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At least 325 records · Page 18
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DOE OSTI2022

Thermal coupled cluster theory for SU(2) systems

Coupled cluster (CC) has established itself as a powerful theory to study correlated quantum many-body systems. Finite-temperature generalizations of CC theory have attracted considerable interest and have been shown to work as nicely as the ground-state theory. However, most of these recent developments address only fermionic or bosonic systems. The distinct structure of the su(2) algebra requires the development of a similar thermal CC theory for spin degrees of freedom. In this paper, we provide a formulation of our thermofield-inspired thermal CC for SU(2) systems. Here, we apply the thermal CC to the Lipkin-Meshkov-Glick system as well as the one-dimensional transverse field Ising model as benchmark applications to highlight the accuracy of thermal CC in the study of finite-temperature phase diagrams in SU(2) systems.

75 CONDENSED MATTER PHYSICS, SUPERCONDUCTIVITY AND↗
DOE OSTI2021

Scattering matrix pole expansions for complex wave numbers in R -matrix theory

In this followup article to Ducru et al., we establish new results on scattering matrix pole expansions for complex wave numbers in R-matrix theory. In the past, two branches of theoretical formalisms emerged to describe the scattering matrix in nuclear physics: R-matrix theory and pole expansions. The two have been quite isolated from one another. Recently, our study of Brune's alternative parametrization of R-matrix theory has shown the need to extend the scattering matrix (and the underlying R-matrix operators) to complex wave numbers. Two competing ways of doing so have emerged from a historical ambiguity in the definitions of the shift S and penetration P functions: the legacy Lane and Thomas's “force closure” approach versus analytic continuation (which is the standard in mathematical physics). The R-matrix community has not yet come to a consensus as to which to adopt for evaluations in standard nuclear data libraries, such as ENDF. Here, in this article, we argue in favor of analytic continuation of R-matrix operators. We bridge R-matrix theory with the Humblet-Rosenfeld pole expansions, and discover new properties of the Siegert-Humblet radioactive poles and widths, including their invariance properties to changes in channel radii a c . We then show that analytic continuation of R-matrix operators preserves important physical and mathematical properties of the scattering matrix—canceling spurious poles and guaranteeing generalized unitarity—while still being able to close channels below thresholds.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2020

Joint lattice QCD–dispersion theory analysis confirms the quark-mixing top-row unitarity deficit

Recently, the first ever lattice computation of the $γ\textit{W}$-box radiative correction to the rate of the semileptonic pion decay allowed for a reduction of the theory uncertainty of that rate by a factor of ~3. A recent dispersion evaluation of the $γ\textit{W}$-box correction on the neutron also led to a significant reduction of the theory uncertainty, but shifted the value of $V_{ud}$ extracted from the neutron and superallowed nuclear β decay, resulting in a deficit of the Cabibbo-Kobayashi-Maskawa (CKM) unitarity in the top row. A direct lattice computation of the $γ\textit{W}$-box correction for the neutron decay would provide an independent cross-check for this result but is very challenging. Before those challenges are overcome, we propose a hybrid analysis, converting the lattice calculation on the pion to that on the neutron by a combination of dispersion theory and phenomenological input. The new prediction for the universal radiative correction to free and bound neutron β-decay reads $Δ^V_R$ = 0.02477(24), in excellent agreement with the dispersion theory result $Δ^V_R$ = 0.02467(22). Combining with other relevant information, the top-row CKM unitarity deficit persists.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Treelike structure of symmetry topological field theories and multisector QFTs

The global symmetries of a D -dimensional quantum field theory (QFT) can, in many cases, be captured in terms of a ( D + 1 )-dimensional symmetry topological field theory (SymTFT). In this work we construct a ( D + 1 )-dimensional theory which governs the symmetries of QFTs with multiple sectors which have connected correlators that admit a decoupling limit. The associated symmetry field theory decomposes into a SymTree, namely a treelike structure of SymTFTs fused along possibly nontopological junctions. In string-realized multisector QFTs, these junctions are smoothed out in the extradimensional geometry, as we demonstrate in examples. We further use this perspective to study the fate of higher-form symmetries in the context of holographic large M averaging where the topological sectors of different large M replicas become dressed by additional extended operators associated with the SymTree. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

