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DOE OSTI2025

What exactly does Bekenstein bound?

The Bekenstein bound posits a maximum entropy for matter with finite energy confined to a spatial region. It is often interpreted as a fundamental limit on the information that can be stored by physical objects. In this work, we test this interpretation by asking whether the Bekenstein bound imposes constraints on a channel's communication capacity, a context in which information can be given a mathematically rigorous and operationally meaningful definition. We study specifically the Unruh channel that describes a stationary Alice exciting different species of free scalar fields to send information to an accelerating Bob, who is confined to a Rindler wedge and exposed to the noise of Unruh radiation. We show that the classical and quantum capacities of the Unruh channel obey the Bekenstein bound that pertains to the decoder Bob. In contrast, even at high temperatures, the Unruh channel can transmit a significant number of zero-bits , which are quantum communication resources that can be used for quantum identification and many other primitive protocols. Therefore, unlike classical bits and qubits, zero-bits and their associated information processing capability are generally not constrained by the Bekenstein bound. However, we further show that when both the encoder and the decoder are restricted, the Bekenstein bound does constrain the channel capacities, including the zero-bit capacity.

Hayden, Patrick [Stanford University, CA (United S↗
DOE OSTI2025

Sequency Hierarchy Truncation (SeqHT) for Adiabatic State Preparation and Time Evolution in Quantum Simulations

We introduce the Sequency Hierarchy Truncation (SeqHT) scheme for reducing the resources required for state preparation and time evolution in quantum simulations, based upon a truncation in sequency. For the λϕ 4 interaction in scalar field theory, or any interaction with a polynomial expansion, upper bounds on the contributions of operators of a given sequency are derived. For the systems we have examined, observables computed in sequency-truncated wavefunctions, including quantum correlations as measured by magic, are found to step-wise converge to their exact values with increasing cutoff sequency. The utility of SeqHT is demonstrated in the adiabatic state preparation of the λϕ 4 anharmonic oscillator ground state using IBM's quantum computer ibm_sherbrooke. Using SeqHT, the depth of the required quantum circuits is reduced by ∼ 30 % , leading to significantly improved determinations of observables in the quantum simulations. More generally, SeqHT is expected to lead to a reduction in required resources for quantum simulations of systems with a hierarchy of length scales.

Li, Zhiyao [Univ. of Washington, Seattle, WA (Unit↗
DOE OSTI2025

Multimodality in the Search for New Physics in Pulsar Timing Data and the Case of Kination-amplified Gravitational-wave Background from Inflation

We investigate the kination-amplified inflationary gravitational-wave background (GWB) interpretation of the signal recently reported by various pulsar timing array (PTA) experiments. Kination is a post-inflationary phase in the expansion history dominated by the kinetic energy of some scalar field, characterized by a stiff equation of state w = 1. Within the inflationary GWB model, we identify two modes that can fit the current data sets (NANOGrav and EPTA) with equal likelihood: the kination-amplification (KA) mode and the ordinary, no-kination-amplification (no-KA) mode. The multimodality of the likelihood motivates a Bayesian analysis with nested sampling. We analyze the free spectra of current PTA data and mock free spectra constructed with higher signal-to-noise ratios using nested sampling. The analysis of the mock spectrum designed to be consistent with the best fit to the NANOGrav 15 yr (NG15) data successfully reveals the expected bimodal posterior for the first time while excluding the reheating mode that appears in the fit to the current NG15 data, making a case for our correct and comprehensive treatment of potential multimodal posteriors arising from future PTA data sets. The resultant Bayes factor is $\mathcal{B}$ $\equiv$ Z no–KA /Z KA = 2.9 ± 1.9, indicating comparable statistical significance between the two modes. Given the theoretical model-building challenges of producing highly blue-tilted primordial tensor spectra, the KA mode has the advantage of requiring less blue primordial spectra, compared with the no-KA mode. The synergy between future cosmic microwave background polarization, pulsar timing, and laser interferometer measurements of gravitational waves will help resolve the ambiguity implied by the multimodal posterior in PTA-only searches.

