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All sourcesNASA NTRSDOE OSTI
NASA NTRS1986

New variables for classical and quantum gravity

A Hamiltonian formulation of general relativity based on certain spinorial variables is introduced. These variables simplify the constraints of general relativity considerably and enable one to imbed the constraint surface in the phase space of Einstein's theory into that of Yang-Mills theory. The imbedding suggests new ways of attacking a number of problems in both classical and quantum gravity. Some illustrative applications are discussed.

Ashtekar, Abhay↗
DOE OSTI2017

ARRIVAL TIME DIFFERENCES BETWEEN GRAVITATIONAL WAVES AND ELECTROMAGNETIC SIGNALS DUE TO GRAVITATIONAL LENSING

In this study we demonstrate that general relativity predicts arrival time differences between gravitational wave (GW) and electromagnetic (EM) signals caused by the wave effects in gravitational lensing. The GW signals can arrive earlier than the EM signals in some cases if the GW/EM signals have passed through a lens, even if both signals were emitted simultaneously by a source. GW wavelengths are much larger than EM wavelengths; therefore, the propagation of the GWs does not follow the laws of geometrical optics, including the Shapiro time delay, if the lens mass is less than approximately 10{sup 5} M {sub ⊙}( f /Hz){sup −1}, where f is the GW frequency. The arrival time difference can reach ∼0.1 s ( f /Hz){sup −1} if the signals have passed by a lens of mass ∼8000 M {sub ⊙}( f /Hz){sup −1} with the impact parameter smaller than the Einstein radius; therefore, it is more prominent for lower GW frequencies. For example, when a distant supermassive black hole binary (SMBHB) in a galactic center is lensed by an intervening galaxy, the time lag becomes of the order of 10 days. Future pulsar timing arrays including the Square Kilometre Array and X-ray detectors may detect several time lags by measuring the orbital phase differences between the GW/EM signals in the SMBHBs. Gravitational lensing imprints a characteristic modulation on a chirp waveform; therefore, we can deduce whether a measured arrival time lag arises from intrinsic source properties or gravitational lensing. Determination of arrival time differences would be extremely useful in multimessenger observations and tests of general relativity.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2014

How does pressure gravitate? Cosmological constant problem confronts observational cosmology

An important and long-standing puzzle in the history of modern physics is the gross inconsistency between theoretical expectations and cosmological observations of the vacuum energy density, by at least 60 orders of magnitude, otherwise known as the cosmological constant problem. A characteristic feature of vacuum energy is that it has a pressure with the same amplitude, but opposite sign to its energy density, while all the precision tests of General Relativity are either in vacuum, or for media with negligible pressure. Therefore, one may wonder whether an anomalous coupling to pressure might be responsible for decoupling vacuum from gravity. We test this possibility in the context of the Gravitational Aether proposal, using current cosmological observations, which probe the gravity of relativistic pressure in the radiation era. Interestingly, we find that the best fit for anomalous pressure coupling is about half-way between General Relativity (GR), and Gravitational Aether (GA), if we include Planck together with WMAP and BICEP2 polarization cosmic microwave background (CMB) observations. Taken at face value, this data combination excludes both GR and GA at around the 3 σ level. However, including higher resolution CMB observations (''highL'') or baryonic acoustic oscillations (BAO) pushes the best fit closer to GR, excluding the Gravitational Aether solution to the cosmological constant problem at the 4- 5 σ level. This constraint effectively places a limit on the anomalous coupling to pressure in the parametrized post-Newtonian (PPN) expansion, ζ{sub 4} = 0.105 ± 0.049 (+highL CMB), or ζ{sub 4} = 0.066 ± 0.039 (+BAO). These represent the most precise measurement of this parameter to date, indicating a mild tension with GR (for ΛCDM including tensors, with 0ζ{sub 4}=), and also among different data sets.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2011

A Simple Harmonic Universe

We explore simple but novel bouncing solutions of general relativity that avoid singularities. These solutions require curvature k = +1, and are supported by a negative cosmological term and matter with -1 < w < -1 = 3. In the case of moderate bounces (where the ratio of the maximal scale factor a + to the minimal scale factor a - is Ο(1)), the solutions are shown to be classically stable and cycle through an infinite set of bounces. For more extreme cases with large a + = a - , the solutions can still oscillate many times before classical instabilities take them out of the regime of validity of our approximations. In this regime, quantum particle production also leads eventually to a departure from the realm of validity of semiclassical general relativity, likely yielding a singular crunch. We briefly discuss possible applications of these models to realistic cosmology.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2016

