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At least 325 records · Page 18
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DOE OSTI2022

Soft-collinear gravity beyond the leading power

We construct “soft-collinear gravity”, the effective field theory which describes the interaction of collinear and soft gravitons with matter (and themselves), to all orders in the soft-collinear power expansion. Despite the absence of collinear divergences in gravity at leading power, the construction exhibits remarkable similarities with soft-collinear effective theory of QCD (gauge fields). It reveals an emergent soft background gauge symmetry, which allows for a manifestly gauge-invariant representation of the interactions in terms of a soft covariant derivative, the soft Riemann tensor, and a covariant generalisation of the collinear light-cone gauge metric field. The gauge symmetries control both the unsuppressed collinear field components and the inherent inhomogeneity in λ of the invariant objects to all orders, resulting in a consistent expansion.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Fractonic coset construction for spontaneously broken translations

We study the homogeneous breaking of spatial translation symmetry concomitantly with the spontaneous breaking of other internal and spacetime symmetries, including dilations. We use the symmetry-breaking pattern as the only input to derive, via the coset construction, general effective field theories for the symmetry-originated modes associated with Goldstone’s theorem, namely the Nambu-Goldstone candidates. Through explicit computations, we show that integrating out the explicit massive Nambu-Goldstone candidates or imposing symmetric constraints, namely the inverse Higgs constraints, to express massive modes in terms of the massless ones leads to physically distinct effective field theories. This sensitivity to the chosen method can be traced back to the homogeneous breaking of translations, the homogeneous aspect of the breaking induces a mixing between internal and spacetime symmetries at the level of the Lie algebra. This, in turn, leads to subtle discussions about the inverse Higgs constraints, in particular that they lead to a loss of generality in our specific examples. The derived general effective field theories also give rise to a broad class of theories exhibiting emergent enhanced shift symmetries, which constrain the mobility of the modes. The latter are referred to as fractonic modes. Published by the American Physical Society 2025

Chavda, Ameya (ORCID:0000000211731605)↗
DOE OSTI2019

Light hidden mesons through the Z portal

Confining hidden sectors are an attractive possibility for physics beyond the Standard Model (SM). They are especially motivated by neutral naturalness theories, which reconcile the lightness of the Higgs with the strong constraints on colored top partners. We study hidden QCD with one light quark flavor, coupled to the SM via effective operators suppressed by the mass M of new electroweak-charged particles. This effective field theory is inspired by a new tripled top model of supersymmetric neutral naturalness. The hidden sector is accessed primarily via the Z and Higgs portals, which also mediate the decays of the hidden mesons back to SM particles. We find that exotic Z decays at the LHC and future Z factories provide the strongest sensitivity to this scenario, and we outline a wide array of searches. For a larger hidden confinement scale Λ ~ O (10) GeV, the exotic Z decays dominantly produce final states with two hidden mesons. ATLAS and CMS can probe their prompt decays up to M ~ 3 TeV at the high luminosity phase, while a TeraZ factory would extend the reach up to M ~ 20 TeV through a combination of searches for prompt and displaced signals. For smaller Λ ~ O (1) GeV, the Z decays to the hidden sector produce jets of hidden mesons, which are long-lived. LHCb will be a powerful probe of these emerging jets. Furthermore, the light hidden vector meson could be detected by proposed dark photon searches.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Baryon number violation: from nuclear matrix elements to BSM physics

Processes that violate baryon number, most notably proton decay and $n\bar{n}$ transitions, are promising probes of physics beyond the Standard Model (BSM) needed to understand the lack of antimatter in the Universe. To interpret current and forthcoming experimental limits, theory input from nuclear matrix elements to UV complete models enters. Thus, an interplay of experiment, effective field theory, lattice QCD, and BSM model building is required to develop strategies to accurately extract information from current and future data and maximize the impact and sensitivity of next-generation experiments. Here, we briefly summarize the main results and discussions from the workshop ‘INT-25-91W: Baryon Number Violation: From Nuclear Matrix Elements to BSM Physics,’ held at the Institute for Nuclear Theory, University of Washington, Seattle, WA, 13–17 January 2025.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Uncertainty quantification in electromagnetic observables of nuclei

