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DOE OSTI2020

Model-dependence of minimal-twist OPEs in d > 2 holographic CFTs

Following recent work on heavy-light correlators in higher-dimensional conformal field theories (CFTs) with a large central charge C T , we clarify the properties of stress tensor composite primary operators of minimal twist, [ T m ], using arguments in both CFT and gravity. We provide an efficient proof that the three-point coupling $\left\langle {\mathcal{O}}_L{\mathcal{O}}_L\left[{T}^m\right]\right\rangle$, where ${\mathcal{O}}_L$ is any light primary operator, is independent of the purely gravitational action. Next, we consider corrections to this coupling due to additional interactions in AdS effective field theory and the corresponding dual CFT. When the CFT contains a non-zero three-point coupling $\left\langle TT{\mathcal{O}}_L\right\rangle$, the three-point coupling $\left\langle {\mathcal{O}}_L{\mathcal{O}}_L\left[{T}^2\right]\right\rangle$ is modified at large C T if $\left\langle TT{\mathcal{O}}_L\right\rangle \sim \sqrt{C_T}$. This scaling is obeyed by the dilaton, by Kaluza-Klein modes of prototypical supergravity compactifications, and by scalars in stress tensor multiplets of supersymmetric CFTs. Quartic derivative interactions involving the graviton and the light probe field dual to ${\mathcal{O}}_L $ can also modify the minimal-twist couplings; these local interactions may be generated by integrating out a spin- ℓ ≥ 2 bulk field at tree level, or any spin ℓ at loop level. These results show how the minimal-twist OPE coefficients can depend on the higher-spin gap scale, even perturbatively.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Thermodynamics of the near-extremal Kerr spacetime

We examine the thermodynamics of a near-extremal Kerr black hole, and demonstrate that the geometry behaves as an ordinary quantum system with a vanishingly small degeneracy at low temperatures. This is in contrast with the classical analysis, which instead predicts a macroscopic entropy for the extremal Kerr black hole. Our results follow from a careful analysis of the gravitational path integral. Specifically, the low temperature canonical partition function behaves as Z ~ T$\frac{3}{2}$ e S 0 +c log S 0 , with S 0 the classical degeneracy and c a numerical coefficient we compute. This is in line with the general expectations for non-supersymmetric near-extremal black hole thermodynamics, as has been clarified in the recent past, although cases without spherical symmetry have not yet been fully analyzed until now. We also point out some curious features relating to the rotational zero modes of the near-extremal Kerr black hole background that affects the coefficient c. This raises a puzzle when considering similar black holes in string theory. Our results generalize to other rotating black holes, as we briefly exemplify.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Nonrenormalization theorem for $\mathcal{N}$ = (4, 4) interface entropy

We derive a formula for the half-BPS interface entropy between any pair of $\mathcal{N}$ = (4, 4) theories on the same conformal manifold. This generalizes the diastasis formula derived in [1] for $\mathcal{N}$ = (2, 2) theories, which is restricted to the conformal submanifolds generated by either chiral or twisted chiral multiples of $\mathcal{N}$ = (2, 2) supersymmetry. To derive the $\mathcal{N}$ = (4, 4) formula, we use the fact that the conformal manifold of $\mathcal{N}$ = (4, 4) theories is symmetric and quaternionic-Kähler and that its isotropy group contains the SU(2) ⊗ SU(2) external automorphism of the $\mathcal{N}$ = (4, 4) superconformal algebra. As an application of the formula, we prove a supersymmetric non-renormalization theorem, which explains the observation in [2] that the interface entropy for half-BPS Janus solutions in type IIB supergravity on AdS 3 × S 3 × T 4 coincides with the corresponding quantity in their free conformal field limits.

AdS-CFT correspondence↗

DOE OSTI2023

Baryogenesis from decaying magnetic helicity in axiogenesis

Generating axion dark matter through the kinetic misalignment mechanism implies the generation of large asymmetries for Standard Model fermions in the early universe. Even if these asymmetries are washed out at later times, they can trigger a chiral plasma instability in the early universe. Similarly, a direct coupling of the axion with the hypercharge gauge field can trigger a tachyonic instability. These instabilities produce helical magnetic fields, which are preserved until the electroweak phase transition. At the electroweak phase transition, these become a source of baryon asymmetry, which can be much more efficient than the original axiogenesis proposal. We discuss constraints on axion dark matter production from the overproduction of the baryon asymmetry as well as a minimal, albeit fine-tuned setup, where both the correct dark matter abundance and baryon asymmetry can be achieved. For a given axion decay constant, this leads to a sharp prediction for the mass of the radial direction of the Peccei Quinn field, which is a soft mass scale in supersymmetric theories.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2023