Cosmology↗
DOE OSTI2025

Algorithm to extract direction in 2D discrete distributions and a continuous Frobenius norm

In this study, we present a novel algorithm for determining directionality in 2D distributions of discrete data. We compare a reference dataset with a known direction to a measured dataset with an unknown direction by the Frobenius norm of the difference (FND) to find the unknown direction. To generalize this concept, we develop a continuous Frobenius norm of the difference (CFND) as a continuous analog of the FND and derive its analytical expression. By relating fitted and normalized 2D Gaussian distributions, we show that the CFND approximates the FND, and we validate this relationship with computer simulations. We find that a first-order approximation of the CFND between two similar Gaussian distributions takes the form of an absolute sine function, offering a simple analytical form with potential for specialized applications in segmented inverse beta decay (IBD) neutrino detectors, astronomy, machine learning, and more. Although this method may easily extend to 3D scalar fields, our focus here is on 2D real-valued fields as it directly applies to directionality. Our methodology consists of modeling a 2D Gaussian distribution, binning the data into a histogram, and encoding it as a square matrix. Rotating this matrix around its geometric center and comparing it to a measured dataset using the FND gives us rotational data that we fit with an absolute sine function. The location of the minimum of this fit is the angle closest to the true angle of the direction in the measured dataset. We present the derivation and discuss initial applications of the CFND in our novel algorithm, demonstrating its success in approximating directionality in 2D distributions.

Data Analysis, Statistics and Probability (physics↗
DOE OSTI2025

Evolving Dark Sector and the Dark Dimension Scenario

String theory naturally leads to the expectation that dark energy is not stable, and may be evolving as captured by the Swampland de Sitter conjectures. Moreover, motivated by the distance conjecture, a unification of dark sector has been proposed, where the smallness of dark energy leads to one extra dimension of micron size with dark matter being the Kaluza--Klein graviton excitations in this extra dimension. We consider the natural possibility that the radius of the dark dimension varies as the dark energy decreases, leading to the variation of the dark matter mass. This correlates the decrease of the dark energy with the variation of the dark matter mass as they depend on the variations of a scalar field $ϕ$ controlling the radius of the extra dimension. A simple realization of this idea for small range of $ϕ$ is adequately captured by choosing a potential which is locally of the form $V=V_0\ {\rm exp}(-cϕ)$ and dark matter mass $m_{\rm DM}=m_0\ {\rm exp}(-c' ϕ)$ where the sign of $ϕ$ is chosen such that $c'\geq 0$ while we have two choices for the sign of $c$ depending on whether the dark dimension expands or shrinks when the dark energy dominates. We find excellent agreement with recent experimental data from DESI DR2 combined with SN measurements (from DES, Union3 or Pantheon+) and reproduces the same significance as CPL parametrization with the added benefit of providing a natural explanation for the apparent phantom behavior ($w<-1$) reported by DESI and DES based on a physical model. DESI and SN datasets independently favor non-zero values of $c'$ and $c$, respectively, both lying within the expected $\mathcal{O}(1)$ range suggested by the Swampland criteria. Moreover, our best fit value $c'\simeq 0.05 \pm 0.01$ is remarkably consistent with the experimental upper bound of $c'\lesssim 0.2$ demanded by the lack of detection of fifth force in the dark sector.

Cosmology and Nongalactic Astrophysics (astro-ph.C↗
DOE OSTI2025

A Solution to the Hierarchy Problem with Non-Linear Quantum Mechanics

We argue that the hierarchy problem of the standard model of particle physics can be solved by adding a state-dependent term to the Higgs sector. We present an example of a scalar field with a Higgs-like potential with an additional term proportional to the expectation value of the squared Higgs field operator. We show that the mass can be parametrically lighter than the theory's energy-momentum cutoff without fine tuning. We find the Higgs mass can be technically natural, even with a Planck-scale cutoff. The simplest version of the theory may not be distinguishable from the standard model at colliders, but other versions might. In addition, some aspects of cosmological evolution can be different in this model, in some cases radically.

