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At least 235 records · Page 13
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DOE OSTI2022

Neutrino mass from Affleck-Dine leptogenesis and WIMP dark matter

Affleck-Dine (AD) mechanism for leptogenesis involves the cosmological evolution of a complex scalar field (AD field) that carries non-zero lepton number. We show how explicit lepton number breaking terms, which involve the AD field needed to implement this scenario combined with fermionic WIMP dark matter, can generate neutrino mass at the one loop level, thus providing a unified framework for solving four major puzzles of the standard model i.e. inflation, baryogenesis, dark matter and neutrino mass. We discuss some phenomenological implications of this model.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Flavoured warped axion

We consider a 5D extension of the DFSZ axion model that addresses both the axion quality and fermion mass hierarchy problems, and predicts flavour-dependent, off-diagonal axion-fermion couplings. The axion is part of a 5D complex scalar field charged under a U(1)PQ symmetry that is spontaneously broken in the bulk, and is insensitive to explicit PQ breaking on the UV boundary. Bulk Standard Model fermions interact with two Higgs doublets that can be localized on the UV boundary or propagate in the bulk to explain the fermion masses and mixings. When the Higgs doublets are localized on the UV boundary, they induce flavour diagonal couplings between the fermions and the axion. However, when the Higgs doublets propagate in the bulk, the overlap of the axion and fermion profiles generates flavour off-diagonal couplings. The effective scale of these off-diagonal couplings in both the quark and lepton sectors can be as small as 10 11 GeV, and therefore will be probed in future precision flavour experiments.

Global Symmetries↗
DOE OSTI2022

New superstrata from three-dimensional supergravity

We find a two-parameter family of generalized superstrata that emerge as smooth, supersymmetric solutions in three-dimensional gauged supergravity coupled to additional scalar fields. This new family of generalized superstrata are smooth microstate geometries and may be thought of as supersymmetric Coulomb-branch extensions of the original superstrata in which the underlying supertube undergoes an elliptical deformation. These solutions had already been obtained numerically, and as series solutions, to the equations of motion, and some of them were conjectured to be supersymmetric. Here we prove the supersymmetry of an entire two-parameter family and we obtain a highly non-trivial analytic and smooth solution for a one-parameter limit in which the global symmetry of the metric is enhanced to SO(3). We also confirm that the other known families of microstrata are not supersymmetric. We conclude with a cursory analysis of some of the singular brane distributions that can be accessed from three-dimensional gauged supergravity while preserving the same supersymmetries as the superstratum, and therefore of the three-charge black hole.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2022

Kink-antikink scattering in a quantum vacuum

We study kink-antikink scattering in the sine-Gordon model in the presence of interactions with an additional scalar field, ψ, that is in its quantum vacuum. In contrast to the classical scattering, now there is quantum radiation of ψ quanta and the kink-antikink may form bound states that resemble breathers of the sine-Gordon model. We quantify the rate of radiation and map the parameters for which bound states are formed. Even these bound states radiate and decay, and eventually there is a transition into long-lived oscillons.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2026

Unveiling horizons in quantum critical collapse

Critical gravitational collapse offers a unique window into regimes of arbitrarily high curvature, culminating in a naked singularity arising from smooth initial data — thus providing a dynamical counterexample to weak cosmic censorship. Near the critical regime, quantum effects from the collapsing matter are expected to intervene before full quantum gravity resolves the singularity. Despite its fundamental significance, a self-consistent treatment has so far remained elusive. In this work, we perform a one-loop semiclassical analysis using the robust anomaly-based method in the canonical setup of Einstein gravity minimally coupled to a free, massless scalar field. Focusing on explicitly solvable near-critical solutions in both 2 + 1 and 3 + 1 dimensions, we analytically solve the semiclassical Einstein equations and obtain controlled, quantitative results for several long-standing questions within the dominant s-wave sector. We find that regularity uniquely selects a Boulware-like quantum state, encoding genuine vacuum polarization effects from the collapsing matter. Remarkably, the resulting quantum corrections manifest as a growing mode. Horizon-tracing analyses, incorporating both classical and quantum modes, reveal the emergence of a finite mass gap, signaling a phase transition from classical Type II to quantum-modified Type I behavior, thereby providing a quantum enforcement of the weak cosmic censorship. The most non-trivial aspect of our analysis involves dealing with non-conformal matter fields in explicitly time-dependent critical spacetimes. Along the way, we uncover intriguing and previously underexplored features of quantum field theory in curved spacetime.

