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Quadratic-in-spin Hamiltonian at $ \mathcal{O} $(G 2 ) from scattering amplitudes

We obtain the quadratic-in-spin terms of the conservative Hamiltonian describing the interactions of a binary of spinning bodies in General Relativity through O ( G 2 ) and to all orders in velocity. Our calculation extends a recently-introduced framework based on scattering amplitudes and effective field theory to consider non-minimal coupling of the spinning objects to gravity. At the order that we consider, we establish the validity of the formula proposed in [1] that relates the impulse and spin kick in a scattering event to the eikonal phase.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

The Newman-Penrose map and the classical double copy

Gauge-gravity duality is arguably our best hope for understanding quantum gravity. Considerable progress has been made in relating scattering amplitudes in certain gravity theories to those in gauge theories — a correspondence dubbed the double copy. Recently, double copies have also been realized in a classical setting, as maps between exact solutions of gauge theories and gravity. We present here a novel map between a certain class of real, exact solutions of Einstein’s equations and self-dual solutions of the flat-space vacuum Maxwell equations. This map, which we call the Newman-Penrose map, is well-defined even for non-vacuum, non-stationary spacetimes, providing a systematic framework for exploring gravity solutions in the context of the double copy that have not been previously studied in this setting. To illustrate this, we present here the Newman- Penrose map for the Schwarzschild and Kerr black holes, and Kinnersley’s photon rocket.

79 ASTRONOMY AND ASTROPHYSICS↗

Causality constraints on corrections to Einstein gravity

We study constraints from causality and unitarity on 2 → 2 graviton scattering in four-dimensional weakly-coupled effective field theories. Together, causality and unitarity imply dispersion relations that connect low-energy observables to high-energy data. Using such dispersion relations, we derive two-sided bounds on gravitational Wilson coefficients in terms of the mass M of new higher-spin states. Our bounds imply that gravitational interactions must shut off uniformly in the limit G → 0, and prove the scaling with M expected from dimensional analysis (up to an infrared logarithm). We speculate that causality, together with the non-observation of gravitationally-coupled higher spin states at colliders, severely restricts modifications to Einstein gravity that could be probed by experiments in the near future.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Quantum gravity fluctuations in the timelike Raychaudhuri equation

We consider a timelike geodesic congruence in the presence of perturbative quantum fluctuations of the spacetime metric. We calculate the change in the volume of a bundle of geodesics due to such fluctuations and thereby obtain a quantum-gravitationally modified timelike Raychaudhuri equation. Quantum gravity generically increases the convergence of congruences and the production of caustics.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Conformal wave expansions for flat space amplitudes

The extended BMS algebra contains a conformal subgroup that acts on the celestial sphere as SO(1, 3). It is of interest to perform mode expansions of free fields in Minkowski spacetime that realize this symmetry in a simple way. In the present work we perform such a mode expansion for massive scalar fields using the unitary principal series representations of SO(1, 3) with a view to developing a holographic approach to gravity in asymptotically flat spacetime. These mode expansions are also of use in studying holography in three-dimensional de Sitter spacetime.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Post-Minkowskian effective field theory for conservative binary dynamics

We develop an Effective Field Theory (EFT) formalism to solve for the conservative dynamics of binary systems in gravity via Post-Minkowskian (PM) scattering data. Our framework combines a systematic EFT approach to compute the deflection angle in the PM expansion, together with the ‘Boundary-to-Bound’ (B2B) dictionary introduced. Due to the nature of scattering processes, a remarkable reduction of complexity occurs both in the number of Feynman diagrams and type of integrals, compared to a direct EFT computation of the potential in a PM scheme. We provide two illustrative examples. Firstly, we compute all the conservative gravitational observables for bound orbits to 2PM, which follow from only one topology beyond leading order. The results agree with those, obtained through the ‘impetus formula’ applied to the classical limit of the one loop amplitude. For the sake of comparison we reconstruct the conservative Hamiltonian to 2PM order, which is equivalent to the one derived from a matching calculation. Secondly, we compute the scattering angle due to tidal effects from the electric- and magnetic-type Love numbers at leading PM order. Using the B2B dictionary we then obtain the tidal contribution to the periastron advance. We also construct a Hamiltonian including tidal effects at leading PM order. Although relying on (relativistic) Feynman diagrams, the EFT formalism developed here does not involve taking the classical limit of a quantum amplitude, neither integrals with internal massive fields, nor additional matching calculations, nor spurious (‘super-classical’) infrared singularities. By construction, the EFT approach can be automatized to all PM orders.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Modification to the Hawking temperature of a dynamical black hole by a flow-induced supertranslation