Kaplan, David E. [Johns Hopkins U.; Tokyo U., IPMU↗
DOE OSTI2026

Impact of New Physics on the JUNO-Long-Baseline Synergy in Neutrino Mass Ordering Determination

The determination of the neutrino mass ordering is one of the flagship goals in particle physics. A well-known and powerful synergy emerges when combining high-precision measurements of the effective atmospheric mass-squared splitting from electron antineutrino disappearance in reactor experiments with that from muon (anti)neutrino disappearance in accelerator-based long-baseline experiments. To fully exploit this synergy, percent-level precision in the atmospheric mass splitting is required-a target that JUNO is expected to achieve within a few months of data taking. This motivated the formulation of a mass ordering sum rule for neutrino disappearance channels, which shows that by combining data from T2K and NOvA with JUNO after one year of operation, the neutrino mass ordering can be determined at the $3σ$ confidence level. Since JUNO has recently started taking data, it is timely to ask whether this sum rule remains robust in the presence of new physics. We identify the necessary conditions for new physics to affect the sum rule and demonstrate that, in some cases, such effects could lead to an incorrect inference of the mass ordering. As concrete examples, we consider Scalar Non-Standard Interactions (SNSI) and neutrinos coupled to an ultralight scalar field. We find that, for SNSI, current constraints render any modification of the sum rule negligible, whereas in the latter case, the inference of the ordering requires caution. Nevertheless, these effects can be disentangled, illustrating how the sum rule can also be used to search for new physics.

Alves, Gustavo F.S. [Fermilab; Northwestern U.; Sa↗
DOE OSTI2026

Testing Scale-Dependent Modified Gravity with DESI DR1

The Dark Energy Spectroscopic Instrument (DESI) provides an unprecedented opportunity to test deviations from general relativity (GR) that introduce a new physical scale within its redshift range. Using the connection between a Yukawa-like potential and the Hu-Sawicki $f(R)$ model, we place strong constraints on the range of a hypothetical fifth force mediated by a massive scalar field. We analyze the power spectrum measurements from DESI Data Release 1 using a baseline EFT model that employs the fkpt approach for the loop integrals. We find no evidence for deviations from GR and obtain the constraint $\log_{10} |f_{R_0}| < -4.59$ (95% C.L.). This corresponds to an upper bound at redshift zero on the scale at which corrections to GR become important, $λ< 17.81$ Mpc, or equivalently, a lower bound on the mass of the additional gravitational mediator of $m_ϕ> 3.60 \times 10^{-31}$ eV. We find that the modified gravity parameter $f_{R_0}$ is largely orthogonal to the cosmological parameters in the model, such that no additional projection effects relative to the GR case are introduced in this Full-Shape analysis. Furthermore, a second modified gravity parameter, the power index $n$, which modulates the time-variation of the associated mass, is found to be consistent with previous analyses that fixed it to unity. Adding DESI BAO data or other cosmological probes does not significantly change these results. The conclusions remain similar if the background evolution is described by evolving dark energy instead of a cosmological constant. Additionally, we test the robustness of the baseline model by varying the maximum wavenumber used in the Full-Shape analysis and analyzing the DESI targets separately. Finally, we analyze the degeneracies between the modified-gravity parameters and the sum of neutrino masses.

Gonzalez, D. [Guanajuato U.; UNAM, CCF] (ORCID:000↗
DOE OSTI2024

Bilocal Field Theory for Composite Scalar Bosons

We give a bilocal field theory description of a composite scalar with an extended binding potential that reduces to the Nambu–Jona-Lasinio (NJL) model in the pointlike limit. This provides a description of the internal dynamics of the bound state and features a static internal wave function, $\phi(\vec{r})$, in the center-of-mass frame that satisfies a Schrödinger–Klein–Gordon equation with eigenvalues m 2 . We analyze the “coloron” model (single perturbative massive gluon exchange) which yields a UV completion of the NJL model. This has a BCS-like enhancement of its interaction, ∝N c the number of colors, and is classically critical with g critical remarkably close to the NJL quantum critical coupling. Negative eigenvalues for m 2 lead to spontaneous symmetry breaking, and the Yukawa coupling of the bound state to constituent fermions is emergent.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Effective field theories as Lagrange spaces