2D Gravity↗
DOE OSTI2023

AdS scale separation and the distance conjecture

It has been argued that orientifold vacua with fluxes in type IIA string theory can achieve moduli stabilisation and arbitrary decoupling between the AdS and KK scales upon sending certain unconstrained RR-flux quanta to infinity. In this paper, we find a novel scalar field in the open-string sector that allows us to interpolate between such IIA vacua that differ in flux quanta and find that the limit of large fluxes is nicely consistent with the distance conjecture. This shows that the massive IIA vacua pass an important Swampland criterion and suggests that scale-separated AdS vacua might not be in the Swampland. Our analysis also naturally suggests a flux analogue of “Reid’s fantasy” where flux vacua that differ in quantised flux numbers can be connected through trajectories in open-string field space and not just via singular domain walls.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2023

A 10d construction of Euclidean axion wormholes in flat and AdS space

Euclidean wormhole geometries sourced by axions and dilatons are puzzling objects in quantum gravity. From one side of the wormhole to the other, the scalar fields traverse a few Planck lengths in field space and so corrections from the UV might potentially affect the consistency of the solution, even when the wormholes are large. Motivated by this, we carry out the first explicit 10d lifts of regular Euclidean axion wormholes. We start off with the lift of Giddings-Strominger wormholes in $\mathcal{N}$ = 8 Euclidean supergravity over a 6-torus to 10d type IIA supergravity and find the solution can be everywhere tuned into the parametrically controlled supergravity regime. Secondly, we construct explicit wormholes in AdS spaces and find them again to be under parametric control. We find the first wormhole solutions in massive type IIA on S 3 × S 3 and in type IIB on T 1,1 . The latter has an explicit holographic dual, and similar to the earlier constructions in AdS 5 × S 5 /$\mathbb{Z}$ k , the wormholes violate operator positivity since Tr(F ± $\star$ F) 2 < 0. This puzzle might arise from subtleties related to computing holographic n-point functions in the presence of multiple boundaries.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Line operators, vortex statistics, and Higgs versus confinement dynamics

We study a 2+1D lattice gauge theory with fundamental representation scalar fields which has both Higgs and confining regimes with a spontaneously-broken U(1) 0-form symmetry. We show that the Higgs and confining regimes may be distinguished by a natural gauge invariant observable: the phase Ω of a correlation function of a vortex line operator linking with an electric Wilson line. We employ dualities and strong coupling expansions to analytically explore parameter regimes which were inaccessible in previous continuum calculations, and discuss possible implications for the phase diagram.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Superadditivity at large charge

The weak gravity conjecture has been invoked to conjecture that the dimensions of charged operators in a CFT should obey a superadditivity relation (sometimes referred to as convexity). In this paper, we study superadditivity of the operator spectrum in theories expanded about the semi-classical saddle point that dominates correlators of large charge operators. We explore this in two contexts. The first is a model with two scalar fields that carry different charges, at a non-trivial Wilson-Fisher fixed point. A careful analysis of the semi-classics for this two field model demonstrates that ‘quantum’ violations of superadditivity (those not forbidden by the conjecture) persist in the large charge regime. We then turn to study the general properties of CFTs at large charge as bottom-up EFTs. By a trial and error procedure we come up with a seemingly consistent family of examples violating the conjecture. In so doing the presence of a genuine dilaton field appears necessary. On the one hand our result demonstrates that the superadditivity conjecture cannot be proven purely on the basis of a bottom-up analysis. On the other hand, the need for a dilaton, with the corresponding infinite fine tuning, indicates the conjecture-violating EFTs are unlikely to be UV completable.

