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DOE OSTI2022

Sachdev-Ye-Kitaev models and beyond: Window into non-Fermi liquids

In this work is a review of the Sachdev-Ye-Kitaev (SYK) model of compressible quantum many-body systems without quasiparticle excitations, and its connections to various theoretical studies of non-Fermi liquids in condensed matter physics. The review is placed in the context of numerous experimental observations on correlated electron materials. Strong correlations in metals are often associated with their proximity to a Mott transition to an insulator created by the local Coulomb repulsion between the electrons. The phase diagrams of a number of models of such a local electronic correlation are explored, employing a dynamical mean-field theory in the presence of random spin exchange interactions. Numerical analyses and analytical solutions, using renormalization group methods and expansions in large spin degeneracy, lead to critical regions that display SYK physics. The models studied include the single-band Hubbard model, the t–J model, and the two-band Kondo-Heisenberg model in the presence of random spin exchange interactions. Also examined are non-Fermi liquids obtained by considering each SYK model with random four-fermion interactions to be a multiorbital atom, with the SYK atoms arranged in an infinite lattice. Connections are made to theories of sharp Fermi surfaces without any low-energy quasiparticles in the absence of spatial disorder, obtained by coupling a Fermi liquid to a gapless boson; a systematic large-N theory of such a critical Fermi surface, with SYK characteristics, is obtained by averaging over an ensemble of theories with random boson-fermion couplings. Finally, an overview of the links between the SYK model and quantum gravity is presented, and the review ends with an outlook on open questions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

Approximate Quantum Codes From Long Wormholes

We discuss families of approximate quantum error correcting codes which arise as the nearly-degenerate ground states of certain quantum many-body Hamiltonians composed of non-commuting terms. For exact codes, the conditions for error correction can be formulated in terms of the vanishing of a two-sided mutual information in a low-temperature thermofield double state. We consider a notion of distance for approximate codes obtained by demanding that this mutual information instead be small, and we evaluate this mutual information for the SYK model and for a family of low-rank SYK models. After an extrapolation to nearly zero temperature, we find that both kinds of models produce fermionic codes with constant rate as the number, N , of fermions goes to infinity. For SYK, the distance scales as N 1 / 2 , and for low-rank SYK, the distance can be arbitrarily close to linear scaling, e.g. N .99 , while maintaining a constant rate. We also consider an analog of the no low-energy trivial states property which we dub the no low-energy adiabatically accessible states property and show that these models do have low-energy states that can be prepared adiabatically in a time that does not scale with system size N . We discuss a holographic model of these codes in which the large code distance is a consequence of the emergence of a long wormhole geometry in a simple model of quantum gravity.

Physics↗
DOE OSTI2021

Emergent unitarity in de Sitter from matrix integrals

We study Jackiw-Teitelboim gravity with positive cosmological constant as a model for de Sitter quantum gravity. We focus on the quantum mechanics of the model at past and future infinity. There is a Hilbert space of asymptotic states and an infinite-time evolution operator between the far past and far future. This evolution is not unitary, although we find that it acts unitarily on a subspace up to non-perturbative corrections. These corrections come from processes which involve changes in the spatial topology, including the nucleation of baby universes. There is significant evidence that this 1+1 dimensional model is dual to a 0+0 dimensional matrix integral in the double-scaled limit. So the bulk quantum mechanics, including the Hilbert space and approximately unitary evolution, emerge from a classical integral. We find that this emergence is a robust consequence of the level repulsion of eigenvalues along with the double scaling limit, and so is rather universal in random matrix theory.

2D gravity↗
DOE OSTI2024

A convergent genus expansion for the plateau

We conjecture a formula for the spectral form factor of a double-scaled matrix integral in the limit of large time, large density of states, and fixed temperature. The formula has a genus expansion with a nonzero radius of convergence. To understand the origin of this series, we compare to the semiclassical theory of “encounters” in periodic orbits. In Jackiw-Teitelboim (JT) gravity, encounters correspond to portions of the moduli space integral that mutually cancel (in the orientable case) but individually grow at low energies. At genus one we show how the full moduli space integral resolves the low energy region and gives a finite nonzero answer.