Alternative to perturbative renormalization in ( 3 + 1 )-dimensional field theories

Perturbative renormalization provides the bedrock of understanding quantum field theories. In this work, I point out an alternative way of renormalizing quantum field theories, which is naturally encountered and well-known for the case of large N scalar field theories. In terms of bare parameters, this nonperturbative alternative renormalization differs qualitatively from its perturbative cousin: in the continuum limit, the bare coupling constant goes to zero instead of infinity, and there is no wave-function counterterm. Despite these differences, the resulting n -point functions of the theory are finite. I provide explicit results for alternative renormalization for the O(N) model and QCD with N f = 12 flavors in 3 + 1 dimensions. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2024

U(1) fields from qubits: An approach via D-theory algebra

A new quantum link microstructure was proposed for the lattice quantum chromodynamics (QCD) Hamiltonian, replacing the Wilson gauge links with a bilinear of fermionic qubits, later generalized to D-theory. This formalism provides a general framework for building lattice field theory algorithms for quantum computing. We focus mostly on the simplest case of a quantum rotor for a single compact U(1) field. We also make some progress for non-Abelian setups, making it clear that the ideas developed in the U(1) case extend to other groups. These in turn are building blocks for 1 + 0 -dimensional ( 1 + 0 -D) matrix models, 1 + 1 -D sigma models and non-Abelian gauge theories in 2 + 1 and 3 + 1 dimensions. By introducing multiple flavors for the U(1) field, where the flavor symmetry is gauged, we can efficiently approach the infinite-dimensional Hilbert space of the quantum O(2) rotor with increasing flavors. The emphasis of the method is on preserving the symplectic algebra exchanging fermionic qubits by sigma matrices (or hard bosons) and developing a formal strategy capable of generalization to a SU ( 3 ) field for lattice QCD and other non-Abelian 1 + 1 -D sigma models or 3 + 1 -D gauge theories. For U(1), we discuss briefly the qubit algorithms for the study of the discrete 1 + 1 -D sine-Gordon equation. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2025

Power counting of the pion-dilaton effective field theory

Confining QCD-like theories close to the conformal window have a “walking” coupling. This is believed to lead to a light singlet scalar meson in the low-energy spectrum, a dilaton, which is the pseudo-Nambu-Goldstone boson for the approximate scale symmetry. Extending chiral perturbation theory to include the dilaton requires a new small parameter to control the dilaton mass and its interactions. In our previous work we derived a systematic power counting for the dilaton couplings by matching the effective low-energy theory to the underlying theory using mild assumptions. In this paper we examine two alternative power countings which were proposed in the literature based on a phenomenological picture for the conformal transition. We find that one of these power countings fails, in fact, to generate a systematic expansion; the other coincides with the power counting we derived. We also point out that the so-called Δ -potential coincides with the tree-level potential of the former, invalid, power counting. Published by the American Physical Society 2025

Golterman, Maarten (ORCID:0000000319830672)↗
DOE OSTI2025

Quantum Hamilton-Jacobi theory, spectral path integrals, and exact WKB analysis

We propose a new way to perform path integrals in quantum mechanics by using a quantum version of Hamilton-Jacobi (HJ) theory. In classical mechanics, Hamilton-Jacobi theory is a powerful formalism, however, its utility is not explored in quantum theory beyond approximation schemes. The canonical transformation enables one to set the new Hamiltonian to constant or zero, but keeps the information about solution in Hamilton’s characteristic function. To benefit from this in quantum theory, one must work with a formulation in which classical Hamiltonian is used. This uniquely points to phase space path integral. However, the main variable in HJ formalism is energy, not time. Thus, we are led to consider the Fourier transform of the path integral, the spectral path integral Z ˜ ( E ) . The evaluation of path integrals reduces to determining the quantum Hamilton characteristic functions (which can be achieved via an asymptotic analysis) and a discrete sum over the quantum period lattice, generalizing Gutzwiller’s sum. Published by the American Physical Society 2025

