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All sourcesNASA NTRSDOE OSTI
NASA NTRS2010

Solar Source and CME Properties of Solar Cycle 23 Ground Level Enhancement Events

Solar cycle 23 witnessed the most complete set of observations of coronal mass ejections (CMEs) associated with the Ground Level Enhancement (GLE) events. GLE events are extreme cases of solar energetic particle (SEP) events in that the energetic particles penetrate Earth's neutral atmosphere to be detected by neutron monitors. In this paper we present the CME and their source properties that seem to be equally extreme. These observations are consistent with the idea that the GLE particles are accelerated in the same way as the regular SEP events by CME-driven shocks. While we cannot rule out the possibility of the presence of a flare component during GLE events, we can definitely say that a shock component is present in all the GLE events. We provide additional information on the GLE-associated type II radio bursts, complex type III radio bursts, and soft X-ray flares, which are not very different from those associated with large SEP events. Finally we compare the properties of GLEassociated CMEs in cycle 23 with those in cycle 22.

Gopalswamy, Nat↗
NASA NTRS1985

Physics of the inner heliosphere: Mechanisms, models and observational signatures

The physics of the solar wind acceleration phenomena (e.g. effect of transient momentum deposition on the temporal and spatial variation of the temperature, density and flow speed of the solar wind, formation of shocks, etc.) and the resultant effects on observational signatures, particularly spectroscopic signature are studied. Phenomena under study include: (1) wave motions, particularly spectroscopic signatures are studied. Phenomena under study include:(1) wave motions, particularly Alfven and fast mode waves, (2) the formation of standing shocks in the inner heliosphere as a result of momentum and/or heat addition to the wind and (3) coronal transient phenomena where momentum and/or heat are deposited in the corona to produce transient plasma heating and/or mass ejections. Also included are the theoretical investigation of spectroscopic plasma diagnostics for the inner heliosphere and the analysis of existing Skylab and other relevant data.

Withbroe, G. L.↗
NASA NTRS2010

Relation Between Type II Bursts and CMEs Inferred from STEREO Observations

The inner coronagraph (COR1) of the Solar Terrestrial Relations Observatory (STEREO) mission has made it possible to observe coronal mass ejections (CMEs) a in the spatial domain overlapping with that of the metric type II radio bursts. The type II bursts were associated with generally weak flares (mostly B and C class soft X-ray flares), but the CMEs were quite energetic. Using CME data for a set of type II bursts during the declining phase of solar cycle 23, we determine the CME height when the type II bursts start, thus giving an estimate of the heliocentric distance at which CME-driven shocks form. This distance has been determined to be approximately 1.5Rs (solar radii), which coincides with the distance at which the Alfv?n speed profile has a minimum value. We also use type II radio observations from STEREO/WAVES and Wind/WAVES observations to show that CMEs with moderate speed drive either weak shocks or no shock at all when they attain a height where the Alfv?n speed peaks (?3Rs ? 4Rs). Thus the shocks seem to be most efficient in accelerating electrons in the heliocentric distance range of 1.5Rs to 4Rs. By combining the radial variation of the CME speed in the inner corona (CME speed increase) and interplanetary medium (speed decrease) we were able to correctly account for the deviations from the universal drift-rate spectrum of type II bursts, thus confirming the close physical connection between type II bursts and CMEs. The average height (approximately 1.5 Rs) of STEREO CMEs at the time of type II bursts is smaller than that (2.2 Rs) obtained for SOHO (Solar and Heliospheric Observatory) CMEs. We suggest that this may indicate, at least partly, the density reduction in the corona between the maximum and declining phases, so a given plasma level occurs closer to the Sun in the latter phase. In two cases, there was a diffuse shock-like feature ahead of the main body of the CME, indicating a standoff distance of 1Rs - 2Rs by the time the CME left the LASCO field of view.

Gopalswamy, N.↗
NASA NTRS1990

Numerical simulations of solar disturbances and their interplanetary consequences

Time-dependent MHD numerical simulations are used to study responses of the solar atmosphere and interplanetary medium to simulated solar disturbances. A number of 2D and 3D examples of coronal mass ejection (CME) simulations and some current controversies concerning the basic processes of CME initiation are discussed. Footpoint shearing motion is tested to determine whether it can provide a reasonable mechanism for CME development from arch filament configurations. Possible interplanetary consequences to CME-like disturbances are demonstrated by using 3D simulations to determine the dynamic response of the solar wind to a plasmoid injection from an eruptive filament or prominence. The possibility that a plasmoid may be generated in the interplanetary medium by a solar-generated shock that propagates through a heliospheric current sheet is discussed. Application of the 3D model for the interpretation of interplanetary scintillation observations is addressed.

