. as well as the speed of sound model of Greif et al., and show that moment of inertia measurements of neutron stars can significantly improve the constraints on the EOS and neutron star radii.

79 ASTRONOMY AND ASTROPHYSICS↗

Gaussian-process generative model for the QCD equation of state

We develop a generative model for the nuclear matter equation of state at zero net baryon density using the Gaussian process regression method. We impose first-principles theoretical constraints from lattice quantum chromodynamics and hadron resonance gas at high- and low-temperature regions, respectively. By allowing the trained Gaussian process regression model to vary freely near the phase transition region, we generate random smooth crossover equations of state with different speeds of sound that do not rely on specific parametrizations. Here, we explore a collection of experimental observable dependencies on the generated equations of state, which paves the groundwork for future Bayesian inference studies to use experimental measurements from relativistic heavy-ion collisions to constrain the nuclear matter equation of state.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Constraints on the nuclear symmetry energy from asymmetric-matter calculations with chiral 𝑁⁢𝑁 and 3⁢𝑁 interactions

The nuclear symmetry energy is a key quantity in nuclear (astro)physics. It describes the isospin dependence of the nuclear equation of state, which is commonly assumed to be almost quadratic. Here, in this work, we confront this standard quadratic expansion of the equation of state with explicit asymmetric nuclear-matter calculations based on a set of commonly used Hamiltonians including two- and three-nucleon forces derived from chiral effective-field theory. We study, in particular, the importance of nonquadratic contributions to the symmetry energy, including the nonanalytic logarithmic term introduced by Kaiser [Phys. Rev. C 91, 065201 (2015)]. Our results suggest that the nonquadratic contribution to the symmetry energy can be systematically determined from the various Hamiltonians employed, and we obtain 0.74$^{+0.11}_{−0.08}$ MeV (or −1.02$^{+0.11}_{−0.08}$ MeV for the potential term with the effective-mass contribution) at nuclear saturation density, while the logarithmic contribution to the symmetry energy is relatively small and model-dependent. We also employ the meta-model approach to study the impact of the higher-order contributions on the neutron-star crust-core transition density, and find a 5% correction.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Investigating the time dependence of neutron-proton equilibration using molecular dynamics simulations

Neutron-proton equilibration has previously been studied experimentally in dynamically deformed nuclei in heavy ion collisions [Phys. Rev. Lett. 118, 062501 (2017); Phys. Rev. C 95, 044604 (2017)] using the NIMROD detector array at the Cyclotron Institute at Texas A&M University. Results indicated the composition of the two heaviest fragments originating from the excited projectile-like fragment evolved exponential with respect to their orientation angle to be more similar. Constrained Molecular Dynamics and Antisymmetrized Molecular Dynamics simulations were performed for different formulations of the density dependence of the asymmetry energy term of the nuclear equation of state. The simulations are compared to experimental results, which indicate a better agreement with a softer interaction in the nuclear equation of state.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Nuclear and hybrid equations of state in light of the low-mass compact star in HESS J1731-347

Here, we sample over 500 relativistic mean-field theories constrained by chiral effective-field theory and properties of isospin-symmetric nuclear matter and test them against known stellar structure constraints. This includes a recent mass and radius measurement of a compact object in supernova remnant HESS J1731-347, with an unusually low mass of M = 0.77$^{+0.20}_{–0.17}$M ⊙ and a compact radius of R = 10.4$^{+0.86}_{–0.78}$ km. We show that none of the sampled nuclear models meet all constraints at the 68% credibility level, but that hybrid equations of state with a quark-matter inner core and nuclear outer core easily can. This indicates a tension between astrophysical constraints and low-energy nuclear theory.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Reply to “Comment on ‘Reexamining the relation between the binding energy of finite nuclei and the equation of state of infinite nuclear matter' ”

In their comment to our paper [1], Bertsch and Stroberg [2] provide three criticisms. Two of these concern the interpretation of our dispersive optical model (DOM) results and their relation to the liquid drop model (LDM) parameters. The third criticism focuses on the potential systematic uncertainties on our DOM results associated with missing three-body contributions. Before addressing these critiques, we want to state that the key message of our paper remains whether or not the DOM results agree with the LDM predictions in the nuclear interior. Here, the key point is that the standard determination of the saturation energy from the LDM is not ideal since the total binding energy has a minimal contribution from the core of the nucleus as pointed out in Figs. 1–3 of our paper.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