2D Gravity↗
DOE OSTI2022

The central dogma and cosmological horizons

The central dogma of black hole physics – which says that from the outside a black hole can be described in terms of a quantum system with exp(Area/4G N ) states evolving unitarily – has recently been supported by computations indicating that the interior of the black hole is encoded in the Hawking radiation of the exterior. In this paper, we probe whether such a dogma for cosmological horizons has any support from similar computations. The fact that the de Sitter bifurcation surface is a minimax surface (instead of a maximin surface) causes problems with this interpretation when trying to import calculations analogous to the AdS case. This suggests anchoring extremal surfaces to the horizon itself, where we formulate a two-sided extremization prescription and find answers consistent with general expectations for a quantum theory of de Sitter space: vanishing total entropy, an entropy of A/4G N when restricting to a single static patch, an entropy of a subregion of the horizon which grows as the region size grows until an island-like transition at half the horizon size when the entanglement wedge becomes the entire static patch interior, and a de Sitter version of the Hartman-Maldacena transition.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Entanglement in De Sitter space

This paper expands on two recent proposals and, for generalizing the Ryu-Takayanagi and Hubeny-Rangamani-Takayanagi formulas to de Sitter space. The proposals (called the monolayer and bilayer proposals) are similar; both replace the boundary of AdS by the boundaries of static-patches — in other words event horizons. After stating the rules for each, we apply them to a number of cases and show that they yield results expected on other grounds. The monolayer and bilayer proposals often give the same results, but in one particular situation they disagree. To definitively decide between them we need to understand more about the nature of the thermodynamic limit of holographic systems.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Entanglement island, miracle operators and the firewall

In this paper, we obtain some general results on information retrieval from the black hole interior, based on the recent progress on quantum extremal surface formula and entanglement island. We study an AdS black hole coupled to a bath with generic dynamics, and ask whether it is possible to retrieve information about a small perturbation in the interior from the bath system. We show that the one-norm distance between two reduced states in a bath region A is equal to the same quantity in the bulk quantum field theory for region AI where I is the entanglement island of A. This is a straightforward generalization of bulk-boundary correspondence in AdS/CFT. However, we show that a contradiction arises if we apply this result to a special situation when the bath dynamics includes a unitary operation that carries a particular measurement to a region A and send the result to another region W. Physically, the contradiction arises between transferability of classical information during the measurement, and non-transferability of quantum information which determines the entanglement island. We propose that the resolution of the contradiction is to realize that the state reconstruction formula does not apply to the special situation involving interior-information-retrieving measurements. This implies that the assumption of smooth replica AdS geometry with boundary condition set by the flat space bath has to break down when the particular measurement operator is applied to the bath. Using replica trick, we introduce an explicitly construction of such operator, which we name as “miracle operators”. From this construction we see that the smooth replica geometry assumption breaks down because we have to introduce extra replica wormholes connecting with the “simulated blackholes” introduced by the miracle operator. We study the implication of miracle operators in understanding the firewall paradox.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2025

On the Quantum Mechanics of Entropic Forces

It was conjectured 30 years ago that gravity could arise from the entropic rearrangement of information. We offer a set of microscopic quantum models which realize this idea in detail. In particular, we suggest a simple mechanism by which Newton’s law of gravity arises from extremization of the free energy of a collection of qubits or oscillators, rather than from the exchange of virtual quanta of a fundamental field. We give both a local and a nonlocal version of the construction and show how to distinguish a range of these entropic models from ordinary perturbative quantum gravity using existing observations and near-term experiments.

quantum fluctuations↗
DOE OSTI2020

Holography and unitarity

If holography is an equivalence between quantum theories, one might expect it to be described by a map that is a bijective isometry between bulk and boundary Hilbert spaces, preserving the hamiltonian and symmetries. Holography has been believed to be a property of gravitational (or string) theories, but not of non-gravitational theories; specifically Marolf has argued that it originates from the gauge symmetries and constraints of gravity. These observations suggest study of the assumed holographic map as a function of the gravitational coupling G . The zero coupling limit gives ordinary quantum field theory, and is therefore not necessarily expected to be holographic. This, and the structure of gravity at non-zero G , raises important questions about the full map. In particular, construction of a holographic map appears to require as input a solution of the nonperturbative analog of the bulk gravitational constraints, that is, the unitary bulk evolution. Moreover, examination of the candidate boundary algebra, including the boundary hamiltonian, reveals commutators that don’t close in the usual fashion expected for a boundary theory.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Size of bulk fermions in the SYK model