Dryer, M.↗
NASA NTRS2007

A Survey of Interplanetary Coronal Mass Ejections During 1996 - 2007

Interplanetary coronal mass ejections, the interplanetary counterparts of coronal mass ejections at the Sun, are the major drivers of interplanetary shocks in the heliosphere, and are associated with modulations of the galactic cosmic ray intensity, both short term (Forbush decreases caused by the passage of the shock, post-shock sheath, and ICME) and possibly with longer term modulation. Using several in-situ signatures of ICMEs, including plasma temperature, and composition, magnetic fields, and cosmic ray modulations, made by near-Earth spacecraft, we have compiled a "comprehensive" list of ICMEs passing the Earth since 1996, encompassing solar cycle 23. We summarize the properties of these ICMEs, such as their occurrence rate, speeds, association with solar energetic particle events, shocks and cosmic ray decreases.

Richardson, Ian↗
NASA NTRS2007

Interplanetary Coronal Mass Ejections During 1996 - 2007

Interplanetary coronal mass ejections, the interplanetary counterparts of coronal mass ejections at the Sun, are the major drivers of interplanetary shocks in the heliosphere, and are associated with modulations of the galactic cosmic ray intensity, both short term (Forbush decreases caused by the passage of the shock, post-shock sheath, and ICME), and possibly with longer term modulation. Using several in-situ signatures of ICMEs, including plasma temperature, and composition, magnetic fields, and cosmic ray modulations, made by near-Earth spacecraft, we have compiled a "comprehensive" list of ICMEs passing the Earth since 1996, encompassing solar cycle 23. We summarize the properties of these ICMEs, such as their occurrence rate, speeds and other parameters, the fraction of ICMEs that are classic magnetic clouds, and their association with solar energetic particle events, halo CMEs, interplanetary shocks, geomagnetic storms, shocks and cosmic ray decreases.

Richardson, I. G.↗
NASA NTRS2010

Interplanetary Circumstances of Quasi-Perpendicular Interplanetary Shocks in 1996-2005

The angle (theta(sub Bn)) between the normal to an interplanetary shock front and the upstream magnetic field direction, though often thought of as a property "of the shock," is also determined by the configuration of the magnetic field immediately upstream of the shock. We investigate the interplanetary circumstances of 105 near-Earth quasi-perpendicular shocks during 1996-2005 identified by theta(sub Bn) greater than or equal to 80 degrees and/or by evidence of shock drift particle acceleration. Around 87% of these shocks were driven by interplanetary coronal mass ejections (ICMEs); the remainder were probably the forward shocks of corotating interaction regions. For around half of the shocks, the upstream field was approximately perpendicular to the radial direction, either east-west or west-east or highly inclined to the ecliptic. Such field directions will give quasi-perpendicular configurations for radially propagating shocks. Around 30% of the shocks were propagating through, or closely followed, ICMEs at the time of observation. Another quarter were propagating through the heliospheric plasma sheet (HPS), and a further quarter occurred in slow solar wind that did not have characteristics of the HPS. Around 11% were observed in high-speed streams, and 7% in the sheaths following other shocks. The fraction of shocks found in high-speed streams is around a third of that expected based on the fraction of the time when such streams were observed at Earth. Quasi-perpendicular shocks are found traveling through ICMEs around 2-3 times more frequently than expected. In addition, shocks propagating through ICMEs are more likely to have larger values of theta(sub Bn) than shocks outside ICMEs.

Richardson, I. G.↗
NASA NTRS2005

STEREO WAVES Capabilities for Studying Initiation and Early-time Dynamics of Solar Eruptions

In 2006, NASA will launch the twin STEREO spacecraft from Kennedy Space Center into a pair of heliocentric orbits near 1 AU such that the spacecraft will move away from Earth (ahead and behind) at about 22 degrees per year. The purposes of the STEREO Mission are to understand the causes and mechanisms of coronal mass ejection (CME) initiation and to follow the propagation of CMEs through the heliosphere. Additionally, STEREO will study the mechanisms and sites of solar energetic particle (SEP) acceleration and determine 3-D time-dependent traces of the magnetic topology, temperature, density and velocity of the solar wind between the sun and Earth. To accomplish these goals, each STEREO spacecraft will be equipped with set of optical and particles and fields instruments including the STEREO WAVES (SWAVES) instrument which will use radio waves to track the location of CME-driven shocks (via type I1 bursts) and the 3-D topology of open field lines along which energetic particles flow (via the ubiquitous type I11 bursts). Type 11 bursts very often commence with a series of special type 111 bursts (called SA or type 111-L bursts) that likely coincide with CME liftoff time, thus SWAVES should be able to determine this time to within 15 sec. It is also known that the occurrence of SEP events is usually accompanied by type I1 radio bursts at decametric wavelengths as well as strong type III bursts at all wavelengths. SWAVES will be able to determine the initiation of these bursts to within 15 sec, and from the simultaneous measurements from the two spacecraft, should be able to triangulate their source locations. The utility of radio observations and the capabilities of SWAVES will be illustrated by showing a number of examples using the similar Wind WAVES instrument in combination with SOH0 coronagraph and RHESSI high energy X-ray/gamma ray observations.