We present strategies to quantify theoretical uncertainties in modern ab initio calculations of electromagnetic observables in light and medium-mass nuclei. We discuss how uncertainties build up from various sources, such as the approximations introduced by the few- or many-body solver and the truncation of the chiral effective field theory expansion. We review the recent progress encompassing a broad range of electromagnetic observables in stable and unstable nuclei.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2021

Chern-Weil global symmetries and how quantum gravity avoids them

We draw attention to a class of generalized global symmetries, which we call “Chern-Weil global symmetries,” that arise ubiquitously in gauge theories. The Noether currents of these Chern-Weil global symmetries are given by wedge products of gauge field strengths, such as F 2 $\wedge$ H 3 and tr(F$^2_2$), and their conservation follows from Bianchi identities. As a result, they are not easy to break. However, it is widely believed that exact global symmetries are not allowed in a consistent theory of quantum gravity. As a result, any Chern-Weil global symmetry in a low-energy effective field theory must be either broken or gauged when the theory is coupled to gravity. In this paper, we explore the processes by which Chern-Weil symmetries may be broken or gauged in effective field theory and string theory. We will see that many familiar phenomena in string theory, such as axions, Chern-Simons terms, worldvolume degrees of freedom, and branes ending on or dissolving in other branes, can be interpreted as consequences of the absence of Chern-Weil symmetries in quantum gravity, suggesting that they might be general features of quantum gravity. We further discuss implications of breaking and gauging Chern-Weil symmetries for particle phenomenology and for boundary CFTs of AdS bulk theories. Chern-Weil global symmetries thus offer a unified framework for understanding many familiar aspects of quantum field theory and quantum gravity.

Brane dynamics in gauge theories↗
DOE OSTI2021

On systems of maximal quantum chaos

A remarkable feature of chaos in many-body quantum systems is the existence of a bound on the quantum Lyapunov exponent. An important question is to understand what is special about maximally chaotic systems which saturate this bound. Here we provide further evidence for the ‘hydrodynamic’ origin of chaos in such systems, and discuss hallmarks of maximally chaotic systems. We first provide evidence that a hydrodynamic effective field theory of chaos we previously proposed should be understood as a theory of maximally chaotic systems. We then emphasize and make explicit a signature of maximal chaos which was only implicit in prior literature, namely the suppression of exponential growth in commutator squares of generic few-body operators. We provide a general argument for this suppression within our chaos effective field theory, and illustrate it using SYK models and holographic systems. We speculate that this suppression indicates that the nature of operator scrambling in maximally chaotic systems is fundamentally different to scrambling in non-maximally chaotic systems. We also discuss a simplest scenario for the existence of a maximally chaotic regime at sufficiently large distances even for non-maximally chaotic systems.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Scalar and tensor neutrino interactions

We constrain general Dirac neutrino interactions based on the Standard Model Effective Field Theory framework extended with right-handed neutrinos N (SMNEFT) using deep inelastic and coherent elastic neutrino scattering, nuclear beta decay, and meson decay data, and high energy electron-proton and proton-proton collider data. We compute the one-loop anomalous dimensions of the low-energy effective field theory (LEFT) below the electroweak scale and of SMNEFT above the electroweak scale. The tree-level matching between LEFT and SMNEFT is performed at the electroweak scale. Currently, the most stringent limits on scalar and tensor interactions arise from pseudoscalar meson decays and the LHC measurements at the per mille level. In the future, the upcoming High-Luminosity LHC (HL-LHC) has the potential to reach the 10 -4 level and LHeC can play an important role under certain theoretical assumptions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Equivalence of EFTs and timelike extra dimensions

A flat 3-brane probing a five-dimensional anti–de Sitter space has the same symmetries and symmetry breaking pattern as one probing a five-dimensional de Sitter space with two time directions. Despite the seemingly different physical setups, we show that the effective field theory of the brane bending mode is identical in both cases. In particular, despite “wrong” signs in the Dirac-Born-Infeld (DBI) action for the two-time de Sitter case, the theories have the same S -matrix. This is consistent with the expectation that effective field theories are determined solely by their degrees of freedom and pattern of symmetry breaking, even in the case of spacetime symmetries. We comment further on the equivalence between the Weyl/dilaton and DBI representations of the EFT of broken conformal symmetry. Published by the American Physical Society 2024