We present a formulation of scalar effective field theories in terms of the geometry of Lagrange spaces. The horizontal geometry of the Lagrange space generalizes the Riemannian geometry on the scalar field manifold, inducing a broad class of affine connections that can be used to covariantly express and simplify tree-level scattering amplitudes. Meanwhile, the vertical geometry of the Lagrange space characterizes the physical validity of the effective field theory, as a torsion component comprises strictly higher-point Wilson coefficients. Imposing analyticity, unitarity, and symmetry on the theory then constrains the signs and sizes of derivatives of the torsion component, implying that physical theories correspond to a special class of vertical geometry.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2023

Renormalization of the Standard Model Effective Field Theory from geometry

S-matrix elements are invariant under field redefinitions of the Lagrangian. They are determined by geometric quantities such as the curvature of the field-space manifold of scalar and gauge fields. We present a formalism where scalar and gauge fields are treated together, with a metric on the combined space of both types of fields. Scalar and gauge scattering amplitudes are given by the Riemann curvature Rijkl of this combined space, with indices i, j, k, l chosen to be scalar or gauge indices depending on the type of external particle. One-loop divergences can also be computed in terms of geometric invariants of the combined space, which greatly simplifies the computation of renormalization group equations. We apply our formalism to the Standard Model Effective Field Theory (SMEFT), and compute the renormalization group equations for even-parity bosonic operators to mass dimension eight.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

Quarkyonic mean field theory

We discuss mean field theory of quarkyonic matter at zero temperature. We treat the nucleons with contact interactions in mean field approximation, discussing both vector and scalar mean field interactions. We treat the quarks without mean field vector interactions, but allow mass terms to be generated consistently from a scalar mean field consistent with the additive quark model for quark masses. Quarkyonic matter is composed of a shell of nucleons that under-occupy the total available phase space associated with the underlying quark degrees of freedom. Here, the fully occupied Fermi sphere beneath this shell of nucleons at high densities is thought of as quarks, but when this fully occupied distribution of states first appears, although the phase space is filled, the matter is at low density. For the transition between this low density and high density saturated matter, we advocate a dual description of the fully filled Fermi sea in terms of hadrons, and make a phenomenological hypothesis for the equation of state of this matter. We then proceed to an example where the mean field interactions are all vector and only associated with the nucleons, ignoring the effects of mass change associated with the scalar interactions. Except for the effects of Pauli blocking, the nucleons and quarks do not interact. To get a reasonable transition to quarkyonic matter the interaction of the quarks among themselves are assumed to be nonperturbative, and a simple phenomenological relation between quark Fermi energy and density is introduced.

73 NUCLEAR PHYSICS AND RADIATION PHYSICS↗
DOE OSTI2026

A buoyancy–shear–drag–scalar-based turbulence model for power-law acceleration-driven Rayleigh–Taylor, reshocked Richtmyer–Meshkov, and Kelvin–Helmholtz mixing

A previously developed phenomenological turbulence model for Rayleigh–Taylor, reshocked Richtmyer–Meshkov, and Kelvin–Helmholtz instability-induced mixing based on a general buoyancy–shear–drag model [O. Schilling, “A buoyancy–shear–drag-based turbulence model for Rayleigh–Taylor, reshocked Richtmyer–Meshkov, and Kelvin–Helmholtz mixing,” Physica D 402, 132238 (2020)] is extended to include active or passive scalar mixing and power-law acceleration-driven Rayleigh–Taylor mixing. The buoyancy–shear–drag equations are coupled to a scalar variance equation that is used to define the molecular mixing parameter θ m , and when the scalar is active, modifies the Rayleigh–Taylor and Kelvin–Helmholtz mixing layer growth parameters to depend on the asymptotic value of this parameter, θ mol . Here, the scalar variance equation is closed by algebraically or differentially modeling the scalar variance dissipation rate. Nonlinear analytical solutions of the model are obtained in the total and separate bubble and spike mixing layer width formulations with the algebraic scalar variance dissipation rate for each instability, which are then used to calibrate the mechanical and scalar equation coefficients to predict specific values of physical observables and molecular mixing parameters. Surrogate mechanical and scalar turbulent fields can be constructed by multiplying a presumed self-similar spatial profile by appropriate functions of the width and its time derivative, and of the scalar obtained by solving the ordinary differential model equations. The explicit modeling and solution of turbulent transport equations are not required. The bubble and spike mixing layer width and scalar variance equations are then solved numerically for constant-acceleration Rayleigh–Taylor, impulsively reshocked Richtmyer–Meshkov, and Kelvin–Helmholtz mixing, confirming that the prescribed level of molecular mixing is correctly predicted and illustrating the spatiotemporal evolution of the scalar fields.