Kaiser, M. L.↗
NASA NTRS1988

Soft X-ray emissions, meter-wavelength radio bursts, and particle acceleration in solar flares

A detailed study of the relationship between metric radio bursts and soft X-ray flares has been made using an extensive data set covering 15 yr. It is found that type IV emission is mainly associated with long-duration 1-8 A events that are known to be well associated with coronal mass ejections. In contrast, type II and type III bursts originate primarily in impulsive soft X-ray events that are not necessarily accompanied by mass ejection. Strong type III bursts, in particular, appear to occur only in association with relatively impulsive flares. It is suggested that coronal shocks responsible for type II bursts are blast waves generated in impulsive energy releases.

Cane, H. V.↗
NASA NTRS2010

Coronal Mass Ejections and Solar Radio Emissions

Coronal mass ejections (CMEs) have important connections to various types of radio emissions from the Sun. The persistent noise storm radiation (type I storm at metric wavelengths, type III storms at longer wavelengths) can be clearly interrupted by the occurrence of a CME in the active region that produces the storm. Sometimes the noise storm completely disappears and other times, it reappears in the active region. Long-lasting type III bursts are associated with CME eruption, thought to be due to the reconnection process taking place beneath the erupting CME. Type II bursts are indicative of electron acceleration in the CME-driven shocks and hence considered to be the direct response of the CME propagation in the corona and interplanetary medium. Finally type IV bursts indicate large-scale post-eruption arcades containing trapped electrons that produce radio emission. This paper summarizes some key results that connect CMEs to various types of radio emission and what we can learn about particle acceleration in the corona) and interplanetary medium. Particular emphasis will be placed on type If bursts because of their connection to interplanetary shocks detected in situ.

Gopalswamy, Nat↗
NASA NTRS2009

Relation Between Type II Bursts and CMEs Inferred from STEREO Observations

The inner coronagraph (COR1) of the Solar Terrestrial Relations Observatory (STEREO) mission has made it possible to observe CMEs in the spatial domain overlapping with that of the metric type II radio bursts. The type II bursts were associated with generally weak flares (mostly B and C class soft X-ray flares), but the CMEs were quite energetic. Using CME data for a set of type II bursts during the declining phase of solar cycle 23, we determine the CME height when the type II bursts start, thus giving an estimate of the heliocentric distance at which CME-driven shocks form. This distance has been determined to be approx. 1.5Rs (solar radii), which coincides with the distance at which the Alfven speed profile has a minimum value.We also use type II radio observations from STEREO/WAVES and Wind/WAVES observations to show that CMEs with moderate speed drive either weak shocks or no shock at all when they attain a height where the Alfven speed peaks (approx. 3Rs - 4Rs). Thus the shocks seem to be most efficient in accelerating electrons in the heliocentric distance range of 1.5Rs to 4Rs. By combining the radial variation of the CME speed in the inner corona (CME speed increase) and interplanetary medium (speed decrease) we were able to correctly account for the deviations from the universal drift-rate spectrum of type II bursts, thus confirming the close physical connection between type II bursts and CMEs. The average height (approx 1.5Rs) of STEREO CMEs at the time of type II bursts is smaller than that (2.2Rs) obtained for SOHO (Solar and Heliospheric Observatory) CMEs. We suggest that this may indicate, at least partly, the density reduction in the corona between the maximum and declining phases, so a given plasma level occurs closer to the Sun in the latter phase. In two cases, there was a diffuse shock-like feature ahead of the main body of the CME, indicating a standoff distance of 1Rs - 2Rs by the time the CME left the LASCO field of view.

