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Recently the spinor helicity and (two types of) superamplitude formalisms for 11D supergravity and 10D supersymmetric Yang-Mills theories were proposed in [ 1 – 3 ]. In this contribution we describe briefly the basic properties of these superamplitudes for the simpler case of 10D SYM.
We systematically analyze the local combinations of gauge groups and matter that can arise in 6D F‐theory models over a fixed base. We compare the low‐energy constraints of anomaly cancellation to explicit F‐theory constructions using Weierstrass and Tate forms, and identify some new local structures in the “swampland” of 6D supergravity and SCFT models that appear consistent from low‐energy considerations but do not have known F‐theory realizations. In particular, we classify and carry out a local analysis of all enhancements of the irreducible gauge and matter contributions from “non‐Higgsable clusters,” and on isolated curves and pairs of intersecting rational curves of arbitrary self‐intersection. Such enhancements correspond physically to unHiggsings, and mathematically to tunings of the Weierstrass model of an elliptic CY threefold. We determine the shift in Hodge numbers of the elliptic threefold associated with each enhancement. We also consider local tunings on curves that have higher genus or intersect multiple other curves, codimension two tunings that give transitions in the F‐theory matter content, tunings of abelian factors in the gauge group, and generalizations of the “ E 8 ” rule to include tunings and curves of self‐intersection zero. These tools can be combined into an algorithm that in principle enables a finite and systematic classification of all elliptic CY threefolds and corresponding 6D F‐theory SUGRA models over a given compact base (modulo some technical caveats in various special circumstances), and are also relevant to the classification of 6D SCFT's. To illustrate the utility of these results, we identify some large example classes of known CY threefolds in the Kreuzer‐Skarke database as Weierstrass models over complex surface bases with specific simple tunings, and we survey the range of tunings possible over one specific base.
In this paper, we analyze a proposed gravity dual to a SU(N) Bose-Hubbard model, as well as construct a holographic dual of a SU(N) Fermi-Hubbard model from D-branes in string theory. In both cases, the SU(N) is dynamical, i.e. the hopping degrees of freedom are strongly coupled to SU(N) gauge bosons which themselves are strongly interacting. The vacuum expectation value (VEV) of the hopping term (i.e. the hopping energy) is analyzed in the gravity dual as a function of the bulk mass of the field dual to the hopping term, as well as of the coupling constants of the model. The bulk mass controls the anomalous dimension (i.e. the critical exponent) of the hopping term in the SU(N) Bose-Hubbard model. We compare the hopping energy to the corresponding result in a numerical simulation of the ungauged SU(N) Bose-Hubbard model. We find agreement when the hopping parameter is smaller than the other couplings. Our analysis shows that the kinetic energy increases as the bulk mass increases, due to increased contributions from the IR. The holographic Bose-Hubbard model is then compared with the string theory construction of a SU(N) Fermi-Hubbard model. The string theory construction makes it possible to describe fluctuations around a half-filled state in the supergravity limit, which map to O(1) occupation number fluctuations in the Fermi-Hubbard model at half filling. Finally, the VEV of the Bose-Hubbard model is shown to agree with the one of the fermionic Hubbard model with the help of a two-site version of the Jordan-Wigner transformation.
Pole-skipping is a recently discovered signature of many-body quantum chaos in collective energy dynamics. It establishes a precise connection between resummed, all-order hydrodynamics and the underlying microscopic chaos. In this paper, we demonstrate the existence of pole-skipping in holographic conformal field theories with higher-derivative gravity duals. In particular, we first consider Einstein-Hilbert gravity deformed by curvature-squared ( R 2 ) corrections and then type IIB supergravity theory with the α ' 3 R 4 term, where α ' is set by the length of the fundamental string. The former case allows us to discuss the effects of leading-order 1 /N c corrections (with N c being the number of colours of the dual gauge group) and phenomenological coupling constant dependence. In Einstein-Gauss-Bonnet theory, pole-skipping turns out to be valid non-perturbatively in the Gauss-Bonnet coupling. The α ' 3 R 4 deformation enables us to study perturbative inverse ’t Hooft coupling corrections ( α ' 3 ~ 1 /λ 3/2 ) in SU( N c ), \( \mathcal{N}=4 \) supersymmetric Yang-Mills theory with infinite N c . While the maximal Lyapunov exponent characterising quantum chaos remains uncorrected, the butterfly velocity is shown to depend both on N c and the coupling. Several implications of the relation between hydrodynamics and chaos are discussed, including an intriguing similarity between the dependence of the butterfly velocity and the ratio of shear viscosity to entropy density on stringy corrections.