Classical dynamics of vortex solitons from perturbative scattering amplitudes

Abstract We introduce a novel point-particle effective description of ANO vortex solitons in the critical Abelian Higgs Model (AHM) ind= 2 + 1 based on the small winding expansion. Identifying the effective vortices with the elementary quanta of a complex scalar field, relativistic vortex-vortex scattering amplitudes are calculated as a diagrammatic, perturbative expansion in the winding numberN. Making use of powerful techniques recently developed for analyzing the post-Minkowskian two-body problem in general relativity, we efficiently extract the contribution to the loop integrals from the classical potential region, with the resulting velocity expansion subsequently resummed to all orders. The main result of this paper is an analytic expression for the classical, vortex-vortex potential at$$ \mathcal{O} $$ O (N 2 ), or one-loop, with exact velocity dependence. By truncating the resulting effective Hamiltonian at$$ \mathcal{O} $$ O (p 2 ) we derive an analytic, perturbative expression for the metric on the 2-vortex moduli space. Finally, the emergence of the critical AHM from the classical limit of the$$ \mathcal{N} $$ N = 2 supersymmetric AHM, and the resulting constraints on the point-particle EFT is described in detail using an on-shell superspace construction for BPS states ind= 2 + 1.

Physics↗

DOE OSTI2021

Violation of energy conditions and entropy production in holographic Bjorken flow

Here we demonstrate that a Bjorken expanding strongly coupled $\mathscr{N}$ = 4 supersymmetric Yang-Mills plasma can display dynamically driven violations of the dominant and also the weak energy condition during hydrodynamization. In addition, we find that a period of vanishing entropy production in far-from-equilibrium stages induces later violations of the dominant energy condition in the strongly coupled plasma. Such violations cannot occur in a classical description of hydrodynamization and suggest that the inclusion of quantum effects in transport can lead to new phenomena in these regimes, even for systems without anomalies or spin.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗

DOE OSTI2022

Matrix-Model Simulations Using Quantum Computing, Deep Learning, and Lattice Monte Carlo

Matrix quantum mechanics plays various important roles in theoretical physics, such as a holographic description of quantum black holes, and it underpins the only practical numerical approach to the study of complex high-dimensional supergravity theories. Understanding quantum black holes and the role of entanglement in a holographic setup is of paramount importance for the realization of a quantum theory of gravity. Moreover, a complete numerical understanding of the holographic duality and the emergence of geometric space-time features from microscopic degrees of freedom could pave the way for new discoveries in quantum information science. Euclidean lattice Monte Carlo simulations are the de facto numerical tool for understanding the spectrum of large matrix models and have been used to test the holographic duality. However, they are not tailored to extract dynamical properties or even the quantum wave function of the ground state of matrix models. Quantum computing and deep learning provide potentially useful approaches to study the dynamics of matrix quantum mechanics. If successful in the context of matrix models, these rapidly improving numerical techniques could become the new Swiss army knife of quantum gravity practitioners. In this paper, we perform the first systematic survey for quantum computing and deep-learning approaches to matrix quantum mechanics, comparing them to lattice Monte Carlo simulations. These provide baseline benchmarks before addressing more complicated problems. In particular, we test the performance of each method by calculating the low-energy spectrum.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2025

Lepto-axiogenesis with light right-handed neutrinos

We study lepto-axiogenesis in theories where the right-handed neutrino is light enough that its dynamics affect the determination of the baryon asymmetry. When compared with theories of high-scale lepto-axiogenesis where the Majorana neutrino mass may be treated as an effective dimension-five operator, we find that the predicted saxion mass is lower. Two distinct scenarios emerge. In the first, processes that generate the baryon asymmetry are in equilibrium down to the mass of the right-handed neutrino. In the second, the relevant processes never reach equilibrium; the baryon number freezes in. We comment on implications for supersymmetric spectra and discuss constraints on late decays of supersymmetric relics and from dark radiation. In contrast to high-scale lepto-axiogenesis, which predicts superpartners with masses of 10–100 TeV or more, we find this scenario is consistent with a wider range of superpartner masses, all the way down to current direct search bounds.