Empirical radius formulas for canonical neutron stars from bidirectionally selecting features of equations of state in extended Bayesian analyses of observational data

Significant advancement in Bayesian inference of nuclear equation of state (EOS) from gravitational wave and x-ray observations of neutron stars (NSs) has been made by the nuclear astrophysics community especially since GW170817. By extending the traditional Bayesian analysis which normally ends at presenting the marginalized posterior probability distribution functions (PDFs) of individual EOS parameters and their correlations (or sometimes only the Pearson correlation coefficients which are only reliably useful when the variables are linearly correlated while they are actually often not), we search for a data-driven and robust empirical formula for the radius 𝑅 1.4 of canonical NSs in terms of the characteristic EOS parameters (features). We also identify the single most important but currently poorly known EOS parameter for determining the 𝑅 1.4 . Using three regression-model-building methodologies: bidirectional stepwise feature selection, least absolute shrinkage selection operator (LASSO) regression, and neural network regression on a large set of posterior EOSs and the corresponding 𝑅 1.4 values inferred from earlier comprehensive Bayesian analyses of NS observational data, we systematically and rigorously develop the most probable 𝑅 1.4 formulas with varying statistical accuracy and technical complexity. Here, the most important EOS parameters for determining 𝑅 1.4 are found consistently in each of the feature selection processes to be (in order of decreasing importance): curvature 𝐾 sym , slope 𝐿, skewness 𝐽 sym of nuclear symmetry energy, skewness 𝐽 0 , incompressibility 𝐾 0 of symmetric nuclear matter, and the magnitude 𝐸 sym ⁡(𝜌 0 ) of symmetry energy at the saturation density 𝜌 0 of nuclear matter.

Bayesian methods↗

Assessing equation of state-independent relations for neutron stars with nonparametric models

Relations between neutron star properties that do not depend on the nuclear equation of state offer insights on neutron star physics and have practical applications in data analysis. Such relations are obtained by fitting to a range of phenomenological or nuclear physics equation of state models, each of which may have varying degrees of accuracy. In this study we revisit commonly used relations and reassess them with a very flexible set of phenomenological nonparametric equation of state models that are based on Gaussian processes. Our models correspond to two sets: equations of state which mimic hadronic models, and equations of state with rapidly changing behavior that resemble phase transitions. Here we quantify the accuracy of relations under both sets and discuss their applicability with respect to expected upcoming statistical uncertainties of astrophysical observations. We further propose a goodness-of-fit metric which provides an estimate for the systematic error introduced by using the relation to model a certain equation-of-state set. Overall, the nonparametric distribution is more poorly fit with existing relations, with the I–Love–Q relations retaining the highest degree of universality. Fits degrade for relations involving the tidal deformability, such as the binary-Love and compactness-Love relations, and when introducing phase transition phenomenology. For most relations, systematic errors are comparable to current statistical uncertainties under the nonparametric equation of state distributions.

79 ASTRONOMY AND ASTROPHYSICS↗

Application of machine learning in the determination of impact parameter in the 132 Sn+ 124 Sn system

Here, 132 Sn + 124 Sn collisions at a beam energy of 270 MeV/nucleon were performed at the Radioactive Isotope Beam Factory (RIBF) in RIKEN to investigate the nuclear equation of state. Reconstructing the impact parameter is one of the important tasks in the experiment as it relates to many observable. In this work, we employ three commonly used algorithms in machine learning, the artificial neural network (ANN), the convolutional neural network (CNN), and the light gradient boosting machine (LightGBM), to determine the impact parameter by analyzing either the charged particle spectra or several features simulated with events from the ultrarelativistic quantum molecular dynamics (UrQMD) model. To closely imitate experimental data and investigate the generalizability of the trained machine learning algorithms, incompressibility of nuclear equation of state and the in-medium nucleon-nucleon cross sections are varied in the UrQMD model to generate the training data. The mean absolute error Δb between the true and the predicted impact parameter is smaller than 0.45 fm if training and testing sets are sampled from the UrQMD model with the same parameter set. However, if training and testing sets are sampled with different parameter sets, Δb would increase to 0.8 fm. The generalizability of the trained machine learning algorithms suggests that these machine learning algorithms can be used reliably to reconstruct the impact parameter in experiment.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