The soft bootstrap is an on-shell method to constrain the landscape of effective field theories (EFTs) of massless particles via the consistency of the low-energy S-matrix. Given assumptions on the on-shell data (particle spectra, linear symmetries, and low-energy theorems), the soft bootstrap is an efficient algorithm for determining the possible consistency of an EFT with those properties. The implementation of the soft bootstrap uses the recently discovered method of soft subtracted recursion. We derive a precise criterion for the validity of these recursion relations and show that they fail exactly when the assumed symmetries can be trivially realized by independent operators in the effective action. We use this to show that the possible pure (real and complex) scalar, fermion, and vector exceptional EFTs are highly constrained. Next, we prove how the soft behavior of states in a supermultiplet must be related and illustrate the results in extended supergravity. We demonstrate the power of the soft bootstrap in two applications. First, for the \( \mathcal{N} \) = 1 and \( \mathcal{N} \) = 2 C P 1 nonlinear sigma models, we show that on-shell constructibility establishes the emergence of accidental IR symmetries. This includes a new on-shell perspective on the interplay between \( \mathcal{N} \) = 2 supersymmetry, low-energy theorems, and electromagnetic duality. We also show that \( \mathcal{N} \) = 2 supersymmetry requires 3-point interactions with the photon that make the soft behavior of the scalar O (1) instead of vanishing, despite the underlying symmetric coset. Second, we study Galileon theories, including aspects of supersymmetrization, the possibility of a vector-scalar Galileon EFT, and the existence of higher-derivative corrections preserving the enhanced special Galileon symmetry. The latter is addressed both by soft bootstrap and by application of double-copy/KLT relations applied to higher-derivative corrections of chiral perturbation theory.
We systematically study various sub-leading structures in the superconformal index of N = 4 supersymmetric Yang-Mills theory with SU(N) gauge group. We concentrate in the superconformal index description as a matrix model of elliptic gamma functions and in the Bethe-Ansatz presentation. Our saddle-point approximation goes beyond the Cardy-like limit and we uncover various saddles governed by a matrix model corresponding to SU(N) Chern-Simons theory. The dominant saddle, however, leads to perfect agreement with the Bethe-Ansatz approach. We also determine the logarithmic correction to the superconformal index to be log N, finding precise agreement between the saddle-point and Bethe-Ansatz approaches in their respective approximations. We generalize the two approaches to cover a large class of 4d N = 1 superconformal theories. We find that also in this case both approximations agree all the way down to a universal contribution of the form log N. The universality of this last result constitutes a robust signature of this ultraviolet description of asymptotically AdS 5 black holes and could be tested by low-energy IIB supergravity.
We obtain the largest families constructed to date of $$ \frac{1}{8} $$ 1 8 -BPS solutions of type IIB supergravity. They have the same charges and mass as supersymmetric D1-D5-P black holes, but they cap off smoothly with no horizon. Their construction relies on the structure of superstratum states, but allows the momentum wave to have an arbitrary shape. Each family is based on an arbitrary holomorphic function of one variable. More broadly, we show that the most general solution is described by two arbitrary holomorphic functions of three variables. After exhibiting several new families of such “holomorphic superstrata,” we reformulate the BPS backgrounds and equations in holomorphic form and show how this simplifies their structure. The holomorphic formulation is thus both a fundamental part of superstrata as well as an effective tool for their construction. In addition, we demonstrate that holomorphy provides a powerful tool in establishing the smoothness of our solutions without constraining the underlying functions. We also exhibit new families of solutions in which the momentum waves of the superstrata are highly localized at infinity but diffuse and spread into the infra-red limit in the core of the superstratum. Our work also leads to some results that can be tested within the dual CFT.
Renormalization group flows are studied between 5d SCFTs engineered by (p, q) 5-brane webs with large numbers of external 5-branes. A general expression for the free energy on S5 in terms of single-valued trilogarithm functions is derived from their supergravity duals, which are characterized by the 5-brane charges and additional geometric parameters. The additional geometric parameters are fixed by regularity conditions, and we show that the solutions to the regularity conditions extremize a trial free energy. These results are used to survey a large sample of O(10 5 ) renormalization group flows between different 5d SCFTs, including Higgs branch flows and flows that preserve the SU(2) R- symmetry. In all cases the free energy changes monotonically towards the infrared, in line with a 5d F -theorem.
