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NASA NTRS2011

Analysis of Voyager Observed High-Energy Electron Fluxes in the Heliosheath Using MHD Simulations

The Voyager spacecraft (V1 and V2) observed electrons of 6-14 MeV in the heliosheath which showed several incidences of flux variation relative to a background of gradually increasing flux with distance from the Sun. The increasing flux of background electrons is thought to result from inward radial diffusion. We compare the temporal electron flux variation with dynamical phenomena in the heliosheath that are obtained from our MHD simulations. Because our simulation is based on V2 observed plasma data before V2 crossed the termination shock, this analysis is effective up to late 2008, i.e., about a year after the V2-crossing, during which disturbances, driven prior to the crossing time, survived in the heliosheath. Several electron flux variations correspond to times directly associated with interplanetary shock events. One noteworthy example corresponds to various times associated with the March 2006 interplanetary shock, these being the collision with the termination shock, the passage past the V1 spacecraft, and the collision with the region near the heliopause, as identified by W.R. Webber et al. for proton/helium of 7-200 MeV. Our simulations indicate that all other electron flux variations, except one, correspond well to the times when a shock-driven magneto-sonic pulse and its reflection in the heliosheath either passed across V1/V2, or collided with the termination shock or with the plasma sheet near the heliopause. This result suggests that variation in the electron flux should be due to either direct or indirect effects of magnetosonic pulses in the heliosheath driven by interplanetary shocks

Washimi, Haruichi↗

NASA NTRS1984

Associations between coronal mass ejections and metric type II bursts

A statistical comparison of metric type II bursts and coronal mass ejections (CMEs) during 1979-1982 was carried out. Type II bursts without CMEs were associated with short-lived (0.5 hr) soft X-ray events, but not with interplanetary shocks at the Helios 1 spacecraft. Type II bursts with CMEs were associated with longer-lived X-ray events (3 hr on the average) and interplanetary shocks, and the CMEs had speeds greater than 400 km/s. CMEs without metric type II bursts were divided equally into groups faster and slower than 455 km/s. The faster CMEs were associated with interplanetary shocks, some of which originated on the visible disk where metric type II bursts should have been observed if they had occurred. These results suggest that (1) shocks without CMEs have a relatively impulsive origin and may die out sooner than many shocks with CMEs which are piston driven, and (2) either some fast CMEs do not reach shock-producing super-Alfvenic speeds until they leave the lower corona where the metric emission originates, or these CMEs form shocks that are unable to excite type II emission in the lower corona.

Sheeley, N. R., Jr.↗

NASA NTRS1977

Pioneer 9 and Pioneer 10 observations of the solar wind associated with the August 1972 events

Observations are presented of the changes in the solar wind proton parameters at 0.8 and 2.2 AU as a result of the solar flares in August 1972. These observations were obtained by the NASA Ames Research Center solar wind plasma analyzer experiments on Pioneer 9 and Pioneer 10. High time resolution measurements are presented of the solar wind proton speed associated with the arrival of the interplanetary shocks at Pioneer 9 and Pioneer 10. For these events, differential ion energy per unit charge spectra are shown which indicate the changes in the solar wind ion distribution function associated with the arrival of each of the interplanetary shocks. Four fast shocks are identified at Pioneer 9, and it is found that previously the time of arrival of the first interplanetary shock at Pioneer 9 was not correctly identified. Two fast shocks and one reverse shock are identified at Pioneer 10.

Intriligator, D. S.↗

NASA NTRS1983

Electron velocity distributions near interplantary shocks

Previous work on electron heating mechanisms operating at the supercritical earth's bow shock is extended to the generally lower Mach number interplanetary shocks. This is done by studying electron velocity distributions observed both upstream and downstream of interplanetary shocks observed by ISEE 3 between August 1978 and December 1979. It is found that perpendicular heating accompanied by little or no parallel heating occurs at the weaker shocks but that parallel heating is dominant for the stronger shocks. When perpendicular heating is dominant, downstream velocity distributions are for the most part Gaussian at low energies (core) and Lorentzian at high energies (halo). When parallel heating is dominant, however, these distributions are flat-topped at low energies, having power law extensions to higher energies. At the weaker shocks, the observations are consistent with electron heating resulting from conservation of the magnetic moment, whereas at the stronger shocks the heating is quite similar to that observed at the earth's bow shock.