Axions and ALPs↗

DOE OSTI2020

Right-handed neutrinos and U(1) X symmetry-breaking

In [1] we proposed a model for Heterotic F-theory duality with Wilson line symmetry-breaking and a 4 + 1 split of the F-theory spectral divisor. One goal of this note is to call attention to the existence of right-handed neutrinos in our F-theory model. As pointed out in section 4 of [2] such existence may be evidence for the U(1) X -symmetry that remains after the Higgsing of E 8 via E 8 $\Rightarrow$ SU(5) gauge ⊕ [SU(4) ⊕ U(1) X ] Higgs occasioned by the 4 + 1 split of the spectral divisor. In addition, as a result of the $\mathbb{Z}$ 2 -action that supports the Wilson line we argue that the U(1) X -symmetry is, in fact, broken to $\mathbb{Z}$ 2 -matter parity. Finally we identify co-dimension 3 singularities which determine Yukawa couplings for the MSSM matter fields.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2021

Subleading corrections to the S 3 free energy of necklace quiver theories dual to massive IIA

We investigate the S 3 free energy of N = 3 Chern-Simons-matter quiver gauge theories with gauge group U(N) r (r ≥ 2) where the sum of Chern-Simons levels does not vanish, beyond the leading order in the large-N limit. We take two different approaches to explore the sub-leading structures of the free energy. First we evaluate the matrix integral for the partition function in the ’t Hooft limit using a saddle point approximation. Second we use an ideal Fermi-gas model to compute the same partition function, but in the limit of fixed Chern-Simons levels. The resulting expressions for the free energy F = – log Z are then compared in the overlapping parameter regime. The Fermi-gas approach also hints at a universal 1/6 log N correction to the free energy. Since the quiver gauge theories we consider are dual to massive Type IIA theory, we expect the sub-leading correction of the planar free energy in the large ’t Hooft parameter limit to match higher-derivative corrections to the tree-level holographic dual free energy, which have not yet been fully investigated.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2020

Superstring-inspired particle cosmology: inflation, neutrino masses, leptogenesis, dark matter & the SUSY scale

We develop a string-inspired model for particle cosmology, based on a flipped SU(5)×U(1) gauge group formulated in a no-scale supergravity framework. The model realizes Starobinsky-like inflation, which we assume to be followed by strong reheating, with the GUT symmetry being broken subsequently by a light ‘flaton’ field whose decay generates a second stage of reheating. We discuss the production of gravitinos and the non-thermal contribution made by their decays to the density of cold dark matter, which is assumed to be provided by the lightest neutralino. We also discuss the masses of light and heavy neutrinos and leptogenesis. As discussed previously, a key rôle is played by a superpotential coupling between the inflaton, matter and GUT Higgs fields, called λ 6 . We scan over possible values of λ 6 , exploring the correlations between the possible values of observables. We emphasize that the release of entropy during the GUT transition allows large regions of supersymmetry-breaking parameter space that would otherwise lead to severe overdensity of dark matter. Furthermore, we find that the Big Bang nucleosynthesis lower limit on the reheating temperature of ~ 1 MeV restricts the supersymmetry-breaking scale to a range O(10) TeV that is consistent with the absence of supersymmetric particles at the LHC.

79 ASTRONOMY AND ASTROPHYSICS↗

DOE OSTI2025

Baryon Number Violation Search

Understanding the fundamental forces and symmetries of nature has long been a central goal of particle physics. While the Standard Model (SM) provides a successful framework, it does not guarantee the conservation of baryon number B or lepton number L, thus motivating searches for their violation. Proton decay, a fundamental process violating B, has been at the forefront of experimental searches for decades.The discovery of the weak neutral current in 1973 unified the electromagnetic and weak forces and inspired the creation of Grand Unified Theories (GUTs) that also unify the strong force. In 1974, the first-ever GUT, proposed by Georgi and Glashow, naturally predicted proton decay. This prediction led to an experimental push to validate these theories, and a large underground detector boom was born. Initially designed for proton decay searches, these detectors later proved invaluable to neutrino physics.Although no evidence for proton decay has yet been observed, next-generation large detectors, such as the Deep Underground Neutrino Experiment (DUNE), offer the opportunity to improve on current experimental limits. Utilizing its Liquid Argon Time Projection Chamber (LArTPC) technology, DUNE is positioned to probe rare processes such as proton decay with increased sensitivity.This thesis presents a sensitivity study for the dominant proton decay mode predicted by Supersymmetric GUTs, p → K+ν, utilizing machine learning approaches. Two methods are explored in this thesis: a Boosted Decision Tree (BDT) analysis and a Graphical Neural Network (GNN) analysis with NuGraph. A lifetime limit of 5.36 ± 0.69 × 1033 years for 400 kt-yrs is found using the BDT, while the GNN achieves a lifetime limit of 6.19±1.26×1033 years for 400-kt-yrs. The NuGraph result offers better sensitivity compared to the current limit set by Super-Kamiokande of 5.90 × 1033 while the BDT result offers a slightly lower sensitivity.Additionally, this thesis discusses cross-section work, a first-ever foray into proton decay and atmospheric neutrinos in a vertical drift (VD) DUNE detector, and extensive hardware contributions to the DUNE Far Detector (FD) 1 Module-0, ProtoDUNE-2, which serves as a testbed for the final detector design and installation.