effective field theories↗
DOE OSTI2025

Hidden zeros of the cosmological wavefunction

Motivated by the recent discovery of hidden zeros in particle and string amplitudes, we characterize zeros of individual graph contributions to the cosmological wavefunction of a scalar field theory. We demonstrate that these contributions factorize near these zeros for all tree graphs and provide evidence that this extends to loop graphs as well. We explicitly construct polytopal realizations of the relevant graph associahedra and show that the cosmological zeros have natural geometric and physical interpretations. As a byproduct, we establish an equivalence between the wavefunction coefficients of chain graphs and flat-space Tr(ϕ 3 ) amplitudes, enabling us to leverage the cosmological zeros to uncover the recently discovered hidden zeros of colored amplitudes.

Cosmological models↗
DOE OSTI2021

Explicit soft supersymmetry breaking in the heterotic M-theory B - L MSSM

The strongly coupled heterotic M-theory vacuum for both the observable and hidden sectors of the B - L MSSM theory is reviewed, including a discussion of the “bundle” constraints that both the observable sector SU(4) vector bundle and the hidden sector bundle induced from a single line bundle must satisfy. Gaugino condensation is then introduced within this context, and the hidden sector bundles that exhibit gaugino condensation are presented. The condensation scale is computed, singling out one line bundle whose associated condensation scale is low enough to be compatible with the energy scales available at the LHC. The corresponding region of Kähler moduli space where all bundle constraints are satisfied is presented. The generic form of the moduli dependent F-terms due to a gaugino superpotential — which spontaneously break N = 1 supersymmetry in this sector — is presented and then given explicitly for the unique line bundle associated with the low condensation scale. The moduli-dependent coefficients for each of the gaugino and scalar field soft supersymmetry breaking terms are computed leading to a low-energy effective Lagrangian for the observable sector matter fields. We then show that at a large number of points in Kähler moduli space that satisfy all “bundle” constraints, these coefficients are initial conditions for the renormalization group equations which, at low energy, lead to completely realistic physics satisfying all phenomenological constraints. Finally, we show that a substantial number of these initial points also satisfy a final constraint arising from the quadratic Higgs-Higgs conjugate soft supersymmetry breaking term.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2021

S-matrix bootstrap in 3+1 dimensions: regularization and dual convex problem

The S-matrix bootstrap maps out the space of S-matrices allowed by analyticity, crossing, unitarity, and other constraints. For the 2 → 2 scattering matrix S 2→2 such space is an infinite dimensional convex space whose boundary can be determined by maximizing linear functionals. On the boundary interesting theories can be found, many times at vertices of the space. Here we consider 3 + 1 dimensional theories and focus on the equivalent dual convex minimization problem that provides strict upper bounds for the regularized primal problem and has interesting practical and physical advantages over the primal problem. Its variables are dual partial waves k ℓ (s) that are free variables, namely they do not have to obey any crossing, unitarity or other constraints. Nevertheless they are directly related to the partial waves f ℓ (s), for which all crossing, unitarity and symmetry properties result from the minimization. Numerically, it requires only a few dual partial waves, much as one wants to possibly match experimental results. We consider the case of scalar fields which is related to pion physics.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Generating non-topological solitons via thermal corrections: Higgs balls

Scalar fields which carry charge can generally form non-topological solitons (Q-balls), if the energy in the extended configuration is less than the energy of an equivalent number of free quanta. For global Q-balls, such solitons exist whenever the potential grows slower than quadratically. We show that even in the absence of attractive interactions, finite temperature corrections can generate Q-ball solutions, as the coefficient of cubic corrections is generally negative. As an illustration of this, we consider the possibility of constructing Q-balls using the Higgs field. We first show that the finite temperature corrections would enable the existence of Higgs balls if the Standard Model symmetry was ungauged. We then consider gauged Q-balls, following [1], and demonstrate that Higgs self-interactions mediated by the Standard Model gauge bosons are sufficient to prevent the existence of these states in the actual Standard Model. However, these states can exist in a variety of extensions, as we show explicitly through an example.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Hyperbolic vacua in Minkowski space