Stellar equilibrium configurations of compact stars in f ( R , T ) theory of gravity

In this article we study the hydrostatic equilibrium configuration of neutron stars and strange stars, whose fluid pressure is computed from the equations of state p =ωρ{sup 5/3} and p =0.28(ρ−4B), respectively, with ω and B being constants and ρ the energy density of the fluid. We start by deriving the hydrostatic equilibrium equation for the f ( R , T ) theory of gravity, with R and T standing for the Ricci scalar and trace of the energy-momentum tensor, respectively. Such an equation is a generalization of the one obtained from general relativity, and the latter can be retrieved for a certain limit of the theory. For the f ( R , T )= R +2λ T functional form, with λ being a constant, we find that some physical properties of the stars, such as pressure, energy density, mass and radius, are affected when λ is changed. We show that for a fixed central star energy density, the mass of neutron and strange stars can increase with λ. Concerning the star radius, it increases for neutron stars and it decreases for strange stars with the increment of λ. Thus, in f ( R , T ) theory of gravity we can push the maximum mass above the observational limits. This implies that the equation of state cannot be eliminated if the maximum mass within General Relativity lies below the limit given by observed pulsars.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS1978

General-relativistic astrophysics

The overall relevance of general relativity to astrophysics is considered, and some of the knowledge about the ways in which general relativity should influence astrophysical systems is reviewed. Attention is focused primarily on finite-sized astrophysical systems, such as stars, globular clusters, galactic nuclei, and primordial black holes. Stages in the evolution of such systems and tools for studying the effects of relativistic gravity in these systems are examined. Gravitational-wave astronomy is discussed in detail, with emphasis placed on estimates of the strongest gravitational waves that bathe earth, present obstacles and future prospects for detection of the predicted waves, the theory of small perturbations of relativistic stars and black holes, and the gravitational waves such objects generate. Characteristics of waves produced by black-hole events in general, pregalactic black-hole events, black-hole events in galactic nuclei and quasars, black-hole events in globular clusters, the collapse of normal stars to form black holes or neutron stars, and corequakes in neutron stars are analyzed. The state of the art in gravitational-wave detection and characteristics of various types of detector are described.

Thorne, K. S.↗
DOE OSTI2024

Quantum field theory, worldline theory, and spin magnitude change in orbital evolution

A previous paper [Z. Bern et al., Binary dynamics through the fifth power of spin at 𝑂⁡(𝐺 2 ), Phys. Rev. Lett. 130, 201402 (2023)] identified a puzzle stemming from the amplitudes-based approach to spinning bodies in general relativity: additional Wilson coefficients appear compared to current worldline approaches to conservative dynamics of generic astrophysical objects, including neutron stars. In this paper we clarify the nature of analogous Wilson coefficients in the simpler theory of electrodynamics. We analyze the original field-theory construction, identifying definite-spin states some of which have negative norms, and relating the additional Wilson coefficients in the classical theory to transitions between different quantum spin states. We produce a new version of the theory which also has additional Wilson coefficients, but no negative-norm states. We match, through 𝒪⁡(𝛼 2 ) and 𝒪⁡(𝑆 2 ), the Compton amplitudes of these field theories with those of a modified worldline theory with extra degrees of freedom introduced by releasing the spin supplementary condition. We build an effective two-body Hamiltonian that matches the impulse and spin kick of the modified field theory and of the worldline theory, displaying additional Wilson coefficients compared to standard worldline approaches. The results are then compactly expressed in terms of an eikonal formula. Our key conclusion is that, contrary to standard approaches, while the magnitude of the spin tensor is still conserved, the magnitude of the spin vector can change under conserved Hamiltonian dynamics and this change is governed by the additional Wilson coefficients. For specific values of Wilson coefficients the results are equivalent to those from a definite spin obeying the spin supplementary condition, but for generic values they are physically inequivalent. These results warrant detailed studies of the corresponding issues in general relativity.