Buoyancy–drag↗
DOE OSTI2020

An inflationary probe of cosmic Higgs switching

A scalar Higgs field can be repeatedly switched on and off when it couples to a classically oscillating scalar modulus field. The modulus flips the Higgs mass term between stable and tachyonic values. We study a cosmological scenario in which such repeated phase transitions occur during inflation. An irrelevant operator coupling the Higgs field to the inflaton can then imprint the pattern of phase transitions in the correlation functions of the inflaton. Using both numerical and analytic studies, we show that the inflaton 2- point function carries characteristic imprints of the modulus oscillation and its effect on the Higgs boson. We briefly remark on the potential observability of such patterns and how they might be distinguished from other dynamics in the early universe.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2020

Simple non-perturbative resummation schemes beyond mean-field II: Thermodynamics of scalar φ4 theory in 1 + 1 dimensions at arbitrary coupling

Recently, non-perturbative approximate solutions were presented that go beyond the well-known mean-field resummation. In this work, these non-perturbative approximations are used to calculate finite-temperature equilibrium properties for scalar [Formula: see text] theory in two dimensions such as the pressure, entropy density and speed of sound. Unlike traditional approaches, it is found that results are well-behaved for arbitrary temperature/coupling strength, are independent of the choice of the renormalization scale [Formula: see text], and are apparently converging as the resummation level is increased. Results also suggest the presence of a possible analytic cross-over from the high-temperature to the low-temperature regime based on the change in the thermal entropy density.

Astronomy & Astrophysics↗
DOE OSTI2023

Magnetic potential based formulation for linear and non-linear 3D RF sheath simulation

Abstract This paper reports a new numerical scheme to simulate the radio-frequency (RF) induced RF sheath, which is suitable for a large 3D simulation. In the RF sheath boundary model, the tangential component of the electric field ( E t ) is given by the gradient of a scalar electric field potential. We introduce two additional scalar potentials for the tangential components of the magnetic field, which effectively impose the normal electric displacement ( D n ) on the plasma sheath boundary condition via in-homogeneous Neumann boundary condition and constrain the tangential electric field on the surface as curl-free ( ∇ × E t = 0 ). In our approach, the non-linear sheath impedance is formulated as a natural extension of the large thickness (or asymptotic) sheath limit ( D n = 0 ), allowing for handling both asymptotic and non-linear regimes seamlessly. The new scheme is implemented using the Petra-M finite element method analysis framework and is verified with simulations in the literature. The significance of non-linearity is discussed in various plasma conditions. An application of this scheme to asymptotic RF sheath simulation on the WEST ICRF antenna side limiters is also discussed.

70 PLASMA PHYSICS AND FUSION TECHNOLOGY↗
DOE OSTI2020

Matter couplings and equivalence principles for soft scalars

Scalar effective field theories with enhanced soft limits behave in many ways like gauge theories and gravity. In particular, symmetries fix the structure of interactions and the tree-level S-matrix in both types of theories. We explore how this analogy persists in the presence of matter by considering theories with additional fields coupled to the Dirac-Born-Infeld (DBI) scalar or the special galileon in a way that is consistent with their symmetries. Using purely on-shell arguments, we show that these theories obey analogues of the S-matrix equivalence principle whereby all matter fields must couple to the DBI scalar or the special galileon through a particular quartic vertex with a universal coupling. These equivalence principles imply the universality of the leading double soft theorems in these theories, which are scalar analogues of Weinberg’s gravitational soft theorem, and can be used to rule out interactions with massless higher-spin fields when combined with analogues of the generalized Weinberg-Witten theorem. We verify in several examples that amplitudes with external matter fields nontrivially exhibit enhanced single soft limits and we show that such amplitudes can be constructed using soft recursion relations when they have sufficiently many external DBI or special galileon legs, including amplitudes with massive higher-spin fields. As part of our analysis we construct a recently conjectured special galileon-vector effective field theory.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