Türe, Mustafa (ORCID:0009000975968618)↗
DOE OSTI2022

Modified Lucas-Washburn theory for fluid filling in nanotubes

Ultrafast water transport in carbon nanotubes (CNTs) has drawn a great deal of attention in a number of applications, such as water desalination, power generation, and biomolecule detection. With the recent experimental advances in water filling of isolated CNTs, the Lucas-Washburn theory for capillary rise in tubes needs to be revisited for a better understanding of the physics and dynamics of water filling in CNTs. Here, the Lucas-Washburn theory is corrected for the hydrodynamic entrance effects as well as the variation of capillary pressure and hydrodynamic properties with the radius and length of CNTs. Due to the large slippage in CNTs, inclusion of the entrance effects is important particularly for the initial stages of filling where a L ∝ t scaling, as opposed to L 2 ∝ t , is observed in our molecular dynamics (MD) simulations. The corrected Lucas-Washburn theory is shown to predict the water filling dynamics in CNTs as observed in MD simulations. With the corrected theory, we achieve a better understanding of capillary rise and water filling dynamics in CNTs.

74 ATOMIC AND MOLECULAR PHYSICS↗
DOE OSTI2024

(2 + δ)-dimensional theory of the electromechanics of lipid membranes: Electrostatics

The coupling of electric fields to the mechanics of lipid membranes gives rise to intriguing electromechanical behavior, as, for example, evidenced by the deformation of lipid vesicles in external electric fields. Electromechanical effects are relevant for many biological processes, such as the propagation of action potentials in axons and the activation of mechanically gated ion channels. Currently, a theoretical framework describing the electromechanical behavior of arbitrarily curved and deforming lipid membranes does not exist. Purely mechanical models commonly treat lipid membranes as two-dimensional surfaces, ignoring their finite thickness. While holding analytical and numerical merit, this approach cannot describe the coupling of lipid membranes to electric fields and is thus unsuitable for electromechanical models. In a sequence of articles, we derive an effective surface theory of the electromechanics of lipid membranes, called the (2 + δ)-dimensional theory, which has the advantages of surface descriptions while accounting for finite thickness effects. The present article proposes a generic dimension reduction procedure relying on low-order spectral expansions. This procedure is applied to the electrostatics of lipid membranes to obtain the (2 + δ)-dimensional theory that captures potential differences across and electric fields within lipid membranes. Finally, this model is tested on different geometries relevant for lipid membranes, showing good agreement with the corresponding three-dimensional electrostatics theory.

37 INORGANIC, ORGANIC, PHYSICAL, AND ANALYTICAL CH↗
DOE OSTI2024

Propagator Zeros and Lattice Chiral Gauge Theories

Symmetric mass generation (SMG) has been advocated as a mechanism to render mirror fermions massive without symmetry breaking, ultimately aiming for the construction of lattice chiral gauge theories. It has been argued that in an SMG phase, the poles in the mirror fermion propagators are replaced by zeros. Using an effective Lagrangian approach, we investigate the role of propagator zeros when the gauge field is turned on, finding that they act as coupled ghost states. In four dimensions, a propagator zero makes an opposite-sign contribution to the one-loop beta function as compared to a normal fermion. In two dimensional Abelian theories, a propagator zero makes a negative contribution to the photon mass squared. In addition, propagator zeros generate the same anomaly as propagator poles. Thus, gauge invariance will always be maintained in an SMG phase, in fact, even if the target chiral gauge theory is anomalous, but unitarity of the gauge theory is lost. Published by the American Physical Society 2024