classical black holes↗
DOE OSTI2011

The dynamics of metric-affine gravity

Highlights: > The role and the dynamics of the connection in metric-affine theories is explored. > The most general second order action does not lead to a dynamical connection. > Including higher order invariants excites new degrees of freedom in the connection. > f(R) actions are also discussed and shown to be a non- representative class. - Abstract: Metric-affine theories of gravity provide an interesting alternative to general relativity: in such an approach, the metric and the affine (not necessarily symmetric) connection are independent quantities. Furthermore, the action should include covariant derivatives of the matter fields, with the covariant derivative naturally defined using the independent connection. As a result, in metric-affine theories a direct coupling involving matter and connection is also present. The role and the dynamics of the connection in such theories is explored. We employ power counting in order to construct the action and search for the minimal requirements it should satisfy for the connection to be dynamical. We find that for the most general action containing lower order invariants of the curvature and the torsion the independent connection does not carry any dynamics. It actually reduces to the role of an auxiliary field and can be completely eliminated algebraically in favour of the metric and the matter field, introducing extra interactions with respect to general relativity. However, we also show that including higher order terms in the action radically changes this picture and excites new degrees of freedom in the connection, making it (or parts of it) dynamical. Constructing actions that constitute exceptions to this rule requires significant fine tuned and/or extra a priori constraints on the connection. We also consider f(R) actions as a particular example in order to show that they constitute a distinct class of metric-affine theories with special properties, and as such they cannot be used as representative toy theories to study the properties of metric-affine gravity.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2011

Evolution of the spin parameter of accreting compact objects with non-Kerr quadrupole moment

There is robust observational evidence supporting the existence of 5−20 M{sub s}un compact bodies in X-ray binary systems and of 10{sup 5}−10{sup 9} M{sub s}un bodies at the center of many galaxies. All these objects are commonly interpreted as black holes, even is there is no direct evidence that they have an event horizon. A fundamental limit for a black hole in 4-dimensional general relativity is the Kerr bound |a{sub *}| ≤ 1, where a{sub *} is the spin parameter. This is just the condition for the existence of the event horizon. The accretion process can spin a black hole up to a{sub *} ≈ 0.998 and some super-massive objects in galactic nuclei could be rapidly rotating black holes with spin parameter close to this limit. However, if these super-massive objects are not black holes, the Kerr bound does not hold and the accretion process can spin them up to a{sub *} > 1. In this paper, I consider compact bodies with non-Kerr quadrupole moment. I study the evolution of the spin parameter due to accretion and I find its equilibrium value. Future experiments like the gravitational wave detector LISA will be able to test if the super-massive objects at the center of galaxies are the black holes predicted by general relativity. If they are not black holes, some of them may be super-spinning objects with a{sub *} > 1.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2013

Is the firewall consistent? Gedanken experiments on black hole complementarity and firewall proposal

In this paper, we discuss the black hole complementarity and the firewall proposal at length. Black hole complementarity is inevitable if we assume the following five things: unitarity, entropy-area formula, existence of an information observer, semi-classical quantum field theory for an asymptotic observer, and the general relativity for an in-falling observer. However, large N rescaling and the AMPS argument show that black hole complementarity is inconsistent. To salvage the basic philosophy of the black hole complementarity, AMPS introduced a firewall around the horizon. According to large N rescaling, the firewall should be located close to the apparent horizon. We investigate the consistency of the firewall with the two critical conditions: the firewall should be near the time-like apparent horizon and it should not affect the future infinity. Concerning this, we have introduced a gravitational collapse with a false vacuum lump which can generate a spacetime structure with disconnected apparent horizons. This reveals a situation that there is a firewall outside of the event horizon, while the apparent horizon is absent. Therefore, the firewall, if it exists, not only does modify the general relativity for an in-falling observer, but also modify the semi-classical quantum field theory for an asymptotic observer.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2016

Testing gravity using galaxy clusters: new constraints on beyond Horndeski theories

The Beyond Horndeski class of alternative gravity theories allow for Self-accelerating de-Sitter cosmologies with no need for a cosmological constant. This makes them viable alternatives to ΛCDM and so testing their small-scale predictions against General Relativity is of paramount importance. These theories generically predict deviations in both the Newtonian force law and the gravitational lensing of light inside extended objects. Therefore, by simultaneously fitting the X-ray and lensing profiles of galaxy clusters new constraints can be obtained. In this work, we apply this methodology to the stacked profiles of 58 high-redshift (0.1 < z < 1.2) clusters using X-ray surface brightness profiles from the XMM Cluster Survey and weak lensing profiles from CFHTLenS. By performing a multi-parameter Markov chain Monte Carlo analysis, we are able to place new constraints on the parameters governing deviations from Newton's law Υ{sub 1} = −0.11{sup +0.93}{sub −0.67} and light bending Υ{sub 2} = −0.22{sup +1.22}{sub −1.19}. Both constraints are consistent with General Relativity, for which Υ{sub 1} = Υ{sub 2} = 0. We present here the first observational constraints on Υ{sub 2}, as well as the first extragalactic measurement of both parameters.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2016