Feldman, W. C.↗

NASA NTRS1988

Multipoint measurements of upstream waves

Two-wave MHD populations are seen at collisionless shocks: precursor waves standing in the shock ramp which form an integral part of the shock and upstream waves which are usually attempting to propagate upstream but are carried back toward the shock by the solar wind flow. Both types of waves are observed at interplanetary shocks and planetary bow shocks. The difficulty in studying interplanetary shocks is that the shock normal is hard to determine accurately but multiple spacecraft measurements are of some assistance in this regard. Two types of multispacecraft studies have been used, closely spaced ones such as with ISEE-1 and -2 and more distantly separated ones such as with ISEE and UKS. These studies suggest that the paradigm proposed here for the evolution of large amplitude or 'fully developed' turbulence needs some revision.

Russell, C. T.↗

NASA NTRS1983

Plasma and energetic particle structure of a collisionless quasi-parallel shock

The quasi-parallel interplanetary shock of November 11-12, 1978 from both the collisionless shock and energetic particle points of view were studied using measurements of the interplanetary magnetic and electric fields, solar wind electrons, plasma and MHD waves, and intermediate and high energy ions obtained on ISEE-1, -2, and -3. The interplanetary environment through which the shock was propagating when it encountered the three spacecraft was characterized; the observations of this shock are documented and current theories of quasi-parallel shock structure and particle acceleration are tested. These observations tend to confirm present self consistent theories of first order Fermi acceleration by shocks and of collisionless shock dissipation involving firehouse instability.

Kennel, C. F.↗

NASA NTRS1986

Observations of shock acceleration processes in the solar wind

Substantial evidence was accumulated over more than two decades that ion acceleration occurs at all collisionless shocks sampled directly in the solar system. The various shock waves in the heliosphere and the associated energetic particle phenomena are shown schematically. Three shocks have attracted considerable attention in recent years: corotating shocks due to the interaction of fast and slow solar wind streams during solar minimum, travelling interplanetary shocks due to coronal mass ejections, and planetary bow shocks. The signatures of these shocks and of their energetic particles are briefly reviewed. The most prominent theoretical models for shock acceleration are also reviewed. Recent observations at the earth's bow shock and at quasi-parallel interplanetary shocks are discussed in detail.

Scholer, M.↗

NASA NTRS1986

Acceleration of energetic particles at solar wind shocks

A review of the acceleration of energetic ions at interplanetary shocks is presented with an emphasis on the theory of diffusive shock acceleration and interplanetary traveling shocks. The basic theory is discussed briefly, including wave excitation. Ten predictions of the theory as outlined by Kennel et al. (1985) are presented and found to compare favorably with the observations of the 11, 12 November 1978 event. Some problems are presented which should be addressed by future theoretical/experimental work. A simple illustrative application of diffusive acceleration theory is made to the acceleration of ions at shocks in the distant heliosphere and compared qualitatively with the intensity profiles observed by Pioneer 10. Finally, Some brief thoughts on shock acceleration at high solar latitudes are presented.

Lee, M. A.↗

NASA NTRS1992

Interplanetary fast shock diagnosis with the radio receiver on Ulysses

The radio receiver on Ulysses records the quasi-thermal noise which allows a determination of the density and temperature of the cold (core) electrons of the solar wind. Seven interplanetary fast forward or reverse shocks are identified from the density and temperature profiles, together with the magnetic field profile from the Magnetometer experiment. Upstream of the three strongest shocks, bursts of nonthermal waves are observed at the electron plasma frequency f(peu). The more perpendicular the shock, the longer the time interval during which these upstream bursts are observed. For one of the strongest shocks we also observe two kinds of upstream electromagnetic radiation: radiation at 2 f(peu), and radiation at the downstream electron plasma frequency, which propagates into the less dense upstream regions.

Hoang, S.↗

NASA NTRS1976

A shock surface geometry - The February 15-16, 1967, event

An estimated shape is presented for the surface of the flare-associated interplanetary shock of February 15-16, 1967, as seen in the ecliptic-plane cross section. The estimate is based on observations by Explorer 33 and Pioneers 6 and 7. The estimated shock normal at the Explorer 33 position is obtained by a least-squares shock parameter-fitting procedure for that satellite's data; the shock normal at the Pioneer 7 position is found by using the magnetic coplanarity theorem and magnetic-field data. The average shock speed from the sun to each spacecraft is determined along with the local speed at Explorer 33 and the relations between these speeds and the position of the initiating solar flare. The Explorer 33 shock normal is found to be severely inclined and not typical of interplanetary shocks. It is shown that the curvature of the shock surface in the ecliptic plane near the earth-Pioneer 7 region is consistent with a radius of not more than 0.4 AU.

