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All sourcesNASA NTRSDOE OSTI
DOE OSTI2024

Monopole Catalyzed Baryogenesis with a $\theta$ angle

Monopoles are generally expected in Grand Unified Theories (GUTs) where they can catalyze baryon decay at an unsuppressed rate by the Callan-Rubakov effect. For the first time, we show this catalysis effect can generate the observed baryon asymmetry at GeV scale temperatures. We study the minimal SU(5) GUT model and demonstrate that monopoles-fermion scattering with a $CP$-violating $\theta$-term leads to realistic baryogenesis even when $\theta\lesssim 10^{-10}$ is below the neutron EDM bound, potentially detectable in the future measurements. Our calculation also shows that to generate the observed baryon asymmetry, the abundance of the monopoles is below the current experiential bounds.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2024

Search for Heavy Neutral Leptons at the MINER$\nu$A detector

Heavy Neutral Leptons (HNL) are particles hypothesised to provide a mass generation mechanism for the active (observed) neutrino species, which are known to have nonzero mass from the definitive observation of neutrino oscillations. HNL are eigenstates of mass of the order $\mathcal{O}(0.1 − 1\,\,\mathrm{GeV}/c^{2})$, which mix into the active flavour eigenstates through the extended leptonic mixing matrix. Apart from neutrino mass, they could provide a natural dark matter candidate and a mechanism for matter-antimatter asymmetry in the early Universe, giving rise to today’s matter-dominated cosmos. Searches for HNL typically attempt to either confirm the existence of HNL through an excess in data that is most compatible with an HNL hypothesis, or by setting limits on the HNL parameter space $\left(M_{N4}, \left|U_{\alpha 4}\right|^{2}\right)$ in the case of statistically insignificant excess. Such searches are intensifying as part of a global research programme at both colliders and accelerator / atmospheric neutrino experiments. One such setting is the MINER$\nu$A experiment, located in the NuMI beamline at Fermilab. MINER$\nu$A has collected a large amount of data over seven years of operation to measure the cross-sections of neutrino-nucleus interactions necessary to drive systematic uncertainties down, in order for neutrino oscillation experiments to achieve sensitivity to CP violation in the neutrino sector. With the high-energy, high-intensity NuMI beam, and with good timing, position, and angular resolution leading to sensitivity to HNL decays, MINER$\nu$A is fertile ground for an HNL search, which is performed in this thesis. Specifically, a novel, experiment-agnostic and general simulation of HNL production and decay is presented and deployed; this simulation has been incorporated in the ubiquitous GENIE neutrino event generator for use with neutrino experiments in the future. The event selection and background characterisation is discussed in detail, including the primary background coming from charged-current coherent and diffractive pion production from neutrino-nucleus interactions, and constraints on the background using control regions from MINER$\nu$A data are derived. Finally, by means of a fake-data study given a background of $\mathcal{O}(500)$ events, the discovery potential and limit-setting capacity of MINER$\nu$A is demonstrated, and ways to improve this capacity are expounded upon.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Expanding the physics reach of DUNE in the near and far detectors

The Deep Underground Neutrino Experiment (DUNE) is a next-generation long-baseline neutrino oscillation experiment. Its primary goal is the determination of the neutrino mass hierarchy and the CP-violating phase. The DUNE physics programme also includes the detection of astrophysical neutrinos and the search for beyond the Standard Model (BSM) phenomena. DUNE will consist of a near detector (ND) complex placed at Fermilab, and a modular Liquid Argon Time Projection Chamber (LArTPC) far detector (FD) to be built in the Sanford Underground Research Facility (SURF), approximately 1300 km away from the neutrino production point. This thesis describes three different projects within DUNE. First, a novel strategy to improve the triggering capabilities of the DUNE FD is proposed. It uses matched filters to enhance the production of online hits across all charge collection planes. Next, the possibility of detecting neutrinos coming from dark matter (DM) annihilations in the Sun with the FD is explored. The complementarity of DUNE to this kind of DM searches is shown. Finally, the simulation and reconstruction framework of ND-GAr, the gas argon ND proposed for Phase II of DUNE, is presented. A number of additions to this are described, particularly focused on the development of the particle identification (PID) capabilities of the detector. These are then used to perform the first event selection studies with an end-to-end simulation in ND-GAr, in particular the selection of pion exclusive samples in $\nu_{\mu}$ CC interactions. All three of these projects share the common goal of enhancing the physics programme of DUNE.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2024