One interesting proposal to solve the black hole information loss paradox without modifying either general relativity or quantum field theory, is the soft hair, a diffeomorphism charge that records the anisotropic radiation in the asymptotic region. This proposal, however, has been challenged, given that away from the source the soft hair behaves as a coordinate transformation that forms an Abelian group, thus unable to store any information. To maintain the spirit of the soft hair but circumvent these obstacles, we consider Hawking radiation as a probe sensitive to the entire history of the black hole evaporation, where the soft hairs on the horizon are induced by the absorption of a null anisotropic flow, generalizing the shock wave considered in [1, 2]. To do so we introduce two different time-dependent extensions of the diffeomorphism associated with the soft hair, where one is the backreaction of the anisotropic null flow, and the other is a coordinate transformation that produces the Unruh effect and a Doppler shift to the Hawking spectrum. Together, they form an exact BMS charge generator on the entire manifold that allows the nonperturbative analysis of the black hole horizon, whose surface gravity, i.e. the Hawking temperature, is found to be modified. The modification depends on an exponential average of the anisotropy of the null flow with a decay rate of 4M, suggesting the emergence of a new 2-D degree of freedom on the horizon, which could be a way out of the information loss paradox.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Obstacles to constructing de Sitter space in string theory

There have been many attempts to construct de Sitter space-times in string theory. While arguably there have been some successes, this has proven challenging, leading to the de Sitter swampland conjecture: quantum theories of gravity do not admit stable or metastable de Sitter space. Here we explain that, within controlled approximations, one lacks the tools to construct de Sitter space in string theory. Such approximations would require the existence of a set of (arbitrarily) small parameters, subject to severe constraints. But beyond this one also needs an understanding of big-bang and big-crunch singularities that is not currently accessible to standard approximations in string theory. The existence or non-existence of metastable de Sitter space in string theory remains a matter of conjecture.

79 ASTRONOMY AND ASTROPHYSICS↗

Constraints on a massive double-copy and applications to massive gravity

We propose and study a BCJ double-copy of massive particles, showing that it is equivalent to a KLT formula with a kernel given by the inverse of a matrix of massive bi-adjoint scalar amplitudes. For models with a uniform non-zero mass spectrum we demonstrate that the resulting double-copy factors on physical poles and that up to at least 5-particle scattering, color-kinematics duality satisfying numerators always exist. For the scattering of 5 or more particles, the procedure generically introduces spurious singularities that must be cancelled by imposing additional constraints. When massive particles are present, color-kinematics duality is not enough to guarantee a physical double-copy. As an example, we apply the formalism to massive Yang-Mills and show that up to 4-particle scattering the double-copy construction generates physical amplitudes of a model of dRGT massive gravity coupled to a dilaton and a two-form with dilaton parity violating couplings. We show that the spurious singularities in the 5-particle double-copy do not cancel in this example, and the construction fails to generate physically sensible amplitudes. We conjecture sufficient constraints on the mass spectrum, which in addition to massive BCJ relations, guarantee the absence of spurious singularities.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

An analytic approach to quasinormal modes for coupled linear systems

Quasinormal modes describe the ringdown of compact objects deformed by small perturbations. In generic theories of gravity that extend General Relativity, the linearized dynamics of these perturbations is described by a system of coupled linear differential equations of second order. We first show, under general assumptions, that such a system can be brought to a Schrödinger-like form. We then devise an analytic approximation scheme to compute the spectrum of quasinormal modes. We validate our approach using a toy model with a controllable mixing parameter ε and showing that the analytic approximation for the fundamental mode agrees with the numerical computation when the approximation is justified. The accuracy of the analytic approximation is at the (sub-) percent level for the real part and at the level of a few percent for the imaginary part, even when ε is of order one. Our approximation scheme can be seen as an extension of the approach of Schutz and Will [1] to the case of coupled systems of equations, although our approach is not phrased in terms of a WKB analysis, and offers a new viewpoint even in the case of a single equation.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Perturbative unitarity and NEC violation in genesis cosmology