Physics↗
DOE OSTI2024

Three-Dimensional Topological Field Theories and Nonunitary Minimal Models

We find an intriguing relation between a class of three-dimensional nonunitary topological field theories (TFTs) and Virasoro minimal models M ( 2 , 2 r + 3 ) with r ≥ 1 . The TFTs are constructed by topologically twisting 3D N = 4 superconformal field theories (SCFTs) of rank-0, i.e., having zero-dimensional Coulomb and Higgs branches. We present ultraviolet (UV) field theory descriptions of the SCFTs with manifest N = 2 supersymmetry, which we argue is enhanced to N = 4 in the infrared. From the UV description, we compute various partition functions of the TFTs and reproduce some basic properties of the minimal models, such as their characters and modular matrices. We expect more general correspondence between topologically twisted 3d N = 4 rank-0 SCFTs and 2D nonunitary rational conformal field theories. Published by the American Physical Society 2024

Physics↗
DOE OSTI2024

Three-dimensional theory of superradiant free-electron lasers

The solitonlike superradiant regime of free-electron lasers (FEL) offers a promising path towards ultrashort pulses, beyond the natural limit dictated by the bandwidth of the high-gain FEL instability. In this work we present a three-dimensional theory of the superradiant regime, including the effects of beam emittance and energy spread. Our work takes advantage of recent developments in nonlinear FEL theory to provide a fully analytical description of solitonlike superradiance. Our theory proves the existence of a diffraction-dominated steady-state regime in which the superradiant peak power grows indefinitely while leaving the pulse duration and on-axis intensity almost unchanged. These results are in excellent agreement with three-dimensional simulations and are supported by recent experimental results at the Linac Coherent Light Source. This work advances nonlinear FEL theory and provides a theoretical framework for the next generation of attosecond x-ray FELs. Published by the American Physical Society 2024

43 PARTICLE ACCELERATORS↗
DOE OSTI2024

Noncommutative field theory of the Tkachenko mode: Symmetries and decay rate

We construct an effective field theory describing the collective Tkachenko oscillation mode of a vortex lattice in a two-dimensional rotating Bose-Einstein condensate in the long-wavelength regime. The theory has the form of a noncommutative field theory of a Nambu-Goldstone boson, which exhibits a noncommutative version of dipole symmetry. From the effective field theory, we show that, at zero temperature, the decay width Γ of the Tkachenko mode scales with its energy E as Γ ∼ E 3 in the low-energy limit. We also discuss the width of the Tkachenko mode at a small temperature. Published by the American Physical Society 2024

Du, Yi-Hsien (ORCID:000000021670899X)↗
DOE OSTI2025

How to falsify string theory at a collider

The string landscape accommodates a broad range of possible effective field theories. This poses a challenge for extracting verifiable predictions as well as falsifiable signatures of string theory. Motivated by these considerations, in this work we observe that all known stringy standard models support only low-dimensional representations of the gauge group. While it is in principle possible to produce contrived models with higher-dimensional representations, these generically appear in a tower of states with lighter ones in lower-dimensional representations, i.e., not in isolation. With this in mind, we consider the phenomenologically well-motivated scenario given by adding a single Majorana field in a real, 𝑛-dimensional representation of 𝑆⁢𝑈⁢(2) 𝐿 with 𝑛≥5 and nothing else . This scenario is not realized in any known string construction, and we conjecture that this is true of string theory in general. Detection of this scenario would thus amount to falsifying the (known) string landscape. We recast existing LHC searches for new electroweak states to extract updated bounds on this class of scenarios. Improved limits from future colliders and dark matter detection experiments provide additional routes to potentially falsifying string theory.