Calibration of the DUNE Far Detector Using Cosmic-ray Muon Events

The Deep Underground Neutrino Experiment (DUNE) aims to set new limits on parameters associated with neutrino oscillations, neutrino astrophysics, and beyond the Standard Model (SM) searches such as nucleon decay. DUNE will quantify the magnitude of CP violation in the lepton sector, and determine the neutrino mass ordering. These benefit highly from the large target mass and excellent imaging, tracking, and particle identification capabilities of Liquid Argon Time Projection Chambers (LArTPCs). Detector calibration is essential to make precise physics measurements. For instance, accurate energy reconstruction is necessary for measuring many of the aforementioned quantities with the precision required for discovering new physics and fully exploiting the capabilities of the detector. Cosmic muons are a freely available natural source of calorimetric data and can be used for calibrating various detector parameters. This thesis provides an analysis of simulated cosmic-ray muon events generated with the Muon Simulation Underground (MUSUN) generator in the DUNE horizontal drift (HD) far detector (FD). The study focuses on analysing the energy and angular distribution of various classes of muon events, as well as characterising the different particles produced by cosmic muon interactions. The analysis of π0 → 2γ events within the cosmic-ray muon sample is presented in this thesis with a detailed study of reconstructing electromagnetic showers. The π0 mass is reconstructed within the DUNE FD, yielding a value of (136 ± 7) MeV/c2. Additionally, the thesis introduces methods for dE/dx calibration using simulated and reconstructed muon tracks. A calibration constant Ccal = (5.469 ± 0.003) × 10−3 ADC × tick/e is obtained through a model-dependent calibration process, where 1 tick corresponds to 500 ns of sampling time of an ADC. Furthermore, a calibration technique is presented, demonstrating precise translation from dQ/dx to dE/dx. This calibration method is applied to stopping muons, charged pions, and protons in the DUNE FD, addressing the measurement of energy loss in the detector volume. These are important calibrations of the DUNE FD and will contribute to achieving the exciting physics goals of the experiment.

46 INSTRUMENTATION RELATED TO NUCLEAR SCIENCE AND ↗
DOE OSTI2025

Searching for Sterile Neutrinos In the NOvA Experiment and Measurements of Hadronic Energy Response with NOvA Test Beam Data

The NOvA (NuMI Off-Axis electron neutrino Appearance) experiment is a long-baseline neutrino oscillation experiment composed of two functionally identical detectors: a 300-ton Near Detector and a 14-kton Far Detector, separated by 809 km and placed 14 mrad off the axis of the NuMI neutrino beam created at Fermilab. This configuration enables NOvA’s rich neutrino physics program, which includes measuring neutrino mixing parameters, determining the neutrino mass hierarchy, probing CP violation in the leptonic sector, studying neutrino cross sections, searching for sterile neutrinos, and more.\\ In this thesis I will present two independent analyses developed within the NOvA experiment. The first is a search for light sterile neutrino oscillations in the 3+1 framework using $\nu_\mu$-CC and NC samples from the NOvA Near and Far Detectors. Light sterile neutrinos are hypothetical neutral leptons that do not participate in the weak interactions but can mix with the three known active neutrinos: $\nu_e$, $\nu_\mu$, and $\nu_\tau$. Anomalous results, such as $\nu_e$/$\bar{\nu}e$ appearance in a $\nu_\mu$ ($\bar{\nu}_\mu$) beam observed by the MiniBooNE and LSND experiments, can be explained by the existence of sterile neutrinos. Thus, proving the existence of this type of neutrino is essential. The latest results of these searches in the NOvA experiment, along with contributions to this effort, will be presented.\\ The second is the first measurement of the pion energy response using data from the NOvA Test Beam experiment. The NOvA Test Beam experiment, deployed at Fermilab, uses a scaled-down 30-ton NOvA detector to analyze tagged beamline particles. The beamline can select and identify electrons, muons, pions, kaons, and protons with momenta ranging from 0.4 to 1.4 GeV/c. Pions are an important component of the hadronic system in neutrino interactions, and understanding how the detector responds to these particles is crucial for the validation of the simulation and the reduction of detector calibration uncertainties, which remain one of the largest systematic uncertainties in NOvA analyses.