Stokes, Tyler D. [Louisiana State U.] (ORCID:00000↗

DOE OSTI2024

Candidate phases for SU(2) adjoint QCD$_4$ with two flavors from $\mathcal{N}=2$ supersymmetric Yang-Mills theory

We study four-dimensional adjoint QCD with gauge group SU(2) and two Weyl fermion flavors, which has an SU(2) R chiral symmetry. The infrared behavior of this theory is not firmly established. We explore candidate infrared phases by embedding adjoint QCD into N = 2 supersymmetric Yang-Mills theory deformed by a supersymmetry-breaking scalar mass M that preserves all global symmetries and 't Hooft anomalies. This includes 't Hooft anomalies that are only visible when the theory is placed on manifolds that do not admit a spin structure. The consistency of this procedure is guaranteed by a nonabelian spin-charge relation involving the SU(2) R symmetry that is familiar from topologically twisted N = 2 theories. Since every vacuum on the Coulomb branch of the N = 2 theory necessarily matches all 't Hooft anomalies, we can generate candidate phases for adjoint QCD by deforming the theories in these vacua while preserving all symmetries and 't Hooft anomalies. One such deformation is the supersymmetry-breaking scalar mass M itself, which can be reliably analyzed when M is small. In this regime it gives rise to an exotic Coulomb phase without chiral symmetry breaking. By contrast, the theory near the monopole and dyon points can be deformed to realize a candidate phase with monopole-induced confinement and chiral symmetry breaking. The low-energy theory consists of two copies of a CP 1 sigma model, which we analyze in detail. Certain topological couplings that are likely to be present in this CP 1 model turn the confining solitonic string of the model into a topological insulator. We also examine the behavior of various candidate phases under fermion mass deformations. We speculate on the possible large-M behavior of the deformed N = 2 theory and conjecture that the CP 1 phase eventually becomes dominant.

Córdova, Clay↗

DOE OSTI2022

Elliptical and purely $\mathrm{NS}$ superstrata

We analyze the BPS equations in the “superstratum sector” of three-dimensional gauged supergravity. We obtain multi-parameter supersymmetric solutions that include elliptical deformations of the supertubes that underlie standard superstrata. We uplift the three-dimensional solutions to obtain the corresponding six-dimensional geometries. This yields new families of elliptically-deformed, ambi-bolar hyper-Kahler geometries in four dimensions with a non-tri-holomorphic U(1) isometry. We also find a new family of scaling superstrata whose S-dual lives entirely within the NS-sector of supergravity, and will thus be more amenable to exact analysis using string probes. In all these new superstrata, including the scaling ones, if the momentum charge is non-zero we find that the ellipse stays away from the degeneration locus in which the ellipse becomes flat.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗

DOE OSTI2026

Living on the edge: a non-perturbative resolution to the negativity of bulk entropies

Lin, Maldacena, Rozenberg, and Shan (LMRS) presented a new information paradox in black hole physics by noticing that the entanglement and Rényi entropies in a two-sided black hole can become negative when the geometry contains a very large number of matter excitations behind the black hole horizon. While originally this puzzle was presented in the context of BPS two-sided black holes in two-dimensional supergravity, the negativity in fact persists for more general two-sided black holes in the presence of a large number of matter excitations. Since the entanglement and Rényi entropies in ordinary quantum systems cannot be negative, resolving this puzzle is a necessary step towards understanding the quantum mechanical description of black holes. In this paper, we explain how to address the entanglement negativity puzzle, both in the original setting discussed by LMRS and in more general non-supersymmetric settings, by summing over all non-perturbative contributions to the gravitational path integral. We then interpret this result from the point of view of a dual matrix integral, which we use to extend our analysis beyond the regime of validity of the genus re-summation performed in the gravitational path integral. In this regime, positivity is rescued by new saddles of the matrix integral, a one-eigenvalue instanton and a two-eigenvalue instanton. Finally, we formulate a similar puzzle and its resolution using random tensor network techniques.