The study of quantum gravity in the form of the holographic duality has uncovered and motivated the detailed investigation of various diagnostics of quantum chaos. One such measure is the operator size distribution, which characterizes the size of the support region of an operator and its evolution under Heisenberg evolution. In this work, we examine the role of the operator size distribution in holographic duality for the Sachdev-Ye-Kitaev (SYK) model. Using an explicit construction of AdS 2 bulk fermion operators in a putative dual of the low temperature SYK model, we study the operator size distribution of the boundary and bulk fermions. Our result provides a direct derivation of the relationship between (effective) operator size of both the boundary and bulk fermions and bulk SL(2;$\mathbb{R}$) generators.

2D gravity↗
DOE OSTI2022

Conformal wavefunctions for graviton amplitudes

The extended-BMS algebra of asymptotically flat spacetime contains an SO(3, 1) subgroup that acts by conformal transformations on the celestial sphere. It is of interest to study the representations of this subgroup associated with gravitons. To reduce the equation of motion to a Schrodinger-like equation it is necessary to impose a non-covariant gauge condition. Using these solutions, leading-order gauge invariant Weyl scalars are then computed and decomposed into families of unitary principal series representations. An invertible holographic mapping is constructed between these unitary principal series operators and massless spin-2 perturbations of flat spacetime.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Wormholes, branes and finite matrices in sine dilaton gravity

We compute the double trumpet in sine dilaton gravity via WdW quantization. The wormhole size is discretized. The wormhole amplitude matches the spectral correlation of a finite-cut matrix integral, where matrices have large but finite dimensions. This strongly suggests an identification of the sine dilaton gravity theory with the q-deformed JT gravity matrix integral. At the very least, it captures all universal content of that matrix model. The disk decomposes into the physical (gauge invariant) solutions of the WdW equation, which are trumpets with discrete sizes. This decomposition modifies the usual no-boundary wavefunction to a normalizable one in sine dilaton gravity.

2D Gravity↗
DOE OSTI2022

Holographic measurement and bulk teleportation

Holography has taught us that spacetime is emergent and its properties depend on the entanglement structure of the dual theory. In this paper, we describe how changes in the entanglement due to a local projective measurement (LPM) on a subregion A of the boundary theory modify the bulk dual spacetime. We find that LPMs destroy portions of the bulk geometry, yielding post-measurement bulk spacetimes dual to the complementary unmeasured region A c that are cut off by end-of-the-world branes. Using a bulk calculation in AdS 3 and tensor network models of holography (in particular, the HaPPY code and random tensor networks), we show that the portions of the bulk geometry that are preserved after the measurement depend on the size of A and the state we project onto. The post-measurement bulk dual to A c includes regions that were originally part of the entanglement wedge of A prior to measurement. This suggests that LPMs performed on a boundary subregion A teleport part of the bulk information originally encoded in A into the complementary region A c . In semiclassical holography an arbitrary amount of bulk information can be teleported in this way, while in tensor network models the teleported information is upper-bounded by the amount of entanglement shared between A and A c due to finite-N effects. When A is the union of two disjoint subregions, the measurement triggers an entangled/disentangled phase transition between the remaining two unmeasured subregions, corresponding to a connected/disconnected phase transition in the bulk description. Our results shed new light on the effects of measurement on the entanglement structure of holographic theories and give insight on how bulk information can be manipulated from the boundary theory. They could also represent a first step towards a holographic description of measurement-induced phase transitions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Non-isometry, state dependence and holography