Dueñas Tonguino, David Francisco [Cincinnati U.] (↗
DOE OSTI2026

Hadron-Argon Cross-Section Measurements at Protodune

The Deep Underground Neutrino Experiment (DUNE) is a next-generation experiment designed to measure neutrino oscillations with unprecedented precision, specifically seeking to identify CP violation in the lepton sector. DUNE utilizes the Liquid Argon Time Projection Chamber (LArTPC) as its core detecting technology, offering high-resolution imaging to reconstruct neutrino interactions on argon. A primary challenge in this reconstruction is the modeling of hadronic final-state interactions (FSI), where hadrons produced at the initial interaction vertex undergo further scattering before escaping the nucleus. In this thesis, I utilize the ProtoDUNE-SP detector and its 1~GeV/$c$ hadron beam at the CERN Neutrino Platform to present the first measurements of total inelastic $\pi^+$-argon and proton-argon cross sections in an energy regime critical to DUNE. I detail the development and validation of the ``slicing method'', which utilizes a kiloton-scale LArTPC to extract hadron-argon cross sections. These measurements provide an indispensable benchmark for informing DUNE's FSI modeling, and our results show no significant tension with current model predictions. Additionally, I study the impact of FSI modeling on DUNE’s sensitivity to oscillation parameters. This study demonstrates that variations in FSI models may be degenerate with oscillation features, highlighting the necessity of using direct experimental data to refine interaction models. Finally, I provide an outlook on related studies that will further contribute to this effort, supporting the ambitious physics goals of upcoming neutrino oscillation programs including DUNE.

Yin-Rui, Liu [U. Chicago (main)]↗
DOE OSTI2020

Constraint on the matter–antimatter symmetry-violating phase in neutrino oscillations

The charge-conjugation and parity-reversal (CP) symmetry of fundamental particles is a symmetry between matter and antimatter. Violation of this CP symmetry was first observed in 1964, and CP violation in the weak interactions of quarks was soon established. Sakharov proposed that CP violation is necessary to explain the observed imbalance of matter and antimatter abundance in the Universe. Yet, CP violation in quarks is too small to support this explanation. So far, CP violation has not been observed in non-quark elementary particle systems. It has been shown that CP violation in leptons could generate the matter–antimatter disparity through a process called leptogenesis. Leptonic mixing, which appears in the standard model’s charged current interactions, provides a potential source of CP violation through a complex phase δ CP , which is required by some theoretical models of leptogenesis. This CP violation can be measured in muon neutrino to electron neutrino oscillations and the corresponding antineutrino oscillations, which are experimentally accessible using accelerator-produced beams as established by the Tokai-to-Kamioka (T2K) and NOvA experiments. Until now, the value of δ CP has not been substantially constrained by neutrino oscillation experiments. Here we report a measurement using long-baseline neutrino and antineutrino oscillations observed by the T2K experiment that shows a large increase in the neutrino oscillation probability, excluding values of δ CP that result in a large increase in the observed antineutrino oscillation probability at three standard deviations (3σ). The 3σ confidence interval for δ CP , which is cyclic and repeats every 2π, is [-3.41, -0.03] for the so-called normal mass ordering and [-2.54, -0.32] for the inverted mass ordering. Our findings indicate CP violation in leptons and our method enables sensitive searches for matter–antimatter asymmetry in neutrino oscillations using accelerator-produced neutrino beams. Future measurements with larger datasets will test whether leptonic CP violation is larger than the CP violation in quarks.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2021

Towards C P -violation studies on superheavy molecules: Theoretical and experimental perspectives

Molecules containing superheavy atoms can be artificially created to serve as sensitive probes to study symmetry-violating phenomena. Here, we provide detailed theoretical studies of quantities relevant to the electron electric dipole moment (eEDM) and nucleus-electron scalar-pseudoscalar interactions in diatomic molecules containing superheavy lawrencium nuclei. The sensitivity to parity and time (or, equivalently, CP) reversal violating properties is studied for different neutral and ionic molecules. The effective electric fields in these systems are found to be about 3–4 times larger than other known molecules on which eEDM experiments are being performed. Similarly, these superheavy molecules exhibit an enhancement of more than 3 times for CP-violating scalar-pseudoscalar nucleus-electron interactions. Our preliminary analysis using the Woods-Saxon nuclear model also demonstrates that these results are sensitive to the diffuse surface interactions inside the Lr nucleus. We also briefly comment on some experimental aspects by discussing the production of these systems.

74 ATOMIC AND MOLECULAR PHYSICS↗
DOE OSTI2025

Joint neutrino oscillation analysis from the T2K and NOvA experiments

The landmark discovery that neutrinos have mass and can change type (or flavour) as they propagate—a process called neutrino oscillation—has opened up a rich array of theoretical and experimental questions being actively pursued today. Neutrino oscillation remains the most powerful experimental tool for addressing many of these questions, including whether neutrinos violate charge-parity (CP) symmetry, which has possible connections to the unexplained preponderance of matter over antimatter in the Universe. Oscillation measurements also probe the mass-squared differences between the different neutrino mass states (Δ$m^2$), whether there are two light states and a heavier one (normal ordering) or vice versa (inverted ordering), and the structure of neutrino mass and flavour mixing. Here we carry out the first joint analysis of datasets from NOvA and T2K, the two currently operating long-baseline neutrino oscillation experiments (hundreds of kilometres of neutrino travel distance), taking advantage of our complementary experimental designs and setting new constraints on several neutrino sector parameters. This analysis provides new precision on the $Δm_{32}^2$ mass difference, finding $-2.43_{−0.03}^{+0.04}$ x $10^{-13}$ $\textrm{eV}^2$ in the normal ordering and $-2.43^{+0.03}_{-0.04}$ x $10^{-13}$ $\textrm{eV}^2$ in the inverted ordering, as well as a 3σ interval on δ CP of [−1.38π, 0.30π] in the normal ordering and [−0.92π, −0.04π] in the inverted ordering. The data show no strong preference for either mass ordering, but notably, if inverted ordering were assumed true within the three-flavour mixing model, then our results would provide evidence of CP symmetry violation in the lepton sector.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
NASA NTRS1991