Astronomy & Astrophysics↗
DOE OSTI2025

Geometry of soft scalars at one loop

We extend the soft theorems for scattering amplitudes of scalar effective field theories to one-loop order. Our analysis requires carefully accounting for the fact that the soft limit is not guaranteed to commute with evaluating IR-divergent loop integrals; new results for the soft limit of general scalar one-loop integrals are presented. The geometric soft theorem remains unmodified for any derivatively-coupled scalar effective field theory, and we conjecture that this statement holds to all orders. In contrast, the soft theorem receives nontrivial corrections in the presence of potential interactions, analogous to the case of non-Abelian gauge theories. We derive the universal leading-order correction to the scalar soft theorem arising from potential interactions at one loop. Explicit examples are provided that illustrate the general results.

differential and algebraic geometry↗
DOE OSTI2021

Non-standard interactions in SMEFT confronted with terrestrial neutrino experiments

The Standard Model Effective Field Theory (SMEFT) provides a systematic and model-independent framework to study neutrino non-standard interactions (NSIs). We study the constraining power of the on-going neutrino oscillation experiments T2K, NO ν A, Daya Bay, Double Chooz and RENO in the SMEFT framework. A full consideration of matching is provided between different effective field theories and the renormalization group running at different scales, filling the gap between the low-energy neutrino oscillation experiments and SMEFT at the UV scale. We first illustrate our method with a top- down approach in a simplified scalar leptoquark model, showing more stringent constraints from the neutrino oscillation experiments compared to collider studies. We then provide a bottom-up study on individual dimension-6 SMEFT operators and find NSIs in neutrino experiments already sensitive to new physics at ~20 TeV when the Wilson coefficients are fixed at unity. We also investigate the correlation among multiple operators at the UV scale and find it could change the constraints on SMEFT operators by several orders of magnitude compared with when only one operator is considered. Furthermore, we find that accelerator and reactor neutrino experiments are sensitive to different SMEFT operators, which highlights the complementarity of the two experiment types.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2019

Reparametrization modes, shadow operators, and quantum chaos in higher-dimensional CFTs

We study two novel approaches to efficiently encoding universal constraints imposed by conformal symmetry, and describe applications to quantum chaos in higher dimensional CFTs. The first approach consists of a reformulation of the shadow operator formalism and kinematic space techniques. We observe that the shadow operator associated with the stress tensor (or other conserved currents) can be written as the descendant of a field ε with negative dimension. Computations of stress tensor contributions to conformal blocks can be systematically organized in terms of the “soft mode” ε, turning them into a simple diagrammatic perturbation theory at large central charge.Our second (equivalent) approach concerns a theory of reparametrization modes, generalizing previous studies in the context of the Schwarzian theory and two-dimensional CFTs. Due to the conformal anomaly in even dimensions, gauge modes of the conformal group acquire an action and are shown to exhibit the same dynamics as the soft mode ε that encodes the physics of the stress tensor shadow. We discuss the calculation of the conformal partial waves or the conformal blocks using our effective field theory. The separation of conformal blocks from shadow blocks is related to gauging of certain symmetries in our effective field theory of the soft mode. These connections explain and generalize various relations between conformal blocks, shadow operators, kinematic space, and reparametrization modes. As an application we study thermal physics in higher dimensions and argue that the theory of reparametrization modes captures the physics of quantum chaos in Rindler space. This is also supported by the observation of the pole skipping phenomenon in the conformal energy-energy two-point function on Rindler space.