We establish an equivalence between non-isometry of quantum codes and state dependence of operator reconstruction, and discuss implications of this equivalence for holographic duality. Specifically, we define quantitative measures of non-isometry and state dependence and describe bounds relating these quantities. In the context of holography we show that, assuming known gravitational path integral results for overlaps between semiclassical states, non-isometric bulk-to-boundary maps with a trivial kernel are approximately isometric and bulk reconstruction approximately state-independent. In contrast, non-isometric maps with a non-empty kernel always lead to state-dependent reconstruction. We also show that if a global bulk-to-boundary map is non-isometric, then there exists a region in the bulk which is causally disconnected from the boundary. Finally, we conjecture that, under certain physical assumptions for the definition of the Hilbert space of effective field theory in AdS space, the presence of a global horizon implies a non-isometric global bulk-to-boundary map.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Causality constraints on corrections to Einstein gravity

We study constraints from causality and unitarity on 2 → 2 graviton scattering in four-dimensional weakly-coupled effective field theories. Together, causality and unitarity imply dispersion relations that connect low-energy observables to high-energy data. Using such dispersion relations, we derive two-sided bounds on gravitational Wilson coefficients in terms of the mass M of new higher-spin states. Our bounds imply that gravitational interactions must shut off uniformly in the limit G → 0, and prove the scaling with M expected from dimensional analysis (up to an infrared logarithm). We speculate that causality, together with the non-observation of gravitationally-coupled higher spin states at colliders, severely restricts modifications to Einstein gravity that could be probed by experiments in the near future.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Hollow-grams: generalized entanglement wedges from the gravitational path integral

Recently, Bousso and Penington (BP) made a proposal for the entanglement wedge associated to a gravitating bulk region. In this paper, we derive this proposal in time-reflection symmetric settings using the gravitational path integral. To do this, we exploit the connection between random tensor networks (RTNs) and fixed-geometry states in gravity. We define the entropy of a bulk region in an RTN by removing tensors in that region and computing the entropy of the open legs thus generated in the “hollowed” RTN. We thus derive the BP proposal for RTNs and hence, also for fixed-geometry states in gravity. By then expressing a general holographic state as a superposition over fixed-geometry states and using a diagonal approximation, we provide a general gravitational path integral derivation of the BP proposal. We demonstrate that the saddles computing the Rényi entropy Sn depend on how the bulk region is gauge-invariantly specified. Nevertheless, we show that the BP proposal is universally reproduced in the n → 1 limit.

2D Gravity↗
DOE OSTI2022

The connected wedge theorem and its consequences

In the AdS/CFT correspondence, bulk causal structure has consequences for boundary entanglement. In quantum information science, causal structures can be replaced by distributed entanglement for the purposes of information processing. In this work, we deepen the understanding of both of these statements, and their relationship, with a number of new results. Centrally, we present and prove a new theorem, the n-to-n connected wedge theorem, which considers n input and n output locations at the boundary of an asymptotically AdS 2+1 spacetime described by AdS/CFT. When a sufficiently strong set of causal connections exists among these points in the bulk, a set of n associated regions in the boundary will have extensive-in-N mutual information across any bipartition of the regions. The proof holds in three bulk dimensions for classical spacetimes satisfying the null curvature condition and for semiclassical spacetimes satisfying standard conjectures. The n-to-n connected wedge theorem gives a precise example of how causal connections in a bulk state can emerge from large-N entanglement features of its boundary dual. It also has consequences for quantum information theory: it reveals one pattern of entanglement which is sufficient for information processing in a particular class of causal networks. We argue this pattern is also necessary, and give an AdS/CFT inspired protocol for information processing in this setting. Our theorem generalizes the 2-to-2 connected wedge theorem proven in [3]. We also correct some errors in the proof presented there, in particular a false claim that existing proof techniques work above three bulk dimensions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Solving puzzles in deformed JT gravity: phase transitions and non-perturbative effects

Recent work has shown that certain deformations of the scalar potential in Jackiw-Teitelboim gravity can be written as double-scaled matrix models. However, some of the deformations exhibit an apparent breakdown of unitarity in the form of a negative spectral density at disc order. We show here that the source of the problem is the presence of a multi-valued solution of the leading order matrix model string equation. While for a class of deformations we fix the problem by identifying a first order phase transition, for others we show that the theory is both perturbatively and non-perturbatively inconsistent. Aspects of the phase structure of the deformations are mapped out, using methods known to supply a non-perturbative definition of undeformed JT gravity. Some features are in qualitative agreement with a semi-classical analysis of the phase structure of two-dimensional black holes in these deformed theories.

2D gravity↗