Lepping, R. P.↗

DOE OSTI2021

Shock Propagation and Associated Particle Acceleration in the Presence of Ambient Solar-Wind Turbulence

The topic of this review paper is on the influence of solar wind turbulence on shock propagation and its consequence on the acceleration and transport of energetic particles at shocks. As the interplanetary shocks sweep through the turbulent solar wind, the shock surfaces fluctuate and ripple in a range of different scales. We discuss particle acceleration at rippled shocks in the presence of ambient solar-wind turbulence. This strongly affects particle acceleration and transport of energetic particles (both ions and electrons) at shock fronts. In particular, we point out that the effects of upstream turbulence is critical for understanding the variability of energetic particles at shocks. Moreover, the presence of pre-existing upstream turbulence significantly enhances the trapping near the shock of low-energy charged particles, including those near the thermal energy of the incident plasma, even when the shock propagates normal to the average magnetic field. Pre-existing turbulence, always present in space plasmas, provides a means for the efficient acceleration of low-energy particles and overcoming the well known injection problem at shocks.

, solar wind↗

NASA NTRS1983

Plasma boundaries and shocks

Data obtained on the ISEE-1 and -2 spacecraft missions has allowed a discussion of the various plasma and magnetic field boundaries in the terrestrial magnetosphere. The bow shock, foreshock, and interplanetary shocks are discussed along with the magnetosheath, magnetopause, and boundary layer. Also, after a section on reconnection, a section on the plasma and neutral sheets, polar cusp, and the injection of plasma into the inner magnetosphere is presented.

Russell, C. T.↗

NASA NTRS1984

Diffuse ions produced by electromagnetic ion beam instabilities

The evolution of the electromagnetic ion beam instability driven by the reflected ion component backstreaming away from the earth's bow shock into the foreshock region is studied by means of computer simulation. The linear and quasi-linear stages of the instability are found to be in good agreement with known results for the resonant mode propagating parallel to the beam along the magnetic field and with theory developed in this paper for the nonresonant mode, which propagates antiparallel to the beam direction. The quasi-linear stage, which produces large amplitude delta B approximately B, sinusoidal transverse waves and 'intermediate' ion distributions, is terminated by a nonlinear phase in which strongly nonlinear, compressive waves and 'diffuse' ion distributions are produced. Additional processes by which the diffuse ions are accelerated to observed high energies are not addressed. The results are discussed in terms of the ion distributions and hydromagnetic waves observed in the foreshock of the earth's bow shock and of interplanetary shocks.

Winske, D.↗

NASA NTRS1984

Some contributions to knowledge of the magnetospheric plasma by ISEE-1 investigators

The ability to control the separation between ISEE-1 and 2 permitted study of the motion and structure of the bow shock and magnetopause, the boundary layers, and the plasma sheet. Evidence favoring the existence of reconnection and its relevance to the transfer of magnetic flux from the frontside to the rear of the magnetosphere, was obtained. The presence of reflected and accelerated particles is shown to lead to the development of a foreshock region between the bow shock and the interplanetary magnetic field line tangential to it. Precursors to interplanetary shocks are also observed. Inside the magnetosphere, ISEE contributed to knowledge of plasma waves, and, augmenting work with GEOS, to studies of plasma composition. In the near tail, the boundary layer of the plasma sheet disclosed interesting phenomena.

Ogilive, K. W.↗

NASA NTRS1986

Interplanetary energetic particles, coronal flares and hard X-ray microflares

Solar electron phenomena which can produce low levels of hard X-ray emission at the Sun are reviewed. Small approx. 2 to 100 keV solar electrons events, the most common type of impulsive solar particle emission, appear to originate in flare-like bursts high in the corona. These events often are accompanied by approx. 1 MeV/nucleon to the 3rd power He-rich particle events in which lower energy ions are apparently accelerated as well. Long-lived (many days) streams associated with large flares or interplanetary shocks dominate the interplanetary electron fluxes, but even at the quietest times a significant outflow of non-thermal approx. 2 keV electrons occurs. These electron phenomena are accompanied by coronal and interplanetary radio emission. High sensitivity hard X-ray measurements show that microflares, bursts with peak keV fluxes 10 to 100 times smaller than observed in small solar flares, may occur as often as once every 5 min near solar maximum. The proposed Pinhole/Occulter Facility hard X-ray instrumentation provides the increase in sensitivity required to image these phenomena for the first time.