extensions of fermion sector↗
DOE OSTI2025

Thermodynamic Theory of Proximity Ferroelectricity

Proximity ferroelectricity has recently been reported as a new design paradigm for inducing ferroelectricity, where a nonferroelectric polar material becomes a ferroelectric one by interfacing with a thin ferroelectric layer. Strongly polar materials, such as AlN and ZnO, which were previously unswitchable with an external field below their dielectric breakdown fields, can now be switched with practical coercive fields when they are in intimate proximity to a switchable ferroelectric. Here, we develop a general Landau-Ginzburg theory of proximity ferroelectricity in multilayers of nonferroelectrics and ferroelectrics to analyze their switchability and coercive fields. The theory predicts regimes of both “proximity switching,” where the multilayers collectively switch, and “proximity suppression,” where they collectively do not switch. The mechanism of the proximity ferroelectricity is an internal electric field determined by the polarization of the layers and their relative thickness in a self-consistent manner that renormalizes the double-well ferroelectric potential to lower the steepness of the switching barrier. Further reduction in the coercive field emerges from charged defects in the bulk that act as nucleation centers. The application of the theory to proximity ferroelectricity in Al x−1⁢ Sc x ⁢N/AlN and Zn 1−x ⁢Mg x ⁢O/ZnO bilayers is demonstrated. The theory further predicts that dielectric-ferroelectric and paraelectric-ferroelectric multilayers can potentially lead to induced ferroelectricity in the dielectric or paraelectric layers, resulting in the entire stack being switched, an exciting avenue for new discoveries. This thawing of “frozen ferroelectrics,” paraelectrics, and potentially dielectrics with high dielectric constants promises a large class of new ferroelectrics with exciting prospects for previously unrealizable domain-patterned optoelectronic and memory technologies.

36 MATERIALS SCIENCE↗
DOE OSTI2025

Renormalized classical theory of quantum magnets

Here, we derive a renormalized classical spin (RCS) theory for 𝑆 >1/2 quantum magnets by constraining a generalized classical theory that includes all multipolar fluctuations to a reduced CP 1 phase space of dipolar SU(2) coherent states. When the spin Hamiltonian $\hat{ℋ}$(𝑆) is linear in the spin operators $\hat{𝑺}$ 𝑗 for each lattice site 𝑗, the RCS Hamiltonian $\tilde{ℋ}$ cl coincides with the usual classical model ℋ cl = lim 𝑆→∞⁡ $\hat{ℋ}$(𝑆). In the presence of nonlinear terms, however, the RCS theory is more accurate than ℋ cl . For the many materials modeled by spin Hamiltonians with (nonlinear) single-ion anisotropy terms, the use of the RCS theory is essential to accurately model phase diagrams and to extract the correct Hamiltonian parameters from neutron-scattering data.

magnetic anisotropy↗
DOE OSTI2025

Pion-nucleon scattering in baryon chiral perturbation theory combined with the 1/𝑁 𝑐 expansion

This work implements the combined baryon chiral perturbation theory (BChPT) and 1/𝑁 𝑐 expansions for pion-nucleon elastic scattering. The effective theory is based on the baryon sector dynamical spin-flavor 𝑆⁢𝑈⁡(4) symmetry emergent in the large 𝑁 𝑐 limit, whose breaking is controlled by the 1/𝑁 𝑐 expansion. The noncommutativity of the chiral and 1/𝑁 𝑐 expansions in unitarity corrections (loops) requires a linking of both expansions. As it was shown in the case of baryon masses and currents, the natural linking is the 𝜉 expansion, in which 𝒪⁡(𝑝) = 𝒪⁡(1/𝑁 𝑐 ) = 𝒪⁡(𝜉). The spin-flavor symmetry requires that the ground state baryons span an 𝑆⁢𝑈⁡(4) symmetric irreducible representation which implies that in particular 𝑁 and Δ are active degrees of freedom in the effective theory. The scattering amplitude is expanded to the next-to-next-to leading order in the 𝜉 expansion, corresponding to the one-loop contributions with the leading-order Lagrangian. The results are given for generic 𝑁 𝑐 in order to demonstrate the consistency of the framework. The spin-flavor symmetry plays a central role in maintaining the consistency of the effective theory with respect to the 1/𝑁 𝑐 expansion. This consistency manifests itself in an improvement in the convergence of the low energy expansion with respect to the case of the ordinary BChPT without an explicit dynamical Δ, which is known to be inconsistent with the constraints of 𝑁 𝑐 scaling. Fits to the 𝜋⁢𝑁 → 𝜋⁢𝑁, 𝑆, 𝑃, and 𝐷 partial wave amplitudes from the SAID data base are finally used to test the framework and to determine the energy range of its applicability.

Jayakodige, D. [Hampton Univ., Hampton, VA (United↗