Families of Lorentz, but not Poincare, invariant vacua are constructed for a massless scalar field in 4D Minkowski space. These are generalizations of the Rindler vacuum with a larger symmetry group. Explicit expressions are given as squeezed excitations of the Poincare vacuum. The effective reduced vacua on the 3D hyperbolic de Sitter slices are the well-known de Sitter α-vacua with antipodal singularities in the Wightman function. Several special interesting cases are discussed.

71 CLASSICAL AND QUANTUM MECHANICS, GENERAL PHYSIC↗
DOE OSTI2024

A supersymmetric SYK model with a curious low energy behavior

We consider N = 2,4 supersymmetric SYK models that have a peculiar low energy behavior, with the entropy going like S = S 0 + (constant)T a , where a ≠ 1. The large N equations for these models are a generalization of equations that have been previously studied as an unjustified truncation of the planar diagrams describing the BFSS matrix quantum mechanics or other related matrix models. Here we reanalyze these equations in order to better understand the low energy physics of these models. We find that the scalar fields develop large expectation values which explore the low energy valleys in the potential. The low energy physics is dominated by quadratic fluctuations around these values. These models were previously conjectured to have a spin glass phase. We did not find any evidence for this phase by using the usual diagnostics, such as searching for replica symmetry breaking solutions.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2020

Notes on lattice observables for parton distributions: nongauge theories

We review recent theoretical developments concerning the definition and the renormalization of equal-time correlators that can be computed on the lattice and related to Parton Distribution Functions (PDFs) through a factorization formula. We show how these objects can be studied and analyzed within the framework of a nongauge theory, gaining insight through a one-loop computation. We use scalar field theory as a playground to revise, analyze and present the main features of these ideas, to explore their potential, and to understand their limitations for extracting PDFs. We then propose a framework that would allow to include the available lattice QCD data in a global analysis to extract PDFs.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Stochastic Inflation at NNLO

Stochastic Inflation is an important framework for understanding the physics of de Sitter space and the phenomenology of inflation. In the leading approximation, this approach results in a Fokker-Planck equation that calculates the probability distribution for a light scalar field as a function of time. Despite its successes, the quantum field theoretic origins and the range of validity for this equation have remained elusive, and establishing a formalism to systematically incorporate higher order effects has been an area of active study. In this paper, we calculate the next-to-next-to-leading order (NNLO) corrections to Stochastic Inflation using Soft de Sitter Effective Theory (SdSET). In this effective description, Stochastic Inflation manifests as the renormalization group evolution of composite operators. The leading impact of non-Gaussian quantum fluctuations appears at NNLO, which is presented here for the first time; we derive the coefficient of this term from a two-loop anomalous dimension calculation within SdSET. We solve the resulting equation to determine the NNLO equilibrium distribution and the low-lying relaxation eigenvalues. In the process, we must match the UV theory onto SdSET at one-loop order, which provides a non-trivial confirmation that the separation into Wilson-coefficient corrections and contributions to initial conditions persists beyond tree level. Furthermore, these results illustrate how the naive factorization of time and momentum integrals in SdSET no longer holds in the presence of logarithmic divergences. It is these effects that ultimately give rise to the renormalization group flow that yields Stochastic Inflation.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2022

Near-zone symmetries of Kerr black holes

We study the near-zone symmetries of a massless scalar field on four-dimensional black hole backgrounds. We provide a geometric understanding that unifies various recently discovered symmetries as part of an SO(4, 2) group. Of these, a subset are exact symmetries of the static sector and give rise to the ladder symmetries responsible for the vanishing of Love numbers. In the Kerr case, we compare different near-zone approximations in the literature, and focus on the implementation that retains the symmetries of the static limit. We also describe the relation to spin-1 and 2 perturbations.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