Lin, R. P.↗

NASA NTRS1988

Electron heating and the potential jump across fast mode shocks

Two different methods were applied to determine the cross-shock potential jump in the de Hoffmann-Teller reference frame, using a data set that represented 66 crossings of the terrestrial bow shock and 14 interplanetary shocks observed by various ISEE spacecraft, and one crossing each of the Jovian bow shock and the Uranian bow shock made by the Voyager spacecraft. Results for estimates of the electrostatic potential based on an estimate of the jump in electron enthalpy correlated well with estimates based on Liouville's theorem, although the Liouville-determined values were systematically the higher of the two, suggesting that significant irreversible processes contribute to the shape of the downstream distribution. The potential jump corresponds to approximately 12-15 percent of the incident ion ram kinetic energy, and was found not to be controlled by the Mach number, plasma beta, shock geometry, or electron to ion temperature ratios.

Schwartz, Steven J.↗

NASA NTRS1994

Electron acceleration at nearly perpendicular collisionless shocks. 3: Downstream distributions

Spacecraft observations at the Earth's bow shock and at interplanetary shocks have established that the largest fluxes of accelerated suprathermal electrons occur in so-called shock spike events immediately downstream of the shock ramp. Previous theoretical efforts have mainly focused on explaining upstream energetic electron beams. Here we investigate the general motion and acceleration of energetic electrons in a curved, nearly perpendicular shock by numerically integrating the orbits of solar wind halo electrons in shock fields generated by a hybrid simulation (core electron fluid and kinetic ions). Close to the angle Theta(sub Bn) = 90 degs between the upstream magnetic field and shock normal, the calculations result in a (perpendicular) temperature increase proportional to the magnetic field ratio and give the highest phase space densities in the overshoot. For a steep distribution, the temperature change can correspond to an enhancement of the distribution by several orders of magnitude. These results are in agreement with predictions from adiabatic mapping. With smaller angles Theta(sub Bn), the overshoot and downstream densities fall off quickly, because the adiabatic energy gain is less and fewer electrons transmit. The shock curvature also leads to an accumulation of electrons close to 90 degs. Without pitch angle scattering, energization is only significant within a few (approximately 5 to 10 degs) degrees of the point of tangency. However, shock spike events appear to be observed more easily and farther away from 90 degs. Given that over a region of several degrees around 90 degs the theory gives enhancements of up to approximately 4 orders of magnitude, such electrons could in principle account for the typically observed enhancements of 1 to 2 orders of magnitude, if they were distributed over Theta(sub Bn). To test the idea that scattering could efficiently redistribute the energetic electrons, we have conducted test particle simulations in which artificial pitch angle scattering is included. We find that such a process can indeed be very efficient and can explain observations of shock spike events far away from Theta(sub Bn) is approximately 90 degs. The scattering naturally leads to much higher phase space densities at smaller Theta(sub Bn) than what a local one-dimensional mapping would predict and thus can account for an observed discrepancy with adiabatic theory stated in the literature.

Krauss-Varban, D.↗

NASA NTRS2016

Global Effects of Transmitted Shock Wave Propagation Through the Earth's Inner Magnetosphere: First Results from 3-D Hybrid Kinetic Modeling

We use a new hybrid kinetic model to simulate the response of ring current, outer radiation belt, and plasmaspheric particle populations to impulsive interplanetary shocks. Since particle distributions attending the interplanetary shock waves and in the ring current and radiation belts are non-Maxwellian, waveparticle interactions play a crucial role in energy transport within the inner magnetosphere. Finite gyroradius effects become important in mass loading the shock waves with the background plasma in the presence of higher energy ring current and radiation belt ions and electrons. Initial results show that shocks cause strong deformations in the global structure of the ring current, radiation belt, and plasmasphere. The ion velocity distribution functions at the shock front, in the ring current, and in the radiation belt help us determine energy transport through the Earth's inner magnetosphere.

Lipatov, A. S.↗