The variational problem of gravity theories is directly related to black hole thermodynamics. For asymptotically locally AdS backgrounds it is known that holographic renormalization results in a variational principle in terms of equivalence classes of boundary data under the local asymptotic symmetries of the theory, which automatically leads to finite conserved charges satisfying the first law of thermodynamics. We show that this connection holds well beyond asymptotically AdS black holes. In particular, we formulate the variational problem for N = 2 STU supergravity in four dimensions with boundary conditions corresponding to those obeyed by the so called ‘subtracted geometries’. We show that such boundary conditions can be imposed covariantly in terms of a set of asymptotic second class constraints, and we derive the appropriate boundary terms that render the variational problem well posed in two different duality frames of the STU model. This allows us to define finite conserved charges associated with any asymptotic Killing vector and to demonstrate that these charges satisfy the Smarr formula and the first law of thermodynamics. Moreover, by uplifting the theory to five dimensions and then reducing on a 2-sphere, we provide a precise map between the thermodynamic observables of the subtracted geometries and those of the BTZ black hole. Finally, surface terms play a crucial role in this identification.
We study the tuning of U(1) gauge fields in F-theory models on a base of general dimension. We construct a formula that computes the change in Weierstrass moduli when such a U(1) is tuned, based on the Morrison-Park form of a Weierstrass model with an additional rational section. Using this formula, we propose the form of “minimal tuning” on any base, which corresponds to the case where the decrease in the number of Weierstrass moduli is minimal. Applying this result, we discover some universal features of bases with non-Higgsable U(1)s. Mathematically, a generic elliptic fibration over such a base has additional rational sections. Physically, this condition implies the existence of U(1) gauge group in the low-energy supergravity theory after compactification that cannot be Higgsed away. In particular, we show that the elliptic Calabi-Yau manifold over such a base has a small number of complex structure moduli. We also suggest that non-Higgsable U(1)s can never appear on any toric bases. Finally, we construct the first example of a threefold base with non-Higgsable U(1)s.
Predictions for the scale of SUSY breaking from the string landscape go back at least a decade to the work of Denef and Douglas on the statistics of flux vacua. The assumption that an assortment of SUSY breaking F and D terms are present in the hidden sector, and their values are uniformly distributed in the landscape of D = 4, N = 1 effective supergravity models, leads to the expectation that the landscape pulls towards large values of soft terms favored by a power law behavior P(m soft )~m$n\atop{soft}$. On the other hand, similar to Weinberg’s prediction of the cosmological constant, one can assume an anthropic selection of weak scales not too far from the measured value characterized by mW,Z,h ~ 100 GeV. Working within a fertile patch of gravity-mediated low energy effective theories where the superpotential μ term is << m 3/2 , as occurs in models such as radiative breaking of Peccei-Quinn symmetry, this biases statistical distributions on the landscape by a cutoff on the parameter Δ EW , which measures fine-tuning in the m Z -μ mass relation. The combined effect of statistical and anthropic pulls turns out to favor low energy phenomenology that is more or less agnostic to UV physics. While a uniform selection n = 0 of soft terms produces too low a value for m h , taking n = 1 and 2 produce most probabilistically m h ~125 GeV for negative trilinear terms. For n ≥ 1, there is a pull towards split generations with m$\sim\atop{q}$,$\sim\atop{ℓ}$(1,2)~10-30 TeV whilst m$\sim\atop{t}$ 1 ~1-2 TeV. The most probable gluino mass comes in at ~ 3 - 4 TeV — apparently beyond the reach of HL-LHC (although the required quasi-degenerate higgsinos should still be within reach). We comment on consequences for SUSY collider and dark matter searches.
We compute the superconformal index of 3d N = 2 superconformal field theories obtained from N M5-branes wrapped on a hyperbolic 3-manifold. Exploiting the 3d-3d correspondence, we use perturbative invariants of SL(N, C) Chern-Simons theory to determine the superconformal index in the large N limit, including corrections logarithmic in N. The leading order partition function provides a microscopic foundation for the entropy function of the dual rotating asymptotically AdS 4 black holes. We also verify that the supergravity one-loop contribution to the log N term coincides with the field theoretic result. We propose a 3d-3d formulation for the refined topologically twisted index, and provide strong evidence in support of its vanishing — which agrees with the fact that the expected dual rotating magnetically-charged black hole does not exist. This provides an interesting link between gravity and a tantalizing mathematical result.