2D Gravity↗

DOE OSTI2025

Cascading from $\mathscr{N}$ = 2 supersymmetric Yang–Mills theory to confinement and chiral symmetry breaking in adjoint QCD

We argue that adjoint QCD in 3 + 1 dimensions, with any SU(N) gauge group and two Weyl fermion flavors (i.e. one adjoint Dirac fermion), confines and spontaneously breaks its chiral symmetries via the condensation of a fermion bilinear. We flow to this theory from pure $\mathscr{N}$ = 2 SUSY Yang–Mills theory with the same gauge group, by giving a SUSY-breaking mass M to the scalars in the $\mathscr{N}$ = 2 vector multiplet. This flow can be analyzed rigorously at small M, where it leads to a deconfined vacuum at the origin of the $\mathscr{N}$ = 2 Coulomb branch. The analysis can be extended to all M using an Abelian dual description that arises from the N multi-monopole points of the $\mathscr{N}$ = 2 theory. At each such point, there are N −1 hypermultiplet Higgs fields h$^{i=1,2}_m$, which are SU(2) R doublets. We provide a detailed study of the phase diagram as a function of M, by analyzing the semi-classical phases of the dual using a combination of analytic and numerical techniques. The result is a cascade of first-order phase transitions, along which the Higgs fields h i m successively turn on, and which interpolates between the Coulomb branch at small M, where all h$^{i}_m$ = 0, and a maximal Higgs branch, where all h$^{i}_m$ ≠ 0, at sufficiently large M. We show that this maximal Higgs branch precisely matches the confining and chiral symmetry breaking phase of two-flavor adjoint QCD, including its broken and unbroken symmetries, its massless spectrum, and the expected large-N scaling of various observables. The spontaneous breaking pattern SU(2) R → U(1) R , consistent with the Vafa–Witten theorem, is ensured by an intricate alignment mechanism for the h$^{i}_m$ in the dual, and leads to a CP 1 sigma model of increasing radius along the cascade.

D’Hoker, Eric [Univ. of California, Los Angeles, C↗

DOE OSTI2023

New Theories for Neutrino Masses and Dark Matter

The main goal of the project is to investigate new theories for neutrino masses and dark matter, and understand their testability in different experiments. The PI proposed several mechanisms for neutrino masses in the context of B-L theories, left-right symmetric theories, supersymmetric theories and grand unified theories. The PI would like to investigate new ways to understand the origin of neutrino masses where the seesaw scale is in the multi-TeV region. One can have a multi-TeV seesaw scale in scenarios where the same symmetry relevant for neutrino masses defines the dark matter relic density, or in the minimal supersymmetric theory based on local B-L. In these theories one can have new ways to understand the testability of the origin of neutrino masses at colliders and low energy experiments. In these theories one predicts the possibility to observe lepton number violating signatures at the LHC, one can predict large contributions to lepton number violating processes such as mu to e conversion, neutrinoless double beta decay experiments and others. The nature of the dark matter in the Universe is one of the most important problems in cosmology. Two of the most popular candidates are the Axions and the Weakly Interacting Massive Particles (WIMPs). The PI would like to investigate the implications of a new electroweak theta term similar to the QCD vacuum angle but in the SU(2) gauge sector of the SM which is physical if the baryon and lepton numbers are broken symmetries. We will investigate the implications of having a new electroweak theta term dark matter portal, the implications for baryogenesis and understand the constraints coming from different experiments such as the searches for electric dipole moments and axion experiments. The implications of having the electroweak theta term in theories with different sources of baryon and lepton number violation will be investigated. WIMPs are perhaps the most appealing candidates for many reasons. The PI would like to investigate the properties of WIMPs in different gauge theories, study the implications of the cosmological bounds on the WIMPs relic density for the symmetry breaking scale in models for new physics. The PI would like to investigate in great detail the predictions for gamma lines, neutrino lines and other striking signatures which can be present in these theories. These studies can have a profound impact in the testability of different theories for physics beyond the Standard Model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗

DOE OSTI2024

Gravitational index of the heterotic string

The fundamental heterotic string has a tower of BPS states whose supersymmetric index has an exponential growth in the charges. We construct the saddle-point of the gravitational path integral corresponding to this index. The saddle-point configuration is a supersymmetric rotating non-extremal Euclidean black hole. This configuration is singular in the two-derivative theory. We show that the addition of higher-derivative terms in four-dimensional N = 2 supergravity resolves the singularity. In doing so, we extend the recently-developed “new attractor mechanism” to include the effect of higher-derivative terms. Remarkably, the one-loop, four-derivative F-term contribution to the prepotential leads to a precise match of the gravitational and microscopic index. We also comment, using the effective theory near the horizon, on the possibility of a string-size near-extremal black hole. Our results clarify the meaning of different descriptions of this system in the literature. The thermal state transitions to a winding condensate and a gas of strings without ever reaching a small black hole, while the index is captured by the rotating Euclidean black hole solution and is constant and thus smoothly connected to the microscopic ensemble.

79 ASTRONOMY AND ASTROPHYSICS↗