Solar Energetic Particles↗
NASA NTRS2016

On the Directivity of Low-Frequency Type IV Radio Bursts

An intense type IV radio burst was observed by the STEREO Behind (STB) spacecraft located about 144 deg. behind Earth. The burst was associated with a large solar eruption that occurred on the backside of the Sun (N05E151) close to the disk center in the STB view. The eruption was also observed by the STEREO Ahead (STA) spacecraft (located at 149 deg. ahead of Earth) as an eruption close to the west limb (N05W60) in that view. The type IV burst was complete in STB observations in that the envelope reached the lowest frequency and then receded to higher frequencies. The burst was partial viewed from STA, revealing only the edge coming down to the lowest frequency. The type IV burst was not observed at all near Earth because the source was 61 deg. behind the east limb. The eruption was associated with a low-frequency type II burst observed in all three views, although it was not very intense. Solar energetic particles were also observed at both STEREOs and at SOHO, suggesting that the shock was much extended, consistent with the very high speed of the CME (~2048 km/s). These observations suggest that the type IV emission is directed along a narrow cone above the flare site. We confirm this result statistically using the type IV bursts of solar cycle 23.

solar eruption↗
NASA NTRS2018

Direction-Finding Analysis of the 2012 July 6 Type II Solar Radio Burst at Low Frequencies

The 2012 July 6 X1.1 are at S13W59 and a halo coronal mass ejection (CME) with a space speed of 1900 km s1 were associated with type III and type II radio bursts. The metric-to-decametric type II radio burst extended down to 5 MHz. Simultaneously a slowly drifting feature with a harmonic structure was observed by Wind and STEREO radio receivers around and below 1 MHz, above the strong type III radio burst at lower frequencies. The radio direction finding analysis of this lower-frequency interplanetary (IP) type II radio burst indicates that the radio source was located near the nose and possibly towards the southern flank of the CME-driven shock. These results provide an independent confirmation of the previous suggestions that when the metric and IP type II bursts are overlapping, the lower-frequency IP type II radio burst originates near the shock nose, whereas the source of the higher-frequency metric type II burst is closer to the Sun in the shock flank region. These results further support the idea that the coronal and IP type II bursts are produced by the same CME-driven shock.

Makela, Pertti↗
NASA NTRS1994

Solar activity and coronal mass ejections on the western hemisphere of the Sun in mid-August 1989: Association with interplanetary observations at the ICE and IMP 8 spacecraft

During the 10-day period from August 12 to 21, 1989, a sequence of coronal mass ejections (CMEs) was observed above the west limb of the Sun by the Solar Maximum Mission (SMM) coronagraph. Most of these CMEs apparently originated in the vicinity of one particularly active region during its passage from near central meridian to behind the west limb of the Sun. We present observations made at 1 AU during this period by the International Cometary Explorer (ICE) (formerly International Sun Earth Explorer-3 (ISEE 3)) and Interplanetary Monitoring Platform (IMP 8) spacecraft which were separated by approximately 75 deg in heliolongitude. Following CMEs on August 12 associated with solar events at approximately W40 deg, IMP 8 (in Earth orbit) detected a strong shock followed by signatures in magnetic field, solar wind plasma, and energetic ion data which suggest that CME-related material ('ejecta') forming the shock driver engulfed the spacecraft. This spacecraft only observed weak shocks, and no ejecta, from later CMEs originating further west of the spacecraft. In contrast ICE, off the west limb at approximately W75 deg, observed the shock from the W40 deg event but failed to encounter the shock driver, whereas clear ejecta signatures were observed following events further west, closer to the spacecraft heliolongitude. The disappearance of these signatures (which include bidirectional energetic ion flows, bidirectional solar wind heat fluxes, quiet, enhanced magnetic fields and anomalously cool plasma) at IMP 8 and their emergence at ICE as the solar source region moved westward supports the association of such signatures with ejecta related to CMEs. The dual-spacecraft observations are also consistent with the conclusion of Richardson and Cane (1993) that ejecta at 1 AU typically extend approximately 50 degs in longitude from the solar source. Some plausible associations between particular intervals of ejecta signatures at ICE and individual CMEs are made. However, these associations are complicated by the large number of CMEs present, by intermittent ICE data coverage, and by uncertainties in the ejecta propagation speeds to the spacecraft.

Richardson, I. G.↗
NASA NTRS1992

Dynamics and energetics of the solar corona

The primary objective of this research program is to improve our understanding of the dynamics and energetics of the solar corona both in the quiescent dynamic equilibrium state when coronal structure is dominated by the equatorial streamer belt and in the eruptive state when coronal plasma is ejected into the interplanetary medium. Numerical solutions of the time-dependent magnetohydrodynamic (MHD) equations and comparisons of the computed results with observations form the core of the approach to achieving this objective. Some of the specific topics that have been studied are: (1) quiescent coronal streamers in an atmosphere dominated by a dipole magnetic field at large radii, (2) the formation of coronal mass ejections (CMEs) in quiescent streamers due to the emergence of new magnetic flux and due to photospheric shear motion, (3) MHD shock formation near the leading edge of CMEs, (4) coronal magnetic arcade eruption as a result of applied photospheric shear motion, and (5) the three-dimensional structure of CMEs.