We study the large N expansion of twisted partition functions of 3d N = 2 superconformal field theories arising from N M5-branes wrapped on a hyperbolic 3- manifold, M 3 . Via the 3d-3d correspondence, the partition functions of these 3d N = 2 superconformal field theories are related to simple topological invariants on the 3-manifold. The partition functions can be expressed using only classical and one-loop perturbative invariants of PSL(N, C) Chern-Simons theory around irreducible flat connections on M 3 . Using mathematical results on the asymptotics of the invariants, we compute the twisted partition functions in the large N limit including perturbative corrections to all orders in 1/N . Surprisingly, the perturbative expansion terminates at finite order. The leading part of the partition function is of order N 3 and agrees with the Bekenstein-Hawking entropy of the dual black holes. The subleading part, in particular the log N -terms in the field theory partition function is found to precisely match the one-loop quantum corrections in the dual eleven dimensional supergravity. The field theory results of other terms in 1/N provide a stringent prediction for higher order corrections in the holographic dual, which is M-theory.
Abstract The Emergent String Conjecture of Lee, Lerche, and Weigand holds that every infinite-distance limit in the moduli space of a quantum gravity represents either a decompactification limit or an emergent string limit in some duality frame. Within the context of 5d supergravities coming from M-theory compactifications on Calabi-Yau threefolds, we find evidence for this conjecture by studying (a) the gauge couplings and (b) the BPS spectrum, which is encoded in the Gopakumar-Vafa invariants of the threefold. In the process, we disuss a testable geometric consequence of the Emergent String Conjecture, and we verify that it is satisfied in all complete intersection Calabi-Yau threefolds in products of projective spaces (CICYs).
Abstract Spectral flow in two-dimensional superconformal field theories is known to correspond to a geometrical mixing between two circles in the gravity dual. We generalize this operation to the geometries which have SO(k+1)×SO(k+1) isometries withk> 1 and perform various non-abelian T-dualities of the resulting twisted backgrounds. Combination of non-abelian twists and dualities leads to a new solution generating technique in supergravity, and we apply it to the geometries dual to supersymmetric states in$$\mathcal{N}$$= 4 super-Yang-Mills theory.
Lin, Maldacena, Rozenberg, and Shan (LMRS) presented a new information paradox in black hole physics by noticing that the entanglement and Rényi entropies in a two-sided black hole can become negative when the geometry contains a very large number of matter excitations behind the black hole horizon. While originally this puzzle was presented in the context of BPS two-sided black holes in two-dimensional supergravity, the negativity in fact persists for more general two-sided black holes in the presence of a large number of matter excitations. Since the entanglement and Rényi entropies in ordinary quantum systems cannot be negative, resolving this puzzle is a necessary step towards understanding the quantum mechanical description of black holes. In this paper, we explain how to address the entanglement negativity puzzle, both in the original setting discussed by LMRS and in more general non-supersymmetric settings, by summing over all non-perturbative contributions to the gravitational path integral. We then interpret this result from the point of view of a dual matrix integral, which we use to extend our analysis beyond the regime of validity of the genus re-summation performed in the gravitational path integral. In this regime, positivity is rescued by new saddles of the matrix integral, a one-eigenvalue instanton and a two-eigenvalue instanton. Finally, we formulate a similar puzzle and its resolution using random tensor network techniques.
We analyze the structure of gaugino interactions on D7-branes from a 10d perspective. This is essential if one wants to lift the standard 4d approach to type IIB moduli stabilization to 10d. In particular, a 10d picture has recently been used to raise concerns about the KKLT proposal for constructing de Sitter vacua, and to lend support to swampland conjectures against de Sitter. However, the analyses of brane gaugino condensation so far are plagued by UV divergences and do not include local 4-fermion terms. They also fail to reproduce the 4-fermion terms required by supergravity when compactified to four dimensions. Motivated by the structure of heterotic and Hořava-Witten theories, we suggest an extension of the brane action by a particular 4-fermion operator that resolves the above problems. Crucially, the UV divergence is cancelled and the expected structure of the 4d effective action is reproduced. We believe that attempts at a 10d description of KKLT have to be reconsidered in this new light.