Inhomogeneous anisotropic cosmology

In homogeneous and isotropic Friedmann-Robertson-Walker cosmology, the topology of the universe determines its ultimate fate. If the Weak Energy Condition is satisfied, open and flat universes must expand forever, while closed cosmologies can recollapse to a Big Crunch. A similar statement holds for homogeneous but anisotropic (Bianchi) universes. Here, we prove that arbitrarily inhomogeneous and anisotropic cosmologies with “flat” (including toroidal) and “open” (including compact hyperbolic) spatial topology that are initially expanding must continue to expand forever at least in some region at a rate bounded from below by a positive number, despite the presence of arbitrarily large density fluctuations and/or the formation of black holes. Because the set of 3-manifold topologies is countable, a single integer determines the ultimate fate of the universe, and, in a specific sense, most 3-manifolds are “flat” or “open”. Our result has important implications for inflation: if there is a positive cosmological constant (or suitable inflationary potential) and initial conditions for the inflaton, cosmologies with “flat” or “open” topology must expand forever in some region at least as fast as de Sitter space, and are therefore very likely to begin inflationary expansion eventually, regardless of the scale of the inflationary energy or the spectrum and amplitude of initial inhomogeneities and gravitational waves. Our result is also significant for numerical general relativity, which often makes use of periodic (toroidal) boundary conditions.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2016

A marked correlation function for constraining modified gravity models

Future large scale structure surveys will provide increasingly tight constraints on our cosmological model. These surveys will report results on the distance scale and growth rate of perturbations through measurements of Baryon Acoustic Oscillations and Redshift-Space Distortions. It is interesting to ask: what further analyses should become routine, so as to test as-yet-unknown models of cosmic acceleration? Models which aim to explain the accelerated expansion rate of the Universe by modifications to General Relativity often invoke screening mechanisms which can imprint a non-standard density dependence on their predictions. This suggests density-dependent clustering as a `generic' constraint. This paper argues that a density-marked correlation function provides a density-dependent statistic which is easy to compute and report and requires minimal additional infrastructure beyond what is routinely available to such survey analyses. We give one realization of this idea and study it using low order perturbation theory. We encourage groups developing modified gravity theories to see whether such statistics provide discriminatory power for their models.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2016

CLASH-VLT: testing the nature of gravity with galaxy cluster mass profiles

We use high-precision kinematic and lensing measurements of the total mass profile of the dynamically relaxed galaxy cluster MACS J1206.2-0847 at z=0.44 to estimate the value of the ratio η=Ψ/Φ between the two scalar potentials in the linear perturbed Friedmann-Lemaitre-Robertson-Walker metric. An accurate measurement of this ratio, called anisotropic stress, could show possible, interesting deviations from the predictions of the theory of General Relativity, according to which Ψ should be equal to Φ. Complementary kinematic and lensing mass profiles were derived from exhaustive analyses using the data from the Cluster Lensing And Supernova survey with Hubble (CLASH) and the spectroscopic follow-up with the Very Large Telescope (CLASH-VLT). Whereas the kinematic mass profile tracks only the time-time part of the perturbed metric (i.e. only Φ), the lensing mass profile reflects the contribution of both time-time and space-space components (i.e. the sum Φ+Ψ). We thus express η as a function of the mass profiles and perform our analysis over the radial range 0.5 Mpc≤ r≤ r{sub 200}=1.96 Mpc. Using a spherical Navarro-Frenk-White mass profile, which well fits the data, we obtain η(r{sub 200})=1.01 {sub −0.28}{sup +0.31} at the 68% C.L. We discuss the effect of assuming different functional forms for mass profiles and of the orbit anisotropy in the kinematic reconstruction. Interpreting this result within the well-studied f(R) modified gravity model, the constraint on η translates into an upper bound to the interaction length (inverse of the scalaron mass) smaller than 2 Mpc. This tight constraint on the f(R) interaction range is however substantially relaxed when systematic uncertainties in the analysis are considered. Our analysis highlights the potential of this method to detect deviations from general relativity, while calling for the need of further high-quality data on the total mass distribution of clusters and improved control on systematic effects.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2015