Axino-induced baryogenesis

We consider the possibility that the baryon asymmetry is generated at low energies as a consequence of the axino decay. We analyze models in which the axino, the superpartner of the axion, is heavy and decays into gluinos at temperatures T approx. = 1 GeV. If CP and B violating couplings for the quark superfields are included, the subsequent decay of these out of equilibrium gluinos can act as seeds for baryogenesis. The required amount of CP violation is well consistent with the bounds on the electric dipole moment of the neutron and the mechanism works even for low reheating temperatures after inflation (T sub RH greater or approx. = 10 exp 4 GeV).

Mollerach, Silvia↗
DOE OSTI2025

Results from the T2K Experiment on Neutrino Mixing Including a New Far Detector 𝜇-like Sample

We have made improved measurements of three-flavor neutrino mixing with 19.7⁢(16.3) × 10 20 protons on target in (anti-)neutrino-enhanced beam modes. A new sample of muon-neutrino events with tagged pions has been added at the far detector, as well as new proton and photon-tagged samples at the near detector. Significant improvements have been made to the flux and neutrino interaction modeling. T2K data continue to prefer the normal mass ordering and upper octant of sin 2 ⁡𝜃 23 with a near-maximal value of the charge-parity violating phase with best-fit values in the normal ordering of 𝛿 CP = −2.18$^{+1.22}_{−0.47}$, sin 2 ⁡𝜃 23 = 0.559$^{+0.018}_{−0.078}$ and Δ⁢𝑚$^{2}_{32}$ = (+2.506$^{+0.039}_{−0.052}$) × 10 −3 eV 2 .

CP violation↗
DOE OSTI2025

Investigating solutions to the strong CP problem (Final Technical Report)

The weak interaction violates a symmetry between particles and anti-particles that is called a CP symmetry. This violation is expected to induce CP violation in the strong interaction by a large amount. However, observations show that the CP violation in the strong interaction is smaller than expected by more than ten orders of magnitude. This discrepancy is called the strong CP problem, and solving it has been one of the motivations for constructing a theory beyond the Standard Model (SM). In this research program, the PI investigated possible signals of solutions to the strong CP problem. The signals were predicted for a variety of experiments and observations. These predictions bridge different subfields of particle physics, cosmology, and astrophysics that are otherwise disconnected. As a byproduct, the PI also applied the techniques developed in this study to theories with axion-like particles to reveal signals of axion-like particles.

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗
DOE OSTI2025

Strong 𝐶⁢𝑃 violation and large-𝑁 𝑐 spin-flavor symmetry

We revisit the contribution of the QCD $\bar{𝜃}$ term to the 𝐶⁢𝑃-violating pion-nucleon couplings and the nucleon electric dipole moment in a combined large-𝑁 𝑐 and chiral perturbation theory framework. In particular, we approach this issue through the emergent spin-flavor symmetry of the baryon sector at large but finite 𝑁 𝑐 . We obtain good agreement with previous analyses for the pion-nucleon couplings and show that the large-𝑁 𝑐 framework indicates that tree-level contributions to the electric dipole moment possibly play a dominant role. The spin-flavor symmetry also enables us to provide novel constraints on 𝐶⁢𝑃-violating pion-Δ couplings, as well as the Δ electric dipole moment and Δ⁢𝑁 transition moment.

Baryons↗
DOE OSTI2024

Probing C P Violation with Neutrino Disappearance Alone

The best way to probe C P violation in the lepton sector is with long-baseline accelerator neutrino experiments in the appearance mode: the appearance of ν e in predominantly ν μ beams. Here we show that it is possible to discover C P violation with disappearance experiments only, by combining JUNO for electron neutrinos and DUNE or Hyper-Kamiokande for muon neutrinos. While the maximum sensitivity to discover C P is quite modest ( 1.6 σ with 6 years of JUNO and 13 years of DUNE), some values of δ may be disfavored by > 3 σ depending on the true value of δ . Published by the American Physical Society 2024

72 PHYSICS OF ELEMENTARY PARTICLES AND FIELDS↗