1/N Expansion↗
DOE OSTI2023

Goldstone bosons and fluctuating hydrodynamics with dipole and momentum conservation

We develop a Schwinger-Keldysh effective field theory describing the hydrodynamics of a fluid with conserved charge and dipole moments, together with conserved momentum. The resulting hydrodynamic modes are highly unusual, including sound waves with quadratic (magnon-like) dispersion relation and subdiffusive decay rate. Hydrodynamics itself is unstable below four spatial dimensions. We show that the momentum density is, at leading order, the Goldstone boson for a dipole symmetry which appears spontaneously broken at finite charge density. Unlike an ordinary fluid, the presence or absence of energy conservation qualitatively changes the decay rates of the hydrodynamic modes. This effective field theory naturally couples to curved spacetime and background gauge fields; in the flat spacetime limit, we reproduce the “mixed rank tensor fields” previously coupled to fracton matter.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Interfaces and the extended Hilbert space of Chern-Simons theory

The low energy effective field theories of (2 + 1) dimensional topological phases of matter provide powerful avenues for investigating entanglement in their ground states. In [1] the entanglement between distinct Abelian topological phases was investigated through Abelian Chern-Simons theories equipped with a set of topological boundary conditions (TBCs). In the present paper we extend the notion of a TBC to non-Abelian Chern-Simons theories, providing an effective description for a class of gapped interfaces across non-Abelian topological phases. These boundary conditions furnish a defining relation for the extended Hilbert space of the quantum theory and allow the calculation of entanglement directly in the gauge theory. Because we allow for trivial interfaces, this includes a generic construction of the extended Hilbert space in any (compact) Chern-Simons theory quantized on a Riemann surface. Additionally, this provides a constructive and principled definition for the Hilbert space of effective ground states of gapped phases of matter glued along gapped interfaces. Lastly, we describe a generalized notion of surgery, adding a powerful tool from topological field theory to the gapped interface toolbox.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Field Theories for type-II fractons

We derive an effective field theory for a type-II fracton starting from the Haah code on the lattice. The effective topological theory is not given exclusively in terms of an action; it must be supplemented with a condition that selects physical states. Without the constraint, the action only describes a type-I fracton. The constraint emerges from a condition that cube operators multiply to the identity, and it cannot be consistently implemented in the continuum theory at the operator level, but only in a weaker form, in terms of matrix elements of physical states. Informed by these studies and starting from the opposite end, i.e., the continuum, we discuss a Chern-Simons-like theory that does not need a constraint or projector, and yet has no mobile excitations. Whether this continuum theory admits a lattice counterpart remains unanswered.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

The importance of flavor in SMEFT Electroweak Precision Fits

Effective field theory tools are essential for exploring non-Standard Model physics at the LHC in the absence of the discovery of new light particles. Predictions for observables are typically made at the lowest order in the QCD and electroweak expansions in the Standard Model effective field theory (SMEFT) and often ignore the effects of flavor. Here, we present results for electroweak precision observables (EWPOs) at the next-to-leading order QCD and electroweak expansions (NLO) of the SMEFT with an arbitrary flavor structure for the fermion operators. Numerical NLO SMEFT fits to EWPOs have a strong dependence on the assumed flavor structures and we demonstrate this using various popular assumptions for flavor symmetries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Hilbert series, the Higgs mechanism, and HEFT

We expand Hilbert series technologies in effective field theory for the inclusion of massive particles, enabling, among other things, the enumeration of operator bases for non-linearly realized gauge theories. We find that the Higgs mechanism is manifest at the level of the Hilbert series, as expected for the partition function of an S-matrix that is subject to the Goldstone equivalence theorem. In addition to massive vectors, we detail how other massive, spinning particles can be studied with Hilbert series; in particular, we spell out the ingredients for massive gravity in general spacetime dimensions. Further methodology is introduced to enable Hilbert series to capture the effect of spurion fields acquiring vevs. We apply the techniques to the Higgs Effective Field Theory (HEFT), providing a systematic enumeration of its operator basis. This is achieved both from a direct and a custodial symmetry spurion-based approach; we compare and contrast the two approaches, and our results to those appearing in previous literature.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Towards a theory of hadron resonances

In this review, we present the current state of the art of our understanding of the spectrum of excited strongly interacting particles and discuss methods that allow for a systematic and model-independent calculation of the hadron spectrum. These are lattice QCD and effective field theories. Synergies between both approaches can be exploited allowing for a deeper understanding of the hadron spectrum. Results based on effective field theories and hadron–hadron scattering in lattice QCD or combinations thereof are presented and discussed. We also show that the often used Breit–Wigner parametrization is at odds with chiral symmetry and should not be used in case of strongly coupled channels.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