Angular momentum role in the hypercritical accretion of binary-driven hypernovae

The induced gravitational collapse paradigm explains a class of energetic, E{sub iso}≳10{sup 52} erg, long-duration gamma-ray bursts (GRBs) associated with Ic supernovae, recently named binary-driven hypernovae. The progenitor is a tight binary system formed of a carbon–oxygen (CO) core and a neutron star (NS) companion. The supernova ejecta of the exploding CO core trigger a hypercritical accretion process onto the NS, which reaches the critical mass in a few seconds, and gravitationally collapses to a black hole, emitting a GRB. In our previous simulations of this process, we adopted a spherically symmetric approximation to compute the features of the hypercritical accretion process. We here present the first estimates of the angular momentum transported by the supernova ejecta, L{sub acc}, and perform numerical simulations of the angular momentum transfer to the NS during the hyperaccretion process in full general relativity. We show that the NS (1) reaches either the mass-shedding limit or the secular axisymmetric instability in a few seconds depending on its initial mass, (2) reaches a maximum dimensionless angular momentum value, [cJ/(GM{sup 2})]{sub max}≈0.7, and (3) can support less angular momentum than the one transported by supernova ejecta, L{sub acc}>J{sub NS,max}, hence there is an angular momentum excess that necessarily leads to jetted emission.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2017

Singular instantons in Eddington-inspired-Born-Infeld gravity

In this study, we investigate O(4)-symmetric instantons within the Eddington-inspired-Born-Infeld gravity theory (EiBI) . We discuss the regular Hawking-Moss instanton and find that the tunneling rate reduces to the General Relativity (GR) value, even though the action value is different by a constant. We give a thorough analysis of the singular Vilenkin instanton and the Hawking-Turok instanton with a quadratic scalar field potential in the EiBI theory. In both cases, we find that the singularity can be avoided in the sense that the physical metric, its scalar curvature and the scalar field are regular under some parameter restrictions, but there is a curvature singularity of the auxiliary metric compatible with the connection. We find that the on-shell action is finite and the probability does not reduce to its GR value. We also find that the Vilenkin instanton in the EiBI theory would still cause the instability of the Minkowski space, similar to that in GR, and this is observationally inconsistent. This result suggests that the singularity of the auxiliary metric may be problematic at the quantum level and that these instantons should be excluded from the path integral.

79 ASTRONOMY AND ASTROPHYSICS↗
DOE OSTI2024

Constraining gravity with a new precision 𝐸 𝐺 estimator using Planck + SDSS BOSS data

The 𝐸 𝐺 statistic is a discriminating probe of gravity developed to test the prediction of general relativity (GR) for the relation between gravitational potential and clustering on the largest scales in the observable Universe. We present a novel high-precision estimator for the 𝐸 𝐺 statistic using CMB lensing and galaxy clustering correlations that carefully matches the effective redshifts across the different measurement components to minimize corrections. A suite of detailed tests is performed to characterize the estimator’s accuracy, its sensitivity to assumptions and analysis choices, and the non-Gaussianity of the estimator’s uncertainty is characterized. After finalization of the estimator, it is applied to Planck CMB lensing and SDSS CMASS and LOWZ galaxy data. We report the first harmonic space measurement of 𝐸 𝐺 using the LOWZ sample and CMB lensing and also updated constraints using the final CMASS sample and the latest Planck CMB lensing map. We find $\hat{𝐸}$$^{Planck+CMASS}_{𝐺}$ = 0.3⁢6$^{+0.06}_{−0.05}$⁢(68.27%) and $\hat{𝐸}$$^{Planck+LOWZ}_{𝐺}$ = 0.4⁢0$^{+0.11}_{−0.09}$⁢(68.27%), with additional subdominant systematic error budget estimates of 2% and 3%, respectively. Using Ω m,0 constraints from Planck and SDSS BAO observations, Λ⁢CDM-GR predicts 𝐸$^{GR}_ {𝐺}$⁡(𝑧 =0.555) = 0.401 ± 0.005 and 𝐸$^{GR}_{𝐺}$⁡(𝑧 =0.316) = 0.452 ± 0.005 at the effective redshifts of the CMASS and LOWZ based measurements. We report the measurement to be in good statistical agreement with the Λ⁢CDM-GR prediction and report that the measurement is also consistent with the more general GR prediction of scale independence for 𝐸 𝐺 . Furthermore, this work provides a carefully constructed and calibrated statistic with which 𝐸 𝐺 measurements can be confidently and accurately obtained with upcoming survey data.

79 ASTRONOMY AND ASTROPHYSICS↗
NASA NTRS1990

New tests of the gravitational redshift effect

Tests of the gravitational redshift effect provide a way to check the validity of the Einstein Equivalence Principle (EEP) and, more specifically, of general relativity. If the EEP is valid, then the redshift should be the same for different clocks. Also, according to general relativity, the redshift should depend upon only the total mass of a gravitating body without reference to its detailed composition. These predictions have been tested mainly in the gravitational field of the earth. It is now possible to measure, with space probes, the redshift effect to good accuracy in the vicinity of other bodies in the solar system, in particular at the massive outer planets. The present and future status of these experiments is discussed.

Krisher, Timothy P.↗