Steinolfson, R. S.↗
NASA NTRS2022

Beyond Basic Drag in Interplanetary CME Modeling: Effects of Solar Wind Pileup and High-Speed Streams

Coronal mass ejections (CMEs) cause severe space weather effects throughout our solar system. As a fast CME propagates through interplanetary space, it accumulates solar wind materials at its front. This pileup of materials, or CME-driven sheath, can be important in determining the geoeffectiveness of a CME. We take an existing arrival time model that includes expansion and deformation of the CME flux rope (ANTEATR; Kay & Gopalswamy, 2018, https://doi.org/10.1029/2018JA025780; Kay & Nieves-Chinchilla, 2021a, https://doi.org/10.1029/2020JA028911) and add a pileup procedure (PUP) as a physics-based approach to modeling the CME-driven sheath. ANTEATR-PUP solves the Rankine-Hugoniot equations for an oblique shock to determine the shock speed and sheath density, magnetic field, and temperature. The extra sheath mass affects the background drag calculation. Additionally, ANTEATR can now use any 1D profile for the background solar wind as opposed to the simple empirical models it previously relied upon. We present initial results from ANTEATR-PUP and compare with previous ANTEATR findings. Using results from an MHD simulation, we explore the effects of interactions with a static high-speed stream (HSS) on the CME's and sheath's interplanetary evolution. The drag forces essentially disappear while a CME remains within the HSS, but reappear stronger once the CME exits. The HSS-CME interaction produces the largest changes in the CME and sheath properties at 1 au when it occurs either close to the Sun near the inner simulation boundary at 0.1 au or right before the CME reaches 1 au. We estimate that these changes could significantly affect the geoeffectiveness.

C Kay↗
NASA NTRS2001

Properties and Radial Trends of Coronal Mass Ejecta and Their Associated Shocks Observed by Ulysses in the Ecliptic Plane

In this paper, magnetic and plasma measurements are used to analyze 17 interplanetary coronal mass ejections (CMEs) identified by Ulysses during its in-ecliptic passage to Jupiter. We focus on the expansion characteristics of these CMEs (as inferred from the time rate of change of the velocity profiles through the CMEs) and the properties of 14 forward shocks unambiguously associated with these CMEs. We highlight radial trends from 1 to 5.4 AU. Our results indicate that the CMEs are generally expanding at all heliocentric distances. With regard to the shocks preceding these ejecta, we note the following: (1) There is a clear tendency for the shock speed (in the upstream frame of reference) to decrease with increasing heliocentric distance as the CMEs transfer momentum to the ambient solar wind and slow down; (2) 86% of the shock fronts are oriented in the ecliptic plane such that their normals point westward (i.e., in the direction of planetary motion about the Sun), (3) 86% of the shocks are propagating toward the heliographic equator; and (4) no clear trend was found in the strength of the shocks versus heliocentric distance. These results are interpreted using simple dynamical arguments and are supported by fluid and magnetohydrodynamic (MHD) simulations.

Riley, Pete↗
NASA NTRS2022

Dependence of Energetic Storm Particle Heavy Ion Peak Intensities and Spectra on Source CME Longitude and Speed

We examine variations in energetic storm particle (ESP) heavy ion peak intensities and energy spectra at CME-driven interplanetary shocks. We focus on their dependence with heliolongitude relative to the source region of their associated CMEs, and with CME speed, for events observed in Solar Cycle 24 at the STEREO-A, STEREO-B, and/or ACE spacecraft. We find that observations of ESP events at 1 au are organized by longitude relative to their CME solar source. The ESP event longitude distribution also showed organization with CME speed. The near-Sun CME speeds (V i ) for these events ranged from ∼560 to 2650 km s −1 while the average CME transit speeds to 1 au were significantly slower. The angular width of the events had a clear threshold at V i of ∼1300 km s −1 , above which events showed significantly larger angular extension compared to events with speeds below. High-speed events also showed larger heavy ion peak intensities near the nose of the shock compared to the flanks while their spectral index was smaller near the nose and larger near the flanks. This organization for events with V i < 1300 km s −1 was not as clear. These ESP events were observed over a narrower range of longitudes though the heavy ion peak intensities still appeared largest near the nose of the shock. Their heavy ion spectra showed no clear organization with longitude. These observations highlight the impact of spacecraft position relative to the CME source longitude and Vi on the properties of ESP events at 1 au.

Solar energetic particles↗