Explorations of the violation of null energy condition (NEC) in cosmology could enrich our understanding of the very early universe and the related gravity theories. Although a fully stable NEC violation can be realized in the “beyond Horndeski” theory, it remains an open question whether a violation of the NEC is allowed by some fundamental properties of UV-complete theories or the consistency requirements of effective field theory (EFT). We investigate the tree-level perturbative unitarity for stable NEC violations in the contexts of both Galileon and “beyond Horndeski” genesis cosmology, in which the universe is asymptotically Minkowskian in the past. We find that the constraints of perturbative unitarity imply that we may need some unknown new physics below the cut-off scale of the EFT other than that represented by the “beyond Horndeski” operators.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

Searching for Kerr in the 2PM amplitude

The classical scattering of spinning objects is well described by the spinor-helicity formalism for heavy particles. Using these variables, we derive spurious-pole-free, all-spin opposite-helicity Compton amplitudes (factorizing on physical poles to the minimal, all-spin three-point amplitudes) in the classical limit for QED, QCD, and gravity. The cured amplitudes are subject to deformations by contact terms, the vast majority of whose contributions we can fix by imposing a relation between spin structures — motivated by lower spin multipoles of black hole scattering — at the second post-Minkowskian (2PM) order. For QED and gravity, this leaves a modest number of unfixed coefficients parametrizing contact-term deformations, while the QCD amplitude is uniquely determined. Our gravitational Compton amplitude allows us to push the state-of-the-art of spinning-2PM scattering to any order in the spin vectors of both objects; we present results here and in the supplementary material file 2PMSpin8Aux.nb up to eighth order in the spin vectors. Interestingly, despite leftover coefficients in the Compton amplitude, imposing the aforementioned relation between spin structures uniquely fixes some higher-spin parts of the 2PM amplitude.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Spinning black hole scattering at $ \mathcal{O} $(G 3 S 2 )(G 3 S 2 ): Casimir terms, radial action and hidden symmetry

We resolve subtleties in calculating the post-Minksowskian dynamics of binary systems, as a spin expansion, from massive scattering amplitudes of fixed finite spin. In particular, the apparently ambiguous spin Casimir terms can be fully determined from the gradient of the spin-diagonal part of the amplitudes with respect to S 2 = −s(s+1)ħ 2 , using an interpolation between massive amplitudes with different spin representations. From two-loop amplitudes of spin-0 and spin-1 particles minimally coupled to gravity, we extract the spin Casimir terms in the conservative scattering angle between a spinless and a spinning black hole at $ \mathcal{O} $(G 3 S 2 ), finding agreement with known results in the literature. This completes an earlier study [Phys. Rev. Lett. 130 (2023), 021601] that calculated the non-Casimir terms from amplitudes. We also illustrate our methods using a model of spinning bodies in electrodynamics, finding agreement between scattering amplitude predictions and classical predictions in a root-Kerr electromagnetic background up to $ \mathcal{O} $(α 3 S 2 ). For both gravity and electrodynamics, the finite part of the amplitude coincides with the two-body radial action in the aligned spin limit, generalizing the amplitude-action relation beyond the spinless case. Surprisingly, the two-loop amplitude displays a hidden spin-shift symmetry in the probe limit, which was previously observed at one loop. We conjecture that the symmetry holds to all orders in the coupling constant and is a consequence of integrability of Kerr orbits in the probe limit at the first few orders in spin.

Classical Theories of Gravity↗

BMS symmetry via AdS/CFT

With a view to understanding extended-BMS symmetries in the framework of the AdS 4 /CFT 3 correspondence, asymptotically AdS geometries are constructed with null impulsive shockwaves involving a discontinuity in superrotation parameters. The holographic dual is proposed to be a two-dimensional Euclidean defect conformal field localized on a particular timeslice in a three-dimensional conformal field theory on de Sitter spacetime. The defect conformal field theory generates a natural action of the Virasoro algebra. The large radius of curvature limit ℓ → ∞ yields spacetimes with nontrivial extended-BMS charges corresponding to a single set of Virasoro charges.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Brown-York charges at null boundaries

The Brown-York stress tensor provides a means for defining quasilocal gravitational charges in subregions bounded by a timelike hypersurface. We consider the generalization of this stress tensor to null hypersurfaces. Such a stress tensor can be derived from the on-shell subregion action of general relativity associated with a Dirichlet variational principle, which fixes an induced Carroll structure on the null boundary. The formula for the mixed-index tensor T i j takes a remarkably simple form that is manifestly independent of the choice of auxiliary null vector at the null surface, and we compare this expression to previous proposals for null Brown-York stress tensors. The stress tensor we obtain satisfies a covariant conservation equation with respect to any connection induced from a rigging vector at the hypersurface, as a result of the null constraint equations. For transformations that act covariantly on the boundary structures, the Brown-York charges coincide with canonical charges constructed from a version of the Wald-Zoupas procedure. For anomalous transformations, the charges differ by an intrinsic functional of the boundary geometry, which we explicity verify for a set of symmetries associated with finite null hyper-surfaces. Applications of the null Brown-York stress tensor to symmetries of asymptotically flat spacetimes and celestial holography are discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

From shockwaves to the gravitational memory effect

We study the relationship between shockwave geometries and the gravitational memory effect in four-dimensional asymptotically flat spacetime. In particular, we show the ’t Hooft commutation relations of shockwave operators are equivalent to the commutation relation between soft and Goldstone modes parametrizing a sector of the gravitational phase space. We demonstrate this equivalence via a diffeomorphism that takes a shockwave metric to a metric whose transverse traceless component is the gravitational memory. The shockwave momentum in ’t Hooft’s analysis is related to the soft graviton mode, which is responsible for the memory effect, while the shift in the shockwave position is related to the Goldstone mode. This equivalence opens new directions to utilize the gravitational memory effect to explore the observational implications of shockwave geometries in flat space.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

Classical eikonal from Magnus expansion

In a classical scattering problem, the classical eikonal is defined as the generator of the canonical transformation that maps in-states to out-states. It can be regarded as the classical limit of the log of the quantum S-matrix. In a classical analog of the Born approximation in quantum mechanics, the classical eikonal admits an expansion in oriented tree graphs, where oriented edges denote retarded/advanced worldline propagators. The Magnus expansion, which takes the log of a time-ordered exponential integral, offers an efficient method to compute the coefficients of the tree graphs to all orders. We exploit a Hopf algebra structure behind the Magnus expansion to develop a fast algorithm which can compute the tree coefficients up to the 12th order (over half a million trees) in less than an hour. In a relativistic setting, our methods can be applied to the post-Minkowskian (PM) expansion for gravitational binaries in the worldline formalism. We demonstrate the methods by computing the 3PM eikonal and find agreement with previous results based on amplitude methods. Importantly, the Magnus expansion yields a finite eikonal, while the naïve eikonal based on the time-symmetric propagator is infrared-divergent from 3PM on.

Black Holes↗

Scattering amplitudes and N -body post-Minkowskian Hamiltonians in general relativity and beyond

We present a general framework for calculating post-Minskowskian, classical, conservative Hamiltonians for N non-spinning bodies in general relativity from relativistic scattering amplitudes. Novel features for N > 2 are described including the subtraction of tree-like iteration contributions and the calculation of non-trivial many-body Fourier transform integrals needed to construct position space potentials. A new approach to calculating these integrals as an expansion in the hierarchical limit is described based on the method of regions. As an explicit example, we present the O(G 2 ) 3-body momentum space potential in general relativity as well as for charged bodies in Einstein-Maxwell. The result is shown to be in perfect agreement with previous post-Newtonian calculations in general relativity up to O(G 2 v 4 ). Furthermore, in appropriate limits the result is shown to agree perfectly with relativistic probe scattering in multi-center extremal black hole backgrounds and with the scattering of slowly-moving extremal black holes in the moduli space approximation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